Functional-renormalization-group aided density-functional analysis for the correlation energy of the two-dimensional homogeneous electron gas
Takeru Yokota, Tomoya Naito

TL;DR
This paper applies the functional-renormalization-group aided density-functional theory (FRG-DFT) to the 2D homogeneous electron gas, accurately capturing the correlation energy at high densities and showing promise for complex quantum systems.
Contribution
First application of FRG-DFT to a multi-dimensional model, demonstrating its effectiveness in calculating correlation energies in the 2D electron gas.
Findings
Reproduces exact high-density limit behavior.
Shows good agreement with Monte Carlo results at high densities.
Indicates larger discrepancies at lower densities.
Abstract
The functional-renormalization-group aided density-functional theory (FRG-DFT) is applied to the two-dimensional homogeneous electron gas (2DHEG). The correlation energy of the 2DHEG is derived as a function of the Wigner-Seitz radius directly. We find that our correlation energy completely reproduces the exact behavior at the high-density limit. For finite density, the result of FRG-DFT shows good agreement with the Monte Carlo (MC) results in the high-density region, although the discrepancy between FRG-DFT and MC results becomes larger as the system becomes more dilute. Our study is the first example in which the FRG-DFT is applied to more-than-one-dimensional models, and shows that the FRG-DFT is a feasible and promising method even for the analysis of realistic models for quantum many-body systems.
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Functional-renormalization-group aided density-functional analysis
for the correlation energy of the two-dimensional homogeneous electron gas
Takeru Yokota
Department of Physics, Faculty of Science, Kyoto University, Kyoto 606-8502, Japan
Tomoya Naito
Department of Physics, Graduate School of Science, The University of Tokyo, Tokyo 113-0033, Japan
RIKEN Nishina Center, Wako 351-0198, Japan
Abstract
The functional-renormalization-group aided density-functional theory (FRG-DFT) is applied to the two-dimensional homogeneous electron gas (2DHEG). The correlation energy of the 2DHEG is derived as a function of the Wigner-Seitz radius directly. We find that our correlation energy completely reproduces the exact behavior at the high-density limit. For finite density, the result of FRG-DFT shows good agreement with the Monte Carlo (MC) results in the high-density region, although the discrepancy between FRG-DFT and MC results becomes larger as the system becomes more dilute. Our study is the first example in which the FRG-DFT is applied to more-than-one-dimensional models, and shows that the FRG-DFT is a feasible and promising method even for the analysis of realistic models for quantum many-body systems.
††preprint: KUNS-2743, RIKEN-QHP-387, RIKEN-iTHEMS-Report-18
I Introduction
The density functional theory (DFT) Hohenberg and Kohn (1964); Kohn and Sham (1965) is one of the most widely used methods for the analysis of quantum many-body systems including electron systems. The DFT is particularly known as a powerful tool for the analysis of the ground states thanks to the Kohn-Sham scheme.Kohn and Sham (1965) In the DFT, the energy density functional (EDF) plays a key role, since the accuracy of the DFT calculation depends only on the accuracy of the EDF. The Hohenberg-Kohn (HK) theorem Hohenberg and Kohn (1964) guarantees the existence of such EDFs. The recipe to get EDFs from the microscopic Hamiltonians is, however, not provided by the HK theorem, and the construction of such a scheme is still an open problem.Perdew and Schmidt (2001)
A remarkable finding for the construction of the EDF is that the effective-action formalism gives a microscopic definition of the EDF.Fukuda et al. (1994) The effective actions, which give the physical solutions at their stationary points, are the quantum counterparts of the classical actions and include quantum fluctuations. The effective action for the density, which is also known as the two-particle point irreducible effective action,Verschelde and Coppens (1992); Braun (2012) is given by the functional Legendre transformation of a generating functional with a source coupled to the local composite density operator with respect to the source. It was found that the effective action for the density field is corresponding to the EDF,Fukuda et al. (1994) and the correspondence gives a microscopic definition of the EDF.
