Uniqueness of minimal surfaces, Jacobi fields, and flat structures
Hojoo Lee

TL;DR
This paper introduces a new rigidity theorem for associate families of minimal surfaces, particularly Scherk's surfaces, using flat structures and harmonic functions, leading to novel uniqueness results for periodic minimal surfaces.
Contribution
It develops a new approach combining flat structures and harmonic functions to establish uniqueness theorems for minimal surfaces, extending classical results like Bernstein's theorem.
Findings
Rigidity theorem for associate families of minimal surfaces.
New uniqueness results for periodic minimal surfaces.
Application of flat structures and harmonic functions in minimal surface theory.
Abstract
Inspired by the Finn-Osserman (1964), Chern (1969), do Carmo-Peng (1979) proofs of the Bernstein theorem, which characterizes flat planes as the only entire minimal graphs, we prove a new rigidity theorem for associate families connecting the doubly periodic Scherk graphs and the singly periodic Scherk towers. Our characterization of Scherk's surfaces discovers a new idea from the original Finn-Osserman curvature estimate. Combining two generically independent flat structures introduced by Chern and Ricci, we shall construct geometric harmonic functions on minimal surfaces, and establish that periodic minimal surfaces admit fresh uniqueness results.
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Uniqueness of minimal surfaces, Jacobi fields, and flat structures
Hojoo Lee
Department of Mathematical Sciences, Seoul National University, Gwan Ak Ro 1, Gwanak Gu, Seoul 08826, Korea
Abstract.
Inspired by the Finn-Osserman (1964), Chern (1969), do Carmo-Peng (1979) proofs of the Bernstein theorem, which characterizes flat planes as the only entire minimal graphs in , we prove a new rigidity theorem for associate families connecting the doubly periodic Scherk graphs and the singly periodic Scherk towers. Our characterization of Scherk’s surfaces discovers a new idea from the original Finn-Osserman curvature estimate. Combining two generically independent flat structures introduced by Chern and Ricci, we shall construct geometric harmonic functions on minimal surfaces, and establish that periodic minimal surfaces admit fresh uniqueness results.
Key words and phrases:
Flat structures, harmonic functions, Jacobi fields, minimal surfaces, Scherk’s surface
1991 Mathematics Subject Classification:
53A10, 49Q05
Dedicated to Jaigyoung Choe on the occasion of his th birthday
Contents
- 1 Ubiquitous flat structures
- 2 Three Jacobi fields on Scherk’s surfaces Finn-Osserman curvature estimate
- 3 Two non-complex-analytic proofs of Bernstein’s theorem
- 4 Harmonic functions induced by Chern-Ricci flat structures
- 5 Classifications of minimal surfaces with constant Chern-Ricci functions
1. Ubiquitous flat structures
Flat structures are one of the most powerful tools in the theory of minimal surfaces. J. Choe and R. Schoen [4] employed flat structures to investigate new isoperimetric inequalities. Flat structures play an essential role in number of proofs of the existence of minimal surfaces. For instance, see [31] by M. Weber and M. Wolf, [13] by R. Huff, and [6] by C. Douglas. In particular, C. Douglas [6] proved the existence of a one parameter family of doubly periodic minimal surfaces, which associates a singly periodic genus one helicoid as their limit surfaces.
To present a non-complex-analytic proof of the Bernstein theorem that entire minimal graphs should be flat, S.-S. Chern [3] constructed flat structures using angle functions, which are the Jacobi fields induced by translations. Moreover, M. do Carmo and C. K. Peng [5, p. 905] also used Ricci’s flat structure [1, p. 124] to prove generalized Bernstein’s theorem that the complete stable minimal surfaces should be flat. The flat structures appeared in these applications could be explicitly expressed in terms of the holomoprhic data on minimal surfaces.
Our main goal of this paper is to provide new rigidity results for minimal surfaces in terms of Jacobi fields and harmonic functions induced by two generically independent flat structures due to Chern and Ricci. Our characterization of Scherk’s minimal surfaces discovers a new idea from the original Finn-Osserman curvature estimate for minimal surfaces.
