A locally hyperbolic 3-manifold that is not homotopy equivalent to any hyperbolic 3-manifold
Tommaso Cremaschi

TL;DR
The paper constructs a specific locally hyperbolic 3-manifold with a particular fundamental group property, demonstrating it cannot be homotopy equivalent to any complete hyperbolic 3-manifold, thus providing a counterexample in geometric topology.
Contribution
It introduces a novel example of a locally hyperbolic 3-manifold that defies homotopy equivalence to any complete hyperbolic 3-manifold, highlighting new complexities in 3-manifold topology.
Findings
Constructed a locally hyperbolic 3-manifold with no divisible subgroups in its fundamental group.
Proved this manifold is not homotopy equivalent to any complete hyperbolic 3-manifold.
Provides a counterexample impacting the understanding of hyperbolic 3-manifold classification.
Abstract
We construct a locally hyperbolic 3-manifold such that has no divisible subgroups. We then show that is not homotopy equivalent to any complete hyperbolic manifold.
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A locally hyperbolic 3-manifold that is not homotopy equivalent to any hyperbolic 3-manifold
Tommaso Cremaschi
(Date: March 12, 2024)
The author gratefully acknowledges support from the U.S. National Science Foundation grant DMS-1564410: Geometric Structures on Higher Teichmüller Spaces.
Abstract:
We construct a locally hyperbolic 3-manifold such that has no divisible subgroups. We then show that is not homotopy equivalent to any complete hyperbolic manifold.
Introduction
In [8] we constructed an example of a locally hyperbolic 3-manifold without divisible elements that was not homeomorphic to any complete hyperbolic 3-manifold. This answered a question of Agol [9, 20]. In the present work we show how, using similar techniques to [8], one can construct a locally hyperbolic 3-manifold without divisible elements such that is not homotopy equivalent to any complete hyperbolic 3-manifold:
Theorem**.**
There exists a 3-manifold that is locally hyperbolic without divisible elements in that is not homotopy equivalent to any hyperbolic 3-manifold.
Acknowledgements:
I would like to thank Ian Biringer and Martin Bridgeman for many helpful discussions.
Notation:
We use for homotopic and by we intend the connected components of . With we denote the genus orientable surface with boundary components. By we denote embeddings while denotes immersions.
1. Background
We now recall some facts and definitions about the topology of 3-manifolds, more details can be found in [13, 12, 15].
An orientable 3-manifold is said to be irreducible if every embedded sphere bounds a 3-ball. A map between manifolds is said to be proper if it sends boundaries to boundaries and pre-images of compact sets are compact. We say that a connected properly immersed surface is -injective if the induced map on the fundamental groups is injective. Furthermore, if is embedded and -injective we say that it is incompressible. If is a non -injective two-sided111The normal bundle on in is trivial. surface by the Loop Theorem we have that there is a compressing disk such that and is non-trivial in .
An irreducible 3-manifold is said to have incompressible boundary if every map: is homotopic via a map of pairs into . Therefore, has incompressible boundary if and only if each component is incompressible, that is -injective. An orientable, irreducible and compact -manifold is called Haken if it contains a two-sided -injective surface. A 3-manifold is said to be acylindrical if every map can be homotoped into the boundary via maps of pairs.
Definition 1.1**.**
A 3-manifold is said to be tame if it is homeomorphic to the interior of a compact 3-manifold .
Definition 1.2**.**
We say that a codimension zero submanifold forms a Scott core if the inclusion map is a homotopy equivalence.
By [25, 26, 24] given an orientable irreducible 3-manifold with finitely generated fundamental group a Scott core exists and is unique up to homeomorphism.
Let be a tame 3-manifold, then given a Scott core with incompressible boundary we have that, by Waldhausen’s cobordism Theorem [31], every component of is a product submanifold homeomorphic to for .
Definition 1.3**.**
Given a core we say that an end is tame if it is homeomorphic to for .