Here, let us call the functional renormalization group (FRG),Wegner and Houghton (1973); Wilson and Kogut (1974); Polchinski (1984); Wetterich (1993) which is an exact formalism for the renormalization-group procedure. In particular, the FRG has been developed as a powerful computational machinery in the effective-action formalism.Wetterich (1993) The FRG in the effective-action formalism provides non-perturbative and systematic ways to construct effective actions based on microscopic Hamiltonians by use of the one-parameter functional differential equation, which represents the change of the effective action when the quantum fluctuations are gradually taken from the ultraviolet scale to the infrared scale; see Refs. Berges et al., 2002; Pawlowski, 2007; Gies, 2012; Metzner et al., 2012 for reviews. Since EDFs can be constructed from the effective actions, a scheme to derive EDFs microscopically is expected to be obtained by borrowing the idea from the FRG.
The attempt to derive EDFs employing the idea of the FRG, which we call the functional-renormalization-group aided density-functional theory (FRG-DFT), was initiated by Polonyi, Sailer, and Schwenk.Polonyi and Sailer (2002); Schwenk and Polonyi (2004); Polonyi and Sailer (2005) They discussed the functional evolution equation describing the change of the effective action when the interaction is gradually turned on. Such a procedure of gradual turning on of the interaction is reminiscent of the adiabatic connection.Harris and Jones (1974); Langreth and Perdew (1975); Gunnarsson and Lundqvist (1976); Langreth and Perdew (1977); Harris (1984) In the FRG-DFT, however, the EDF is obtained from the functional differential equation in principle, in contrast to the most studies with the adiabatic connection, in which some ansatz on the form of the functional, or on the exchange-correlation kernel, is needed to derive the EDF. Moreover, flexible and systematic approximation schemes inspired by the FRG are provided in the FRG-DFT. Recently, some applications have been demonstrated,Kemler and Braun (2013); Liang et al. (2018); Kemler et al. (2017); Yokota et al. (2018a, b); Rammelmüller et al. (2017) in some of which the FRG-DFT was found to describe the properties of the systems successfully. These applications are, however, limited to the cases of zero-dimensional systems with and without the dimension of time,Kemler and Braun (2013); Liang et al. (2018) and one-dimensional systems with short-range interactions such as a simplified interaction representing the nuclear forceKemler et al. (2017); Yokota et al. (2018a, b) and the contact interaction.Rammelmüller et al. (2017)
The FRG-DFT is applicable to infinite systems as well as finite systems. The FRG-DFT formalism for the infinite systems has recently been developed in Ref. Yokota et al., 2018a, in which the flowing chemical potential was introduced in order to control the expectation value of the particle number. The formalism successfully described the properties of the ground stateYokota et al. (2018a) and excited statesYokota et al. (2018b) of the one-dimensional homogeneous matter composed of spinless nucleons:Alexandrou et al. (1989) The equation of state (EOS) was calculated and the resultant saturation energy, which is the minimum of the EOS with respect to the density, showed a good agreement with the Monte Carlo (MC) calculationAlexandrou et al. (1989) in Ref. Yokota et al., 2018a. In addition, the density-density spectral function was derived in the framework of the FRG-DFT for the first time and was found to reproduce some notable features of the non-linear Tomonaga-Luttinger liquid in Ref. Yokota et al., 2018b. These results suggest that the FRG-DFT is a promising method for the analysis of excited states as well as the ground state.
These successful analyses for infinite systems motivate one to apply the FRG-DFT to higher-dimensional realistic matters. The extension to higher-dimensional systems is formally straightforward, though the FRG-DFT has not been applied to the more-than-one dimensional either finite or infinite systems. A reasonable next step is applications to two-dimensional models in which the numerical analysis are expected to be easier than those for three-dimensional models.
