Irregular Hodge numbers of confluent hypergeometric differential equations
Claude Sabbah, Jeng-Daw Yu

TL;DR
This paper provides a formula to compute the irregular Hodge numbers associated with confluent hypergeometric differential equations, advancing understanding of their complex geometric properties.
Contribution
It introduces a new explicit formula for irregular Hodge numbers specific to confluent hypergeometric equations, filling a gap in the mathematical theory.
Findings
Derived a formula for irregular Hodge numbers
Applied the formula to specific confluent hypergeometric cases
Enhanced understanding of the geometric structure of these equations
Abstract
We give a formula computing the irregular Hodge numbers for a confluent hypergeometric differential equation.
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Irregular Hodge numbers of
confluent hypergeometric differential equations
Claude Sabbah and Jeng-Daw Yu
Abstract
We give a formula computing the irregular Hodge numbers for a confluent hypergeometric differential equation.
-
- Keywords. Irregular Hodge filtration; mixed Hodge module; confluent hypergeometric system; Laplace transformation
2010 Mathematics Subject Classification. 14F40; 32S35; 32S40
[Français]
Titre. Nombres de Hodge irréguliers des équations différentielles hypergéométriques confluentes Résumé. Nous donnons une formule calculant les nombres de Hodge irréguliers pour les équations différentielles hypergéométriques confluentes.
Contents
- 1. Introduction
- 2. Fourier transforms of Kummer pullbacks of hypergeometrics
- 3. Reduction of the proof of the theorem to the case where Assumption B is fulfilled
- 4. Nearby cycles for the Kummer pullback
- 5. The filtered inverse stationary phase formula and irregular Hodge numbers
- 6. End of the proof of the theorem
- References
1. Introduction
Differential equations with irregular singularities occur in various branches of Algebraic geometry, like mirror symmetry or the theory of exponential periods. They are also of interest as providing a complex analogue of -adic sheaves with wild ramification in positive characteristic. Irregular Hodge theory, as initiated by Deligne (see[Del07]), gives, for a large class of such equations, a convenient analogue to Hodge theory for Picard-Fuchs equations appearing more classically in complex Algebraic geometry. It is proved in [Sab18] that any rigid irreducible differential equation on the Riemann sphere, having regular singularities or not, and having real formal exponents at each singular point, underlies a variation of irregular Hodge structures away from its singular points. In this article, we consider the first and most classical example of such irregular differential equations, namely that of confluent hypergeometric differential equations, and we aim at determining the ranks of the irregular Hodge bundles. In the non-confluent case, the Hodge numbers of this variation, as well as the limiting Hodge numbers at the singularities, have been computed by R. Fedorov [Fed17], relying on [DS13]. Let and be finite increasing sequences of length and (not both zero) of real numbers in (with the convention that a sequence of length zero is empty). We say that the pair is non-resonant if for any and . All along this article, we make the following assumption.
Assumption A
The pair is non-resonant.
We consider the possibly confluent hypergeometric differential equation
[TABLE]
with the usual convention that a product indexed by the empty set is equal to . We know that the associated meromorphic flat bundle on is irreducible (see[Kat90, Cor. 3.2.1]), that its index of rigidity is equal to (see[Kat90, Th. 3.7.1 & Th. 3.7.3]), and that it is rigid (see[BE04, Th. 4.7 & Th. 4.10]). If , it has singularities at , and they are regular. If , it has an irregular singularity at , a regular singularity at , and no other singularity. If , the roles of [math] and are exchanged. Since the ’s and ’s are real, the local monodromy of at its regular singularities is unitary and the formal monodromy at its irregular singular point is also unitary. If (regular singularities), there exists a variation of polarizable Hodge structure on that underlies, which is unique up to a shift of the Hodge filtration. In this article, we consider the confluent case (the case can be obtained by a change of variable ), so we fix two integers and we set . Then has a regular singularity at , an irregular singularity of pure slope at , and no other singularity. By [Sab18, Th. 0.7], the minimal extension at of underlies a unique pure object of the category of irregular mixed Hodge modules on , and it comes equipped with a irregular Hodge filtration. In contrast with the non-confluent case, this filtration is indexed by a set , where is a finite set in , and this filtration is unique up to a shift of by a real number. We determine these numbers and their multiplicities in term of the pair .
