# Working Principles of Binary Differential Evolution

**Authors:** Benjamin Doerr, Weijie Zheng

arXiv: 1812.03513 · 2019-11-06

## TL;DR

This paper analyzes the fundamental working principles of binary differential evolution (BDE), revealing its stability, strengths in optimizing important variables, and challenges with small-influence decision variables, while proposing a semi-rigorous independent variant for analysis.

## Contribution

It provides the first fundamental analysis of BDE, highlighting its stability, optimization behavior, and introducing an independent variant inspired by statistical physics for rigorous study.

## Key findings

- BDE is stable with neutral bits sampled near 1/2 probability.
- BDE quickly optimizes the most important decision variables.
- Optimization time can be exponential for simple symmetric functions.

## Abstract

We conduct a first fundamental analysis of the working principles of binary differential evolution (BDE), an optimization heuristic for binary decision variables that was derived by Gong and Tuson (2007) from the very successful classic differential evolution (DE) for continuous optimization. We show that unlike most other optimization paradigms, it is stable in the sense that neutral bit values are sampled with probability close to $1/2$ for a long time. This is generally a desirable property, however, it makes it harder to find the optima for decision variables with small influence on the objective function. This can result in an optimization time exponential in the dimension when optimizing simple symmetric functions like OneMax. On the positive side, BDE quickly detects and optimizes the most important decision variables. For example, dominant bits converge to the optimal value in time logarithmic in the population size. This enables BDE to optimize the most important bits very fast. Overall, our results indicate that BDE is an interesting optimization paradigm having characteristics significantly different from classic evolutionary algorithms or estimation-of-distribution algorithms (EDAs).   On the technical side, we observe that the strong stochastic dependencies in the random experiment describing a run of BDE prevent us from proving all desired results with the mathematical rigor that was successfully used in the analysis of other evolutionary algorithms. Inspired by mean-field approaches in statistical physics we propose a more independent variant of BDE, show experimentally its similarity to BDE, and prove some statements rigorously only for the independent variant. Such a semi-rigorous approach might be interesting for other problems in evolutionary computation where purely mathematical methods failed so far.

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Source: https://tomesphere.com/paper/1812.03513