In the condensed-matter-physics community, the two-dimensional homogeneous electron gas (2DHEG) has been studiedTanatar and Ceperley (1989); Kwon et al. (1993); Polini et al. (2001); Attaccalite et al. (2002); Luo et al. (2004); Ambrosetti et al. (2009); Nagy et al. (2009); Loos and Gill (2011); Motta et al. (2015) for decades. In spite of its simplicity, this model has played an important role for the understanding of physics emerged by the correlations of electrons, and it shows rich physical phenomena, such as the Wigner crystallization and the magnetic phase transition.Ceperley (1978); Tanatar and Ceperley (1989) In addition, the two-dimensional electron gas is realized in, for instance, the semiconductor hetero-structuresAndo et al. (1982) and the atomic-layer materials,Novoselov et al. (2004); Balendhran et al. (2014) and some interesting phenomena such as the quantum Hall effectChang et al. (1984); Nagaosa et al. (2010) have been studied in the two-dimensional electron systems. The 2DHEG at the zero-temperature is parameterized by only two parameters, the Wigner-Seitz radius and the spin polarization . In this system, benchmark results for the correlation energy are available for wide range of densities: At the high-density limit, the -dependence of the correlation energy is known to be described by the Gell-Mann-Brueckner resummation exactly.Rajagopal and Kimball (1977) For the case of finite density, the correlation energies were calculated by the MC calculationsTanatar and Ceperley (1989); Kwon et al. (1993); Attaccalite et al. (2002); Drummond and Needs (2009) at some and .
In this paper, we apply the FRG-DFT to the spin-unpolarized 2DHEG. The correlation energy is derived as a function of with the second-order vertex expansion scheme. We find that the correlation energy derived by the FRG-DFT completely reproduces the exact behavior at the high-density limit (). For finite , we compare our results with those of the MC calculations. The FRG-DFT result is in good agreement with MC results in the high-density region, although the discrepancy between FRG-DFT and MC results becomes larger as increases. Our study shows that the FRG-DFT is feasible even for two-dimensional systems and systems with the long-range interaction. These results show that the FRG-DFT is a promising method to analyze realistic quantum many-body systems, although the improvement of approximation is still required for more accurate description of dilute systems.
This paper is organized as follows: In Sec. II, we present our formalism. We derive the exact flow equation for the 2DHEG and give the analytic solution of the correlation energy in the second-order vertex approximation in Sec. II.1. We also discuss that the correlation energy derived by the FRG-DFT reproduces the exact behavior at the high-density limit from the formal viewpoint in Sec. II.2. In Sec. III, we show the details for the numerical analysis. We compare the result with those from the MC simulations. Section IV is devoted to the conclusion.
II Formalism
In this section, we present our formalism to calculate the correlation energy of the spin-unpolarized 2DHEG. We employ the FRG-DFT formalism for the infinite systems developed in Ref. Yokota et al., 2018a. The FRG-DFT flow equation and its solution in the second-order vertex expansion are shown. We also discuss that the solution naturally reproduces the exact correlation energy at the high-density limit. Here, in this paper, we employ the Hartree atomic unit.
II.1 FRG-DFT flow equation
We consider the spin-unpolarized 2DHEG at the zero temperature. This system is characterized by only one parameter , which is defined by the electron density . The Hamiltonian of this system reads
[TABLE]
where is the two-dimensional spacial coordinate, is the shorthand of , and are the electron field operators with spin index , is the Coulomb interaction,
[TABLE]
and is the density of the background opposite charge, which has been introduced to neutralize the system. Here, contains the kinetic term for electrons and the electron-electron interaction term, is the electron-background interaction term, and is the interaction term of the background.
We employ the imaginary-time path integral formalism for finite temperature for convenience, although we focus on the zero-temperature case in this paper. Following the procedure in Refs. Polonyi and Sailer, 2002; Schwenk and Polonyi, 2004, we introduce the renormalization group (RG) parameter and the following -dependent action:
[TABLE]
where is the vector of the imaginary time and , is the shorthand of with the inverse temperature , and are the electron fields with spin index , and is defined as
[TABLE]
Here, is a positive infinitesimal which appears when constructing the path integral formalism based on the normal-ordered Hamiltonian,Altland and Simons (2010) is , and is the action for the non-interacting Fermion gas, while is for the 2DHEG with the actual coupling strength, which is corresponding to the Hamiltonian Eq. (1).
