This paper proves the existence of sign-changing solutions for a non-autonomous Schrödinger--Poisson system in three-dimensional space, using a novel approach that does not require symmetry assumptions and works for small parameter values.
Contribution
It introduces a new method to find bounded nodal solutions without symmetry constraints for the Schrödinger--Poisson system with variable coefficients.
Findings
01
Existence of a bounded nodal solution when mbda is small.
02
Construction of a least energy nodal solution.
03
Solution changes sign exactly once in bR^3.
Abstract
In this paper, we study the existence of nodal solutions for the non-autonomous Schr\"{o}dinger--Poisson system: \begin{equation*} \left\{ \begin{array}{ll} -\Delta u+u+\lambda K(x) \phi u=f(x) |u|^{p-2}u & \text{ in }\mathbb{R}^{3}, \\ -\Delta \phi =K(x)u^{2} & \text{ in }\mathbb{R}^{3},% \end{array}% \right. \end{equation*}% where λ>0 is a parameter and 2<p<4. Under some proper assumptions on the nonnegative functions K(x) and f(x), but not requiring any symmetry property, when λ is sufficiently small, we find a bounded nodal solution for the above problem by proposing a new approach, which changes sign exactly once in R3. In particular, the existence of a least energy nodal solution is concerned as well.
Equations517
\left\{\begin{array}[]{ll}-\Delta u+u+\lambda K(x)\phi u=f(x)|u|^{p-2}u&\text{ in }\mathbb{R}^{3},\\
-\Delta\phi=K(x)u^{2}&\text{ in }\mathbb{R}^{3},\end{array}\right.
\left\{\begin{array}[]{ll}-\Delta u+u+\lambda K(x)\phi u=f(x)|u|^{p-2}u&\text{ in }\mathbb{R}^{3},\\
-\Delta\phi=K(x)u^{2}&\text{ in }\mathbb{R}^{3},\end{array}\right.
\left\{\begin{array}[]{ll}-\Delta u+u+\lambda K(x)\phi u=f\left(x\right)|u|^{p-2}u&\text{ in }\mathbb{R}^{3},\\
-\Delta\phi=K(x)u^{2}&\text{ in }\mathbb{R}^{3},\end{array}\right.
\left\{\begin{array}[]{ll}-\Delta u+u+\lambda K(x)\phi u=f\left(x\right)|u|^{p-2}u&\text{ in }\mathbb{R}^{3},\\
-\Delta\phi=K(x)u^{2}&\text{ in }\mathbb{R}^{3},\end{array}\right.
∣x∣→∞limf(x)=f∞>0 uniformly onR3,
∣x∣→∞limf(x)=f∞>0 uniformly onR3,
fmax:=x∈R3supf(x)<A(p)2p−2f∞,
fmax:=x∈R3supf(x)<A(p)2p−2f∞,
A\left(p\right)=\left\{\begin{array}[]{ll}\left(\frac{4-p}{2}\right)^{\frac{1}{p-2}},&\text{ if }2<p\leq 3,\\
\frac{1}{2},&\text{ if }3<p<4.\end{array}\right.
A\left(p\right)=\left\{\begin{array}[]{ll}\left(\frac{4-p}{2}\right)^{\frac{1}{p-2}},&\text{ if }2<p\leq 3,\\
\frac{1}{2},&\text{ if }3<p<4.\end{array}\right.
\begin{array}[]{ll}-\Delta u+u+\lambda K\left(x\right)\phi_{K,u}u=f\left(x\right)\left|u\right|^{p-2}u&\text{ in }\mathbb{R}^{3},\end{array}
\begin{array}[]{ll}-\Delta u+u+\lambda K\left(x\right)\phi_{K,u}u=f\left(x\right)\left|u\right|^{p-2}u&\text{ in }\mathbb{R}^{3},\end{array}
\left\{\begin{array}[]{ll}-\Delta u+u+\lambda\phi u=|u|^{p-2}u&\text{ in }\mathbb{R}^{3},\\
-\Delta\phi=u^{2}&\text{ in }\mathbb{R}^{3}.\end{array}\right.
\left\{\begin{array}[]{ll}-\Delta u+u+\lambda\phi u=|u|^{p-2}u&\text{ in }\mathbb{R}^{3},\\
-\Delta\phi=u^{2}&\text{ in }\mathbb{R}^{3}.\end{array}\right.
Mλ(c)={u∈Mλ:Iλ(u)<c} for some c>0,
Mλ(c)={u∈Mλ:Iλ(u)<c} for some c>0,
Mλ(c)=Mλ(1)∪Mλ(2),
Mλ(c)=Mλ(1)∪Mλ(2),
u+(x)=max{u(x),0} and u−(x)=min{u(x),0}.
u+(x)=max{u(x),0} and u−(x)=min{u(x),0}.
\left\{\begin{array}[]{ll}-\Delta u+V(x)u+\phi u=\left|u\right|^{p-2}u&\text{ in }\mathbb{R}^{3},\\
-\Delta\phi=u^{2}&\ \text{in }\mathbb{R}^{3}.\end{array}\right.
\left\{\begin{array}[]{ll}-\Delta u+V(x)u+\phi u=\left|u\right|^{p-2}u&\text{ in }\mathbb{R}^{3},\\
-\Delta\phi=u^{2}&\ \text{in }\mathbb{R}^{3}.\end{array}\right.
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Bound state nodal solutions for the non-autonomous Schrödinger–Poisson system in R3
Juntao Suna, Tsung-fang Wub
*a**School of Mathematics and Statistics, Shandong
University of Technology, Zibo, 255049, P.R. China *
*b**Department of Applied Mathematics, National
University of Kaohsiung, Kaohsiung 811, Taiwan *
E-mail address: [email protected](J. Sun)E-mail address: [email protected] (T.-F. Wu)
Abstract
In this paper, we study the existence of nodal solutions for the
non-autonomous Schrödinger–Poisson system:
[TABLE]
where λ>0 is a parameter and 2<p<4. Under some proper assumptions
on the nonnegative functions K(x) and f(x), but not requiring any
symmetry property, when λ is sufficiently small, we find a bounded
nodal solution for the above problem by proposing a new approach, which
changes sign exactly once in R3. In particular, the existence
of a least energy nodal solution is concerned as well.
