Cauchy problem for hyperbolic operators with triple effective characteristics on the initial plane
Tatsuo Nishitani, Vesselin Petkov

TL;DR
This paper proves well-posedness of the Cauchy problem for effectively hyperbolic operators with triple characteristics on the initial plane, removing previous restrictive conditions and extending prior results.
Contribution
It establishes well-posedness without assuming the previously required condition (E), advancing the understanding of hyperbolic operators with triple characteristics.
Findings
Well-posedness of the Cauchy problem for operators with triple characteristics.
Removal of the condition (E) from previous assumptions.
Extension of results to more general hyperbolic operators.
Abstract
We study effectively hyperbolic operators with triple characteristics points lying on . Under some conditions on the principal symbol of one proves that the Cauchy problem for in is well posed for every choice of lower order terms. Our results improves those in [11] since we don't assume the condition (E) of [11] satisfied.
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Taxonomy
TopicsDifferential Equations and Boundary Problems · advanced mathematical theories · Spectral Theory in Mathematical Physics
Cauchy problem for hyperbolic operators with triple effective characteristics on the initial plane
Tatsuo Nishitani
Departement of Mathematics, Osaka University, Machikaneyama 1-1, Toyonaka 560-0043, Japan
and
Vesselin Petkov
Institut de Mathématiques de Bordeaux, 351, Cours de la Libération, 33405 Talence, France
Abstract.
We study effectively hyperbolic operators with triple characteristics points lying on . Under some conditions on the principal symbol of one proves that the Cauchy problem for in is well posed for every choice of lower order terms. Our results improves those in [11] since we don’t assume the condition (E) of [11] satisfied.
Key words and phrases:
Cauchy Problem, Effectively Hyperbolic Operators, Triple Characteristics, Energy Estimates
2010 Mathematics Subject Classification:
Primary 35L30, Secondary 35S10
1. Introduction
In this paper we study the Cauchy problem for a differential operator
[TABLE]
of order with smooth coefficients Denote by
[TABLE]
the principal symbol of . With a real symbol one can write
[TABLE]
which is a differential operator in . Here the symbols coincide with
[TABLE]
respectively, (see [3]), and has symbol Throughout the paper we work with symbols which depend smoothly on and we use the Weyl quantization
[TABLE]
We will use the notation for the class of symbols (see [3]) and we abbreviate to and to . First we assume that the principal symbol
[TABLE]
is hyperbolic, that is the roots of equation with respect to are real for where is an open set. Second we assume also that has triple characteristic points only if and is effectively hyperbolic (see [4], [11]) at every triple characteristic points which is equivalent (see [4]) to the condition
[TABLE]
Recall that an operator is effectively hyperbolic if the fundamental matrix of the principal symbol has two non-vanishing eigenvalues at every point where . An effectively hyperbolic operator may have triple characteristics only for or (see [4]). Consequently, at a triple characteristic point , assuming , we have Moreover, at we have .
Our purpose is to study the Cauchy problem for and to prove that under some conditions on this problem is well posed for every choice of lower order terms. This property is called strong hyperbolicity and the effective hyperbolicity of is a necessary condition for it ([4]). For operators having only double characteristics every effectively hyperbolic operator is strongly hyperbolic and we refer to [9] for the related works. The conjecture is that effectively hyperbolic operators with triple characteristic points on are strongly hyperbolic (see [4],[1], [11]). On the other hand, for some class of hyperbolic operators with triple characteristics the above conjecture has been proved in [6], [1], [11], but the general case is still an open problem.
In [11] the strong hyperbolicity was established under the condition (E) saying that for some we have the lower bound
[TABLE]
Here is the discriminant of the equation with respect to , while is the discriminant of the equation with respect to In [11] it was introduced also a weaker condition (H) saying that with some constant we have
[TABLE]
We can consider a microlocal version of the conditions (E) and (H) assuming the above inequalities hold for in a small conic neighborhood of every triple characteristic point The main goal of this paper will be stated in Theorem 4.1 and Corollary 4.5 which improve the results in [11] and show that we have a strong hyperbolicity for some operators for which (E) is not satisfied, but (H) holds. In particular, we cover the case of operators whose principal symbol admits a microlocal factorization with one smooth root under the condition that there are no double characteristic points of converging to a triple characteristic point (see Example 1.1).