2. Three Jacobi fields on Scherk’s surfaces Finn-Osserman curvature estimate
R. Finn and R. Osserman [12] presented a brilliant proof of Bernstein’s beautiful theorem that the flat planes are the only entire minimal graphs in . To deduce their optimal curvature estimate result [12, p. 362] for arbitrary minimal graphs defined over round discs, they used a curvature estimate for the doubly periodic Scherk’s graph defined over the white squares of a checkerboard . Rescaling the Gauss curvature at the origin as one, the fundamental piece of the doubly periodic Scherk’s surface can be represented as the graph
[TABLE]
which is oriented by the up-ward pointing unit normal vector field
[TABLE]
The starting point of the Finn-Osserman proof is a neat observation that, on the Scherk’s doubly periodic graph, Gauss curvature can be explicitly estimated by a function of the Jacobi field induced by the vertical unit vector field . Indeed, they observe that, on Scherk’s doubly periodic graph , the Gauss curvature function
[TABLE]
obeys a simple but neat curvature estimate [12, p. 359, Equation (21)]
[TABLE]
It would be not possible to write the curvature sorely in terms of the single Jacobi field
[TABLE]
induced by the vertical vector field . What was not unravelled in Finn-Osserman’s original paper [12] is our new observation that, on the Scherk graph, its Gauss curvature could be explicitly expressed as a function of two Jacobi fields
[TABLE]
induced by two orthogonal horizontal vector fields and , respectively.
Indeed, on the Scherk graph , which was normalized so that its Gauss curvature at the origin is equal to , we discover a new curvature identity
[TABLE]
Moreover, the curvature identity (2.2) immediately implies Finn-Osserman’s curvature estimate:
[TABLE]
We shall prove that the geometric equality (2.2) captures the uniqueness of Scherk’s surfaces, up to associate families, and present periodic minimal surfaces, which also admit rigidity results in terms of Gauss curvature and finitely many Jacobi fields induced by ambient translations.
Theorem 2.1** (Rigidity of Scherk’s surfaces in terms of Gauss curvature and two Jacobi fields).**
If a negatively curved minimal surface with Gauss curvature and the unit normal vector field admits two Jacobi fields and , induced by two constant orthogonal unit vector fields and in , such that the Chern-Ricci harmonic function
[TABLE]
is constant, then the minimal surface should be congruent to (a part of) a member of the associate family connecting a doubly periodic Scherk graph and a singly periodic Scherk tower, up to homotheties.
For an alternative geometric interpretation of the Chern-Ricci harmonic function (2.3) in terms of the flat structures on minimal surfaces, see Lemma 4.2 and Remark 5.2.
3. Two non-complex-analytic proofs of Bernstein’s theorem
It is natural to ask whether or not the function (2.3) in Theorem 2.1 admit natural geometric meaning for arbitrary minimal surfaces. The answer is yes. Combining the key ingredients in two completely different proofs of Bernstein’s theorem given by Chern [3] and do Carmo-Peng [5] answers the reason why the functions in the linear combination (2.3) should be harmonic on the negatively curved minimal surfaces. Their non-complex-analytic proofs, not exploiting the Enneper-Weierstrass reprsentation directly, require two generically independent flat structures.
Proposition 3.1** (Harmonic functions induced by two flat structures).**
Let be a minimal surface in with the Gauss curvature function and the unit normal vector field on . Given a constant unit vector field in , we introduce the Jacobi field defined by
[TABLE]
It is called the angle function induced by the translation generated by the vector field in the literature.
- (a)
Chern’s flat structure [3, p. 53, Equation (2)]. The conformally changed metric
[TABLE]
*is flat on the points where . * 2. (b1)
Ricci’s flat structure [1, p. 124]. It was used in the do Carmo-Peng proof **[5, p. 905]** of generalized Bernstein’s theorem that the complete stable minimal surfaces are flat. The metric
[TABLE]
is flat on the points where . 3. (b2)
Ricci **[1, 20]** discovered that that every metric satisfying Ricci condition 3.2 can be realized on a negatively curved minimal surfaces in . See Lawson’s counterexample **[19, Remark 12.1]** for the metics having a flat point. 4. (c)
Chern-Ricci harmonic functions* [21, Theorem 2.1]. As observed in [21, Theorem 2.1] and the two-page expository note [22], these two flat structures induce harmonic functions. Indeed, whenever and on the minimal surface, since two conformally changed metrics*
[TABLE]
are flat, the classical curvature formula for conformally changed metrics
[TABLE]
immediately implies that the induced logarithmic quotient function
[TABLE]
should be harmonic with respect to metrics , , and . We call it the Chern-Ricci harmonic function **[21, Theorem 2.1]** with respect to the unit vector field .
Remark 3.2* (Rigidity of Enneper’s algebraic minimal surfaces in terms of two flat structures).*
It is natural to ask whether or not the two flat metrics and are indeed generically independent. The answer is essentially yes. There exists one exception. [21, Theorem 3.1] shows that, on a negatively curved minimal surface, the geometric equality
[TABLE]
holds for some constant if and only if it becomes the Enneper surface. It is well-known that each member of the associate family of an Enneper surface is congruent to itself. The key point of this paper is to provide new rigidity results, which generalize [21, Theorem 3.1]. For instance, Theorem 2.1 captures the uniqueness of Scherk’s surfaces up to associate families.