1 Introduction
Consider the non-autonomous Schrödinger–Poisson system in the form:
[TABLE]
where λ>0,2<p<4 and the functions f(x) and K(x) satisfy the
following assumptions:
(F1)
f(x) is a positive continuous function on R3 such that
[TABLE]
and
[TABLE]
where
[TABLE]
(K1)
K(x)∈L∞(R3)\{0} is a nonnegative function on R3.
In quantum mechanics, Schrödinger–Poisson systems (SP systems for
short), of the form similar to system (SPλ), can be used to
describe the interaction of a charged particle with the electrostatic field.
Indeed, the unknowns u and ϕ represent the wave functions associated
with the particle and the electric potentials, respectively. The function K(x) denotes a nonnegative density charge, and the local nonlinearity f(x)∣u∣p−2u (or, more generally, g(x,u)) simulates the
interaction effect among many particles. For more details about its physical
meaning, we refer the reader to [9] and the references therein.
It is well-known that SP systems can be transformed into the nonlinear Schrödinger equations with a non-local term [9, 16, 32]. Using system (SPλ) as an example, it becomes the following equation
[TABLE]
where ϕK,u(x)=4π1∫R3∣x−y∣K(y)u2(y)dy. Eq. (Eλ) is
variational, and its solutions are the critical points of the energy
functional Iλ(u) defined in H1(R3)
by
[TABLE]
where ∥u∥H1=[∫R3(∣∇u∣2+u2)dx]1/2 is the
standard norm in H1(R3). In view of this, variational
methods have been effective tools in finding nontrivial solutions of SP
systems.
In recent years, there has been much attention to SP systems like system (SPλ) on the existence of positive solutions, ground states,
radial solutions and semiclassical states. We refer the reader to [3, 4, 12, 13, 14, 21, 28, 29, 32, 34, 35, 36, 40]. More precisely, Ruiz [32]
studied the autonomous SP system
[TABLE]
In order to find nontrivial solutions of system (\ref1−4) with 2<p<6,
a Nehari-Pohozaev manifold is constructed, with the aid of the Pohozaev
identity corresponding to system (\ref1−4). As a consequence, for λ>0 sufficiently small, two positive radial solutions and one
positive radial solution have been obtained when 2<p<3 and 3≤p<6,
respectively. Moreover, when λ≥41, it has been shown
that p=3 is a critical value for the existence of nontrivial solutions.
The corresponding results have been further improved by Azzollini-Pomponio
[4] by showing the existence of ground state solutions when λ>0 and 3<p<6.
Cerami and Varia [13] studied a class of non-autonomous SP systems
without any symmetry assumptions, i.e., system (SPλ) with λ=1. By establishing the compactness lemma and using the Nehari
manifold, when K(x) and f(x) satisfy some suitable assumptions, the
existence of positive ground state and bound state solutions have been
proved for 4<p<6. Later, when the mass term u is replaced by V(x)u in
system (SPλ), by assuming the decay rate of the coefficients V(x),K(x) and f(x), Cerami and Molle [12] obtained the existence of
positive bound state solution for system (SPλ) with λ=1
and 4<p<6 via the Nehari manifold, which complements the result in [13] in some sense.
Very recently, we [36] investigated the existence of a positive
solution for system (SPλ) with 2<p<4 when λ is
sufficiently small. Distinguishing from the case of 4≤p<6, we notice
that in this case the (PS)–sequences for the energy functional Iλ may not be bounded and Iλ(tu)→∞ as t→∞ for each u∈H1(R3)\{0}. So variational methods cannot be applied in a standard way,
even restricting Iλ on the Nehari manifold. Moreover, the
Nehari-Pohozaev manifold presented by Ruiz is also not a ideal choice for
the non-autonomous system like system (SPλ), since the Pohozaev
identity corresponding to system (SPλ) is extremely complicated.
For these reasons, in [36] we introduced a filtration of the Nehari
manifold Mλ as follows
[TABLE]
and showed that this set Mλ(c) under the given
assumptions is the union of two disjoint nonempty sets, namely,
[TABLE]
which are both C1 sub-manifolds of Mλ and natural
constraints of Iλ. Moreover, Mλ(1) is
bounded such that Iλ is coercive and bounded below on it,
whereas Iλ is unbounded below on Mλ(2).
In fact, Mλ(2) may not contain any non-zero critical
point of Iλ for 31+73<p<4 (see [36, Theorem
1.6]). Thus, our approach is seeking a minimizer of Iλ on
the constraint Mλ(1).
Another topic which has received increasingly interest of late years is the
existence of nodal (or sign-changing) solutions for SP systems, see, for
example, [1, 2, 8, 15, 20, 22, 24, 27, 33, 38]. Recall that a solution (u,ϕ) to SP systems is called a nodal solution if u changes sign,
i.e., u±≡0, where
[TABLE]
By using the Nehari manifold and gluing solution pieces together, Kim and
Seok [22] proved the existence of a radial nodal solution with
prescribed numbers of nodal domains for system (\ref1−4) with λ>0 and 4<p<6. Almost simultaneously, a similar result to [22] for 4≤p<6 has been established by Ianni [20] via a dynamical approach
together with a limit procedure. Of particular note is that all nodal
solutions found in [20, 22] have certain types of symmetries, and thus
the system is required to have a certain group invariance.
In [38], Wang and Zhou studied the following non-autonomous SP system
without any symmetry
[TABLE]
By using the nodal Nehari manifold
[TABLE]
as well as the Brouwer degree theory, the existence of a least energy nodal
solution for system (\ref1−6) with 4<p<6 has been proved when either V(x) is a positive constant or V(x)∈C(R3,R+)
such that H⊂H1(R3) and the embedding H↪Lq(R3)(2<p<6) is compact. Applying the same
approach, some similar results to [38] have been obtained in [1, 2, 8, 15, 24, 33] when the nonlinearity is either g(x,u) or f(x)∣u∣p−2u(4≤p<6). Note that such a g(x,u)
is merely a general form of f(x)∣u∣p−2u(4≤p<6), not covering the case of 2<p<4.