A core gives us a bijective correspondence between the ends of and the components of . We say that a surface faces the end if is the component of with boundary . It is a simple observation that if an end facing is exhausted by submanifolds homeomorphic to then it is a tame end.
Definition 1.4**.**
A 3-manifold is said to be locally hyperbolic if every cover with finitely generated is hyperbolizable.
Remark 1.5**.**
By the Tameness and Geometrization Theorem [19, 22, 23, 21] this is equivalent to saying that every cover with finitely generated is the interior of a compact, irreducible 3-manifold that is atoroidal and with infinite .
Definition 1.6**.**
An element in a group is said to be divisible if for all there exists such that .
1.1. Homotopy equivalences
We now recall some facts about homotopy equivalences of irreducible 3-manifolds. For details see [16, 18, 7].
Definition 1.7**.**
A Seifert fibered 3-manifold is a compact, orientable, irreducible 3-manifold that has a fibration by circles.
Definition 1.8**.**
Given a 3-manifold and a mnaifold , , a continuous map is essential if is -injective and is not homotopic via map of pairs to a map such that .
Definition 1.9**.**
Given an irreducible, compact 3-manifold with incompressible boundary a characteristic submanifold for is a codimension zero submanifold satisfying the following properties:
- (i)
every component is an -bundle or a Seifert fibered manifold; 2. (ii)
; 3. (iii)
all essential maps of a Seifert fibered manifold into are homotopic as maps of pairs into .
By work of Johannson and Jaco-Shalen we have such a submanifold for compact, irreducible 3-manifolds with incompressible boundary [7, 2.9.1]:
Theorem** (Existence and Uniqueness).**
Let be a compact, irreducible 3-manifold with incompressible boundary. Then there exists a characteristic submanifold and any two characteristic submanifolds are isotopic.
This is also called the JSJ or annulus-torus decomposition. One of the main application of the JSJ decomposition is the following Theorem [16, 24.2]:
Theorem 1.10**.**
Let and be compact irreducible 3-manifolds with incompressible boundary and denote by , respectively their characteristic submanifolds. Given a homotopy equivalence then we have a map homotopic to such that:
- (i)
is a homeomorphism; 2. (ii)
is a homotopy equivalence.
In particular if is acylindrical we have that has no characteristic submanifold therefore any homotopy equivalence is homotopic to a homeomorphism.
Definition 1.11**.**
Given an essential properly embedded annulus in a Dehn flip of along is the 3-manifold obtained by cutting along picking a homeomorphism that is the identity on and re-gluing along either via the identity or via the map where we parametrised by .
A Dehn flip of along naturally gives a homotopy equivalence which we will also denote by a Dehn flip.
Moreover, as a consequence of Theorem 1.10, see[16, 18, 7], we have that homotopy equivalences of are generated by Dehn flips along annuli contained in the boundary of thecharacteristic submanifold of , see Theorem [16, 29.1]. As a consequence of Johansson homotopy equivalence theory for Haken 3-manifold we get:
Lemma 1.12**.**
If the characteristic submanifold of a Haken 3-manifold is given by one embedded separating cylinder then any 3-manifold homotopy equivalent to is either homeomorphic to or to a Dehn flip along .
2. Construction of the Example
Consider the 3-manifold obtained as a thickening of the 2-complex given by gluing a genus two surface and a torus so that a meridian of is identified with a separating simple closed curve of . Note that is formed by two genus two surfaces both of which are incompressible in . Let be two copies of a hyperbolizable, acylindrical 3-manifold with incompressible genus two boundary (for example see [30, 3.3.12]) and glue to the 3-manifold one to each boundary component. Then we obtain a closed 3-manifold :
Note that the manifold is not hyperbolizable since it contains the essential torus and that the surface is incompressible and separating in .
Remark 2.1**.**
The 3-manifold is hyperbolizable, with incompressible boundary and its characteristic submanifold is given by an annulus connecting the two distinct boundaries. Thus, any annulus with both boundary components on the same surface is boundary parallel.
