Stability of Lie group homomorphisms and Lie subgroups
Cristian Camilo C\'ardenas, Ivan Struchiner

TL;DR
This paper investigates the stability of Lie group homomorphisms and subgroups under deformations, using a Moser type argument, with specific results for compact groups.
Contribution
It introduces a Moser type argument to analyze the triviality of deformations of Lie group homomorphisms and subgroups, providing new stability results especially for compact groups.
Findings
Deformations of Lie group homomorphisms can be trivialized under certain conditions.
Stability results are established for compact Lie groups.
The method extends to the study of Lie subgroups and their deformations.
Abstract
We discuss a Moser type argument to show when a deformation of a Lie group homomorphism and of a Lie subgroup is trivial. For compact groups we obtain stability results.
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Stability of Lie group Homomorphisms and Lie Subgroups
Cristian Camilo Cárdenas
and
Ivan Struchiner
Ivan Struchiner Universidade de São Paulo
Instituto de Matemática e Estatίstica, Rua do Matão 1010, 05508-090, São Paulo, SP, Brazil
Cristian Camilo Cárdenas Universidade Federal Fluminense
Instituto de Matemática e Estatίstica, Rua Prof. Marcos Waldemar de Freitas Reis, S/n, 24210-201, Niterói, RJ, Brazil
Abstract.
We discuss a Moser type argument to show when a deformation of a Lie group homomorphism and of a Lie subgroup is trivial. For compact groups we obtain stability results
The first author was partially supported by CAPES and CNPq during the development of this project at IME-USP. The second author was partially supported by FAPESP (2015/22059-2) and CNPq (307131/2016-5).
1. Introduction
When studying an algebraic or geometric structure, a central problem is that of understanding how one such structure is related to the nearby ones. The main objective is to describe a neighbourhood of such structure in its moduli space. A first approximation to this problem is to study the space of structures which can be obtained from the original one through a small path in the moduli space. These paths give rise to families of structures which will be called deformations. This paper deals with deformations of Lie group homomorphism and Lie subgroups. More precisely, we are interested in understanding when a smooth family of Lie group homomorphisms or a smooth family of Lie subgroups represents a constant path in the corresponding moduli spaces. When this is the case, the deformation will be called a trivial deformation. Therefore, the first problem that we will deal with in this paper is that of determining when a deformation of a Lie group homomorphism (or a Lie subgroup) is trivial.
The notion of triviality of a deformation depends on the automorphism group that one considers. For Lie group homomorphisms or Lie subgroups , it is usual to consider the group of inner automorphisms of as the allowed group of automorphisms. Thus, for example, a smooth family of Lie group homomorphisms will be called trivial if there exists a smooth curve starting at the identity in such that for all . An analogous definition is made for deformations of a Lie subgroup . We will relate the triviality of deformations with the (smooth) vanishing of certain classes in cohomology groups associated to , and .
Theorem 1.1**.**
Let be a deformation of . Then for each we obtain a 1-cocycle
[TABLE]
in the complex which computes the differentiable cohomology of with coefficients in the pullback by of the adjoint representation of .
Moreover, the deformation is trivial if and only if the family of 1-cocycles can be smoothly transgressed (i.e., the cohomology classes vanish in a smooth manner).
To be precise, the result stated above holds under an extra completeness assumption. What we will actually prove is a local version of this result (see Theorem 3.7).
A similar result will be stated and proved for deformations of Lie subgroups (Theorem 4.9). We also consider the problem of determining when a deformation of is trivial with respect to the full group of automorphisms of . We will call such deformations weakly trivial. In order to deal with this problem, we note that for each we obtain a homomorphism
[TABLE]
We will say that a family has a smooth pre-image in if there exist smooth families and such that
[TABLE]
where denotes the differential of the complex computing the cohomology of with values in the pullback by of the adjoint representation of . In other words, the family of cohomology classes is a smooth pre-image of . We will show that
Theorem 1.2**.**
Let be a smooth family of Lie group homomorphisms and let be its deformation cocycle. Then is weakly trivial if and only if has a smooth pre-image in .