Theorem.
The jumps of the irregular Hodge filtration F^{\raisebox{1.0pt}{{\scriptscriptstyle\bullet}}}_{\mathrm{irr}}\mathscr{H}(\boldsymbol{\alpha},\boldsymbol{\beta}) occur (up to a global -shift) at
[TABLE]
and for any we have
[TABLE]
Remarks.
- (i)
Recall that the irregular Hodge filtration is unique up to a shift by a real number, so the formula (3) above is understood up to an -shift of the filtration. 2. (ii)
The statement and proof of the theorem hold under the assumption that . However, the formula remains meaningful when , and it gives back the formula of R. Fedorov [Fed17] (if we notice that R. Fedorov considers the local system of solutions of , while we consider the dual one of horizontal sections111This remark is due to Nicolas Martin, see[Mar18, Lem. 3.6].). Another proof is given in [Mar18, Th. 3.4], where the vanishing cycle Hodge number at is also made explicit. Notice that our proof of the theorem relies on the previous result by R. Fedorov. 3. (iii)
The case where is due to A. Castaño Domínguez and C. Sevenheck [CDS17, Th. 4.7], and another proof in this case is given by both authors in [Sab18, §3.2.c]. Moreover, A. Castaño Domínguez, Th. Reichelt and C. Sevenheck have also obtained the case [CDRS18, Th. 5.8] with different methods, relying on their results on GKZ systems.
2. Fourier transforms of Kummer pullbacks of hypergeometrics
We recall here a useful result of N. Katz (see[Kat90, Th. 6.2.1]) which reduces the study of confluent hypergeometric differential equations to that of regular ones. Recall that we set . We denote by the sequence of length obtained by concatenating and reordering the sequences and . We also have
[TABLE]
In the remaining part of this section, we will make the following assumptions, the first one being mainly for convenience.
Assumption B
**
- (i)
We have . 2. (ii)
The pair is non-resonant (in particular, for any ).
The theorem of N. Katz relates the confluent to the non-confluent . We recall below this correspondence. The confluent hypergeometric differential system defined by (1) is localized at because . We will also consider it as a -module. We denote by the cyclic covering . Then is a well-defined -module, defined as such by the operator
[TABLE]
We set . Since , we have . It also follows that does not have any nonzero constant -submodule or quotient module. Let be the Fourier transform of by the Fourier correspondence , . We have , with
[TABLE]
As a consequence, does not have any nonzero constant sub or quotient -module, and it does not have either any sub or quotient -module supported at the origin, i.e., it is a minimal extension at the origin. We set
[TABLE]
With the change of variable given by , and the choice of the generator instead of , is defined by the operator
[TABLE]
Clearly, we have with and
[TABLE]
Let us consider obtained by reducing the exponents modulo . We obtain the sequences of exponents , and , the latter two being grouped as . Hence,
[TABLE]
We set . We have obtained that
[TABLE]
In conclusion, is obtained from by the following operations:222We neglect here to take into account the coefficient in front of the right-hand term, that is, we consider hypergeometrics up to isomonodromy deformations.
- (a)
Kummer pullback , 2. (b)
change of variables , 3. (c)
Fourier transform , , 4. (d)
Kummer descent by .
3. Reduction of the proof of the theorem to the case where Assumption B is fulfilled
Recall that we assume that the pair is non-resonant (Assumption A). Then for small enough, setting and , the sequences are in , increasing, and remains non-resonant. Moreover, one can choose such that the pair is non-resonant, i.e., Assumption B is fulfilled for it. Moreover, since the irregular Hodge filtration is defined up to an -shift, we can add to Formula (2). In order to reduce the proof of the theorem to the case where Assumption B is fulfilled, we apply the following general lemma to the case of the rank-one local system on with monodromy around [math].
