A Lower Bound for the Hanf Number for Joint Embedding

TL;DR

This paper constructs an AEC example demonstrating that the Hanf number for joint embedding lies between the first measurable and the first strongly compact cardinal, showing the upper bound is consistently optimal.

Contribution

It provides the first example of an AEC with a joint embedding spectrum that is neither an initial nor an eventual interval, refining bounds on the Hanf number for joint embedding.

Findings

The Hanf number for joint embedding is between the first measurable and the first strongly compact cardinal.

The example shows the joint embedding spectrum can be non-interval.

The upper bound for the Hanf number is consistently optimal.

Abstract

In [13] the authors show that if $\mu$ is a strongly compact cardinal, $K$ is an Abstract Elementary Class (AEC) with $LS(K)<\mu$, and $K$ satisfies joint embedding (amalgamation) cofinally below $\mu$, then $K$ satisfies joint embedding (amalgamation) in all cardinals $\ge \mu$. The question was raised if the strongly compact upper bound was optimal. In this paper we prove the existence of an AEC $K$ that can be axiomatized by an $\mathcal{L}_{\omega_1,\omega}$-sentence in a countable vocabulary, so that if $\mu$ is the first measurable cardinal, then (1) $K$ satisfies joint embedding cofinally below $\mu$ ; (2) $K$ fails joint embedding cofinally below $\mu$; and (3) $K$ satisfies joint embedding above $\mu$. Moreover, the example can be generalized to an AEC $K^\chi$ axiomatized in $\mathcal{L}_{\chi^+, \omega}$, in a vocabulary of size $\chi$, such that (1)-(3) hold with $\mu$ being the first measurable above $\chi$. This proves that the Hanf number for joint embedding is contained in the interval between the first measurable and the first strongly compact. Since these two cardinals can consistently coincide, the upper bound from [13] is consistently optimal. This is also the first example of a sentence whose joint embedding spectrum is (consistently) neither an initial nor an eventual interval of cardinals. By Theorem 3.26, it is consistent that for any club $C$ on the first measurable $\mu$, JEP holds exactly on $\lim C$ and everywhere above $\mu$.