4. Harmonic functions induced by Chern-Ricci flat structures
Two coordinates and in the flat plane are harmonic with respect to the flat metric . More generally, linear coordinates in induce harmonic functions on minimal surfaces. The minimal surface theory and complex analysis are intertwined by the Enneper-Weierstrass representation. For instance, see [17, p. 4], [25, Lemma 8.2], and [30, Section 3.3].
In Euclidean space , a non-planar minimal surface is determined by the Weierstrass data , which encodes their geometric information. The meromorphic function is obtained by applying the stereographic projection of the Gauss map. The height differential is the holomorphic extension of the differential . The Enneper-Weierstrass representation guarantees that the conformal harmonic patches can be constructed by solving the global integration problem
[TABLE]
The associate family of the minimal surface can be obtained by integrating
[TABLE]
In particular, is called the conjugate minimal surface of . Schwarz proved that any minimal surfaces locally isometric to should be congruent to a member of its associate family. We briefly sketch explicit examples of classical minimal surfaces with their Weierstrass data.
Example 4.1** (Complex analytic construction of minimal surfaces).**
We take the meromorphic Gauss map as the local conformal coordinates on the minimal surface.
- (a)
Enneper’s surface with the Weierstrass data has the total curvature . For Enneper surfaces, the isometric deformation by the associate family induce rotations. 3. 4. (b1)
The Weierstrass data gives the catenoid with the total curvature . R. Schoen [26] proved a rigidity result that the catenoids are the only complete minimal surface embedded with finite total curvature and two ends. F. López and A. Ros [23] established that planes and catenoids are the only properly embedded minimal surfaces with finite total curvature and genus zero.
- (b2)
The catenoid is also induced by the Weierstrass data . It recovers the data of the Jorge-Meeks -noid [14, Section 5] with . See also [30, Section 4.4]. 6. 7. (c)
We obtain helicoids by taking conjugate minimal surfaces of catenoids. The uniqueness of the associate families of catenoids and helicoids in terms of a Chern-Ricci harmonic function is proved in [21, Theorem 3.3].
Lemma 4.2** (Chern-Ricci harmonic functions and generalization of the Chern metric).**
Given a minimal surface with the Gauss curvature and the Weierstrass data and a finitely many distinct constant unit vector fields , , and weights , , with , we introduce the Chern-Ricci function by the linear combination
[TABLE]
on the points where and for all . Then, the Chern-Ricci function is harmonic, and the conformally changed metric
[TABLE]
is flat. The case when indicates the flatness of the Chern metric (3.1) in Proposition 3.1.
Proof.
By Proposition 3.1, each component function of the Chern-Ricci function (4.1) is harmonic on . Recall that the Ricci metric is flat. Since the Chern-Ricci function (4.1) is harmonic, by the curvature formula (3.3) in Proposition 3.1, the conformally changed metric
[TABLE]
should be also flat. ∎
Lemma 4.3** (Chern-Ricci harmonic functions in terms of the Weierstrass data).**
We identify a given constant unit vector field by the point , where we denote the stereographic projection with respect to the north pole. On a negatively curved minimal surface with the Weierstrass data and the unit normal vector field , the Chern-Ricci harmonic functions associated to (see Lemma (4.2)) are given in terms of the Weierstrass data as follows.
- (a)
[TABLE] 2. (b)
[TABLE] 3. (c)
[TABLE]
Proof.
We first deduce the equalities in (4.3). We need to compute the Jacobi field . By the definition of the stereographic projection , we have
[TABLE]
A straightforward computation yields
[TABLE]
As well-known (for instance, see [17, p. 5] and [25, Chapter 9]), the curvature of the induced metric is given in terms of the Weierstrass data:
[TABLE]
Combining (4.6) and (4.7) gives the equalities in (4.3). Replacing the pair in (4.3) by and observing the identity yield the equalities in (4.4). Adding the equalities in (4.3) and (4.4) gives the equalities in (4.5). ∎
5. Classifications of minimal surfaces with constant Chern-Ricci functions
We classify minimal surfaces in terms of Chern-Ricci harmonic functions, and examine the limit behaviors of periodic minimal surfaces.