In [27], Liu, Wang and Zhang proved the existence of infinitely many
nodal solutions for system (\ref1−6) with 3<p<6 when V(x) is
coercive in R3 for recovering the compactness. The proof is
mainly based on the method of invariant sets of descending flow.
Furthermore, in the case of 3<p<4, a perturbation approach is also used by
constructing an auxiliary system and passing the limit to the original one.
To the best of our knowledge, there seems no result in the existing
literature on nodal solutions of SP systems in the case of 2<p<4, except
[27]. Inspired by this fact, in the present paper we are interested in
the existence of a nodal solution for a class of non-autonomous SP systems
when the nonlinearity is like f(x)∣u∣p−2u(2<p<4),
i.e., system (SPλ) with 2<p<4. It is worth emphasizing that in
this case the existence of a least energy nodal solution is concerned as
well.
We wish to point out that the approaches in [1, 2, 8, 15, 20, 22, 24, 33, 38] are only valid for the case of 4≤p<6,
and that the approach in [27] can only solve the case of 3<p<6.
In this study, following a part of the idea in our recent paper [36],
we propose a new approach to seek nodal solutions of system (SPλ)
with 2<p<4. That is, we construct a nonempty nodal set Nλ(1) in the bounded set Mλ(1)
introduced in [36], where Iλ is coercive and bounded
below, and then minimize Iλ on it, not on the nodal Nehari
manifold N. In fact, such a Nλ(1) is a
subset of N.
In analysis, we have to face several challenges. First of all, note that the
nodal set Nλ(1) is not manifold. Then one cannot
talk about vector fields on Nλ(1) and one cannot
easily construct deformations on Nλ(1). As a
consequence, min-max values for Iλ on Nλ(1) are not automatically critical points of Iλ. In fact, Nλ(1)∩H2(R3) are codimension 2
submanifolds of H2(R3) (see [6, 7]). Secondly, since
Nλ(1) is just a subset of the nodal Nehari manifold N, it seems not easy to show that Nλ(1)=∅, which has never been involved before. Thirdly, for each u∈H1(R3) with u±≡0, the function h(s,t)=Iλ(su++tu−) is not strictly concave on
(0,∞)×(0,∞) when 2<p<4, which is totally different
from the case of 4≤p<6. Finally, we notice that the decomposition
[TABLE]
does not hold in general, making the problem more complicated. In order to
overcome these difficulties, in this paper some new ideas are introduced and
some new estimates are established.
Definition 1.1
(u,ϕ)* is called a least energy nodal solution of system (SPλ), if (u,ϕ) is a solution of system (SPλ) which has the
least energy among all nodal solutions of system (SPλ).*
We now summarize our main results as follows.
Theorem 1.2
Suppose that 2<p<4, and conditions (F1) and (K1) hold. In
addition, we assume that
(F2)
there exists 0<rf<1 such that f(x)≥f∞+d0exp(−∣x∣rf) for
some d0>0 and for all x∈R3;
(K2)
K(x)≨K∞* for all x∈R3 and \lim_{\left|x\right|\rightarrow\infty}K\left(x\right)=K_{\infty}>0\uniformly onR3.*
Then there exists λ∗>0 such that for every 0<λ<λ∗, system (SPλ) admits a nodal solution (uλ,ϕK,uλ)∈H1(R3)×D1,2(R3), which changes sign exactly once in R3.
Furthermore, there holds
[TABLE]
and
[TABLE]
where Sp is the best constant for the embedding of H1(R3) in Lp(R3) with 2<p<4,S is the best
constant for the embedding of D1,2(R3) in L6(R3), and S12/5=Sp with p=12/5.
Theorem 1.3
Suppose that 2<p<4 and conditions (F1)−(F2) and (K1) hold. In addition, we assume that
(K3)
K(x)∈L2(R3)* and lim∣x∣→∞K(x)=0.*
Then there exists λ∗>0 such that for each 0<λ<λ∗, system (SPλ) admits a
nodal solution (uλ,ϕK,uλ)∈H1(R3)×D1,2(R3), which changes sign exactly once in R3. Furthermore, there holds
[TABLE]
and
[TABLE]
According to [36, Theorem 1.6], we have the following theorem on the
existence of a least energy nodal solution.
Theorem 1.4
Suppose that 31+73<p<4, and conditions (F1)
and (K1) hold. In addition, we assume that
(DK,f)
the functions f(x),K(x)∈C1(R3) satisfy ⟨∇f(x),x⟩≤0 and
[TABLE]
If (uλ,ϕK,uλ) is the nodal solution as
described in Theorem 1.2 or 1.3, then (uλ,ϕK,uλ) is a least energy nodal solution of system (SPλ).
This paper is organized as follows. After introducing various preliminaries
in Section 2, we give the estimates of energy and construct the
Palais–Smale sequences in Sections 3 and 4, respectively. In Sections 5 and
6, we prove Theorems 1.2 and 1.3, respectively.
2 Preliminaries
As pointed out in the section of Introduction, system (SPλ) can
be transferred into a nonlocal Schrödinger equation, i.e., Eq. (Eλ), and its corresponding energy functional is Iλ(u). It is not difficult to prove that Iλ is a C1 functional with the derivative given by
[TABLE]
for all φ∈H1(R3), where Iλ′
is the Fréchet derivative of Iλ. Note that (u,ϕ)∈H1(R3)×D1,2(R3) is a solution of system
(SPλ) if and only if u is a critical point of Iλ and ϕ=ϕK,u.
Next, we give a characterization of the weak convergence for the Poisson
term. The proof can be made in a similar argument as in [21].
Lemma 2.1
Suppose that condition (K1) holds. Define the operator Π:[H1(R3)]4→R by
[TABLE]
for all (u,v,w,z)∈[H1(R3)]4.
Then for all {un},{vn},{wn}⊂H1(R3)
satisfying un⇀u in H1(R3),vn⇀v in H1(R3),wn⇀w in H1(R3) and for all z∈H1(R3), there holds
[TABLE]
In the following lemma we summarize some useful properties on the function ϕK,u, which have been obtained in [4, 13].