We remark that the presence of the “extra smoothness hypothesis" is unavoidable in our theorems. This is due to the geometric approach we use to prove the theorems (see the discussion on Moser’s argument below). However, when is compact we can use a Haar measure on to provide explicit transgressions to . With this we obtain, for example, the following result.
Theorem 1.3**.**
Let be a compact Lie group. Then every Lie group homomorphism admits only trivial deformations.
Similarly, we obtain the following result for compact Lie subgroups of .
Theorem 1.4**.**
Let be a compact Lie subgroup. Then every deformation of in is trivial.
Comparison to Existing Results
The problem of understanding the space of group homomorphisms and Lie subgroups near to a fixed one is not new. In [7], the authors topologize the space of Lie group homomorphisms from to using the compact open topology and consider the -action through inner automorphisms of on the space of Lie group homomorphisms. They sketch a proof of a theorem which states that if then the -orbit of is open in , and therefore every nearby homomorphism is conjugate to . A complete proof of this theorem can be found in [6], where the author allows to be a compactly generated locally compact group. This theorem is very closely related to our Theorems 3.7 and 1.3. On the one hand, the conclusion of their theorem is stronger than ours since our conclusions only hold for paths of homomorphims while theirs is topological. If we could show that the space of Lie group homomorphisms is locally path connected in a neighbourhood of then one might expect to obtain their results from ours. However we do not know if such a result is true. On the other hand, our hypothesis is in a way weaker than theirs. To begin we do not ask for the vanishing of the entire cohomology group, but only the (smooth) vanishing of the deformation class to obtain our conclusion. Moreover, even if were locally path connected, our deformations would be more general than the deformations allowed in [7]. In fact, since they use the compact-open topology, their deformations are constrained to compact subsets of , while we allow deformations which vary at infinity. However, when is compact it follows that vanishes for all and we obtain a smooth transgressions of the deformation class of any deformation . In this way we obtain a parametric version of their result.
In [2], the author deals with deformations of a Lie subgroup . Similarly to our approach, the problem that is described is that of controlling the triviality of families of Lie subgroups. The key ingredient in the proof of his first main theorem is the Implicit Function Theorem which he applies under the condition that the whole cohomology vanishes. He then obtains that every deformation of is locally trivial. On the other hand, we again do not impose the vanishing of the entire cohomology group. Our result is valid for subgroups which may admit non-trivial deformations. We characterize the trivial deformations of such a subgroup as being those for which the deformation class vanishes smoothly in cohomology. When is a compact Lie subgroup we use an explicit transgression of the deformation class and recover the result of [2]. Coppersmith also discusses the obstructions to the existence of deformations with prescribed deformation class. We do not deal with this problem in this paper.
The Moser Deformation Argument
Our versions of the results on deformations of Lie group homomorphisms and Lie subgroups were made possible due to the technique we employ. Our approach is an adaptation of the Moser Deformation Argument to the context of deformations of homomorphisms and Lie subgroups. The Moser Deformation Argument is a classical technique in symplectic geometry used to understand when a deformation of a symplectic structure is trivial.
In order to motivate the techniques used in this paper we briefly explain Moser’s Deformation Argument in symplectic geometry. Recall that a symplectic structure on a manifold is a -form which is closed under the de Rham differential () and is non-degenerate in the sense that for every , if is a tangent vector then for all if and only if . Suppose that is a smooth family of symplectic structures on . Since each is closed under the de Rham differential it follows that is also a cocycle in the de Rham cohomology of for all . The claim is then that there exists a smooth family (defined for small values of ) of diffeomorphisms such that and if and only if the cocylcles can be smoothly transgressed, i.e., if there exists a smooth family of -forms such that
[TABLE]
for all small values of .
To prove this claim one uses the following argument, which is known as the Moser Deformation Argument. Assume there exists satisfying the conditions of the claim. Differentiating the condition
[TABLE]
with respect to one obtains that
[TABLE]
where denotes the Lie derivative with respect to the vector field . Using Cartan’s magic formula and the fact that one obtains that
[TABLE]
for all . But then one can take to conclude one of the implications of the claim.