Theorem 5.1** (Rigidity of the associate family of Scherk’s surfaces).**
Given a minimal surface with the Gauss curvature and the unit normal , if there exists two orthogonal constant unit vector fields and such that the Chern-Ricci harmonic function (introduced in Lemma 4.2)
[TABLE]
is constant, then the minimal surface should be congruent to (a part of) a member of the associate family connecting a doubly periodic Scherk graph and a singly periodic Scherk tower (up to homotheties).
Proof.
Without loss of generality, after applying rotations, we could take the identifications
[TABLE]
Here, recall that denotes the stereographic projection from the north pole. Let denote the Weierstrass data. We use the formula (4.3) in Lemma 4.3
[TABLE]
for . The constancy of the function (5.1) guarantees that the product function
[TABLE]
is a positive constant. Hence, there exist constants and such that
[TABLE]
∎
Remark 5.2* (Rigidity of Scherk’s surfaces in terms of two flat structures).*
We first explain that Theorem 5.1 is equivalent to Theorem 2.1. Indeed, taking account into the identity and letting , we have
[TABLE]
Theorem 5.1 shows that, on a minimal surface, the flat metric
[TABLE]
could become a constant multiple of the flat metric , only when it belongs to the associate family of Scherk’s surfaces.
Theorem 5.3** (Rigidity of the associate family of generalized Scherk’s surfaces).**
Given a minimal surface with the Gauss curvature and the unit normal , if there exists two distinct unit vector fields and such that the Chern-Ricci harmonic function
[TABLE]
is constant, then the minimal surface should be congruent to (a part of) a member of the associate family connecting a generalized doubly periodic Scherk graph and a generalized singly periodic Scherk tower.
Proof.
Without loss of generality, after applying rotations, we could take the identifications
[TABLE]
where is the stereographic projection. We use the formula (4.3) in Lemma 4.3
[TABLE]
for . The constancy of the function (5.2) guarantees that the product
[TABLE]
is a positive constant. We recover the Weierstrass data for the associate family of generalized Scherk’s surfaces [6, 15, 30]:
[TABLE]
for some constants and . ∎
Example 5.4** (triply periodic tCLP surfaces connecting doubly periodic Scherk surfaces and singly periodic Scherk surfaces).**
Imagine eight points on the unit circle in the -plane:
[TABLE]
For , after identifying these eight vertices in as the constant unit vector fields, we want to construct minimal surfaces so that the Chern-Ricci harmonic function
[TABLE]
is constant. When \theta\mathrel{\text{\rotatebox[origin={c}]{315.0}{\vrule height=0.0pt,width=0.0pt\shortrightarrow}}}0 or \theta\mathrel{\text{\rotatebox[origin={c}]{45.0}{\vrule height=0.0pt,width=0.0pt\shortrightarrow}}}\frac{\pi}{4}, can we geometrically prescribe the limit minimal surfaces? We observe that the eight vertices consist of two congruent rectangles in the -plane.
- (a)
When \theta\mathrel{\text{\rotatebox[origin={c}]{315.0}{\vrule height=0.0pt,width=0.0pt\shortrightarrow}}}0, two congruent rectangles collapses to the union of two orthogonal segments. We expect that the limit surfaces has the constant Chern-Ricci harmonic function
[TABLE] 2. (b)
When \theta\mathrel{\text{\rotatebox[origin={c}]{45.0}{\vrule height=0.0pt,width=0.0pt\shortrightarrow}}}\frac{\pi}{4}, two congruent rectangles collapses to the union of the orthogonal segments. We expect that the limit surfaces has the constant Chern-Ricci harmonic function
[TABLE] 3.
Theorem 5.1 guarantees that such limit surfaces are members of the associate family from a doubly periodic Scherk surface to a singly periodic Scherk surface. We find minimal surfaces with a constant Chern-Ricci harmonic function in (5.4). For , we have the image
[TABLE]
where is the stereographic projection. According to the formula (4.3) in Lemma 4.3
[TABLE]
we see that the constancy of the prescribed Chern-Ricci function (5.4) implies that constancy of
[TABLE]
This recovers, up to associate families, the triply periodic minimal surface in tCLP family [7, 18] with the Weierstrass data
[TABLE]
- (a)
The limit surface recovers the doubly periodic Scherk surface with
[TABLE] 2. (b)
The limit surface recovers the singly periodic Scherk surface with
[TABLE]
Example 5.5** (From triply periodic Schwarz D surface to doubly periodic Scherk surface).**
Imagine a cube inscribed in the round unit sphere sitting in . The side length of the cube is . Taking , we obtain an example of such cube with the vertices in :
[TABLE]
For , after identifying these eight vertices in as the constant unit vector fields, we want to construct minimal surfaces so that the Chern-Ricci harmonic function
[TABLE]
is constant. For , taking , we have the image
[TABLE]
where is the stereographic projection. According to the formula (4.3) in Lemma 4.3
[TABLE]
we see that the constancy of the prescribed Chern-Ricci function (5.4) implies that constancy of
[TABLE]
This recovers the triply periodic minimal surface in tD family determined by
[TABLE]
up to associate families (and homotheties). It is straightforward to check that
[TABLE]
- (a)
For , we find that the eight vertices in (5.7) consist of a cube inscribed in the unit sphere, and meet Schwarz diamond surface . 2. (b)
The limit surface is the doubly periodic Scherk surface with the Weierstrass data
[TABLE]
Example 5.6** (From triply periodic Schwarz P surface to singly periodic Scherk tower).**
The triply periodic minimal surface in tP family admits the Weierstrass data
[TABLE]
- (a)
becomes the Schwarz primitive surface. 2. (b)
The limit surface induces the singly periodic Scherk tower with the Weierstrass data
[TABLE]
Remark 5.7*.*
Meeks’ family [24, p. 912] includes minimal surfaces in Example 5.4, 5.5, 5.6.