Lemma 2.2
*Suppose that condition (K1) holds. Then for each u∈H1(R3), we have the following statements.
(i)∥ϕK,u∥D1,2≤S−1S12/5−2Kmax∥u∥H12
holds. As a consequence, there holds*
[TABLE]
(ii)* Both ϕK,u≥0 and ϕK,u(x)=4π1∫R3∣x−y∣K(y)u2(y)dy hold;
(iii) For any t>0,ϕK,tu=t2ϕK,u holds;
(iv) If un⇀u in H1(R3),
then Φ[un]⇀Φ[u] in D1,2(R3), where the operator Φ:H1(R3)→D1,2(R3) as Φ[u]=ϕK,u;
(v) If we, in addition, assume that condition (K3) holds, then*
[TABLE]
when un⇀u in H1(R3).
Define the Nehari manifold
[TABLE]
Then u∈Mλ if and only if
[TABLE]
Moreover, it follows from the Sobolev inequality that
[TABLE]
this implies that
[TABLE]
where Sp is the best Sobolev constant for the embedding of H1(R3) in Lp(R3).
As we know, the Nehari manifold Mλ is closely related
to the behavior of the function hu:t→Iλ(tu) for t>0. Such map is known as fibering map. About its theory
and application, we refer the reader to [5, 11, 18, 30, 31]. For u∈H1(R3), we have
[TABLE]
By a calculation on the first and second derivatives, we find
[TABLE]
and
[TABLE]
Thus, for any u∈H1(R3)\{0} and t>0,hu′(t)=0 holds if and only if tu∈Mλ. In particular, hu′(1)=0
if and only if u∈Mλ. It is natural to split Mλ into three parts corresponding to local minima, local maxima
and points of inflection. Accordingly, following [37], we define
[TABLE]
In order to look for nodal solutions of system (SP)λ, we define
the nodal Nehari manifold by
[TABLE]
which is a subset of the Nehari manifold Mλ. Clearly, u∈Nλ if and only if
[TABLE]
and
[TABLE]
Moreover, by virtue of Lemma 2.2(ii), it is easy to verify that
[TABLE]
For each u∈Mλ, there holds
[TABLE]
By (\ref2) and (\ref2−2), we have
[TABLE]
which indicates that Iλ is coercive and bounded below on Mλ−.
Let
[TABLE]
It is not difficult to verify that C(p) is increasing on 2<p<4 and that
[TABLE]
Following [36], for any u∈Mλ with Iλ(u)<C(p)(f∞Spp)p−22, we deduce that
[TABLE]
It follows from (7) that for 2<p<4 and 0<λ<λ0,
there exist two positive numbers D1 and D2 satisfying
[TABLE]
such that
[TABLE]
where
[TABLE]
Note that D1→∞ as p→4−. Thus, there
holds
[TABLE]
where
[TABLE]
and
[TABLE]
For 2<p<4 and 0<λ<λ0, we further have
[TABLE]
and
[TABLE]
From (\ref2−2),(\ref4−5) and the Sobolev inequality it follows that
[TABLE]
Using (\ref4−6) leads to
[TABLE]
This implies that
[TABLE]
Combining the above inequality with (\ref2−2) gives
[TABLE]
Set
[TABLE]
Clearly, Nλ(1) is a subset of Mλ(1), and also of Nλ. Moreover, for u∈Nλ(1), there holds
[TABLE]
Let
[TABLE]
and
[TABLE]
Now we denote the function h(s,t) by
[TABLE]
Clearly, h(s,t)=Iλ(su++tu−).
Moreover, a direct calculation shows that
[TABLE]
and
[TABLE]
If u∈Nλ(1), then ∂s∂h(1,1)=∂t∂h(1,1)=0,
[TABLE]
and
[TABLE]
Furthermore, we have the following result.
Lemma 2.3
Suppose that 2<p<4 and conditions (F1) and (K1) hold. Then there exists a positive number λ≤λ0 such that for every 0<λ<λ and u∈Nλ(1), there exist (2p)p−21<sλ,tλ≤(4−pp)p−21
such that Iλ(sλu++tλu−)<0. Furthermore, there holds
Using the above inequality, together with (\ref2−21)−(\ref2−28) leads
to
[TABLE]
where
[TABLE]
and
[TABLE]
In order to arrive at the conclusion, we only need to show that there exist sλ,tλ>0 such that g+(sλ),g−(tλ)<0.
Let
[TABLE]
A straightforward calculation gives
[TABLE]
where
[TABLE]
By the fact of ∂t∂h(1,1)=0 and (\ref2−20) one has
[TABLE]
By calculating the derivative of g(t), we find
[TABLE]
which indicates that there exists tλ=(4−p2)p−21tλ such that g(t) is decreasing when 0<t<tλ and is
increasing when t>tλ. Moreover, using (\ref2−17) gives
[TABLE]
Thus, by virtue of (\ref2−20) and (\ref2−18), we have
[TABLE]
which implies that there exists a positive constant λ1≤λ0 such that for every 0<λ<λ1,
[TABLE]
This indicates that
[TABLE]
Similarly, we also obtain that there exists
[TABLE]
such that
[TABLE]
Thus, by (\ref2−12) and (\ref2−24), for every u∈Nλ(1) there holds
[TABLE]
Next, we show that
[TABLE]
Set Qλ=[0,sλ]×[0,tλ]. First, we claim that
[TABLE]
Let us define
[TABLE]
and
[TABLE]
Then
[TABLE]
Clearly, there holds
[TABLE]
It is not difficult to obtain that there exist s0,t0>0 sufficiently
small such that
[TABLE]
and
[TABLE]
Note that A1<A3,B1<B3 and sλ,tλ>(2p)p−21>1. Then there
exists a positive constant λ2≤λ1 such that for
every 0<λ<λ2,
[TABLE]
and
[TABLE]
By (\ref3−2)−(\ref3−5), we can conclude that
[TABLE]
Second, we prove that Iλ(u++u−)=sup(s,t)∈QλIλ(su++tu−). Since ∂s∂h(1,1)=∂t∂h(1,1)=0, we have (1,1)
is a critical point of h(s,t) for all λ>0. By a calculation, we deduce that
[TABLE]
Then the Hessian matric of h at (1,1) is
[TABLE]
for all λ>0. We notice that the matrix
[TABLE]
is positive definite, since 0<A1<A3,0<B1<B3 and 2<p<4. Using
this, together with the fact that A2,B2,C are uniformly bounded for
all λ>0, we get −Hλ is positive definite for λ>0 sufficiently small. This implies that there exists r0>0 sufficiently
small, independent of λ such that h(1,1)
is a unique global maximum point on
[TABLE]
Next, we show that h(1,1) is a unique global
maximum on Qλ for λ>0 sufficiently small. If not,
there exist a sequence {λn}⊂R+
with λn→0 as n→∞ and points (sλn,tλn)∈Qλn\Br0((1,1)) such that
[TABLE]
Since
[TABLE]
we have {(sλn,tλn)}
is a bounded sequence. Then there exist a subsequence {(sλn,tλn)} and
[TABLE]
such that
[TABLE]
and
[TABLE]
which contradicts to the fact that (1,1) is a unique global
maximum point of h for λ=0. Therefore, there exists a
positive constant λ≤λ2 such that for
every 0<λ<λ,
[TABLE]
This completes the proof.
