Spectrum of the fractional $p-$Laplacian in $\mathbb{R}^N$ and decay estimate for positive solutions of a Schr\"odinger equation
Leandro M. Del Pezzo, Alexander Quaas

TL;DR
This paper investigates the spectral properties of the fractional p-Laplacian in Euclidean space, establishing eigenvalue existence, nonexistence under certain conditions, and decay estimates for eigenfunctions and solutions of related Schrödinger equations.
Contribution
It proves the existence of an unbounded eigenvalue sequence, nonexistence results for positive integral weights, and extends decay estimates to Schrödinger equation solutions.
Findings
Existence of an unbounded sequence of eigenvalues for the fractional p-Laplacian.
Nonexistence of eigenvalues when the weight has positive integral.
Sharp decay estimates for the first eigenfunction and solutions of Schrödinger equations.
Abstract
In this paper, we prove the existence of unbounded sequence of eigenvalues for the fractional Laplacian with weight in We also show a nonexistence result when the weighthas positive integral. In addition, we show some qualitative properties of the first eigenfunction including a sharp decay estimate. Finally, we extend the decay result to the positive solutions of a Schr\"odinger type equation.
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Spectrum of the fractional Laplacian in
and decay estimate for positive solutions of a Schrödinger equation
Leandro M. Del Pezzo
Leandro M. Del Pezzo CONICET – UTDT Departamento de Matemáticas y Estadística Av. Figueroa Alcorta 7350 (C1428BCW) Buenos Aires, ARGENTINA.
[email protected] http://cms.dm.uba.ar/Members/ldpezzo/ and
Alexander Quaas
A. Quaas Departamento de Matemática, Universidad Técnica Federico Santa María Casilla V-110, Avda. España, 1680 – Valparaíso, CHILE.
Abstract.
In this paper, we prove the existence of unbounded sequence of eigenvalues for the fractional Laplacian with weight in We also show a nonexistence result when the weight has positive integral.
In addition, we show some qualitative properties of the first eigenfunction including a sharp decay estimate. Finally, we extend the decay result to the positive solutions of a Schrödinger type equation.
1. Introduction and main results
In this paper, we study the following eigenvalue problem
[TABLE]
where and is a weight function satisfying some conditions to be specified later. Here denotes the fractional Laplacian operator, that is
[TABLE]
where P.V. is a commonly used abbreviation for “in the principal value sense”.
Before we describe our principal results, we will give some motivations. Nonlocal equation of -Laplace type where introduce in [6, 7, 15, 28]. Fractional Sobolev spaces semi-norms (see for an introduction to the topic in [19] and below) are natural in the weak form and or functional associated with the operator , therefore eigenvalues can be studied in bounded domains using variational methods see [31, 16, 24, 10, 11].
All spectrum in bounded domain for the fractional Laplacian () is studied in [34], see also [33]. The variational unbounded sequence of eigenvalues of the fractional Laplacian is studied in [11].
In unbounded domain, in particular , some weight function with some condition needs to be introduce, moreover non-existence may also appear. Spectrum in for local problems with weights are studied in [13, 2, 26, 21, 3]. As far as we know, there isn’t an extension of these type of results for the nonlocal setting even when . Therefore, one of the main purpose of this work is study the spectrum in in a nonlocal setting.
Finally, let observe that the eigenvalues are a starting point in study some type bifurcation results in , see for example [22] and [14] in the local case. Other type of bifurcation results in for the fractional Laplacian can be found in [20]. While in [16], the authors show a bifurcation results in bounded domain for the fractional Laplacian.
Now we will describe our results. As in the local case, we will split the discussion in to two cases and where different approaches are needed. But first we need to introduce the theoretical framework for them.
The fractional Sobolev spaces is defined to be the set of functions such that
[TABLE]
While, the closure of with respect to the norm is denoted by For more details about the spaces, see Section 2.
Definition 1.1**.**
Let be such that
- (i)
If and we say that a pair is a weak solution of (1) if
[TABLE]
for all 2. (ii)
If we say that a pair is a weak solution of (1) if holds for all 3. (iii)
In both cases, a pair is called an eigenpair, in which case, is called an eigenvalue and a corresponding eigenfunction.
Lastly, and
Our first aim is extended the results for the local case given by [3, 26] to the nonlocal case. Let start with the case .
Theorem 1.1**.**
Assume that and
- (i)
If then there exists a sequence of eigenpairs such that
[TABLE]
and
[TABLE]
Moreover
[TABLE]
is a simple eigenvalue with constant sign eigenfunction. 2. (ii)
If then there exist two sequence of eigenpairs and such that
[TABLE]
and
[TABLE]
Moreover
[TABLE]
are simple eigenvalues with constant sign eigenfunctions.