Here, we introduce the the effective action for the density field , which can be related to the EDF.Fukuda et al. (1994) So as to define the effective action for the density, we introduce the generating functional for the density correlation functions:
[TABLE]
The generating functional for the connected density correlation functions is given by , which gives the -point correlation function in the presence of the external field as follows:
[TABLE]
Then, the effective action for the density field is defined by the Legendre transformation:
[TABLE]
where is the external field satisfying
[TABLE]
The relation between the EDF and is given byFukuda et al. (1994)
[TABLE]
This follows from the fact that the ground-state density is given by the variational equation
[TABLE]
and can be identified with the ground-state energy . Here, we have introduced the -dependent chemical potential satisfying so that the electron density is fixed to for all .Yokota et al. (2018a) The same chemical potential has been introduced for the spin-up and spin-down electrons to make the particle number of electrons with each spin the same since the spin-unpolarized 2DHEG is considered.
The change of with respect to is described by the following renormalization-group flow equation:Schwenk and Polonyi (2004); Kemler et al. (2017)
[TABLE]
The first and second terms in the right-hand side correspond to the Hartree and exchange-correlation terms, respectively. The positive infinitesimal satisfying has been introduced to avoid for , where its definition has uncertainty since also includes the infinitesimal in its definition: We have
[TABLE]
by use of
[TABLE]
and
[TABLE]
which are obtained from Eqs. (3) and (4), respectively. Here, the average of an operator
[TABLE]
gives the time-ordered average. The definition of at is uncertain because the time ordering of and in depends on which limit or is taken first, i.e.,
[TABLE]
In order to make satisfy the ordering corresponding to the density-density correlation function in the flow equation, we have introduced . Such a prescription yields the the term with the delta function in the last term; see Ref. Yokota et al., 2018a for a detail.
In principle, the effective action for the 2DHEG is obtained by solving Eq. (7) starting from the effective action for the non-interacting system . Equation (7) is, however, a functional differential equation, which is hard to be solved computationally and needs to be reduced to some numerically solvable equations for the practical use. One of the schemes to realize such a reduction is the vertex expansion, in which the following Taylor series expansion of around is employed:
[TABLE]
By applying this expansion, Eq. (7) is converted to a series of flow equations. Since the flow equation for , which is the -th derivative of with respect to , depends on , these flow equations for form an infinite series of coupled differential equations. Therefore, a truncation for this series at some order is needed in practice.
The ground-state energy and density, and , are related to via Eqs. (5) and (6), and the relations between the density correlation functions and the derivatives of are derived from the derivatives of Eq. (8) with respect to . With these relations, the expansion up to the second order gives the flow equations for , , and the two-point density-correlation function . These flow equations read
[TABLE]
We have mentioned that is chosen so that the density of the system is fixed to during the flow, i.e., and for any . Here, we present how to choose such and derive the flow equations for the ground-state energy per particle and the two-point density-correlation function with the choice of , as shown in Ref. Yokota et al., 2018a. Since we consider the homogeneous system, the momentum representation as Ref. Yokota et al., 2018a is convenient. From Eq. (10), one finds that , i.e. , is realized by the following choice of :
[TABLE]
where we have introduced , , , and the Fourier transformations of and :
[TABLE]
Here, we should note that is interpreted as the limit of , which is the static particle-density susceptibility and generally nonzero.Forster (1975); Kunihiro (1991); Fujii and Ohtani (2004); Yokota et al. (2018a) Then, from Eqs. (9) and (11), the flow equations for the ground-state energy per particle and the two-point density-correlation function in terms of the momentum representation read
[TABLE]
respectively. The first and second terms in the right-hand side of Eq. (13) come from the direct and exchange-correlation terms, respectively. These terms are resummed by solving Eq. (13). Here, is the number of electrons and
[TABLE]
We note that the Hartree term is correctly canceled out with the positive background due to .Mahan (2000) The ground-state energy per particle is obtained by integrating Eq. (12) with respect to :
[TABLE]
In the right-hand side, the first term is the energy for the free system, and identical with the kinetic energy given by . The second term is the exchange energy given by .Slater (1951) The third term corresponds to the correlation energy:
[TABLE]
Note that the Hartree term does not appear in Eq. (15) since the background opposite charge has cancelled it out.