To prove the converse, suppose that there exists a smooth family of -forms which satisfy . Since is non-degenerate, there exists a unique smooth time dependent vector field on such that for all . Then the computations done in the first part of the proof show that the flow of the time dependent vector field satisfies (for flows of time dependent vector fields see e.g., [5]). To be precise, we remark that this argument is valid as long as the flow is defined at all points for .
In this paper we use a similar approach to prove the triviality of deformations of Lie group homomorphisms and Lie subgroups. We identify the relevant cohomology theory controlling the deformation and prove that the deformation cocycle can be smoothly transgressed if and only if the deformation is (locally) trivial.
We remark that a similar approach has also been used in [4] to understand when a deformation of Lie groupoids (and in particular Lie groups) is trivial. Also in [1] these techniques were used to address deformations of Lie group representations.
This paper is organised as follows. In Section 2 we recall the definition of the differentiable cohomology of a Lie group with values in a representation and describe the special cases which are relevant for controlling the deformation problems. In Section 3 we describe our results for deformations of Lie group homomorphisms and in Section 4 we describe the results for Lie subgroups.
Acknowledgements
We would like to thank João Nuno Mestre for his valuable comments on a first version of this paper.
2. Lie group cohomology
In this section we briefly recall the definition of the differentiable cohomology of a Lie group with coefficients in a representation , and describe the representations that will be useful for our purposes.
Let be a Lie group and be a representation of . The cochain complex of with coefficients in is defined as follows: the cochains of degree are smooth functions on (the cartesian product of copies of ) with values in . The differential is defined by
[TABLE]
For any representation of , we have ; the resulting cohomology is denoted by . The following examples will be useful for us.
Example 2.1**.**
The adjoint complex of is the complex obtained by taking to be the Lie algebra of , and to be the adjoint representation of on . In this case, the differential of the cochain complex will be simply denoted by , and the cohomology groups will be denoted by .
Example 2.2**.**
If is a homomorphism, then the adjoint representation of pulls-back to a representation of , . In this case, we will denote the differential of the resulting cochain complex by and its cohomology by .
Example 2.3**.**
When is a Lie subgroup with Lie algebra , the adjoint action of on induces a representation of on the quotient vector space . In this case, we will again denote the differential of the cochain complex by and we will denote the resulting cohomology groups by .
Remark 2.4**.**
By putting together the two previous examples, if is a homomorphism and is the Lie algebra of , one obtains a representation of on , where is the Lie algebra of . The differential of the resulting complex will be denoted by and its cohomology groups will be denoted by .
Remark 2.5**.**
Observe that, with the same notations as in the previous remark, there is a natural cochain-map (induced by ) between these complexes:
[TABLE]
3. Deformations and Stability of Lie Group Homomorphisms
In this section we state and prove our main results for Lie group homomorphisms. Let and be Lie groups and let be a Lie group homomorphism.
Definition 3.1**.**
A deformation of is a smooth family of Lie group homomorphisms such that . Two deformations and of are equivalent if there exists a smooth curve such that , and for all , where denotes conjugation by .
Remark 3.2**.**
We will also be interested in deformations which are only locally equivalent. For this, we only demand that for small enough values of .
Proposition 3.3**.**
Let be a deformation of . Then for each , the cochain
[TABLE]
is a cocycle.
Moreover, the cohomology class when , , only depends on the (local) equivalence class of the deformation .
Proof.
We begin by proving that is a cocycle. Let us denote by the multiplication on the Lie group , and by the multiplication on . Then, since is a group homomorphism for all we have that
[TABLE]
for all . Differentiating both sides of this equation with respect to at we obtain
[TABLE]
Right translating back to the identity, i.e., applying we obtain the cocycle equation for .