The infinite cyclic cover of is obtained by gluing infinitely many copies of along their boundaries:
Denote by the lifts of . The surfaces are all genus two and incompressible in . Moreover, we denote by the compact submanifolds of co-bounded by for and by the properly embedded annulus in that is the lift of the essential torus and we let . With an abuse of notation we denote by the elements corresponding to .
In the remainder of this work we will show that the manifold satisfies the following three properties:
- (1)
has no divisible elements; 2. (2)
is locally hyperbolic; 3. (3)
is not homotopy equivalent to any hyperbolic 3-manifold.
Which will give us the theorem Theorem. We will now show that is locally hyperbolic and that has no divisible elements.
Lemma 2.2**.**
The manifold has no divisible elements in .
Proof.
The manifold is the cover of a compact 3-manifold thus we have that . Since is irreducible, compact and with infinite by [27] we have that it has no divisible elements in . ∎
Lemma 2.3**.**
The manifold is locally hyperbolic and all covers corresponding to are homeomorphic to .
Proof.
We first claim that is atoroidal. Let be an essential torus. Since is compact it intersects at most finitely many . Moreover, up to an isotopy we can assume that is transverse to all and that it minimises . If does not intersect any we have that it is contained in a submanifold homeomorphic to , see Remark 2.1, which is atoroidal and so isn’t essential.
Since both the ’s and are incompressible by our minimality condition we have that the components of the intersection are essential pairwise disjoint simple closed curves in . Thus, is decomposed by into finitely many parallel annuli. Consider such that and . Then cannot intersect in only one component, so it has to come back through . Thus, we have an annulus that has both boundaries in and is contained in a submanifold of homeomorphic to . The annulus gives an isotopy between isotopic curves in and is therefore boundary parallel, see Remark 2.1. Hence, by an isotopy of we can reduce contradicting the fact that it was minimal and non-zero. Therefore, is atoroidal.
Claim:
The are hyperbolizable.
Proof of Claim: Since is atoroidal and for the are -injective submanifolds they are also atoroidal. Moreover, since the are compact manifolds with infinite they are hyperbolizable by Thurston’s Hyperbolization Theorem [19].
The manifold is exhausted by the hyperbolizable -injective submanifolds .
Claim:
The manifold is locally hyperbolic.
Proof of Claim: To do so it suffices to show that given any finitely generated the cover corresponding to factors through a cover that is hyperbolizable. Let be loops generating . Since the exhaust we can find some such that , hence the cover corresponding to factors through the cover induced by . We now want to show that the cover of corresponding to is hyperbolizable.
Since is an infinite cyclic cover of we have that is the same as the cover of corresponding to . The resolution of the Tameness [1, 6] and the Geometrization conjecture [22, 23, 21] imply the Simon’s conjecture222Final steps completed by Long and Reid, see [5]., that is: covers of compact irreducible 3-manifolds with finitely generated fundamental groups are tame [5, 28]. Therefore, since is compact by the Simon’s Conjecture we have that is tame. The submanifold lifts homeomorphically to . By Whitehead’s Theorem [11] the inclusion is a homotopy equivalence, hence forms a Scott core for . Thus, since is incompressible and is tame we have that and so it is hyperbolizable.
Which concludes the proof. ∎
Remark 2.4**.**
Note that in the manifold the surfaces have no homotopic simple closed curve except for the loops . If not we would have an embedded cylinder not homotopic into which contradicts the fact that the characteristic submanifold of is given by a thickening of . In particular this gives us the important fact that for any homotopy equivalence and any essential subsurface not isotopic to a neighbourhood of we cannot homotope through any for .
Lemma 2.5** (Homotopy Equivalences).**
Given a tame 3-manifold let be its compactification and let be a homotopy equivalence. Then, there exists a homotopy equivalence such that and:
- (1)
is embedded for all ; 2. (2)
there are essential subsurfaces of , respectively, whose components are homeomorphic to punctured tori, and where for all , the images are separated in by . Moreover, the same holds for any surface intersecting minimally.