Let now discuss the case and give the following result.
Theorem 1.2**.**
Assume and satisfies
- •
* a.e. in and with such that *
- •
* a.e. in *
Then there exists a sequence of eigenpairs such that
[TABLE]
and
[TABLE]
Moreover
[TABLE]
is a simple eigenvalue with constant sign eigenfunction.
We also give the following non-existence results.
Theorem 1.3**.**
If and then there is not a positive principle eigenvalue.
The existence part, as in the local case, is based on Lusternik–Schnirelman principle, for details see [12, 35, 36].
On the other hand, if we assume then the solution found in the above theorems are Hölder continuous (see Section 5). Therefore we get
[TABLE]
for any eigenfunction. Motivated by this result, we study the asymptotic behaviour of positive eigenfunctions. More precisely, our fourth result is a sharp decay estimate for the positive eigenfunction associated with given by Theorem 1.2.
Theorem 1.4**.**
Assume and satisfies
- •
* a.e. in and with such that *
- •
* a.e. in and *
- •
* for large enough.*
Let be a positive eigenfunction associated to Then there exists such that
[TABLE]
for any and some positive constants and .
The base in established this sharp decay estimate is Lemma 7.1, that is a nonlinear version of [8, Lemma 2.1](case ). This lemma is the computation of the fractional Laplacian for a power like function at infinity that give good sub and super-solutions. Moreover, these sub and super-solutions can also be used to prove decay estimate Schrödinger type equations, such result, in the case , can be found in [23]. We remark that our nonlinear version of [8, Lemma 2.1], can be useful for other proposes like for example in the study of parabolic problems as in [8].
We would also like to remark that the above theorem shows a difference between the local and nonlocal cases since in the local case the eigenfunctions decay exponentially at infinity, see [26].
Finally, we are concerned with the decay rate at infinity of all positive ground state solutions of the next autonomous Schrödinger equations
[TABLE]
The existence of at least one positive ground state solution of (4) was recently proved in [4] under standard assumptions on including sub critical growth, for details see in Section 7 and [4] where also other references for existence results can be found.
In our last main results, we prove that the positive ground state solutions of (4) also satisfies (3) for large large.
Theorem 1.5**.**
Let and suppose that verifies If is a positive ground state solutions of (4) there is such that
[TABLE]
for some positive constant and
To end this introduction, we want to mention that, as far as we know, the main results of this work are new also in the linear case that corresponds to the fractional Laplacian.
The rest of this paper is organized as follows: in Section 2, we introduce the the notation a preview some preliminaries. In Section 3 (resp, Section 4), we study the case (resp. ). In Section 5, we obtained the Hölder regularity. In Section 6, we study the principal eigenvalue. Finally, in Section 7, we prove the decay estimates.
2. Notations and preliminaries
For the benefit of the reader, we start by including the basic tools that will be needed in subsequent sections. The known results are generally stated without proofs, but we provide references where they can be found. In additional, we take this opportunity to introduce some of our notational conventions.
2.1. Sobolev spaces
Let be an open subset of dimensional euclidean space Let denote the space of infinitely differentiable functions on by we denote the space of functions in with compact support on
Let and be the space of Lebesgue measurable functions on such that
[TABLE]
is finite. If we simply use the notation instead of
Let and The fractional Sobolev spaces is defined to be the set of functions such that
[TABLE]
The fractional Soblev spaces admit the following norm
[TABLE]
The space endowed with the norm is a reflexive Banach space. We denote by the space of all such that where is the extension by zero of
The closure of with respect to the norm
[TABLE]
is denoted by
In the case we consider the spaces
[TABLE]
and
[TABLE]
where
The proof of the following results can be found in [32, page 521].
Theorem 2.1**.**
If then for an arbitrary function there holds
[TABLE]
where is a function of and
In other words, if then In fact, adapting ideas of the proofs of Proposition 4.27 in [18] and Proposition 2.4 in [30] we can proof the following result.
Theorem 2.2**.**
If then
Proof.
By Theorem 2.1, we only need to show that
Let and be such that
[TABLE]
We define and
Step 1. We claim that
Since has compact support and we have that Therefore we only need to show that
[TABLE]
Observe that
[TABLE]
Then, to prove (6) it suffices to show that the second term on the right-hand sides of the above inequality is finite.
Let and Then
[TABLE]
By (5) and Hölder’s inequality, we get
[TABLE]
On the other hand, again by (5) and Hölder’s inequality,
[TABLE]
Therefore then (6) holds.
