Improved bounds for box dimensions of potential singular points to the Navier--Stokes equations
Yanqing Wang, Minsuk Yang

TL;DR
This paper establishes improved upper bounds on the box dimensions of potential singular points in solutions to the 3D Navier--Stokes equations, advancing understanding of their regularity properties.
Contribution
It provides new bounds on the box dimensions of interior and boundary singular points using recent $ ext{epsilon}$-regularity criteria, improving previous estimates.
Findings
Interior singular points have box dimension at most 7/6.
Boundary singular points have box dimension at most 10/9.
Proofs leverage recent progress in $ ext{epsilon}$-regularity at one scale.
Abstract
In this paper, we study the potential singular points of interior and boundary suitable weak solutions to the 3D Navier--Stokes equations. It is shown that upper box dimension of interior singular points and boundary singular points are bounded by and , respectively. Both proofs rely on recent progress of -regularity criteria at one scale.
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Improved bounds for box dimensions of potential singular points to the Navier–Stokes equations
Yanqing Wang111Department of Mathematics and Information Science, Zhengzhou University of Light Industry, Zhengzhou, Henan 450002, P. R. China. Email: [email protected] & Minsuk Yang222Correspondence author, Department of Mathematics, Yonsei University, 50 Yonsei-ro Seodaemun-gu, Seoul, Republic of Korea. Email: [email protected]
Abstract
In this paper, we study the potential singular points of interior and boundary suitable weak solutions to the 3D Navier–Stokes equations. It is shown that upper box dimension of interior singular points and boundary singular points are bounded by and , respectively. Both proofs rely on recent progress of -regularity criteria at one scale.
MSC(2000): 76D03, 76D05, 35B33, 35Q35
Keywords: Navier–Stokes equations; suitable weak solutions; singular points; regularity criteria
1 Introduction
We consider the following three-dimensional incompressible Navier–Stokes equations
[TABLE]
where is the velocity field, is the scalar pressure, and the initial velocity satisfies the condition . We investigate the regularity problem of the Navier–Stokes equations. Our main objective of this paper is to further lower the box dimension of potential singular points of suitable weak solutions to the Navier–Stokes equations.
A point is said to be regular if is Hölder continuous at a neighborhood of . Otherwise, it is called singular. In a celebrated work [1], Caffarelli, Kohn and Nirenberg obtained two -regularity criteria to suitable weak solutions of (1.1): is regular point provided that one of the following conditions holds for an absolute positive constant ,
[TABLE]
and
[TABLE]
Lin [13], Ladyzhenskaya and Seregin [12] gave an alternative condition
[TABLE]
instead of (1.2). Recently, Guevara and Phuc [6] improved (1.2) and (1.4) to
[TABLE]
for some satisfying and . Subsequently, authors in [8] found that (1.5) can be replaced by
[TABLE]
for some satisfying and . Other interior regularity criteria similar to (1.2) can be found in [19, 3, 17]. Since the gradient of the pressure appears in (1.1), one can replace as by subtracting an average in (1.2), (1.4), (1.5), and (1.6). Let denote the possible interior singular points of suitable weak solutions to the 3D Navier–Stokes equations. One can use the condition (1.2) and (1.3) to obtain that
[TABLE]
where and denote the Hausdorff dimension and box dimension of a set , respectively. For the background of fractal dimension, we refer the reader to [4]. The relationship between Hausdorff dimension and box dimension is that the former is less than the latter.
In the past decade, starting from Kukavica’s wrok [10], several authors try to lower the box dimension of potential interior singular points for suitable weak solutions to the 3D Navier–Stokes equations to (Kukavica [10] ; Kukavica and Pei [11] ; Koh and Yang [9] ; Wang and Wu ; Ren, Wang and Wu [14] ; He, Wang and Zhou [8] ).
In this paper, we also consider the potential boundary singular points of boundary suitable weak solutions to the Navier–Stokes equations. In particular, the Navier–Stokes equations with no-slip conditions are given by
[TABLE]
For the boundary regularity problem of the Navier–Stokes equations (1.7), Seregin [16] obtained the following two -regularity conditions
[TABLE]
After that, Gustafson, Kang and Tsai [7] obtained the -regularity condition
[TABLE]
where and are defined in (3.3). Let denote the possible boundary singular points of boundary suitable weak solutions to the 3D Navier–Stokes equations. Using these -regularity conditions, Choe and Yang [2] recently obtained a result about upper box dimension . In this paper we improve all the previous bounds for the interior and boundary singular points.