Proposition 5.8** (Conjugate surfaces of minimal surfaces in Example 5.4, 5.5, 5.6).**
Let denote the minimal surface with the Weierstrass data
[TABLE]
Then, the conjugate minimal surface of is congruent to the minimal surface . See also [18, Example 6.3]. In particular, the Schwarz CLP surface [8, 16, 27] is self-conjugate. The Schwarz P surface in the tP family is conjugate to the Schwarz D surface in the tD family.
Proof.
Since , , and , the rotated Gauss map solves
[TABLE]
∎
Example 5.9** (rPD family containing both Schwarz P surface and Schwarz D surface).**
Imagine a regular tetrahedron inscribed in the round unit sphere sitting in . The side length of the regular tetrahedron is . Taking , we obtain an example of such regular tetrahedron with the following vertices in :
[TABLE]
For , after identifying the 8 points in as the constant unit vector fields, we construct minimal surfaces such that the Chern-Ricci harmonic function
[TABLE]
is constant. Taking and , we have the image
[TABLE]
where denotes the stereographic projection from the north pole. To determine the Weierstrass data of desired minimal surfaces, we shall use the formula (4.3) in Lemma 4.3
[TABLE]
We see that the constancy of the prescribed Chern-Ricci function (5.10) implies that constancy of
[TABLE]
This recovers, up to associate families, the triply periodic minimal surface in the rPD family [10, 11, 27] with the Weierstrass data
[TABLE]
- (a)
The conjugate surface of the minimal surface is congruent to . In particular, the minimal surface is self-conjugate. 2. (b)
When , we have . The eight vertices
[TABLE]
consists of a cube inscribed in . The surface is the Schwarz P surface. 3. (c)
When , we have . The eight vertices
[TABLE]
consists of a cube inscribed in . The surface is the Schwarz D surface.
Example 5.10** (Karcher’s saddle tower with 6 ends as the limit of surfaces in hCLP surfaces).**
Fix the angle . Identifying the following eight points in
[TABLE]
[TABLE]
as the constant unit vector fields, we find minimal surfaces such that the Chern-Ricci function
[TABLE]
is constant. It recovers the triply periodic hCLP surface [8, 9] with the Weierstrass data
[TABLE]
up to associate families. As known in [8, Theorem 1.2], when \theta\mathrel{\text{\rotatebox[origin={c}]{45.0}{\vrule height=0.0pt,width=0.0pt\shortrightarrow}}}\frac{\pi}{3}, we recover Karcher’s saddle tower with 6 ends [15].
Example 5.11** (Karcher’s saddle tower with 6 ends as the limit of Schwarz surfaces in H family).**
Fix the angle . Identifying the following eight points in
[TABLE]
[TABLE]
as the constant unit vector fields, we find minimal surfaces such that the Chern-Ricci function
[TABLE]
is constant. Take . It recovers, up to associate families, the triply periodic minimal surface with the Weierstrass data
[TABLE]
In terms of the rotated Gauss map , we have
[TABLE]
which induces the Weierstrass data of Schwarz H surfaces [27]. See also [8, Example 2.3]. As known in [8, Theorem 1.2], when a\mathrel{\text{\rotatebox[origin={c}]{45.0}{\vrule height=0.0pt,width=0.0pt\shortrightarrow}}}1, it induces Karcher’s saddle tower with 6 ends [15].
Acknowledgement. Part of this work was carried out while the author was visiting Jaigyoung Choe at Korea Institute for Advanced Study. He would like to thank KIAS for its hospitality.
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