Step 2. We now claim that
It is clear that strongly in Our first step is to prove that as Observe that
[TABLE]
where Then, we only need to show that and converge to
Let’s prove that as By (5) and Hölder’s inequality
[TABLE]
by a simple change of variable
[TABLE]
Our next aim is to show that as Observe that for any we have
[TABLE]
Then
[TABLE]
Since by dominated convergence theorem, we get
[TABLE]
On the other hand, by Hölder’s inequality
[TABLE]
Finally
[TABLE]
Hence, as
Step 3. Finally, we show that
By step 1, we have that Then for all there is such that Therefore
[TABLE]
Thus ∎
It is easy to see that is a reflexive banach space. Now the proof of the following results is standard.
Corollary 1**.**
Let and Then there is a positive constant such that
[TABLE]
for all
Corollary 2**.**
Let and If is a sequence of such that weakly in then there is a subsequence such that
[TABLE]
For more details about these spaces and their use, we refer the reader to [1, 18, 19, 25, 27, 32].
2.2. The principal eigenvalue in bounded domain.
We start by introducing the definition of eigenpair in bounded domain.
Definition 2.1**.**
Let be a bounded domain with Lipschitz boundary, and We say that a pair is a weak solution of
[TABLE]
if
[TABLE]
for all A pair is called a Dirichlet eigenpair if is nontrivial and is a weak solution of (7). In which case, is called an Dirichlet eigenvalue and a corresponding eigenfunction.
Given the first Dirichlet eigenvalue is
[TABLE]
Moreover, we have the following result.
Theorem 2.3**.**
Let be a bounded domain with Lipschitz boundary, and There exists a positive function such that
- •
* is a minimizer of (9);*
- •
* is a weak solution of (7).*
Furthermore is simple.
Proof.
See [16, Section 4]. ∎
Finally by a scaling argument, we have the following result.
Lemma 2.1**.**
Let be the ball of center [math] and radius and Then
[TABLE]
3. Case
As mentioned in the introduction we shall establish the existence of a sequence of eigenvalues using the Lusternik–Schnirelman principle, see [12, 35, 36].
Let us consider
[TABLE]
and
[TABLE]
It is known that is weakly lower semicontinuous and that and are of class
Observe that, is an eigenpair if only if u is a critical point of restricted to the manifold Then, we are looking for the critical points of restricted to the manifold To find them, we will use the Lusternik–Schnirelman principle. For this reason we need to show Palais-Smale condition for the functional on
Lemma 3.1**.**
Assume that and Then the functional satisfies the Palais–Smale condition on .
Proof.
Given a sequence such that is bounded and
[TABLE]
we want to show that there exist a function and a subsequence of such that
[TABLE]
Since for any bounded smooth domain and is bounded, there exist a function and a subsequence of such that
[TABLE]
for any bounded smooth domain Furthermore, since by Corollary 2 we have that
[TABLE]
Therefore
On the other hand, by (10) we get
[TABLE]
Then, by (11) and (12), we have
[TABLE]
that is
[TABLE]
Hence, taking a subsequence if necessary, strongly in ∎
Thus, by the Lusternik–Schnirelman principle, we get (i) of Theorem 1.1. For (ii) we consider additionally
[TABLE]
that is not empty by assumption and so again by the Lusternik-Schnirelman principle we get the second sequence. The principal eigenvalue results of Theorem 1.1 are discuss in Section 6.
4. Cases
4.1. Nonexistence result
Our next aim is to show nonexistent result Theorem 1.3 . The next result will be one of the keys to prove our nonexistence result.
Lemma 4.1**.**
If and then
[TABLE]
Here denotes the ball of center [math] and radius
Proof.
Let be such that For all we define
[TABLE]
If by dominated convergence theorem
[TABLE]
as
On the other hand, if by dominated convergence theorem
[TABLE]
as and by Fatou’s lemma
[TABLE]
Therefore, in both cases,
[TABLE]
as
Since there exists such that
[TABLE]
Then,
[TABLE]
because ∎
We now prove our non-existence result.
Proof of Theorem 1.3.
Assume by contradiction the existence of a weak solution of such that and
Since there exists such that for all Then, by Theorem 2.3, for any there exists a positive function such that is a weak solution of (7) with and
[TABLE]
Let and Since and in we have that
[TABLE]
For further details we refer the reader to [16, Proof of Theorem 4.8].