Proof.
By Lemma 1.12 we get that is either homotopic to a homeomorphism or is given by a Dehn flip along the annulus of . If is homeomorphic to we have nothing to do since the required map is the homeomorphism and (1) and (2) are true for .
Therefore, we only need to deal with the case in which is a Dehn flip of along the annulus . We will now explicitly write the Dehn flip . Let be a regular neighbourhood of the annulus in such that , , are regular neighbourhoods of in . Similarly let be a regular neighbourhood of in . Let be given by:
[TABLE]
and be the homotopy equivalence obtained by extending via the homeomorphism of coming from Lemma 1.12. Moreover, for the homeomorphism is the identity on . Then realises the Dehn flip from to . The homeomorphism of preserves the order of the surfaces, it is the identity on , hence for all the surfaces are embedded. This concludes the proof of (1).
For (2) note that for all we have that is given by two essential punctured tori . Moreover, for all we have that the essential tori are separated by , this again follows from the fact that is the identity on and so it preserves ordering. Thus, we always see, up to isotopy, the following configuration:
Finally if and intersects minimally we have that all components of intersections of and are isotopic to the intersection of with the annulus . If the subsurfaces are not separated by it means that they all lie in the same component of .
By the isotopy extension Theorem [14, 8.1.3] we have isotopic to and respectively and subsurfaces , isotopic to that are separated in by . Therefore, we can find a simple closed loop in one of the essential subsurfaces that is not contained in . Since we assumed that are contained in the loop is homotopic into contradicting Remark 2.4.∎
Definition 2.6**.**
Given a hyperbolic 3-manifold , a useful simplicial hyperbolic surface is a surface with a 1-vertex triangulation , a preferred edge and a map , such that:
- (1)
is a geodesic in ; 2. (2)
every edge of is mapped to a geodesic segment in ; 3. (3)
the restriction of to every face of is a totally geodesic immersion.
By [4, 2] every -injective map with a 1-vertex triangulation with a preferred edge can be homotoped so that it becomes a useful simplicial surface. Moreover, with the path metric induced by a useful simplicial surface is negatively curved and the map becomes -Lipschitz.
Lemma 2.7**.**
Let N\cong\left.\raisebox{1.00006pt}{\mathbb{H}^{3}!}\middle/\raisebox{-1.00006pt}{\Gamma}\right. be a hyperbolic 3-manifold homotopy equivalent to then is represented by a parabolic element in .
Proof.
Assume that is represented by a hyperbolic element and let be the essential bi-infinite annulus obtained as the limit of the . Since all are incompressible in and is a homotopy equivalence the maps: are -injective. Let be 1-vertex triangulations of realising as an edge in the 1-skeleton. Then, by [4, 2] we can realise the maps by useful simplicial hyperbolic surfaces such that and the image of is the unique geodesic representative of .
In the simplicial hyperbolic surfaces a maximal one-sided collar neighbourhood of has area bounded by the total area of . Since the simplicial hyperbolic surfaces are all genus two by Gauss-Bonnet we have that . Therefore, the radius of a one-sided collar neighbourhood is uniformly bounded by some constant for the hyperbolic length of in . Then for in the simplicial hyperbolic surface the two sided neighbourhood of is not embedded and contains an essential 4-punctured sphere . Since simplicial hyperbolic surfaces are -Lipschitz the -punctured sphere is contained in a neighbourhood of in . The curves obtained by joining the seams of the pants decomposition of induced by have length bounded by . Since there are infinitely many and they are all homotopically distinct we have that is not discrete since the move a lift of a uniformly bounded amount.
∎
Proposition 2.8**.**
Let be a homotopy equivalence, then for all the maps: have embedded representatives in .
Proof.
