Distortion and Distribution of Sets under Inner Functions
Matteo Levi, Artur Nicolau, Od\'i Soler i Gibert

TL;DR
This paper investigates how inner functions with boundary fixed points distort and distribute sets on the unit circle, providing new insights into preimage sizes, distribution, and boundary behavior, with applications to irregular points and interpretations in the upper half-plane.
Contribution
It extends classical measure invariance results to inner functions with boundary fixed points, analyzing set distortion and distribution, and offers applications to irregular points and upper half-plane interpretations.
Findings
Lebesgue measure invariance under boundary fixed inner functions
Distribution estimates of preimages of sets under such functions
Size bounds for irregular points omitting large sets
Abstract
It is a classical result that Lebesgue measure on the unit circle is invariant under inner functions fixing the origin. In this setting, the distortion of Hausdorff contents has also been studied. We present here similar results focusing on inner functions with fixed points on the unit circle. In particular, our results yield information not only on the size of preimages of sets under inner functions, but also on their distribution with respect to a given boundary point. As an application, we use them to estimate the size of irregular points of inner functions omitting large sets. Finally, we also present a natural interpretation of the results in the upper half plane.
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Distortion and Distribution of Sets under Inner Functions
Matteo Levi, Artur Nicolau and Odí Soler i Gibert The first author is partially supported by the 2015 PRIN grant Real and Complex Manifolds: Geometry, Topology and Harmonic Analysis of the Italian Ministry of Education (MIUR).The three authors are supported in part by the Generalitat de Catalunya (grant 2017 SGR 395) and the Spanish Ministerio de Ciencia e Innovación (projects MTM2014-51824-P, MTM2017-85666-P).
Abstract
It is a classical result that Lebesgue measure on the unit circle is invariant under inner functions fixing the origin. In this setting, the distortion of Hausdorff contents has also been studied. We present here similar results focusing on inner functions with fixed points on the unit circle. In particular, our results yield information not only on the size of preimages of sets under inner functions, but also on their distribution with respect to a given boundary point. As an application, we use them to estimate the size of irregular points of inner functions omitting large sets. Finally, we also present a natural interpretation of the results in the upper half plane.
Keywords— Inner functions, boundary fixed points, angular derivatives, Hausdorff contents.
1 Introduction
Let be the open unit disc of the complex plane. An analytic mapping is called inner if for almost every point (a.e.) of the unit circle . Hence, an inner function induces a map defined at almost every point by , which we will denote by as well. This induced map lacks the regularity of the inner function itself and it is actually discontinuous at every point where does not extend analytically. More concretely, fixed where does not extend analytically and there exists a sequence such that (see page 77 of [Gar07], and page 4 of [Nos60]). We are interested in studying certain invariance and distortion properties of measures and Hausdorff contents of sets in the unit circle under the action of inner functions.
Let be an analytic mapping. We say that a point is a boundary Fatou point of if exists and . Hence, the set of boundary Fatou points of an inner function has full measure. For and , let be the Stolz angle with opening and vertex at . A holomorphic self map of the unit disc has finite angular derivative at if there is a point and such that the non-tangential limit
[TABLE]
exists and is finite. Observe that in this case We set if the function does not have a finite angular derivative at the point . Observe that this is the case if is not a boundary Fatou point of . With this convention, for any , the classical Julia-Carathéodory theorem gives
[TABLE]
in the sense that either the is finite and equal to or both quantities are infinite. See for example Chapters IV and V of [Sha93].
We denote by the normalized Lebesgue measure on and by the harmonic measure from the point given by
[TABLE]
for any measurable set . A classical result due to Löwner (see, for instance, page 12 of [Ahl73]) says that Lebesgue measure is invariant under the action of any inner function fixing the origin. Hence, the following conformally invariant version of Löwner’s Lemma holds.
Theorem A**.**
Let be an inner function and Then,
[TABLE]
for any measurable set
Observe that, if is a fixed point of , Theorem A says that is invariant under the action of However, it may be the case that has no fixed points in but only on A point is a fixed point for if Actually, the classical Denjoy-Wolff Theorem states that for any analytic self mapping on the unit disc which is not an elliptic automorphism, there exists a fixed point of called the Denjoy-Wolff fixed point of such that the iterates tend to uniformly on compacts sets of Moreover, is the unique fixed point of in such that See for example Chapter V of [Sha93]. We are interested in analogues of Theorem A when This situation occurs naturally when the Denjoy-Wolff fixed point of is on the unit circle. In this situation, instead of considering the harmonic measure from a point in the open unit disc, it is natural to measure sets with respect to boundary points. We will consider a measure introduced by Doering and Mañé in [DM91]. Fix a point and consider the positive measure on defined by
[TABLE]
for any measurable set Observe that for a point the measure is not finite, while for it is just a scalar multiple of the harmonic measure given by A very natural interpretation of the measure when is the following. Let be the conformal map from the disc into the upper half-plane such that and Then, for any measurable set we have that where we denote by the Lebesgue measure of a set Roughly speaking, for a point the measure gives information about the size and the distribution of a set around the point Sets having large measure are those that are highly concentrated around the point In particular, if is an open neighbourhood of then Our first result is the following analogue of Theorem A.