Concerning the symbols we assume the existence of such that
[TABLE]
It is clear that the condition (1.3) are satisfied if
[TABLE]
In fact, we assume a slightly weaker microlocal conditions formulated in (3.11) and Theorem 4.1.
Below we present two examples of operators with triple characteristics on satisfying the above assumptions.
Example 1.1**.**
Assume Then the symbol becomes . Let be a triple characteristic point. For small we have If for some sufficiently close to we have , then there exists with such that and the equation has a root for . This implies the existence of a double characteristic point of . We exclude this possibility, assuming for close to
Remark 1.1**.**
For the operator in Example , the discriminant of the equation has the form while Therefore the condition is reduced to
[TABLE]
If this inequality yields and hence which is not satisfied in any small neighborhood of a triple characteristic point , unless for all close to the point . On the other hand, the inequality
[TABLE]
obviously holds ( is assumed), hence is satisfied.
The Example 1.1 covers the case when the principal symbol admits a factorization
[TABLE]
with smooth real root and has not double characteristic points in a neighborhood of . In fact, we may write
[TABLE]
and taking we reduce the symbol to Example 1.1. Notice that effectively hyperbolic operators with principal symbols admitting above factorization have been studied by V. Ivrii in [6] who proved the strong hyperbolicity constructing parametrix. Here we present another proof based on energy estimates with weight assuming strictly hyperbolic for small .
Example 1.2**.**
Consider the operator with principal symbol
[TABLE]
where are zero order pseudo-differential operators and This class of operators has been studied in [11] under the condition . We write as follows
[TABLE]
[TABLE]
Choosing one reduces the symbol to the form with If the condition (1.4) is satisfied, while for the condition is not satisfied for , unless . It is easy to see that with the above choice of and , the condition holds.
Notice that if with is a double characteristic point for , one has and . Therefore the condition (H) is not satisfied and the analysis of this case is a difficult open problem. The proofs in this work are based on energy estimates with weight with leading to estimates with big loss of regularity. This phenomenon is typical for effectively hyperbolic operators with multiple characteristics (see [4], [1], [11]). We follow the approach in [11] reducing the problem to the one for first order pseudo-differential system. In Section 2 we construct a symmetrizer for the principal symbol of the system following a general result (see Lemma 2.1) which has independent interest. Moreover, and under our assumptions one shows that Therefore and in general the condition (E) is not satisfied. This leads to difficulties in Section 3, where a more fine analysis of the matrix pseudo-differential operators is needed. In Section 4 we show that the microlocal conditions (1.3) are sufficient for the energy estimates in Theorems 4.1 and 4.2.
2. Symmetrizer
First we recall a general result concerning the existence of a symmetrizer. Let be a monic hyperbolic polynomial of degree and let . Here depend on but we omit this in the notations below. Let
[TABLE]
be the Bézout form of and . It is well known that the matrix is nonnegative definite (see for example [5]).
Consider the Sylvester matrix corresponding to which has the form
[TABLE]
One has the following result [10] and for the sake of completeness we present the proof.
Lemma 2.1**.**
([10, Lemma 2.3.1])* symmetrizes and where is the difference-product of the roots of .*
Proof.
We first treat the case when is a strictly hyperbolic polynomial. Let , be the different roots of the equation . Write and set
[TABLE]
Since it is easy to see
[TABLE]
Denote by the Vandermonde’s matrix having the form
[TABLE]
Since , , the matrix is invertible and . It is clear that
[TABLE]
Denote by the cofactor matrix of and by the difference-product of . It is easily seen that is divisible by , hence
[TABLE]
Since and are alternating polynomials in of degree and respectively, then is a symmetric polynomial of degree
[TABLE]
Therefore is a polynomial in fundamental symmetric polynomials of . Noting that is of degree and () is of degree respectively with respect to (), one concludes that is of degree with respect to () which proves that
[TABLE]
Thus denoting we have . In particular, this shows that the symmetric matrix is nonnegative definite as it was mentioned above.
