Monotonicity of the Morse index of radial solutions of the H\'enon equation in dimension two
Wendel Leite da Silva, Ederson Moreira dos Santos

TL;DR
This paper studies the Morse index of radial solutions to a weighted nonlinear PDE in 2D, showing it increases with the weight parameter and diverges as the parameter grows large.
Contribution
It proves the monotonicity of the Morse index with respect to the weight parameter and establishes a lower bound that diverges as the parameter tends to infinity.
Findings
Morse index is non-decreasing with respect to
Morse index tends to infinity as increases
Provides lower bounds for Morse indices
Abstract
We consider the equation \[ -\Delta u = |x|^{\alpha} |u|^{p-1}u, \ \ x \in B, \ \ u=0 \quad \text{on} \ \ \partial B, \] where is the unit ball centered at the origin, , , and we prove some results on the Morse index of radial solutions. The contribution of this paper is twofold. Firstly, fixed the number of nodal sets of the solution , we prove that the Morse index is monotone non-decreasing with respect to . Secondly, we provide a lower bound for the Morse indices , which shows that as .
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Taxonomy
TopicsNonlinear Partial Differential Equations · Analytic and geometric function theory · Geometric Analysis and Curvature Flows
Monotonicity of the Morse index of radial solutions of the Hénon equation in dimension two
Wendel Leite da Silva and Ederson Moreira dos Santos
Instituto de Ciências Matemáticas e de Computação
Universidade de São Paulo, CEP 13560-970 - São Carlos - SP - Brazil
[email protected], [email protected]
(Date: March 9, 2024)
Abstract.
We consider the equation
[TABLE]
where is the unit ball centered at the origin, , , and we prove some results on the Morse index of radial solutions. The contribution of this paper is twofold. Firstly, fixed the number of nodal sets of the solution , we prove that the Morse index is monotone non-decreasing with respect to . Secondly, we provide a lower bound for the Morse indices , which shows that as .
Key words and phrases:
Semilinear elliptic equations; Hénon equation; Nodal solutions; Morse index
2010 Mathematics Subject Classification:
35B06; 35B07; 35J15; 35J61
Wendel Leite da Silva was partially supported by CNPq and CAPES. Ederson Moreira dos Santos was partially supported by CNPq grant 307358/2015-1 and FAPESP grant 2015/17096-6.
1. Introduction
The Hénon equation [12] was proposed as a model to study stellar distribution in a cluster of stars with the presence of a black hole located at the center of the cluster. Besides its application to astrophysics, Hénon-type equations also model steady-state distributions in other diffusion processes; see the introduction in [9] and the references therein for a more precise description on applications. Apart from its applications, the Hénon equation is an excellent prototype for the study of some important problems on the qualitative analysis of solutions of elliptic partial differential equations. For example, the symmetry of least energy solutions and least energy nodal solutions [16, 4, 15] and some concentration phenomena [6, 5, 9]. In this paper we present some results on the Morse index of radially symmetric solutions.
Consider the equation
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where , , is either a ball or an annulus centered at the origin, is such that is on bounded sets of , is on bounded sets of , where denotes the derivative of with respect to the variable .
Given any continuous function we will denote by the number of nodal sets of , i.e. of connected components of . The Morse index of a solution of (1) is the maximal dimension of a subspace of in which the quadratic form
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is negative definite. Since we are considering the case of bounded domains, coincides with the number of negative eigenvalues, counted with their multiplicity, of the linearized operator in the space . When the solution is radial, we will denote by the radial Morse index of , i.e. the maximal dimension of a subspace of in which the quadratic form is negative definite or, alternatively, is the number of negative eigenvalues, counted with their multiplicity, of in the space .
In case the nonlinear term does not depend on the space variable, Aftalion and Pacella [1] obtained some lower bounds on the Morse index of sign changing radial solutions of (1), which recently were improved by De Marchis, Ianni and Pacella [8, Theorem 2.1].
Theorem A** (Autonomous problems).**
Let be a radial nodal solution of (1) with , . Then
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Moreover, if is superlinear, i.e. satisfies the condition
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then
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In this paper we consider the non-autonomous equation
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where is either a ball or an annulus centered at the origin, and is on bounded sets of . We recall the following estimates obtained in [14, Theorems 1.1 and 1.2], which were used to prove that least energy nodal solutions of (3) are not radially symmetric.