By the discrete version of Picone’s identity (see [5]), we have
[TABLE]
Then, by dominated convergence theorem, we have
[TABLE]
that is
[TABLE]
Therefore since as by Lemma 4.1. This contradiction establishes the result. ∎
4.2. Existence result
It follows from the proof of Theorem 1.1 that to show the existence of a sequence of eigenvalues we need to prove the following: if is contained in
[TABLE]
and is bounded then is bounded in To prove this we will adapt ideas of [3] for the nonlocal case.
We now want to prove existence result Theorem 1.2. The key in the proof of Theorem 1.2 is the following result.
Theorem 4.1**.**
Let for some integer and be the ball of center [math] and radius in Then there is a constant such that
[TABLE]
for in
Proof.
Let be a Dirichlet eigenpair such that in and
[TABLE]
Given as in the proof of [3, Lemma 3], we define
[TABLE]
[TABLE]
where \raisebox{2.0pt}{\chi}_{B_{R}^{M}}(y) is the characteristic function
Observe that
[TABLE]
Claim. Moreover
[TABLE]
with the constant depending only on and
Note that
[TABLE]
Therefore
On the other hand
[TABLE]
For the first term on the right hand side of the previous inequality we have
[TABLE]
Similarly
[TABLE]
Therefore, by (16), (17) and (18), we get (15).
Since and we have that Then by (14), Hölder’s inequality, Theorem 2.1 and (15), we get
[TABLE]
with the constant depending only on and ∎
Corollary 3**.**
Assume and satisfies
- •
* a.e. in and with such that *
- •
* a.e. in *
Then there is a constant such that
[TABLE]
for all
Proof.
Let Then by Theorem 4.1 and Lemma 2.1 we get
[TABLE]
where is a constant independent of and Then for large enough, we have that there is a constant independent of such that
[TABLE]
∎
Using Corollary 3 and proceeding as in the proof of Lemma 3.1 we can prove that the functional satisfies the Palis–Smale condition on
Lemma 4.2**.**
Let and be such that Assume satisfies
- •
* a.e. in and with such that *
- •
* a.e. in *
Then the functional satisfies the Palais–Smale condition on
Finally, by the Lusternik–Schnirelman principle, Theorem 1.2 follows.
5. Hölder regularity
In this section, we will show that if is an eigenvalue then for some
By the fractional Sobolev embedding theorem, we know that if then Then, we have the following result.
Lemma 5.1**.**
If and is an eigenpair then
In the case we need assume that to proof the result.
Lemma 5.2**.**
Assume and If is an eigenpair then
Proof.
We split the proof in two cases.
Case We begin by observing that is an eigenpair since is. Therefore, it is enough to prove that
Observe that because
[TABLE]
We now intend to prove by induction on that
[TABLE]
for all with the estimate
[TABLE]
for some positive constant
Since we have that Assume now for some positive integer We want to show that .
Let us define, for any positive integer
[TABLE]
Since and for any
[TABLE]
we get for any
On the other hand, if then and there is such that
[TABLE]
Then, taking we get
[TABLE]
By symmetry we also get the last inequality when Thus, by Theorem 2.1, there is a positive constant such that
[TABLE]
Therefore, since is an eigenpair, we get
[TABLE]
Then there is a positive constant such that
[TABLE]
Letting by Fatou’s Lemma
[TABLE]
Hence and
[TABLE]
Note that
[TABLE]
Now, it is easy to check that
Case Let be such that By [16, Lemma 2.3] there is a constant such that
[TABLE]
Thus, by Theorem 2.1, we get that there is a constant such that
[TABLE]
that is
[TABLE]
Now, taking and proceeding as in the previous case, we can conclude that ∎
Then, by the previous lemma and [27, Corollary 5.5] we have the following result.
Lemma 5.3**.**
Assume and If is an eigenpair then for some
6. Principal eigenvalues
Now we will collect some relevant properties of the principal eigenvalues and their eigenfunctions. To simplify matters, in the remainder of this section we write ().
Our next lemma follows from the following inequality
[TABLE]
for any such that
Lemma 6.1**.**
If is an eigenfunction associated to () then either or
Moreover, by [17, Theorems 1.2 and 1.4], we get the following results.
Lemma 6.2**.**
Assume that and If () and is an eigenfunction associated to () then either or in whole
Lemma 6.3**.**
Let and be such that Assume satisfies
- •
* a.e. in and with such that *
- •
* a.e. in *
If is an eigenfunction associated to then either or a.e. in
If in addition or then either or in whole
The proof of the result given below follows from a careful reading of [16, proof of Theorem 4.8]
Lemma 6.4**.**
If is an eigenfunction associated to () such that a.e. in and () is such that there exists a nonnegative eigenfunction associated to () then () and there is such that () in
Then, by Lemmas 6.1, 6.2, 6.3 and 6.4, we have the next two theorems that give the last part of our main theorems.
