Polar Code Moderate Deviation: Recovering the Scaling Exponent

TL;DR

This paper investigates the moderate deviation regime of polar codes, connecting it to the scaling exponent regime, and provides new theoretical insights into the relationship between block length, error probability, and capacity gap.

Contribution

It establishes that the latest moderate deviation results imply the scaling exponent regime, bridging a gap in the theoretical understanding of polar code polarization.

Findings

Latest moderate deviation results imply the scaling exponent regime

Provides a unified framework linking different polarization regimes

Enhances understanding of the trade-offs in polar code design

Abstract

In 2008 Arikan proposed polar coding [arXiv:0807.3917] which we summarize as follows: (a) From the root channel $W$ synthesize recursively a series of channels $W_N^{(1)},\dotsc,W_N^{(N)}$. (b) Select sophisticatedly a subset $A$ of synthetic channels. (c) Transmit information using synthetic channels indexed by $A$ and freeze the remaining synthetic channels. Arikan gives each synthetic channel a score (called the Bhattacharyya parameter) that determines whether it should be selected or frozen. As $N$ grows, a majority of the scores are either very high or very low, i.e., they polarize. By characterizing how fast they polarize, Arikan showed that polar coding is able to produce a series of codes that achieve capacity on symmetric binary-input memoryless channels. In measuring how the scores polarize the relation among block length, gap to capacity, and block error probability are studied. In particular, the error exponent regime fixes the gap to capacity and varies the other two. The scaling exponent regime fixes the block error probability and varies the other two. The moderate deviation regime varies all three factors at once. The latest result [arxiv:1501.02444, Theorem 7] in the moderate deviation regime does not imply the scaling exponent regime as a special case. We give a result that does. (See Corollary 8.)