Theorem 1**.**
Let be an inner function and let be a boundary Fatou point of
- (a)
Assume Then
[TABLE]
for any measurable set 2. (b)
If and is a measurable set, then if and if
As we can see, we still have a general relation between the measure of a set and its preimage under independent from the set. Nonetheless, in this case, a distortion term appears and it is given by the size of the angular derivative at the point If is the Denjoy-Wolff fixed point of this result was previously proved in [DM91].
In [FP92], Fernández and Pestana studied the distortion of Hausdorff contents under inner functions. Fixed and consider the Hausdorff content defined as
[TABLE]
where the infimum is taken over all collections of arcs of the unit circle such that . Thus is the standard Hausdorff content of which is denoted by . Observe that if and is the automorphism of which interchanges and [math], then for any . Fernández and Pestana proved the following result, analogous to Theorem 1 for Hausdorff contents, stated here in a conformally invariant way.
Theorem B**.**
For any there exists a constant such that, if is an inner function and we have
[TABLE]
for any Borel set
It is also shown in [FP92] that there exists an inner function such that the preimage of a single point has Hausdorff dimension Hence, the converse estimate in Theorem B is false. It is worth mentioning that a related result for sets was established in [Ham93]. For and we define the -Hausdorff content of a Borel set as
[TABLE]
where the infimum is taken over all collections of arcs of the unit circle such that Our second result is the following analogue of Theorem B when
Theorem 2**.**
Let be an inner function and let be a boundary Fatou point of
- (a)
Assume Then for any there exists a constant independent of such that
[TABLE]
for any Borel set 2. (b)
Assume Then we have that for any Borel set such that
The proofs of Theorem 1 and Theorem 2 are given in Section 2. In Section 3 we give two applications of our results. The first one concerns a smoothness property of inner functions which omit large sets of the unit disc and it is inspired on a nice result in [FP92]. In the second application we obtain analogue results on distortion of sets in the real line under inner mappings of the upper half plane.
It is a pleasure to thank J. J. Donaire, J. L. Fernández, P. Gorkin and M. V. Melián for helpful discusions.
2 Boundary distortion theorems
In this section we prove our main results. We start with some elementary properties of the measure and the content Recall that a sequence of points converges non-tangentially to a point if and there exists such that
Lemma 1**.**
Let For every sequence of points converging non-tangentially to we have
[TABLE]
for any measurable set
Proof.
Let be any sequence of points approaching and write for every By Fatou’s Lemma, we have
[TABLE]
from which it follows that the result is true when So assume Fix and consider an arc centred at and such that Since non-tangentially, there exists a constant such that for every and every Hence, we have that for every On the other hand, by dominated convergence, we have that
[TABLE]
from which the result follows. ∎
Observe that the assumption on the non-tangential convergence of the sequence to only enters into play if If the result holds true for any approaching sequence. However, as the following example shows, Lemma 1 fails badly if approaches tangentially. Fix a point and consider a sequence of points such that for every Consider as well the sequence of pairwise disjoint arcs such that is centred at and for every Now, let and for every Since the sequence converges to tangentially. For we have and Now, on one hand we have as On the other hand since for any , we have and we deduce
[TABLE]
For and consider the -Hausdorff content of a Borel set defined as
[TABLE]
where the infimum is taken over all collections of arcs such that
Lemma 2**.**
Given and let be the Stolz angle of opening with vertex at Then there exists a constant such that
[TABLE]
for any measurable set and any Consequently, for any we also have for any set and any
Proof.
Observe that there exists a constant such that for any and any Hence, for any measurable set and any This last estimate also gives ∎
The corresponding result to Lemma 1 for Hausdorff contents reads as follows.
Lemma 3**.**
Let and For any sequence of points converging non-tangentially to we have
[TABLE]
for any set
Proof.
Write for every Assume that In this case, we split the proof of the result into two parts. First we show that
[TABLE]
and then we prove that
[TABLE]
from which (2) follows immediately. To prove (3), given take a covering by open arcs of the set such that
[TABLE]
Now, by Lemma 2, for each interval and for every we have that
[TABLE]
Thus, by Lemma 1 and dominated convergence, we get that
[TABLE]
By definition, and, thus (3) follows immediately.
We prove inequality (4) considering two cases. Assume first that Pick and a covering of by open arcs such that for every arc Observe that, in this situation, there exists such that if we have that
[TABLE]
for every arc in our covering. Thus, for any such covering of if we have that
[TABLE]
Observe that the infimum of when ranging over all coverings of by open arcs satisfying that is, precisely, Hence, equation (4) follows in the case that and therefore equation (2) as well in this situation.