The rest of this paper is organized as follows. In Section 2, we give the precise statement of our main results. In Section 3, we introduce relevant notation and definitions of suitable weak solutions to (1.1) and (1.7), respectively. In Section 4, we present a few auxiliary lemmas which are interpolation inequalities and decay estimates for the pressure. In Section 5, we prove Proposition 2.2 and deduce Theorem 2.1, which is an estimation of box dimension of in (1.1). In Section 6, we prove Theorem 2.6 and Proposition 2.4 and deduce Theorem 2.3, which is an estimation of box dimension of in (1.7).
2 Main results
In this section we state our main results of this paper.
Theorem 2.1**.**
The upper box dimension of in (1.1) is at most .
Remark 2.1*.*
The bound is better than the previous results obtained in [11, 15, 10, 8, 14, 9, 18]. It is a direct consequence of the following regularity criterion.
Proposition 2.2**.**
Suppose that is a suitable weak solution to (1.1). Then for each there exist positive numbers and such that is a regular point if for some
[TABLE]
where denotes a parabolic cylinder (see the next section for notations and definitions).
The proof of Proposition 2.2 is different from recent arguments in [9, 18, 14, 8]. The key point is to apply the following -regularity criteria, for any ,
[TABLE]
to establish an iteration scheme. Our starting point is the following -regularity criterion
[TABLE]
which is derived from
[TABLE]
It is worth noting that we get (2.3) by (1.6) and the Poincaé–Sobolev inequality.
We briefly illustrate our strategy in the proof of Proposition 2.2, see Section 5 for its detailed proof. We bound
[TABLE]
via interpolation inequality (4.1) and hypothesis (2.1). And then making use of the divergence free condition, we establish a pressure decay estimate (4.3) in terms of . Using the same scaled quantities, we get smallness of as well as
[TABLE]
This together with (2.2) completes the proof of Proposition 2.2.
Before we turn out attention to the boundary case, we give one more remark.
Remark 2.2*.*
As was observed in [18, Remark 1.4, p1762], it seems that it is useful to use the quantity instead of in estimating box dimension of the singular set. The advantage of and in (2.2) is the absence of in first part of estimate (4.1) and (4.3). This helps us to make full use of in our proof. One can show that via a combination of the proof described above and the -regularity criterion
[TABLE]
For the boundary case (1.7) we have the following theorem.
Theorem 2.3**.**
The upper box dimension of in (1.7) is at most
Remark 2.3*.*
The bound is better than the previous result obtained in [2]. It is a direct consequence of the following regularity criterion.
Proposition 2.4**.**
Suppose that is a suitable weak solution to (1.7). Then there exist positive numbers and such that is a regular point if for some
[TABLE]
Compared with the proof of Proposition 2.2, the proof of Proposition 2.4 includes a new ingredient of an application of new -regularity criteria below.
Theorem 2.5**.**
Suppose that is a suitable weak solution to the 3D Navier–Stokes equations (1.7) in . Then there exists an absolute positive constant such that is a regular point if
[TABLE]
for some satisfying and .
Remark 2.4*.*
A special case is
[TABLE]
which can be used to show that .
The Poincaré–Sobolev inequality guarantees Theorem 2.5 follows from the next theorem, which is of independent interest.
Theorem 2.6**.**
Suppose that is a suitable weak solution to the 3D Navier–Stokes equations (1.7) in . Then there exists an absolute positive constant such that is a regular point if
[TABLE]
for some satisfying and .
Remark 2.5*.*
Theorem 2.6 is an improvement of (1.9) and (1.10). The proof is in part inspired by recent results (1.5) and (1.6).
3 Notations and definitions
We denote by , , the set of measurable functions on the interval with values in and . We denote by a space-time point and denote balls and cylinders by
[TABLE]
We recall the definition of suitable weak solutions to (1.1).
Definition 3.1**.**
A pair is called a suitable weak solution to the Navier–Stokes equations (1.1) provided the following conditions are satisfied:
- (1)
, . 2. (2)
* solves (1.1) in in the sense of distributions.* 3. (3)
* satisfies the following inequality, for a.e. ,*
[TABLE]
where non-negative function .
In the light of the natural scaling property of the Navier–Stokes equations, we introduce the following scaling invariant quantities;
[TABLE]
For any boundary point , we denote half balls and half cylinders by
[TABLE]
We recall the definition of boundary suitable weak solutions to (1.7).
