Smooth entrywise positivity preservers, a Horn-Loewner master theorem, and symmetric function identities

TL;DR

This paper unifies and extends classical results on entrywise positivity preservers, linking them to symmetric functions and Schur polynomials, and introduces a master theorem with broad implications in matrix analysis and symmetric function theory.

Contribution

It presents a unifying master theorem that generalizes previous results on positivity preservers and reveals new connections to Schur polynomials and symmetric functions.

Findings

Unified framework for positivity preservers and derivatives.

New determinantal calculation linking Schur polynomials and entrywise maps.

Extended classical determinant identities to arbitrary power series.

Abstract

A special case of a fundamental result of Loewner and Horn [Trans. Amer. Math. Soc. 1969] says that given an integer $n \geq 1$, if the entrywise application of a smooth function $f : (0,\infty) \to \mathbb{R}$ preserves the set of $n \times n$ positive semidefinite matrices with positive entries, then $f$ and its first $n-1$ derivatives are non-negative on $(0,\infty)$. In a recent joint work with Belton-Guillot-Putinar [J. Eur. Math. Soc., in press], we proved a stronger version, and used it to strengthen the Schoenberg-Rudin characterization of dimension-free positivity preservers [Duke Math. J. 1942, 1959]. In recent works with Belton-Guillot-Putinar [Adv. Math. 2016] and with Tao [Amer. J. Math., in press] we used local, real-analytic versions at the origin of the Horn-Loewner condition, and discovered unexpected connections between entrywise polynomials preserving positivity and Schur polynomials. In this paper, we unify these two stories via a Master Theorem (Theorem A) which (i) simultaneously unifies and extends all of the aforementioned variants; and (ii) proves the positivity of the first $n$ nonzero Taylor coefficients at individual points rather than on all of $(0,\infty)$. A key step in the proof is a new determinantal / symmetric function calculation (Theorem B), which shows that Schur polynomials arise naturally from considering arbitrary entrywise maps that are sufficiently differentiable. Of independent interest may be the following application to symmetric function theory: we extend the Schur function expansion of Cauchy's (1841) determinant (whose matrix entries are geometric series $1 / (1 - u_j v_k)$), as well as of a determinant of Frobenius [J. reine angew. Math. 1882] (whose matrix entries are a sum of two geometric series), to arbitrary power series, and over all commutative rings.