In the case that since we assumed that given we can choose such that where denotes the arc centred at of length Let us denote Since we already know that
[TABLE]
Hence, for any given we have
[TABLE]
This concludes the proof whenever
Assume now that In this case, for any we can find such that where again Since we have that
[TABLE]
Hence, there exists such that if then Using that we get (2) in the case in which as well. ∎
We will use the following auxiliary result which is certainly well known. It is included because we have not found a precise reference.
Lemma 4**.**
Let be a holomorphic self map of the unit disc. Let be a sequence of points in converging non-tangentially to a point Assume that then also converges to non-tangentially.
Proof.
Since we have that Write
[TABLE]
Also because , by Julia-Carathéodory Theorem, the first and third terms converge respectively to and , and therefore
[TABLE]
∎
Note that the assumption of finite angular derivative is necessary in the above statement, even if we ask the function to be inner. In fact, it can be proved that there exist inner functions mapping a given Stolz angle to a tangential region (see [Don01]).
We are now ready to prove our main results.
Proof of Theorem 1.
We can choose a sequence of points in approaching non-tangentially such that
[TABLE]
By Theorem A, we have that
[TABLE]
Lemma 1 gives that as If Lemma 4 gives that converges to non-tangentially. Thus, Lemma 1 gives that as Therefore, equations (5) and (6) give the statement (a). Assume now that If we have Hence, by Theorem A, we have that and it follows that Finally assume Observe that for any we have Thus, since the right-hand side of equation (6) tends to infinity and, by Lemma 1, we deduce that ∎
Proof of Theorem 2.
We will use Theorem B in the following form. For we have that
[TABLE]
for any Borel set We can choose a sequence of points in approaching non-tangentially such that
[TABLE]
Assume Applying Lemma 3 and equation (7), we get
[TABLE]
By Lemma 4, tends to non-tangentially as and hence, Lemma 3 gives that
[TABLE]
which finishes the proof of part (a). Assume now We can assume Since there exists an arc centred at such that Write Then there exists such that if Now,
[TABLE]
Hence ∎
3 Applications
3.1 Omitted values
A classical result by Frostman says that any inner function can omit at most a set of logarithmic capacity zero, that is, has logarithmic capacity zero (see Chapter II of [Gar07]). Conversely, given a relatively compact set of the unit disc of logarithmic capacity zero, the universal covering map is an inner function (see page 323 of [Tsu75]). Given a set its non-tangential closure on , denoted by is the set of points for which there exists a sequence such that non-tangentially. We first state an auxiliary result which may have independent interest.
Lemma 5**.**
Let be an inner function and let be the set of its omitted points. Then
[TABLE]
Proof.
Consider a point such that the angular derivative of at exists and it is finite, and let In other words assume that
[TABLE]
is finite. We want to see that, in this situation, for any opening there is such that the truncated cone
[TABLE]
does not intersect that is, So fix and consider with to be determined. Fix We want to see that there is such that By equation (9), we can express
[TABLE]
where as non-tangentially. Consider with and to be determined. Observe that there exists such that, if and then for any we have that
[TABLE]
Thus, by Rouché’s Theorem, the functions and have the same number of zeroes in But is a degree polynomial and and thus has a single zero on Therefore, there is such that which completes the proof. ∎
As an application of Theorem 1 and Lemma 5, we have the following result.
Corollary 1**.**
Let be an inner function and let be the set of its omitted points. Let be a boundary Fatou point of .
- (a)
Assume Then for any there exists a constant independent of such that
[TABLE] 2. (b)
Assume Then whenever
3.2 Inner functions in the upper half plane
Let be the upper half plane. A holomorphic mapping is an inner function of the upper half plane if for a.e. This natural definition agrees with conformal changes of coordinates: given denote by the Möbius transformation mapping onto the point to and, say, the origin to Then, is an inner function of the upper half plane if and only if is an inner function of the unit disc Observe that if and only if A holomorphic mapping from into has a finite angular derivative at if
[TABLE]
exists and is finite. Otherwise, we write Observe that has a finite angular derivative at infinity if and only if has a finite angular derivative at Moreover, the identity holds in the sense that both quantities coincide when they are finite, and if one of them is infinite so is the other. This fact easily follows from the identity
[TABLE]
Let denote the Lebesgue measure of a measurable set and, for let denote its -Hausdorff content. We now state the versions of (1) and (2) in this setting.
Corollary 2**.**
Let be an inner function and assume that
- (a)
Assume Then
[TABLE]
for any measurable set Moreover, for any there exists a constant independent of such that
[TABLE]
for any Borel set 2. (b)
If and is a measurable set, then if and if Moreover, for any Borel set such that
Proof.
Note that for any measurable set we have
[TABLE]
Hence, Applying Theorem 1 and (13) we deduce which is (11). It follows from (13) and being a Möbius map that
[TABLE]
Thus, the previous argument shows that (12) holds. Part (b) follows from similar considerations. ∎
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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