□
Similar to the argument in Lemma 2.3, we obtain that for every 0<λ<λ and u∈Nλ(1) there exist (2p)p−21<sλ+,tλ−≤(4−pp)p−21 such that Jλ+(sλ+u+,u−)<0,Jλ−(u+,tλ−u−)<0 and
[TABLE]
Furthermore, we have the following result.
Lemma 2.4
Suppose that 2<p<4, and conditions (F1) and (K1) hold. Let λ>0 be as in Lemma 2.3. Then for every 0<λ<λ and u∈Nλ(1) there exist 0<s0+,t0−≤1
such that s0+u+,t0−u−∈Mλ− and
[TABLE]
where αλ−=infu∈Mλ−Iλ(u). In particular,
[TABLE]
Proof. We only prove the case of "+", since the case of "−" is analogous. Let
[TABLE]
for s>0. Clearly,
[TABLE]
where
[TABLE]
Analyzing the functions gu+ leads to
[TABLE]
where
[TABLE]
Moreover, the derivative of \widehat{g}_{u^{+}}\left(s\right)\is the
following
[TABLE]
which indicates that gu+(s) is decreasing
when 0<s<(4−p2)p−21s and is
increasing when s>(4−p2)p−21s
and
[TABLE]
Note that
[TABLE]
Similar to the argument in Lemma 2.3, we obtain that for 0<λ<λ,
[TABLE]
Then there are two numbers s0+ and s0+ satisfying
[TABLE]
such that
[TABLE]
and
[TABLE]
Moreover, hu+(s) is increasing when s∈(0,s0+)∪(s0+,∞)
and is decreasing when s0+<s<s0+. Note that hu+(sλ+)=Iλ(sλ+u+)<0 by the fact of Jλ+(sλ+u+,u−)<0. Thus, there holds s0+u+∈Mλ− and
[TABLE]
Since u∈Nλ(1), we have
[TABLE]
which implies that
[TABLE]
This indicates that 0<s0+≤1. Finally, we obtain
[TABLE]
This completes the proof.
□
3 Estimates of energy
Consider the following autonomous Schrödinger-Poisson systems:
[TABLE]
where λ>0 and 2<p<4. By [36, Theorem 1.3], there exists Λ>0 such that for each 0<λ<Λ, system (SPλ∞) admits a positive solution (wλ∞,ϕK∞,wλ∞)∈H1(R3)×D1,2(R3) satisfying
[TABLE]
and
[TABLE]
where Iλ∞ is the energy functional of system (SPλ∞). Note that conditions (F1)−(F2) and (K1)−(K2) satisfy
conditions (D1)−(D3) in [36, Theorem 1.4], and thus for each 0<λ<Λ, system (SPλ) admits a positive solution (vλ,ϕK,vλ)∈H1(R3)×D1,2(R3) satisfying
[TABLE]
Moreover, by using the Moser’s iteration and the De Giorgi’s iteration (or
see [28, Proposition 1]), we can easily prove that both wλ∞ and vλ have exponential decay, and so, both ϕK∞,wλ∞ and ϕK,vλ have the
same behavior. That is, for each 0<ε<1 there exists Cε>0 such that
[TABLE]
Note that
[TABLE]
Then, we have
[TABLE]
For n∈N, we define the sequence {wn} by
[TABLE]
where e1=(1,0,0). Clearly, Iλ∞(wn)=Iλ∞(wλ∞)
for all n∈N, and by (\ref3−1) one has
Then it follows from (\ref3−1) and (\ref3−11) that
[TABLE]
(ii) By part (i), we easily arrive at the
conclusion.
□
Lemma 3.2
Suppose that 2<p<4, and conditions (F1)−(F2) and (K1)−(K2) hold. Then there
exists a positive number λ3≤min{λ,Λ} such that for each 0<λ<λ3, there exist two
numbers sλ(1) and sλ(2) satisfying
[TABLE]
and sλ(j)vλ∈Mλ(j) for j=1,2, where
[TABLE]
Furhtermore, we have
[TABLE]
and
[TABLE]
where (2p)p−21<sλ=(4−pp)p−21sλ<(4−pp)p−21.
Proof. Similar to the argument of Lemma 2.4, one can easily prove that there
exist two numbers sλ(1) and sλ(2) satisfying
[TABLE]
such that sλ(j)vλ∈Mλ(j) for j=1,2, and Iλ(sλ(2)vλ)=inft≥0Iλ(svλ),
where sλ is defined as (\ref2−9).
