Multi-finger binary search trees

TL;DR

This paper introduces a new theoretical framework for multi-finger binary search trees, showing they can be efficiently simulated by standard BSTs with only a logarithmic factor overhead, and develops online algorithms that nearly match this bound.

Contribution

It establishes tight bounds for the optimal offline multi-finger BSTs using standard BSTs and introduces new online BST algorithms leveraging $k$-server problem techniques.

Findings

Optimal offline $k$-finger BSTs can be simulated by standard BSTs with $O( ext{log}k)$ overhead.

New online BST algorithms match the offline bounds up to a polylogarithmic factor.

BSTs can efficiently serve queries close to recently accessed items, supporting a form of the unified property.

Abstract

We study multi-finger binary search trees (BSTs), a far-reaching extension of the classical BST model, with connections to the well-studied $k$-server problem. Finger search is a popular technique for speeding up BST operations when a query sequence has locality of reference. BSTs with multiple fingers can exploit more general regularities in the input. In this paper we consider the cost of serving a sequence of queries in an optimal (offline) BST with $k$ fingers, a powerful benchmark against which other algorithms can be measured. We show that the $k$-finger optimum can be matched by a standard dynamic BST (having a single root-finger) with an $O(\log{k})$ factor overhead. This result is tight for all $k$, improving the $O(k)$ factor implicit in earlier work. Furthermore, we describe new online BSTs that match this bound up to a $(\log{k})^{O(1)}$ factor. Previously only the "one-finger" special case was known to hold for an online BST (Iacono, Langerman, 2016; Cole et al., 2000). Splay trees, assuming their conjectured optimality (Sleator and Tarjan, 1983), would have to match our bounds for all $k$. Our online algorithms are randomized and combine techniques developed for the $k$-server problem with a multiplicative-weights scheme for learning tree metrics. To our knowledge, this is the first time when tools developed for the $k$-server problem are used in BSTs. As an application of our $k$-finger results, we show that BSTs can efficiently serve queries that are close to some recently accessed item. This is a (restricted) form of the unified property (Iacono, 2001) that was previously not known to hold for any BST algorithm, online or offline.