Set and note that is invertible. Moreover it follows from (2.1) that and hence
[TABLE]
It is clear that is a diagonal matrix because both and are diagonal matrices. Then yields which proves that is symmetric. From it follows that
[TABLE]
and hence . Consequently, and this completes the proof for strictly hyperbolic polynomial
Passing to the general case, introduce the polynomial
[TABLE]
According to [12], is strictly hyperbolic and let be the symmetrizer for constructed above. Obviously, as , we have since the coefficients of go to the ones of . The roots of depend continuously on the coefficients and this yields , being the roots of The equalities (2.2) imply and passing to the limit , we obtain the result. ∎
Note that is different from the Leray’s symmetrizer ([7]) since if is the Leray’s symmetrizer, then . Now consider
[TABLE]
Corollary 2.1**.**
Let where is the Kronecker’s delta. Then symmetrizes and .
Proof.
Since and the proof is immediate. ∎
With U={{}^{t}}\big{(}(D_{t}-{\rm Op}(\varphi)\langle{D}\rangle)^{2}u,\langle{D}\rangle(D_{t}-{\rm Op}(\varphi)\langle{D}\rangle)u,\langle{D}\rangle^{2}u\big{)} the equation is reduced
[TABLE]
where and
[TABLE]
where .
Introduce
[TABLE]
which is a representation matrix (conjugated by in Corollary 2.1) of the Bézout form of and (see for example [5], [8]). Therefore symmetrizes so that
[TABLE]
Note that when one has
[TABLE]
and hence
[TABLE]
.
Lemma 2.2**.**
There exist and such that
[TABLE]
if and .
Proof.
Note that
[TABLE]
Since
[TABLE]
choosing for instance, the assertion is clear. ∎
Lemma 2.3**.**
There exist and such that
[TABLE]
provided and .
Proof.
Since
[TABLE]
one obtains
[TABLE]
Indeed
[TABLE]
Noting , one gets the above representation and we deduce for small In the same way one treats the principal minors of order 2. For example
[TABLE]
[TABLE]
[TABLE]
since all terms involving can be compensated by ∎
Lemma 2.4**.**
Assume for and for There exists such that for we have
[TABLE]
Proof.
We will follow the argument of [11, Section 3] and we use the notation Recall that we have the representation
[TABLE]
with and real symbols where is the Freidrichs part of (see [11, Appendix], [2]) and hence .
Notice that is real, hence Setting we have
[TABLE]
and it is enough to prove
[TABLE]
Indeed if this is true, then we have
[TABLE]
Thus we conclude the assertion.
To prove (2.6), consider with . Setting one has
[TABLE]
Here and below denotes some symbol in the class . This yields
[TABLE]
and hence
[TABLE]
Let Then and
[TABLE]
Note that and . Therefore there exists such that
[TABLE]
because and \langle\xi\rangle^{\alpha}\Bigl{(}b(b-\varepsilon_{1}t)\Bigr{)}^{(\alpha)}_{(\beta)}={\mathcal{O}}(\sqrt{b}) and . Applying the Fefferman-Phong inequality for the operator with symbol one proves the assertion.
For the case with we have the inequality
[TABLE]
with some . Indeed, and \langle\xi\rangle^{\alpha}\Bigl{(}b(b-\varepsilon_{1}t)\Bigr{)}^{(\alpha)}_{(\beta)}={\mathcal{O}}(\sqrt{b}). Repeating the above argument, we complete the proof. ∎
Corollary 2.2**.**
Let . Then there exists such that for we have
[TABLE]
Corollary 2.3**.**
There exist and such that
[TABLE]
Proof.