Note that
[TABLE]
where
[TABLE]
Clearly, Iλ(svλ)=0 if and only if
[TABLE]
By analyzing the functions gvλ, one has
[TABLE]
where
[TABLE]
Moreover, it is easy to see that
[TABLE]
This indicates that gvλ(s) is
decreasing when 0<s<sλ and is increasing when s>sλ, where
[TABLE]
Moreover, there holds
[TABLE]
Note that
[TABLE]
Then there exists a positive constant λ3≤min{λ,Λ} such that for each 0<λ<λ3,
[TABLE]
Thus, there exist two numbers sλ(j)(j=1,2)
satisfying
[TABLE]
such that
[TABLE]
namely, Iλ(sλ(j)vλ)=0, where sλ and sλ are defined as (\ref2−9) and (\ref2−8), respectively. It follows from (\ref2−13) that
[TABLE]
which leads to
[TABLE]
and
[TABLE]
This completes the proof.
□
Lemma 3.3
Suppose that 2<p<4 and conditions (F1),(F2),(K1) and (K2) hold. Then there
exist two positive number λ4≤min{λ,Λ} and n0∈N such that for every 0<λ<λ4 and n≥n0, there exist two numbers tn(1) and tn(2) satisfying
[TABLE]
and tn(j)wn∈Mλ(j) for j=1,2, where
[TABLE]
Furthermore, we have
[TABLE]
and
[TABLE]
where (2p)p−21<tn<(4−pp)p−21.
Proof. Similar to the argument of Lemma 2.4, it is easy to prove that there
exist two numbers tn(1) and tn(2)
satisfying
[TABLE]
and tn(j)wn∈Mλ(j) for j=1,2, and Iλ(tn(2)wn)=inft≥0Iλ(twn), where tn∞
is defined as (\ref5−1) satisfying
[TABLE]
Note that
[TABLE]
and
[TABLE]
Then it follows from (\ref5−1)−(\ref5−13)
that there exists n0∈N such that for any n≥n0,
[TABLE]
Moreover, by (\ref3−7), one has Iλ(wn)=αλ∞ for any n≥n0. It is easy to see that
[TABLE]
where
[TABLE]
Clearly, Iλ(twn)=0 if and only if
[TABLE]
By analyzing the functions gwn one has
[TABLE]
where
[TABLE]
A direct calculation shows that
[TABLE]
This implies that gwn(t) is decreasing when 0<t<tn and is increasing when t>tn, where
[TABLE]
Moreover, there holds
[TABLE]
Since
[TABLE]
there exists a positive number λ4≤min{λ,Λ} such that
[TABLE]
for all 0<λ<λ4. Thus, there are two numbers tn(1) and tn(2) satisfying tn<tn(1)<tn<tn(2) such that
[TABLE]
i.e., Iλ(tn(j)wn)=0,
where tn and tn are defined as (\ref5−4)
and (\ref5−15), respectively. It follows from (\ref5−14) that
[TABLE]
which gives inft≥0Iλ(twn)<Iλ(tnwn)<0 and Iλ(wn)=sup0≤t≤tnIλ(twn). This completes the
proof.
□
Lemma 3.4
Suppose that 2<p<4, and conditions (F1)−(F2) and (K1)−(K2) hold. Then for any 0<λ<min{λ3,λ4} and n≥n0, there holds
[TABLE]
where sλ and tn are defined in Lemmas 3.2 and 3.3, respectively. Furthermore, we have
[TABLE]
Proof. Note that 1<(2p)p−21<sλ,tn<(4−pp)p−21 for all 0<λ<min{λ3,λ4} and n≥n0 by Lemmas 3.2 and 3.3. Then for all (s,t)∈[0,sλ]×[0,tn], by
virtue of Lemma 3.1 and (\ref3−8), we have
[TABLE]
Moreover, using the fact of wn→0 a.e. in R3
and [10, Brezis-Lieb Lemma] gives
[TABLE]
and
[TABLE]
It follows from (\ref5−8)−(\ref5−9) that
[TABLE]
Thus, by Lemmas 3.2 and 3.3, for all 0<λ<min{λ3,λ4} and n≥n0, there holds
[TABLE]
where D=([0,sλ]×{0})∪({0}×[0,tn]). Similarly, we also get
[TABLE]
and
[TABLE]
These imply that
[TABLE]
This completes the proof.
□
For all (s,t)∈[0,sλ]×[0,tn], we define
[TABLE]
A direct calculation shows that
[TABLE]
and
[TABLE]
Then we have the following result.
Proposition 3.5
Suppose that 2<p<4, and conditions (F1)−(F2) and (K1)−(K2) hold. Then there exist
two positive numbers λ∗≤min{λ3,λ4} and n∗∈N such that for every 0<λ<λ∗ and n≥n∗, there exists (sλ∗,tn∗)∈(0,sλ)×(0,tn) such that
[TABLE]
and sλ∗vλ−tn∗wn∈Nλ(1).
Proof. It follows from Lemmas 3.2 and 3.3 that 1<(2p)p−21<sλ,tn<(4−pp)p−21 for all 0<λ<min{λ3,λ4} and n≥n0. By Lemma 3.4, there exists (sλ∗,tn∗)∈(0,sλ)×(0,tn) such that
Since Iλ(vλ)=sup0≤t≤sλIλ(svλ) and Iλ∞(wn)=sup0≤t≤tnIλ∞(twn),
we have
[TABLE]
Using the inequality
[TABLE]
for all c,d>0 and for some constant C∗(p)>0,
together with (\ref5−3)−(\ref5−16), leads to
[TABLE]
By condition (F2), one has
[TABLE]
Moreover, by [25, Lemma 4.6], there exists n1>0 such that for all
n>n1,
[TABLE]
Similarly, we also obtain that there exists n2>0 such that for all n>n2,
[TABLE]
Hence, by (\ref5−19)−(\ref5−12), we may take 0<ε<1−rf
and n∗≥max{n0,n1,n2} such that for
every 0<λ<min{λ3,λ4} and n≥n∗,
there holds
[TABLE]
where Cε and C0 are two positive constants.