Fix a triangulation of . Since the are -injective by taking a refinement of outside a pre-compact neighbourhood of we can homotope to be a PL-least area surface with respect to a weight system induce by , see [10, 19, 17]. We now want to show that they are embedded. To do so it suffices to show that they have embedded representatives in some cover, see [10, 19, 17]. Consider the cover with the triangulation induced by . The PL-least area surface lifts homeomorphically to and it is still minimal with respect to . Since has embedded representatives in , see Lemma 2.5, by [10, 19, 17] we have that is embedded as well, hence is. ∎
We will now prove Theorem Theorem which we now restate.
Theorem 2.9**.**
The manifold is locally hyperbolic and without divisible elements in but is not homotopy equivalent to any hyperbolic 3-manifold.
Proof.
By Lemma 2.2 and Lemma 2.3 we only need to show that is not homotopy equivalent to any hyperbolic 3-manifold . The proof will be by contradiction. Assume that we have a homotopy equivalence for N\cong\left.\raisebox{1.00006pt}{\mathbb{H}^{3}!}\middle/\raisebox{-1.00006pt}{\Gamma}\right. a hyperbolic 3-manifold. By Lemma 2.7 we have that for the element of generating the fundamental group of the bi-infinite essential annulus is represented by a parabolic element in (with an abuse of notation we will refer to this element by as well). Thus, in we have a cusp corresponding to . Moreover, Proposition 2.8 gives us a collection of embedded genus two surfaces contained in neighbourhoods of in such that . Moreover the ’s are incompressible and separating in . The fact that they are separating follows from being an isomorphism in homology and the fact that the ’s are not dual to 1-cycles in , similarly they are incompressible since the are and is a homotopy equivalence. Therefore, if we take the surface we have that is given by two manifolds with boundary a surface isotopic in to .
The element is parabolic with cusp and each has a simple closed loop homotopic in to such that is given by two punctured tori with boundary isotopic to . Without loss of generality we can assume that . Moreover, up to an isotopy of each we can also assume that for all the surfaces are transverse to and that is minimal.
Claim:
Every component is isotopic to and .
Proof of Claim: Since are incompressible and we minimised we have that every has to be essential in both surfaces. By Remark 2.4 we have that the only simple closed curve in homotopic into is which is homotopic to .
Thus in we have that the punctured tori to are either on the same side of or on opposite sides:
Moreover, all the components of are contained in neighbourhoods of and .
Claim:
There are infinitely many punctured tori such that is a component of .
Proof of Claim: Consider and a cover corresponding to the subgroup where lifts homeomorphically. Assume that there only finitely many that are contained in . Then, for infinitely many in the covers we see the following configuration:
Let be as in Lemma 2.5 and homotopic to the homotopy equivalence . Since and are incompressible closed surfaces by [31] we have that and by (2) of Lemma 2.5 we have that separates the punctured tori in and . Thus, we have a punctured torus, say , that is contained in and such that the corresponding punctured torus is contained in . Let be any essential non peripheral curve, then since is homotopic into and separates we have that is homotopic into contradicting Remark 2.4. Therefore, we have infinitely many punctured tori with boundary isotopic to such that .
We can now reach a contradiction with the fact that is a discrete group. Let and let where is the 3-dimensional Margulis constant (see [3]). Since the ’s are -injective by picking a -vertex triangulation with preferred edge corresponding to we can realise the ’s by useful simplicial hyperbolic surfaces .
The surfaces are mapping to the cusps and cannot be homotoped through since again we would contradict Remark 2.4. Hence, we get that for all . Let , then . Since the surfaces are negatively curved by the Bounded Diameter Lemma [2, 29] we get that we can find loops whose length is bounded by and such that they generate a rank two free group. Since we have that at least one of is not homotopic to . Without loss of generality we can assume that this element is always . By Remark 2.4 the collection are all distinct elements in . Moreover, we have that . Let , pick and fix to be a lift in . Then for lifts of we have that:
[TABLE]
Thus the family has an accumulation point in contradicting the discreetness of . ∎
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