Since there exists such that from the Fefferman-Phong inequality for the scalar symbol one deduces
[TABLE]
which proves the assertion thanks to Corollary 2.2. ∎
3. Energy estimates
Consider the energy , where is the inner product and , are positive parameters. Then one has
[TABLE]
Consider . Note that
[TABLE]
Writing one has
[TABLE]
because for . Then
[TABLE]
Denoting the third term on the right-hand side by , repeating the same arguments as before, it is easy to see
[TABLE]
Now we turn to the term with . Note
[TABLE]
since and for and hence
[TABLE]
The same arguments proves
[TABLE]
Consider . We have the representation
[TABLE]
Repeating similar arguments, one gets
[TABLE]
Since , taking (2.4) into account, we see
[TABLE]
Summarizing the above estimates, we obtain the following
Lemma 3.5**.**
Assume for . There is such that
[TABLE]
Consider , where is scalar. Recall
[TABLE]
For one has
[TABLE]
and hence
[TABLE]
Denoting the third term on the right-hand side by we have the same estimate as (3.2). Similarly one has
[TABLE]
Consider the term with and observe that
[TABLE]
with . Therefore
[TABLE]
because for and then
[TABLE]
Similar arguments are applied to . Finally, since
[TABLE]
we obtain
Lemma 3.6**.**
Assume for and for Then there exists such that
[TABLE]
Combining Lemmas 3.5, 3.6 and Corollary 2.2, one concludes that for sufficiently large we have
[TABLE]
Now we pass to the analysis of the term involving .
Lemma 3.7**.**
Assume . For sufficiently small we have
[TABLE]
Proof.
Since , one has
[TABLE]
It is not difficult to see that
[TABLE]
because . ∎
Lemma 3.8**.**
Assume , for and for There exist and such that for we have
[TABLE]
Proof.
Denoting , it suffices to prove
[TABLE]
Consider {\mathsf{Re}}\big{(}{\rm Op}\big{(}\psi_{\alpha\beta}Q_{(\beta)}^{(\alpha)}\big{)}U,U\big{)} with . Note that
[TABLE]
where . Consequently, one deduce
[TABLE]
Setting
[TABLE]
we obtain {\mathsf{Re}}\,\big{(}\psi_{\alpha\beta}\big{(}g^{(\alpha)}_{(\beta)}-\varepsilon t(\partial_{t}g)^{(\alpha)}_{(\beta)}\big{)}\big{)}=T\#\langle{\xi}\rangle^{-1}+S^{-2}. Therefore
[TABLE]
Note that and . There is such that
[TABLE]
because and so that . Then applying the Fefferman-Phong inequality, we prove the assertion. Let then with T_{1}=\big{(}\psi_{\alpha\beta}\big{(}g^{(\alpha)}_{(\beta)}-\varepsilon t(\partial_{t}g)^{(\alpha)}_{(\beta)}\big{)}\big{)}\#\langle{\xi}\rangle^{3/2}
[TABLE]
with some since and and the proof is similar. ∎
From (3.5) setting and dividing by , one deduces
[TABLE]
and applying Corollary 2.2, this implies
[TABLE]
Fixing and , we choose sufficiently large and we arrange the right hand side of the above inequality to be negative.
Next we turn to the analysis of Recall that by Corollary 2.3. Consequently,
[TABLE]
Lemma 3.9**.**
There exists depending on and such that for and any there exists such that
[TABLE]
Proof.