Theorem 6.1**.**
If () then () is simple and all its eigenfunctions are of constant sign.
Theorem 6.2**.**
If and satisfies
- •
* a.e. in and with such that *
- •
* a.e. in *
then is simple and all its eigenfunctions are of constant sign.
7. Decay estimates
Finally, we study the decay rate at infinity of
- •
all positive eigenfunctions associated to in the case
- •
all positive ground state solutions of the autonomous Schrödinger equations in the case
For this reason, we give an nonlinear version of [8, Lemma 2.1].
Lemma 7.1**.**
Let be a positive function such that is radially symmetric and decreasing. Assume also that
[TABLE]
for some and for large enough. Then there is such that
[TABLE]
for all Here are positive constants that depend only on and
Moreover if and we have
[TABLE]
for some positive constant
Proof.
By [29, Lemma 3.6], we have that is finite for all large enough.
Now we proceed as in the proof of Lemma 2.1 in [8]. From now on is large enough.
[TABLE]
If then and therefore
[TABLE]
In the same way
[TABLE]
On the other hand, if then and Therefore
[TABLE]
As in [8], we have the following estimate for large enough
[TABLE]
Here are positive constant that depend only on and
The real difference with the linear case is observed in the estimate of . It follows from the proof of Lemma 3.6 in [29] that there is a positive constant depending on and such that
[TABLE]
where and Since for any by (20) and (27), we have
[TABLE]
where is a positive constant depending on and
By (24), (25), (26) and (28) we get (21).
To end the proof we show (22) For large enough,by (24), (25), and (28) there is a positive constant such that
[TABLE]
On the other hand, since implies that and we get
[TABLE]
Now, if we have that
[TABLE]
for any That is, there is a positive constant such that
[TABLE]
Then by (29) and (30), there is a positive constant such that
[TABLE]
for all large enough and such that
∎
The other result that play an important role in the proof of decay estimates is the next comparison principle.
Theorem 7.1** (Comparison principle).**
Let be an open set, in and satisfy in and
[TABLE]
that is
[TABLE]
whenever Then in
Proof.
Let’s start by observing that since and for any we have
[TABLE]
[TABLE]
The proof follows by the argument of [17, Proposition 2.5]. See also [31, Lemma 9] and [9, Theorem 2.6]. ∎
First we show the decay rate at infinity of all positive eigenfunctions associated to in the case
Proof of Theorem 1.4.
We give only the proof of the left hand side of the inequality, the proof of the right hand side is similar.
Let us observe that, by assumptions, we have
[TABLE]
for large enough.
On the other hand, taking and a positive function such that is radially symmetric, decreasing and
[TABLE]
by Lemma 7.1, we have that there exists such that for any
[TABLE]
for some positive constants and
We next set
[TABLE]
where and are positive constant that will be selected bellow. Then, by (32),
[TABLE]
Taking
[TABLE]
we have
[TABLE]
Notice that is classical solution and then a strong solution and weak solution, for details see [27].
On the other hand, by Lemmas 6.3, 5.1 and 5.3, we can choose so that in
Finally, by Theorem 7.1, we get in Therefore
[TABLE]
for all ∎
Notice that in the case one side bound can be obtained but the other is not posible since the assumption for large enough is not compatible with the assumptions of the existence results.
Lastly, we study the decay rate at infinity of all positive ground state solutions of the next autonomous Schrödinger equations
[TABLE]
The existence of at least one positive ground state solution of (34) was recently proved in [4] under the following assumptions: and the nonlinearity satisfies the next conditions
- ()
and for all 2. ()
3. ()
there is such that
[TABLE] 4. ()
there is such that
[TABLE] 5. ()
the map is increasing in
In addition, in [4, Remark 3.2], the authors observe that if is a positive ground state solutions of (34) then In fact, by [27, Corollary 5.5], we can conclude that for some Therefore
[TABLE]
since
Our last result shows the rate decay of at infinity.
Proof of Theorem 1.5.
Observe that, by (35) and there is a such that
[TABLE]
Then
[TABLE]
for large enough.
The remain of the proof is entirely analogous to the proof of Theorem 1.4. ∎
Acknowledgements. L. D. P. was partially supported by PICT2012 0153 from ANPCyT (Argentina). A. Q. was partially supported by Fondecyt Grant No. 1151180 and Programa Basal, CMM. U. de Chile
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