Definition 3.2**.**
Let and . A pair of is a suitable weak solution to (1.7) if the following conditions are satisfied:
- (1)
The functions and satisfy
[TABLE]
where , and are fixed numbers satisfying
[TABLE] 2. (2)
* solves the Navier–Stokes equations in in the sense of distributions and satisfy the boundary conditions in the sense of traces.* 3. (3)
* and satisfy the local energy inequality*
[TABLE]
for all and for all nonnegative function .
We shall use the same scaling invariant quantities (3.2) for the boundary case replacing and by and in (3.2). Readers can tell them in the context. In addition, we need the following scaling invariant quantities involving the pressure
[TABLE]
where we have used the notation which is the average of over the set .
For and in (3.3), we denote their Hölder conjugate and through the relations
[TABLE]
Hence, it follows from (3.3) that
[TABLE]
We end this section by giving a few more notations. When the center of a ball or a cylinder is located at the origin, we put them simply as
[TABLE]
For simplicity, we also write and
[TABLE]
We shall use the summation convention on repeated indices. We shall use the notation if there is a generic positive constant such that . The generic positive constants may be different from line to line unless otherwise stated.
4 Auxiliary lemmas
In this section, we present interpolation inequalities and decay estimates for the pressure.
Lemma 4.1** ([8, 14]).**
For and ,
[TABLE]
for the interior case and
[TABLE]
for the boundary case, where the implied positive constants does not depend on and .
We derive decay estimates in terms of . See [11] for a different version.
Lemma 4.2**.**
For ,
[TABLE]
for the interior case, where the implied positive constant does not depend on and .
Proof.
Without loss of generality, we assume that . We consider the usual cut-off function such that on with and
[TABLE]
Due to the incompressible condition, we infer that
[TABLE]
where . Let denote the normalized fundamental solution of Laplace equation. Then for
[TABLE]
Since , where (), we know that there is no singularity in and . As a consequence, we have
[TABLE]
and by Hölder’s inequality
[TABLE]
Using the Hölder inequality and the Poincaé-Sobolev inequality, we see that
[TABLE]
It follows from (4.5) and (4.7) that
[TABLE]
Notice that also satisfies (4.4), we derive from (4.6) that
[TABLE]
According to the Calderón–Zygmund theorem and (4.7), we get
[TABLE]
Combining the estimates (4.8), (4.9), (4.10), we get
[TABLE]
Hence
[TABLE]
∎
Lemma 4.3**.**
For ,
[TABLE]
where is defined in (3.3) and the implied positive constant does not depend on and . In addition, this lemma remains valid for .
Proof.
We get the result by replacing (4.4) with
[TABLE]
and by making a slight variant of the proof of Lemma 4.2. ∎
Remark 4.1*.*
This lemma gives an improvement of [7, Lemma 17, p617]. Since the standard parabolic regularization theory are not applicable to the case , a particularly interesting case in this lemma is ,
In the spirit of above Lemma 4.2 and [2, Lemma 4, p11], we obtain the following result for the boundary case.
Lemma 4.4**.**
If , and , then for , , and ,
[TABLE]
where is defined in (3.3) and the implied positive constant does not depend on and .
Proof.
A slight variant of the proof [7, Lemma 11, p608] provides the estimates
[TABLE]
From and and Hölder’s inequality, we see that
[TABLE]
Combining the two estimates yields the result. ∎
5 Proof of Theorem 2.1
In this section, we consider the upper box-dimension of potential interior singular points for suitable weak solutions to the Navier–Stokes equations (1.1). Actually, Theorem 2.1 is a direct consequence of Proposition 2.2. The proof is based the contradiction argument, which is very well-known (see, for example, [18, 11, 2]). Thus, we suffices to prove Proposition 2.2. We divide its proof into a few steps.
- Step 1)
We may prove the theorem with assuming that . We shall show that the quantities on the left of (5.5) can be controlled by the following assumption (5.1), which was used in [18, Page, 1762, inequality (3.2)]. Assume that for some fixed
[TABLE]
From the local energy inequality we obtain that
[TABLE]
by fixing , which is a smooth positive function supported in and with value on the ball . 2. Step 2)
Using the divergence free condition, Hölder’s inequality, and the Gagliardo–Nirenberg inequality, we estimate
[TABLE]
and
[TABLE]
Combining (5.2), (5.3), and (5.4) and using the assumption (5.1), we get
[TABLE]
where we have used . Hence we get
[TABLE] 3. Step 3)
If we take
[TABLE]
then from (4.1), (5.1), and (5.6) we get
[TABLE]
If , then
[TABLE] 4. Step 4)
From Lemma 4.2 and (5.1) we have
[TABLE]
Combining (5.7) and (5.8), we get
[TABLE]
This together with (2.2) yields is a regular point. This completes the proof of Proposition 2.2.