Finally, we claim that sλ∗vλ−tn∗wn∈Nλ(1). Note that
[TABLE]
Then from (\ref3−9)−(\ref3−10) and (\ref5−20) it follows that for λ>0 sufficiently small,
[TABLE]
and so we can conclude that either sλ∗vλ−tn∗wn∈Mλ(1) or sλ∗vλ−tn∗wn∈Mλ(2). If sλ∗vλ−tn∗wn∈Mλ(2), then by (\ref2−1) and (\ref2−4), we have
[TABLE]
Moreover, using Lemmas 3.2 and 3.4, leads to
[TABLE]
and
[TABLE]
Thus, by (\ref5−21)−(\ref5−23), we can conclude that for λ>0
sufficiently small and n≥n∗, there holds
[TABLE]
which a contradiction. This indicates that there exists a positive number λ∗≤min{λ3,λ4} such that sλ∗vλ−tn∗wn∈Mλ(1) for all 0<λ<λ∗ and n≥n∗.
Combining (\ref5−17) and (\ref5−18) gives sλ∗vλ−tn∗wn∈Nλ(1). This
completes the proof.
□
Let w0 be the unique positive solution of the following Schrödinger
equation
where I0∞ is the energy functional of Eq. (E0∞)
in H1(R3) in the form
[TABLE]
Moreover, by [19], for any ε>0, there exist positive
numbers Aε and B0 such that
[TABLE]
For n∈N, we define the sequence
[TABLE]
Clearly, I0∞(wn)=I0∞(w0) for all n∈N, where I0∞ is
the energy functional of Eq. (E0∞). Moreover, by (\ref45)
one has
[TABLE]
Note that conditions (F1),(F2),(K1) and (K3) satisfy conditions (D1),(D2) and (D4) in [36, Theorem 1.5]. Then from [36, Theorem
1.5], we obtain that there exists Λ>0 such that
for every 0<λ<Λ, system (SPλ) admits a positive solution (vλ,ϕK,vλ)∈H1(R3)×D1,2(R3) satisfying
[TABLE]
and vλ has also exponential decay like (\ref3−1).
Moreover, similar to Lemma 3.1 and Proposition 3.5, we have the
following two conclusions.
Lemma 3.6
*Suppose that conditions (F1),(F2),(K1) and (K3) hold. Then for each 0<ε<1 there exists Cε>0 such that
Suppose that 2<p<4, and conditions (F1),(F2),(K1) and (K3) hold. Then there exist two positive
numbers λ∗≤min{λ,Λ} and n∗∈N such that
for every 0<λ<λ∗ and n≥n∗, there exists (sλ∗,tn∗)∈(0,∞)×(0,∞) such that sλ∗vλ−tn∗wn∈Nλ(1) and
[TABLE]
The proofs of the two results above are analogous to those of Lemma 3.1
and Proposition 3.5, respectively, and so we omit here.
4 Palais–Smale Sequences
Define
[TABLE]
Then by Lemma 2.4 and Proposition 3.5 or 3.7, we have
[TABLE]
or
[TABLE]
Next, we define
[TABLE]
and
[TABLE]
Then for each u∈Nλ(1), there holds Φλ+(u)=Φλ−(u)=1.
Furthermore, we have the following results.
Lemma 4.1
For each ϵ>0 there exists μ(ϵ)>0 such
that for every v∈Nλ(1) and u∈H1(R3) with ∥v−u∥H1<μ(ϵ), there
holds Φλ+(u)−1+Φλ−(u)−1<ϵ.
Lemma 4.2
*Suppose that 2<p<4. Then for each v0∈Nλ(1), there exists a map ϕλ:H1(R3)→R2 such that
(i)ϕλ(s1v0++s2v0−)=(s1,s2) for (s1,s2)∈[0,sλ]×[0,tλ];
(ii)ϕλ(u)=(1,1) if
and only if u∈Nλ(1).*
The proofs of Lemmas 4.1 and 4.2 are almost the same as those
in Clapp and Weth [17, Lemma 13] and we omit them here.
*and μ∈(0,μ(ϵ)), there exists u0∈H1(R3) such that for every 0<λ<λ,
(i)dist(u0,Nλ(1))≤μ;
(ii)Iλ(u0)∈[θλ−,θλ−+η);
(iii)∥Iλ′(u0)∥H−1≤max{η,μη};
(iv)Φλ+(u)−1+Φλ−(u)−1<ϵ.*
Proof. Let us fix v0∈Nλ(1) such that Iλ(v0)<θλ−+η, and fix sλ,tλ>1 as in Lemma 2.3 such that Iλ(sλv0++tλv0−)≤0. Let ϕλ:H1(R3)→R2 as in Lemma 4.2. We define a map βλ:Qλ→H1(R3) by
[TABLE]
where Qλ=[0,sλ]×[0,tλ]. Then ϕλ∘βλ=id:Qλ→Qλ. In particular, there
holds
[TABLE]
Moreover, we also have
[TABLE]
Now we choose a Lipschitz continuous function χ:R→R such that 0≤χ≤1,χ(s)=1 for s≥0 and χ(s)=0 for s≤−1. Since Iλ∈C2(H1(R3),R), there is a semiflow φ:[0,∞)×H1(R3)→H1(R3)
satisfying
[TABLE]
For convenience, we always write φ(t,⋅) by φt in the sequel. Since max{Iλ(sλv0+),Iλ(tλv0−)}<0, similar to the argument in Lemma 2.3, we have
By (\ref20) and the global continuation principle of Leray-Schauder (see
e.g. Zeider [39, p.629]), we obtain that there exists a connected
subset Z⊂Qλ×[0,1] such that
[TABLE]
Set
[TABLE]
From (\ref21) it follows that
[TABLE]
which implies that Γ⊂Nλ(1), since Z
is connected. Now we pick (sˉ1,sˉ2,1)∈Z∩(Qλ×{1}) and set
[TABLE]
Clearly, v2∈Γ⊂Nλ(1) and Φλ+(v2)=Φλ−(v2)=1. We distinguish two cases as follows:
Case (i):∥φt(v1)−v2∥H1≤μ for all t∈[0,1]. By Lemma 4.1
one has
[TABLE]
Choosing t0∈[0,1] with
[TABLE]
and setting u0=φt0(v1). Then, we have
[TABLE]
Therefore, u0 satisfies the desired properties.
Case (ii): There exists tˉ∈[0,1] such that φtˉ(v1)−v2H1>μ. Let
Before proving Theorem 1.2, we first give a precise description of the
Palais–Smale sequence for Iλ in this section.