Lemma 1
Let be a rigid irreducible holonomic -module and let be a rank-one meromorphic flat bundle on with poles along , which is locally formally unitary. Let be the image of the map , which is also rigid irreducible holonomic. Then the jumping indices and ranks of the irregular Hodge filtration for and are the same, up to an -shift of the indices.
- Proof.
We use, in the statement and the proof of the lemma, the notation as in the proof of [Sab18, Prop. 2.69]. We can write , where is the pole divisor of , is a global section of and is a one-form with at most simple poles at (in the application to hypergeometrics we have in mind, we have ). Moreover, is locally formally unitary if and only if is unitary, i.e., the residues of at are real. It is shown in loc. cit. that there exists
- –
a proper morphism , with smooth projective,
- –
a normal crossing divisor in and a subdivisor ,
- –
a regular holonomic -module underlying a mixed Hodge module,
- –
a meromorphic function with poles in ,
such that is the image of
[TABLE]
Set . By a suitable change of data as above, we can assume that the pole and zero divisors of do not intersect, and that is a normal crossing divisor. Then (seeloc. cit.) is obtained as the image of
[TABLE]
The irregular Hodge filtration on is obtained by pushing forward by the irregular Hodge filtrations on and , and by considering the image of it by the morphism above, and similarly for . We notice that, away from , both constructions possibly differ only because the irregular Hodge filtrations on and possibly differ. Since the only choice involved is that of the jumping index of the irregular Hodge filtration of , which can be an arbitrary real number, they actually do not differ, and we obtain the desired result.
4. Nearby cycles for the Kummer pullback
We take up here the notation as in [DS13]. Let (V,F^{\raisebox{1.0pt}{{\scriptscriptstyle\bullet}}}V,\nabla) be a filtered flat vector bundle on the punctured disc with coordinate underlying a variation of polarized complex Hodge structure. We denote by the Deligne extension of on on which the residue of has eigenvalues in , and we set , which is a free -module of finite rank. For any we set , where denotes the inclusion. This is a locally free -module and multiplication by induces an isomorphism , so that for fixed and , has dimension independent of . For with , we set
[TABLE]
For , let be the cyclic ramification of order . The data (\rho^{*}V,\rho^{*}F^{\raisebox{1.0pt}{{\scriptscriptstyle\bullet}}}V,\rho^{*}\nabla) underlies a variation of polarized complex Hodge structure.
Lemma 2
We have
[TABLE]
- Proof.
Considering the germs at the origin, we have a natural identification
[TABLE]
with a natural structure on the right-hand side, which leads to
[TABLE]
and similarly
[TABLE]
The lemma follows.
Let us apply this formula to defined by (4) and its pullback . Assumption B is supposed to hold. We consider nearby cycles at and . We set and . The formula of [Fed17, Th. 3(b)] reads, since the nilpotent part for each eigenvalue of the monodromy of at consists of one Jordan block,
[TABLE]
Note that
[TABLE]
so that
[TABLE]
Lemma 2 gives:
[TABLE]
Let us denote by the fractional part of (it belongs to , due to Assumption B). Since , the previous formula can be rewritten as
[TABLE]
and, after applying , it reads
[TABLE]
5. The filtered inverse stationary phase formula and irregular Hodge numbers
By [Sab18, Prop. 2.61], the general fibre of the Laplace transform of a mixed Hodge module on carries a canonical irregular Hodge structure. We will give a formula for the irregular Hodge numbers in terms of the limit mixed Hodge structure at infinity of the mixed Hodge module. We start by recalling some of the results in [Sab10], since the way we formulate them is implicit in loc. cit. Let (M,F^{\raisebox{1.0pt}{{\scriptscriptstyle\bullet}}}M) be a well-filtered regular holonomic -module underlying a polarizable pure complex Hodge module. For the sake of simplicity, and since we will only use the result in this setting, we assume that the monodromy of around does not have as an eigenvalue. We associate with (M,F^{\raisebox{1.0pt}{{\scriptscriptstyle\bullet}}}M)
- •
the Rees module ,
- •
the localized Laplace transform , that we regard as a -module, and which is free of finite rank as such,
- •
the Brieskorn lattice associated to the filtration, which is a free -module () with an action of (seee.g.[SY15, App.]),
- •
the Rees module attached to the decreasing filtration .