∎
6 Proof of Theorem 2.3
In the first place, we prove Proposition 6.1. Then Theorem 2.5 and Theorem 2.6 follow from Proposition 6.1 and (1.10). After that, we shall give the proof of Proposition 2.4. Then Theorem 2.3 is a direct consequence of Proposition 2.4 by the contradiction argument.
Proposition 6.1**.**
Let be defined in Theorem 2.6 and denote . Suppose that is a suitable weak solution to the Navier–Stokes equations (1.7) in . Then there holds, for any ,
[TABLE]
where the implied positive constants does not depend on .
We divide its proof into a few steps.
Proof.
- Step 1)
Fix and satisfying
[TABLE]
Let be non-negative smooth function supported in such that on and
[TABLE]
From the local energy inequality (3.1) we have
[TABLE]
where
[TABLE]
In order to estimate , and , we shall use the following interpolation inequality. If and satisfy
[TABLE]
then
[TABLE] 2. Step 2)
By Hölder’s inequality and (6.3), we have
[TABLE]
By Young’s inequality, there is a positive constant such that
[TABLE]
Similarly, by Hölder’s inequality and (6.3), we have
[TABLE]
By Young’s inequality, there is a positive constant such that
[TABLE]
Finally, by Hölder’s inequality and (6.3), we have
[TABLE]
where , , , and are numbers in (3.3) and (3.6). By Young’s inequality, there is a positive constant such that
[TABLE] 3. Step 3)
Comgining the inequalities (6.2), (6.5), (6.6), and (6.4), we obtain that
[TABLE]
Applying the standard iteration argument, Lemma V.3.1 in [5], we get the result.
∎
We end this section by giving the proof of Proposition 2.4.
Proof of Proposition 2.4.
We may assume . First we assume that
[TABLE]
Following the argument in [9] we shall determine a suitable parameter . From (6.7)
[TABLE]
By the Poincaré inequality
[TABLE]
This and (5.3) and (5.4) implies that
[TABLE]
Consequently,
[TABLE]
If we take
[TABLE]
then from (4.2), (4.14), and (6.8) we conclude that
[TABLE]
since our choice of satisfies
[TABLE]
All the exponents of on the right of (6.11) are nonnegative if
[TABLE]
Thus, we can choose sufficiently close to to obtain and
[TABLE]
Hence Theorem 2.5 implies that is a regular point. ∎
Acknowledgement
The research of Wang was partially supported by the National Natural Science Foundation of China under grant No. 11601492 and the the Youth Core Teachers Foundation of Zhengzhou University of Light Industry. Yang has been supported by the National Research Foundation of Korea (NRF) grant funded by the Korea government(MSIP) (No. 2016R1C1B2015731) and (No. 2015R1A5A1009350).
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] L. Caffarelli, R. Kohn and L. Nirenberg, Partial regularity of suitable weak solutions of the Navier–Stokes equations, Comm. Pure. Appl. Math., 35 (1982), 771–831.
- 2[2] H. J. Choe and M. Yang, The Minkowski dimension of boundary singular points in the Navier–Stokes equations. ar Xiv:1805.04724
- 3[3] K. Choi and A. Vasseur, Estimates on fractional higher derivatives of weak solutions for the Navier–Stokes equations. Ann. Inst. H. Poincaré Anal. Non Linéaire, 31 (2014), 899–945.
- 4[4] K. Falconer, Fractal Geometry: Mathematical Foundations and Applications (New York: Wiley) 1990.
- 5[5] M. Giaquinta, Multiple integrals in the calculus of variations and nonlinear elliptic systems. Annals of Mathematics Studies, 105. Princeton University Press, Princeton, NJ, 1983.
- 6[6] C. Guevara and N. C. Phuc, Local energy bounds and ε 𝜀 \varepsilon -regularity criteria for the 3D Navier–Stokes system. Calc. Var., (2017) 56:68.
- 7[7] S. Gustafson, K. Kang and T. Tsai, Regularity criteria for suitable weak solutions of the Navier–Stokes equations near the boundary. J. Differential Equations., 226 , (2006) 594-618.
- 8[8] C. He, Y. Wang and D. Zhou, New ε 𝜀 \varepsilon -regularity criteria and application to the box dimension of the singular set in the 3D Navier–Stokes equations, arxiv: 1709.01382.