Assume now that and are equivalent deformations and let be a curve in starting at the identity and such that
[TABLE]
for all and . Equivalently,
[TABLE]
Differentiating both sides of the equation at we obtain
[TABLE]
where . Right translating both sides of this equation by , i.e., by applying to both sides of the equation we obtain
[TABLE]
therefore proving that is a coboundary concluding the proof. ∎
Remark 3.4**.**
It would be pleasing to have a statement saying that only depends on the equivalence class of the deformation for all . The problem with such a statement is that even if and are equivalent deformations of a Lie group homomorphism , the cohomology classes and live in different cohomology groups and we would have to identify both groups. One way around this difficulty is to note that acts on the space of Lie group homomorphisms by sending
[TABLE]
This action induces an isomorphism
[TABLE]
Moreover, if is a deformation of , then is a deformation , and maps the deformation class of at time [math] to the deformation class of at time [math].
If and are equivalent deformations of , then by definition there exists a smooth curve such that for all . Thus, we may view and as equivalent deformations of . It then follows that .
In view of the proposition and remark above, we think of the cohomology classes as the velocity vector of the equivalence class of the deformation at time .
Definition 3.5**.**
A deformation of is (locally) trivial if it is (locally) equivalent to the constant deformation for all .
We wish to characterize the deformations of which are trivial. Thinking of the cohomology class of a deformation as its velocity vector, it is natural to suspect that deformations for which for all are trivial. In order to take into acount also the smoothness of the deformation with respect to , we pose the following definition.
Definition 3.6**.**
Let be a deformation of and for each , let be cocycles. We say that the cohomology classes vanish smoothly if there exists a smooth curve such that for all . In this case we also say that is a smooth transgression of .
Theorem 3.7**.**
A deformation of a Lie group homomorphism is locally trivial if and only if vanishes smoothly for small values of .
Proof.
Assume first that is (locally) equivalent to the constant deformation, and let be a curve in starting at the identity and such that for all . Differentiating both sides of this equation we obtain
[TABLE]
Applying to both sides of the equation we obtain
[TABLE]
Thus, by taking
[TABLE]
we obtain that
[TABLE]
That is, the family of cocycles is transgressed by the smooth family .
Conversely, assume that
[TABLE]
where is a smooth curve in . Consider the time-dependent vector field on , where each is the right invariant vector field which takes value at the identity of . Let be such that the flow of is defined at for all Take to be the integral curve from time [math] to of the time-dependent vector field starting at , i.e., We will show now that for all small values of .
Consider the vector field on given by and the vector field along , Then, by , coincides with the pull-back of by .
On the other hand, the deformation of has associated the family of 1-cocycles
[TABLE]
Equation implies that the vector field along also coincides with the pull-back of by , for all . In other words, we have that and are integral curves of the time-dependent vector field passing through at time . Therefore, for small enough, as we claimed. ∎
The theorem above gives a characterization of the deformations of a homomorphism which are (locally) trivial in terms of its deformation cocycle. We next show that if is compact, then any deformation of is trivial. We state this property by saying that is stable.
In order to prove our stability result, we will need to integrate a function with respect to a normalized left invariant Haar measure on , i.e., a measure such that
- •
for all and ;
- •
.
Any compact Lie group admits such a measure.
Theorem 3.8**.**
Let be a compact Lie group. Then any Lie group homomorphism is stable.
Proof.
Let be any deformation of . If is compact, each vanishes. A primitive of is given by , where the integral is taken w.r.t. a normalized left invariant Haar’s measure of . In fact, since is a 1-cocycle, . Thus by integrating one has
[TABLE]
It follows that is smoothly transgressed. Moreover, since is compact the flow of the time dependent vector field obtained from the transgression of is defined for all . We can therefore apply Theorem 3.7 to conclude that is a trivial deformation of . ∎
We can also apply our methods to study weak triviality of a deformation of a Lie group homomorphism .
Definition 3.9**.**
A deformation of a Lie group homomorphism is said to be weakly trivial if there exists a smooth family of Lie group automorphisms such that , and for all .
Recall that a Lie group homomorphism induces a pull-back map . The key to characterizing the weakly trivial deformations lies in understanding if the deformation cocycle of a deformation lies in the the image of the pull-back map.
Definition 3.10**.**
We will say that a family has a smooth pre-image in if there exist smooth families and such that
[TABLE]
Theorem 3.11**.**
Let be a smooth family of Lie group homomorphisms and let be its deformation cocycle. Then is locally weakly trivial if and only if has a smooth pre-image in for small values of .