Theorem B**.**
Let be a radial sign changing solution of (3). Then has Morse index greater than or equal to . Moreover, if (2) holds, then the Morse index of is at least . In case is even, then these lower bounds can be improved, namely they become and , respectively.
Very recently these lower bounds were improved in [2, Theorem 1.1] by characterizing the Morse index in terms of a singular one dimensional eigenvalue problem. We also mention the paper [13] where its proved that the Morse index of radial solutions goes to infinity as . Given any , we set .
Theorem C**.**
Let and be a radial nodal solution of (3). Then
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Moreover, if (2) holds, then
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We obtain an improvement for these lower bounds.
Theorem 1.1**.**
Let and be a radial nodal solution of (3). Then
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where is a radial solution with of the autonomous problem
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Moreover, if (2) holds, then
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Remark 1.1**.**
Observe that
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Indeed, the above inequality is equivalent to
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and this is guaranteed by Theorem A. Also observe that this inequality can be strict in case , , , since by [7, Theorem 1.1].
Next, we consider the particular case of the Hénon equation
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where is the unit open ball centered at the origin, is a parameter and . Fixed the number of nodal sets , we prove that the Morse index of a radial nodal solution of () with nodal sets is monotone non-decreasing with respect to .
Theorem 1.2** (Monotonicity of the Morse indices).**
Let and be radial solutions of () and , respectively, with the same number of nodal sets. If , then and .
The case of is special. We may use the change of variables (8) with to establish a correspondence between the radial solutions of () with the radial solutions of with the same number of nodal sets. Although such transformation is not available for dimensions higher than two, we conjecture that Theorem 1.2 should also hold for .
2. An auxiliary eigenvalue problem
In this section we recall an important decomposition for some singular eigenvalue problems. Let and consider the sphere . We recall that the spherical harmonics on are the eigenfunctions of the Laplace-Beltrami operator . Indeed, the operator admits a sequence of eigenvalues and corresponding eigenfunctions which form a complete orthonormal system for . More precisely, each satisfies
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and each eigenvalue is given by the formula
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whose multiplicity is
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Let be either a ball or an annulus centered at the origin and consider the problem
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where is a radial function in . Set
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Then, endowed with inner product
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is a Hilbert space. We say that is an eigenfunction of (6), if
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We recall the following result on the decomposition of eigenvalues of (6); see [2, Proposition 4.1] or [3, Lemma 3.1].
Proposition 2.1**.**
Let be an eigenvalue of (6). Then, there exists such that
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where is a radial eigenvalue of (6) and as in (5). Conversely, if (7) holds and is an eigenfunction associated to , then is an eigenfunction of (6) associated to .
3. Proofs of the main results
Given , set
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We perform the change of variable putting and we observe that, see [14, Lemma 2.1], has the following properties:
- (i)
is a diffeomorphism between and whose inverse is
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- (ii)
In cartesian coordinates,
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Let be either a annulus or a ball centered at the origin and set .
Lemma 3.1** (Lemma 2.4 in [14]).**
The map
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is a continuous linear isomorphism. Moreover, with ,
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[TABLE]
Given a radial function , set by . Then is radially symmetric and, by [14, eq. (2.13)],
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Thus, if is a radial solution of (3), then satisfies
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Now, given any , we choose so that
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and so
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In the particular case with , setting , we get
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Therefore, we have proved the following result.
Lemma 3.2**.**
* is a radial solution of () in with nodal sets if, and only if,*
[TABLE]
is a radial solution of in with nodal sets.
Given , , we know that there exists a unique solution of () (up to multiplication by ) with nodal sets; see [14, Theorem 1.3 (i)]. Let and be radial solutions of () and , respectively, with . Then and are related by (14) and is the maximal dimension of a subspace of in which the quadratic form
[TABLE]
is negative definite. Similarly we can compute . The crucial point for the proof of Theorem 1.2 is the following result.
Proposition 3.1**.**
If , then
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where , is defined as in (8) with .
Proof.