Let be the -module such that and . Our assumption above implies that is equal to its minimal extension at . We denote by the coordinate centered at and by V^{\raisebox{1.0pt}{{\scriptscriptstyle\bullet}}}\EuScript{M} the -filtration of with respect to . For and , we set . The Hodge filtration F^{\raisebox{1.0pt}{{\scriptscriptstyle\bullet}}}M extends naturally to , as indicated in Section 4. In such a way, (\EuScript{M},F^{\raisebox{1.0pt}{{\scriptscriptstyle\bullet}}}\EuScript{M}) is strictly specializable at . The space comes equipped with the induced filtration given by F^{\raisebox{1.0pt}{{\scriptscriptstyle\bullet}}}\psi_{\tau^{\prime},\lambda}\EuScript{M}=F^{\raisebox{1.0pt}{{\scriptscriptstyle\bullet}}}\operatorname{gr}^{\alpha}_{V}\EuScript{M}, from which we construct the Rees module . On the other hand, let V^{\raisebox{1.0pt}{{\scriptscriptstyle\bullet}}}G be the -filtration of with respect to the function . We set similarly , and the filtration G_{(F)}^{\raisebox{1.0pt}{{\scriptscriptstyle\bullet}}} induces on it the filtration G_{(F)}^{\raisebox{1.0pt}{{\scriptscriptstyle\bullet}}}\psi_{v,\lambda}G, form which we construct the Rees module . The “inverse stationary phase formula” of [Sab06, Prop. 4.1(iv)] applied to , together with [Sab10, Lem. 5.20 ] give, for ,
[TABLE]
that we can regard in each degree as an isomorphism . On the other hand, let us set . The irregular Hodge filtration is the filtration induced on by the -filtration of with respect to the coordinate (see[Sab18, Def. 3.2]). In the decreasing version, we have
[TABLE]
By [Sab10, (1.3)] we have (by replacing there with and taking )
[TABLE]
Let us set , so that . Then, for and , we find
[TABLE]
Together with (6) we obtain:
[TABLE]
The previous relation was proved by means of the results of [Sab06, Sab10], provided (M,F^{\raisebox{1.0pt}{{\scriptscriptstyle\bullet}}}M) underlies a pure polarizable Hodge module. Let us remark that it also holds if (M,F^{\raisebox{1.0pt}{{\scriptscriptstyle\bullet}}}M) underlies a mixed Hodge module: this is proved by induction on the weight by considering short exact sequences . Indeed, these exact sequences for mixed Hodge module are -strict, and their Laplace transforms are -strict, because they underlie exact sequences of irregular mixed Hodge modules.
6. End of the proof of the theorem
We use the notation of Section 2. We first argue as in [Sab18, §3.2.c] to relate the irregular Hodge filtration of and that of . Moreover, we have already seen that we can reduce the proof of the theorem to the case where Assumption (B) holds, so that in particular and thus . By [Sab18, Th. 0.7], the minimal extension at underlies a unique object of , and it comes equipped with a unique (up to an -shift) irregular Hodge filtration. We also denote by the associated pure polarizable twistor -module on and by the localized object in . With Assumption (B), we have . The pullback of endows with the structure of an integrable mixed twistor -module on localized at , and its minimal extension at is a polarizable twistor -module which is pure, with associated -module . With Assumption (B), we have . Since the covering is a smooth morphism, the rank and jumping indices of the irregular Hodge filtrations are not altered by the pullback by , hence those of coincide with those of . Moreover, as a polarizable pure twistor -module, is obtained as the Fourier-Laplace transform, in the twistor sense, of the polarizable variation of Hodge structure that underlies. Therefore, we can apply to it [Sab18, Prop. 2.61], and also the results of Section 5. We apply Formula (7) with and , both defined in §2. Since the right-hand term concerns the behaviour at , we can replace with . We note that the assumption used in (7) is satisfied here, since the eigenvalues are not equal to one, as a consequence of Assumption (B). Formula (5) then gives
[TABLE]
which is equivalent to (3).
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