Recall
[TABLE]
which proves with some . To justify this, notice that the terms can be absorbed by because . For example,
[TABLE]
Choosing small enough, we obtain the result. Then the rest of the proof is just a repetition of the proof of Lemma 3.8. ∎
According to Lemma 3.9 and (3.8), one has
[TABLE]
Combining the estimates (3.4), (3.7), (3.9), it follows that
[TABLE]
Note that
[TABLE]
Denote and we choose . We fix and . Next we fix so that
[TABLE]
Then the term with is absorbed. Finally we choose and such that . Then we have
[TABLE]
Integrating (3.10) in from to and taking Corollary 2.3 into account, one obtains
Proposition 3.1**.**
Assume that
[TABLE]
hold globally where is given in Lemmas 2.2 and Then there exist and such that for and we have for any
[TABLE]
4. Microlocal energy estimates
First we prove the following
Lemma 4.10**.**
Assume that (1.3) is satisfied in where is a conic neighborhood of . Then there exist extensions , and of , and such that (3.11) holds globally.
Proof.
Assume that (1.3) is satisfied in . Choose conic neighborhoods , , of such that . Take , such that on and outside and on and outside . Choosing and small one can assume that is small as we please in because . We define the extensions of , , by
[TABLE]
where is a positive constant which we will choose below. Note that
[TABLE]
taking , into account and choosing small.
If then and if is outside then for choosing so that . Thus we have
[TABLE]
We turn to estimate derivatives of and . For it is clear that
[TABLE]
Similarly for one sees
[TABLE]
For , taking into account, one has
[TABLE]
Since is obvious the proof is complete. ∎
Remark 4.2**.**
In the proof of Lemma 4.10 replacing by where which is near and is a suitable positive constant it suffices to assume that (1.3) is satisfied in for .
Let and Let be a finite partition of unity with so that
[TABLE]
where on and . We can suppose that . We repeat the argument in [11, Section 4], studying a system
[TABLE]
with {}^{t}\big{(}(D_{t}-{\rm Op}(\varphi)\langle{D}\rangle)^{2}\chi_{\alpha}u,\langle{D}\rangle(D_{t}-{\rm Op}(\varphi)\langle{D}\rangle)\chi_{\alpha}u,\langle{D}\rangle^{2}\chi_{\alpha}u). One extends the coefficients , , and outside the support of and one can assume that (3.11) are satisfied globally. Thus we obtain the following
Theorem 4.1**.**
Let . Assume that for every point there exist a conic neighborhood and such that the estimates (3.11) are satisfied for and . Then there exist and such that for we have for any
[TABLE]
Corollary 4.4**.**
Let . Assume that for every point there exist a conic neighborhood and such that the estimates (1.3) are satisfied for and . Then the same assertion as in Theorem holds.
The same argument can be applied for the adjoint operator . With
[TABLE]
the equation is reduced to
[TABLE]
with Here the principal symbol is the same, while the lower order terms change. To study the Cauchy problem for in with initial data on one considers
[TABLE]
Repeating the argument of Section 3, one obtains the following
Theorem 4.2**.**
Let . Assume that for every point there exist a conic neighborhood and such that the estimates (3.11) are satisfied for and . Then there exist and such that for we have for any
[TABLE]
Following the argument in [11], we may absorb the weight and obtain energy estimates with a loss of derivatives. For the sake of completeness we recall this argument. Consider for . Assume . Differentiating with respect to , we determine the functions and set
[TABLE]
Therefore satisfies with
[TABLE]
Consequently, from Theorem 4.1 one deduce the existence of and such that for , and a solution of for , with
[TABLE]
we have
[TABLE]
where is independent on . We can obtain a similar estimates for higher order derivatives.
By applying the estimate (4.5) and the fact that under the assumptions of Theorem 4.1 the symbol is strictly hyperbolic for one can obtain the existence of a solution of the Cauchy problem in repeating the argument in [3, Theorem 25.4.5]. The fact that is strictly hyperbolic for , is equivalent to for being the discriminant of the equation with respect to . On the other hand, (see also Corollary 2.1) and for by Lemma 2.2. The local uniqueness of the solution of the Cauchy problem for can be obtained taking into account Theorem 4.2 for the adjoint operator and using the argument of [3, Theorem 25.4.5]. We leave the details to the reader.
Finally, we deduce
Corollary 4.5**.**
Under the assumptions of Theorem 4.1 the Cauchy problem for is well posed in for all lower order terms.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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