By (14), up to multiplication by ,
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Hence
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Since , it follows from Lemma 3.1 that
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Now, putting , it follows from (9) and (10) that . Thus
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since . Therefore,
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and
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Proof of Theorem 1.2.
Let and be radial solutions of () and , respectively, with , . From Proposition 3.1, we have
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Therefore, if is a subspace of in which the quadratic form is negative definite, then is also negative definite in the subspace . Moreover, is negative definite in a subspace of if, and only if, is negative definite in subspace . Since and have the same dimension, we infer that and . Finally, we know from [11, Proposition 2.9] that and we conclude the proof of Theorem 1.2. ∎
To prove Theorem 1.1, we start with the particular case with even.
Proposition 3.2**.**
Let be even and let be a radial nodal solution of (3). Then
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where is a radial solution of (4) with . If in addition (2) holds, then
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Proof..
Let be a radial nodal solution of (3), with even and . Then and, by (13) ( in this case), the function is a radial nodal solution of the autonomous problem
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Therefore, by [10, Lemma 2.6], the singular eigenvalue problem
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has negative eigenvalues associated to nonradial eigenfunctions, counted with their multiplicity. We count the negative radial eigenvalues of (15) as whose corresponding eigenfunctions we denote by . By Proposition 2.1, every negative nonradial eigenvalue of (15) has the decomposition , for some and . For each , consider . Thus
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Moreover, using eq. (11) with , we have that the functions , , are the radial eigenfunctions of
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with . Then and with ,
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We claim that
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Indeed, if , then , whence . The latter shows that and this proves (19).
Therefore, from (16), (18), (19), we infer that
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Now, with respect to the radially symmetric eigenfunctions, it is proved [8, Theorem 2.1] that (15) has at least negative eigenvalues associated to radial eigenfunctions, and this number becomes if (2) holds. Again using eq. (11) with , we have that is a bijection between radial eigenvalues of (15) and we obtain the lower bounds for . ∎
Next we use Proposition 3.2 to prove Theorem 1.1.
Proof of Theorem 1.1.
Let and be a radial nodal solution of (3). Then, by (13), for all , the function is a radial nodal solution of
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Hence, if , i.e. , setting , it follows from Lemma 3.1 and (10) that
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for all and the equality holds for all . Consequently, and . In particular, taking we can use Proposition 3.2 for to obtain
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[TABLE]
where is radial solution of (4) with . ∎
Remark 3.1**.**
Observe that the key argument in the proof of Theorem 1.1 is the monotonicity of the Morse indices proved above, thanks to .
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] A. Aftalion and F. Pacella. Qualitative properties of nodal solutions of semilinear elliptic equations in radially symmetric domains. C. R. Math. Acad. Sci. Paris , 339(5):339–344, 2004.
- 2[2] A. Amadori and F. Gladiali. On a singular eigenvalue problem and its applications in computing the morse index of solutions to semilinear pde’s. http://arxiv.org/abs/1805.04321 v 1 , 2018.
- 3[3] T. Bartsch, M. Clapp, M. Grossi, and F. Pacella. Asymptotically radial solutions in expanding annular domains. Math. Ann. , 352(2):485–515, 2012.
- 4[4] T. Bartsch, T. Weth, and M. Willem. Partial symmetry of least energy nodal solutions to some variational problems. J. Anal. Math. , 96:1–18, 2005.
- 5[5] J. Byeon and Z.-Q. Wang. On the Hénon equation: asymptotic profile of ground states. I. Annales de l’Institut Henri Poincaré. Analyse Non Linéaire , 23(6):803–828, 2006.
- 6[6] D. Cao, S. Peng, and S. Yan. Asymptotic behaviour of ground state solutions for the Hénon equation. IMA Journal of Applied Mathematics , 74(3):468–480, 2009.
- 7[7] F. De Marchis, I. Ianni, and F. Pacella. Exact Morse index computation for nodal radial solutions of Lane-Emden problems. Math. Ann. , 367(1-2):185–227, 2017.
- 8[8] F. De Marchis, I. Ianni, and F. Pacella. A Morse index formula for radial solutions of Lane-Emden problems. Adv. Math. , 322:682–737, 2017.