Proof.
Assume , for a smooth family of automorphisms of , with . By applying to both sides of the equation we obtain
[TABLE]
where is a vector field on , and is given by
[TABLE]
It follows that , where is the 1-cocycle in obtained by pulling back the -cocycle through the cochain map .
Conversely, assume that
[TABLE]
for and smooth families of elements in and respectively. Consider the time-dependent vector field on . Define as the flow from time [math] to of , which exists for small enough due to the right-invariance of each vector field . In fact, if , , is the integral curve of the vector field defined on such that , then, for any , is the integral curve of starting in ; in other words is the integral curve of the time-dependent vector field passing through at time . Therefore, the flow is defined for every .
We claim that is a family of Lie group isomorphisms. In fact, if we denote by the multiplication on , then the curves and are integral curves of the same time-dependent vector field on starting at the same point at time for all . Indeed, on the one hand we have that
[TABLE]
where in the third equality we have used the fact that is a cocycle.
On the other hand, by definition we have that
[TABLE]
Thus, since the curves are the same.
What we will show next is that is a trivial deformation of . That is, we will obtain a smooth curve in , starting at the identity, and such that for all . Therefore, we will have shown that for all small values of concluding the proof.
On the one hand, taking to be such that , equation (3.4) becomes
[TABLE]
On the other hand, we set to be the family of deformation cocycles associated to the deformation of . We claim that , i.e., is smoothly transgressed. In fact,
[TABLE]
from where it follows that
[TABLE]
Thus, by applying to both sides of the equation above we obtain
[TABLE]
where the last equality follows from equation (3.5). It then follows from Theorem 3.7 that is locally trivial concluding the proof of the theorem.
∎
4. Deformations and Stability of Lie Subgroups
In this section we state and prove our results on deformations and stability of Lie subgroups. Let be an embedding of into . Roughly speaking, a deformation of as a Lie subgroup of is a smooth family of embedded Lie subgroups such that . In order to make this precise, we first explain what a deformation of a Lie group is (see also [4] and references therein for the deformation theory of Lie groups and more generally of Lie groupoids).
Definition 4.1**.**
Let be a Lie group. We denote its multiplication map by and its inversion map by . A deformation of is a smooth family of maps , and such that , , and is a Lie group for all .
Remark 4.2**.**
In principle one may also wish to allow the identity element to vary with . However, after composing with an isotopy of one would obtain an equivalent deformation where the identity element is fixed (see [4]). For this reason we consider the identity element to be fixed for any deformation of .
Remark 4.3**.**
In [4], the authors allow for more general deformations where may vary smoothly (as a manifold). For this purpose, they consider to be the fiber of a submersion . Since we are interested in triviality of Lie subgroups, we will consider here only the case where (as manifolds). These deformations are called strict deformations of in [4].
We can now proceed to define deformations of Lie subgroups.
Definition 4.4**.**
Let be an embedding of Lie groups. A deformation of the Lie subgroup is a pair where is a deformation of , and is a smooth family of embeddings of Lie groups. Two deformations and of are (locally) equivalent if there exists a smooth curve starting at the identity element in such that for all (small values of) .
Remark 4.5**.**
The equivalence of two deformations and of can be re-expressed as follows. There exists a family of Lie group isomorphisms and a smooth curve in starting at the identity element such that and
[TABLE]
for all . This characterization of equivalent deformations of deformations of Lie subgroups in terms of homomorphisms will be useful in the proofs of the results presented below.
Proposition 4.6**.**
Let be a deformation of the Lie subgroup . Then for each the expression
[TABLE]
defines a cocycle in the complex , where is the image under the differential of of the Lie algebra of . Moreover, only depends on the (local) equivalence class of the deformation .
Proof.
The proof of the proposition is practically identical the proof of Proposition 3.3. We give a sketch of the proof here and leave the details to the reader.