Proposition 5.1
*Suppose that 2<p<4, and conditions (F1)−(F2) and (K1)−(K2) hold. Let {un}⊂H1(R3) be a sequence satisfying
(i)dist(un,Nλ(1))→0;
(ii)Iλ(un)→θλ−;
(iii)Iλ′(un)=o(1) strongly in H−1(R3);
(iv)Φλ+(un)−1+Φλ−(un)−1→0.
Then there exist a subsequence {un} and uλ∈Nλ(1) such that un→uλ
strongly in H1(R3) for each 0<λ<λ∗.*
Proof. Since {un} is bounded in H1(R3), we can
assume that there exists uλ∈H1(R3) such that
[TABLE]
First, we claim thatuλ±≡0. Suppose on the
contrary. Then we can assume without loss of generality that uλ+≡0. Sincedist(un,Nλ(1))→0 as n→∞ and 2αλ−≤θλ−<αλ∞+αλ−,
we deduce from the Sobolev imbedding theorem that ∥un+∥H1>ν>0 for some constant ν and for all n>0. Applying the concentration-compactness principle of P.L. Lions [26], there exist positive constants R,d and a sequence {xn}⊂R3 such that
[TABLE]
We will show that {xn} is a unbounded sequence in R3. Suppose otherwise, we can assume that xn→x0 for some x0∈R3. It follows from (\ref18−2)
and (\ref23) that
[TABLE]
which contradicts with uλ+≡0. Thus, {xn} is a unbounded sequence in R3. Set un(x)=un(x+xn). Clearly, {un} is also bounded in H1(R3). Then
we may assume that there exists u0∈H1(R3)
such that
[TABLE]
By (\ref23), we have uλ+≡0 in R3. Note that
[TABLE]
it follows from Fatou’s Lemma that
[TABLE]
By conditions (F1),(K1) and(K2), we have K(x−xn)→K∞ and f(x−xn)→f∞
as n→∞. Thus, from Lemma 2.1 and the fact of Iλ′(un)→0 on H−1(R3) it
follows that
[TABLE]
and
[TABLE]
Set vn=un+−uλ+. We
distinguish two cases as follows:
Case I:∥vn∥H1→0 as n→∞. Since dist(un,Nλ(1))→0, it follows from (\ref18−6) and Lemma 2.4 that
[TABLE]
where (Jλ+)∞=Jλ+ with K(x)≡K∞ and f(x)≡f∞. Thus, θλ−≥αλ∞+αλ−, which contradicts to θλ−<αλ∞+αλ−.
Case II:∥vn∥H1≥c0 for large n and
for some constant c0>0. Following Brezis-Lieb Lemma [10] and [40, Lemma 2.2], together with (\ref18−6) and (\ref18−4), we have
[TABLE]
Note that ∥uλ+∥H1≥(fmaxSpp)p−21 and ∥vn∥H12=∥un+∥H12−∥uλ+∥H12+o(1).
Then it follows from (\ref24) and (\ref18−8) that
[TABLE]
By (\ref18−9),(\ref18−10) and the fact of ∥vn∥H1≥c0 for sufficiently large n, it is straightforward to
find a sequence {sn}⊂R+ with sn→1 as n→∞ such that
[TABLE]
Thus, similar to the argument in Lemma 2.4, we obtain
[TABLE]
where we have used the fact of sn→1. It follows from Lemma 2.4, Brezis-Lieb Lemma [10] and [40, Lemma 2.2] that
[TABLE]
which implies that
[TABLE]
This contradicts to (\ref18−0). Hence, uλ+≡0.
Similarly, we also obtain uλ−≡0.
Next, we show that un→u0 strongly in H1(R3). Similar to the argument of Case II, we can easily arrive at the
conclusion. Moreover, we have uλ∈Nλ(1)
and Iλ(uλ)=θλ−. This indicates that
uλ is a nodal solution for each 0<λ<λ∗.
The proof is complete.
□
We are ready to prove Theorem 1.2: By Corollary 4.4 and
Proposition 5.1, for each 0<λ<λ∗, Eq. (Eλ) has a nodal solution uλ such that Iλ(uλ)=θλ−. Moreover,
similar to the argument in [1, Theorem 1.3], uλ changes
sign exactly once in R3. Consequently, system (SPλ)
admits a nodal solution (uλ,ϕK,uλ)∈H1(R3)×D1,2(R3) for each 0<λ<λ∗, which changes sign exactly once in R3.
As in Section 5, we also give a precise description of the Palais–Smale
sequence for Iλ at the beginning of this section.
Proposition 6.1
*Suppose that 2<p<4, and conditions (F1)−(F2),(K1) and (K3) hold. Let {un}⊂H1(R3) be a sequence satisfying
(i)dist(un,Nλ(1))→0;
(ii)Iλ(un)→θλ−;
(iii)Iλ′(un)=o(1) strongly
in H−1(R3);
(iv)Φλ+(un)−1+Φλ−(un)−1→0.
Then there exist a subsequence {un} and uλ∈Nλ(1) such that un→uλ strongly in H1(R3) for each 0<λ<λ∗.*
Proof. The proof is analogous to that of Proposition 5.1, and we omit it here.
□
We now begin to prove Theorem 1.3: By Corollary 4.4 and
Proposition 6.1, for each 0<λ<λ∗, Eq.
(Eλ) admits a nodal solution uλ such
that Iλ(uλ)=θλ−.
Moreover, similar to the argument in [1, Theorem 1.3], uλ
changes sign exactly once in R3. Consequently, system (SPλ) admits a nodal solution (uλ,ϕK,uλ)∈H1(R3)×D1,2(R3) for each 0<λ<λ∗, which changes sign exactly once in R3.
7 Acknowledgments
J. Sun is supported by the National Natural Science Foundation of China
(Grant No. 11671236). T.F. Wu is supported in part by the Ministry of
Science and Technology, Taiwan (Grant 106-2115-M-390-002-MY2), the
Mathematics Research Promotion Center, Taiwan and the National Center for
Theoretical Sciences, Taiwan.
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