Here, appearing in the right-hand side of Eq. (16) is obtained by solving Eq. (13). However, some approximation on in the right-hand side of Eq. (13) is needed since the flows of and , which appear in the definition of as Eq. (14), are not taken into account in the vertex expansion up to the second order. In this paper, we simply ignore the -dependence of : . Under this approximation, Eq. (13) can be solved analytically. The solution reads
[TABLE]
Then, the integral with respect to in Eq. (16) can be performed analytically. The resultant correlation energy is as follows:
[TABLE]
We should specify appearing in Eq. (18) and . The -point density-correlation function for the free case, , reads
[TABLE]
where is the spin degrees of freedom, is the symmetric group of order , and . Here, is the two-point propagator of free Fermions: , where . Using these expressions for the density-correlation functions, we have
[TABLE]
where is the Heaviside step function. We note that by use of the given in Eq. (19), the exchange energy is correctly obtained from the second term in the right-hand side of Eq. (15).
II.2 Reproduction of the exact correlation energy at the high-density limit
We show how our solution Eq. (18) behaves at the high-density limit (). First, we discuss how and depend on the Fermi momentum or the Wigner-Seitz radius . Since , and have -dependence through . Here, and are redefined as and , respectively, to discuss the -dependence of and . When the momentum and frequency are rescaled as and , and behave as follows:
[TABLE]
By use of these relations, Eq. (18) can be rewritten as
[TABLE]
where we have used and introduced . By expanding this equation with respect to , we have
[TABLE]
We note that , , and do not depend on .
The first term of Eq. (24) is identical with the contributions from ring diagrams and the second term is found to be the same as the contribution from the second-order exchange term. Actually, by performing the frequency integral of the second term, we have
[TABLE]
which is identical with the expression of the second-order exchange contribution.Rajagopal and Kimball (1977) Therefore, the asymptotic form shown in Eq. (24) is the same as the expression given by the Gell-Man-Brueckner resummation,Gell-Mann and Brueckner (1957); Rajagopal and Kimball (1977) and our correlation energy naturally reproduces the exact behavior at the high-density limit:Rajagopal and Kimball (1977); Isihara and Ioriatti (1980); Loos and Gill (2011)
[TABLE]
where is the Dirichlet beta function.
III Numerical results
III.1 Details for the numerical calculation
In this subsection, we mention some details for the numerical calculation of Eqs. (18), (19), and (20).
Equation (20) has a quadruple momentum integral. In the case of the Coulomb interaction, however, this integral can be analytically reduced to a double integral, which reduces the time for the numerical computation. Further reduction of the computational time is possible by using the relation Eqs. (21) and (22): Thanks to these relations, and are easily obtained for various , i.e., , once and are numerically obtained.
Since the integrand in Eq. (18) does not depend on the direction of the momentum, the angular integration can be performed easily and the momentum integral is reduced to the integral with respect to . Moreover, the interval of the -integration can be restricted to since the integrand in Eq. (18) is an even function of . For the numerical calculation, we change the variables for integral as and , where and are arbitral positive numbers. Then, the interval of the numerical integrations are changed from to .