Denoting by the multiplication of and by the multiplication on we have that
[TABLE]
for all , and for all . Differentiating this equation with respect to at , right translating back to the identity and projecting the result onto furnishes the cocycle equation for . In this verification one must use the fact that
[TABLE]
For the proof of the second part of the proposition, assume that and are equivalent deformations of . According to Remark 4.5 there exists a smooth family of Lie group isomorphisms and a smooth curve in starting at the identity element such that and
[TABLE]
for all . Let , and . Differentiating the equation above w.r.t. at we obtain
[TABLE]
Right translating this expression back to the identity via and projecting to we obtain
[TABLE]
where we have used the fact that belongs to . It follows that
[TABLE]
which concludes the proof. ∎
As in the previous section, we will consider the problem of characterizing locally trivial deformations in terms infinitesimal data.
Definition 4.7**.**
A deformation of is (locally) trivial if it is (locally) equivalent to the constant deformation .
Definition 4.8**.**
Let be a deformation of and let be its family of deformation cocycles. We will say that is smoothly transgressed if there exists a smooth curve such that , where .
Theorem 4.9**.**
Let be a deformation of an embedded Lie subgroup . Then is locally trivial if and only if can be smoothly transgressed for all small values of .
Proof.
The triviality of amounts to saying that
[TABLE]
for a smooth family of isomorphisms . Denote by the time-dependent vector field on the manifold induced by the diffeomorphisms and let . Differentiating the equation above with respect to at and right translating back to the identity we obtain
[TABLE]
Projecting to and using the fact that we obtain
[TABLE]
for all , and . Since is surjective, we conclude that
[TABLE]
which proves that can be smoothly transgressed.
We will now prove the converse statement. Assume that can be smoothly transgressed. By definition, there exists a smooth curve in such that
[TABLE]
for all and .
Let . Since and project to the same element in , it follows that
[TABLE]
where is a smooth map.
Let be the time dependent vector field on given by
[TABLE]
where denotes right translation by in , and let denote its flow from time [math] to , which exists for small enough due to the right-invariance of each vector field (for the existence of the flow, see the analogous statement in the proof of Theorem 3.11).
We claim that for each , is a Lie group isomorphism. In order to show this we must verify that
[TABLE]
for all , and all , where . It is clear that the equation holds when , so we will prove that both sides are integral curves of the same time-dependent vector field defined on .
On the one hand, we have that
[TABLE]
where in the fourth equality we have used the fact that
[TABLE]
which follows from applying to Equation (4.1) and using that
[TABLE]
(see Proposition 4.6).
On the other hand, by definition we have that
[TABLE]
Therefore, and are integral curves of the time-dependent vector field on and they start at the same point at time , hence they are equal.
Define . We claim that the deformation cocycles of the deformation of can be smoothly transgressed. Indeed, it is straightforward to check that its associated 1-cocycles are
[TABLE]
Therefore, by Theorem 3.7, the deformation is locally trivial. In other words, we have that for small values of , from where it follows that is locally trivial. ∎
Remark 4.10**.**
We remark that the proofs presented above continue valid word by word if instead of considering embedded subgroups one considers immersed subgroups (and deformations by immersed subgroups).
The second main result about stability of this paper states that any compact Lie subgroup of any Lie group is stable as a Lie subgroup. In order to prove this result, we will need to use a normalized left invariant Haar system on a deformation of . Such a system is a family of normalized left invariant Haar measures on which depend smoothly on in the sense that if is smooth, then
[TABLE]
is a smooth function on . Any deformation of a compact Lie group admits such a Haar System (see for example [8] or [3]).
Theorem 4.11**.**
Let be a Lie group and let be a compact Lie subgroup. Then any deformation of is trivial.
Proof.
Let be a deformation of . Consider the smooth family of functions given by
[TABLE]
so that is the family of deformation cocycles associated to the deformation .
We define the by
[TABLE]
Notice that since the Haar system is smooth, it follows that is a smooth curve in . By a computation identical to the one presented in the proof of Theorem 3.8 we obtain that
[TABLE]
where .
It follows that can be smoothly transgressed and we can apply Theorem 4.9 to conclude the proof. The “global” triviality of the deformation follows from the fact that is compact and therefore the flows of the vector fields used in the proof of Theorem 4.9 are defined for all . ∎
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