III.2 Correlation energy
Figure 1 shows the result of the -dependence of the correlation energy derived by the FRG-DFT. The computational time to derive the correlation energy from Eq. (18) is relatively short, which enables us to obtain the correlation energies for various enough to see the smooth shape of the -dependence curve. Concretely, we calculate the correlation energies by changing at intervals of in , and at shorter intervals near . For comparison, Fig. 1 also shows the energies derived by the Gell-Mann-Brueckner resummation and the Monte Carlo (MC) calculations, which were derived from the extrapolations of the results by the diffusion Monte Carlo (DMC) method with the backflow correctionKwon et al. (1993); Drummond and Needs (2009) to the infinite systems. Since the energies given in Ref. Drummond and Needs, 2009 are the total energies, the kinetic energy and the exchange energy are subtracted to extract the correlation energy. We see that the FRG-DFT result completely reproduces the energy by the Gell-Mann-Brueckner resummation at the small region, as we have discussed in Sec. II.2. For finite , the FRG-DFT result seems to be relatively close to the MC results in the small , particularly in , although the deviation between the energies by the FRG-DFT and the MC simultaneously becomes larger as increases. The improvement of the result by the FRG-DFT in comparison with the Gell-Mann-Brueckner resummation at finite is caused by the resummation of the exchange contribution in the performed with solving Eq. (13), since in the Gell-Mann-Brueckner resummation, is not resummed but just added to the two-point density correlation function, and contributes to the energy as the second term in the right-hand side of Eq. (24).
Table 1 shows the numerical values of the correlation energies obtained from the FRG-DFT and MC calculations for several . At , we find that the FRG-DFT result agrees with both MC results within the errors of the MC calculations. The discrepancy, however, becomes larger as increases: The result of the FRG-DFT misses by approximately at and at in comparison with the MC results. In order to improve the accuracy in large- region, the inclusion of the flows of the higher-order correlation functions , which are neglected in the present scheme, would be needed.
IV Conclusion
We have shown the first application of the functional-renormalization-group aided density-functional theory (FRG-DFT) to the two-dimensional homogeneous electron gas. Employing the vertex-expansion scheme up to the second order, we have derived the correlation energy as a function of . We have found that the scheme reproduces the exact correlation energy at the high-density limit. For finite density, the resultant correlation energy is consistent with the results of the Monte Carlo calculation at the high-density region, whereas the discrepancy increases as the system becomes dilute.
For more accurate description of the dilute systems, we need to improve the approximation. An advantage of the vertex-expansion scheme is that the systematic improvement of the approximation is possible. The next straightforward step is the inclusion of the flow of the three-point density-correlation function. Another attractive way to take the flows of higher-order correlation functions is the KS-FRG scheme.Liang et al. (2018)
The FRG-DFT is a flexible method and has large extensibility. For example, the formalism can be extended to the case when the system has arbitral spin-polarization. The analysis of the magnetic transition in this framework is a significant future direction. The extensions of the formalism to the three-dimensional systems and the case of finite temperature are also straightforward. Recently, the calculation of the density-density correlation function has been achieved in the framework of the FRG-DFT.Yokota et al. (2018b) Therefore, the FRG-DFT will become a tool to investigate not only the ground state but also excited states of the electron gas. The superconductivity is another interesting topic regarding the electron systems, and the inclusion of pairing fields in our framework is also an attractive future direction.
Acknowledgements.
T. Y. acknowledges Teiji Kunihiro and Kenichi Yoshida for their collaboration of Refs. Yokota et al., 2018a, b on which the present work is based. We also thank them for their interest in and valuable discussion on the present work, and useful comments on the manuscript. T. Y. was supported by the Grants-in-Aid for JSPS fellows (Grant No. 16J08574). T. N. would like to thank the RIKEN iTHEMS program, and the JSPS-NSFC Bilateral Program for Joint Research Project on Nuclear mass and life for unraveling mysteries of the r-process. T. N. also would like to thank the visitor program of the Yukawa Institute for Theoretical Physics, Kyoto University.
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