Stable cosmological solutions in degenerate theory of gravity
Ryotaro Kase, Rampei Kimura, Atsushi Naruko, Daisuke Yoshida

TL;DR
This paper demonstrates the existence of stable, ghost-free cosmological solutions within a degenerate vector-tensor gravity theory, expanding the understanding of viable models in modified gravity.
Contribution
It introduces the first example of healthy, non-trivial degenerate vector-tensor gravity solutions with stable cosmological perturbations.
Findings
Found stable cosmological solutions without ghost or gradient instabilities.
Derived background equations for homogeneous and isotropic universes.
Showed the viability of degenerate vector-tensor theories in cosmology.
Abstract
We study cosmological applications of extended vector-tensor theories, whose Lagrangians contain up to two derivatives with respect to metric and vector field. We derive background equations under the assumption of homogeneous and isotropic universe and study the nature of cosmological perturbations on top of the background. We found an example of healthy cosmological solutions in non-trivial degenerate theory of gravity for the first time, where those perturbations do not suffer from any instabilities, that is, ghost and gradient instabilities.
| Case | Vector | Tensor |
|---|---|---|
| A1 | ||
| A2 | ||
| A3 | ||
| A4 | ||
| B1 | ||
| B2 | ||
| B3 | ||
| B4 | ||
| B5 | ||
| B6 |
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Stable cosmological solutions in degenerate theory of gravity
Ryotaro Kase
Department of Physics, Faculty of Science, Tokyo University of Science, 1-3, Kagurazaka, Shinjuku-ku, Tokyo 162-8601, Japan
Rampei Kimura
Department of Physics, Tokyo Institute of Technology, 2-12-1 Ookayama, Meguro-ku, Tokyo 152-8551, Japan
Atsushi Naruko
Frontier Research Institute for Interdisciplinary Sciences & Department of Physics, Tohoku University
Aramaki aza Aoba 6-3, Aoba-ku, Sendai 980-8578, Japan
Daisuke Yoshida
Department of Physics, McGill University, Montréal, Québec, H3A 2T8, Canada
Abstract
We study cosmological applications of extended vector-tensor theories, whose Lagrangians contain up to two derivatives with respect to metric and vector field. We derive background equations under the assumption of homogeneous and isotropic universe and study the nature of cosmological perturbations on top of the background. We found an example of healthy cosmological solutions in non-trivial degenerate theory of gravity for the first time, where those perturbations do not suffer from any instabilities, that is, ghost and gradient instabilities.
††preprint: TU-1058
I Introduction
Although general relativity may be the most successful theory for describing gravitational interactions and consistent with observations and experiments at solar-system scales with high accuracy Will (2014), it is not sure whether general relativity can be applied to larger scales, e.g., cosmological scales. In fact, motivated from the fact that the universe was/is undergoing accelerated phases of expansion at early Brout et al. (1978); Starobinsky (1979); Sato (1981); Guth (1981); Linde (1982) and recent epoch A. G. Riess et al. (1998); S. Perlmutter et al. (1999), alternative gravitational theories beyond general relativity have attracted considerable attention for the last several decades.
A simple way to modify general relativity will be to introduce a scalar degree of freedom, which could non-minimally couple with gravitational or matter field, and it then mediates the fifth force. Here, we have to be careful because such a modification could induce the change of gravitational law at all scales. Indeed, the first example of modified gravity, Brans-Dicke theory Brans and Dicke (1961), is tightly constrained from the solar-system tests Will (2014). Under the constraint, it is difficult to find difference from general relativity. However, there are viable models that can evade these constraints, that is, modification of gravity only takes place at cosmological scales (see for reviews e.g. Clifton et al. (2012); Tsujikawa (2010); Koyama (2016)). In such models, the law of gravity reduces to the one in general relativity through screening effects of the fifth forth at small scales. In one of the famous screening effects called Vainshtein mechanism Vainshtein (1972); Babichev and Deffayet (2013), the non-linearities of scalar self-interactions containing higher derivatives become important at small scales, and as a result the scalar field effectively weakly couples with gravity.
On the other hand, once equations of motion have higher-order time derivatives (more than third derivatives), the system, in general, contains extra degrees of freedom known as Ostrogradsky’s ghosts Ostrogradsky (1850). Therefore, one should design a theory with care when a Lagrangian contains higher derivatives as in the case of a galileon field Deffayet et al. (2009); Nicolis et al. (2009). In galileon theories, although the Lagrangian contains second derivatives, which cannot be removed by integrating by parts, the equations of motion for gravity and scalar field successfully remain second-order differential equations. The galileon field can be further extended, and the most general scalar-tensor theory, whose equations of motion are at most second-order differential equations, is now known as Horndeski theory Horndeski (1974) (or Generalized galileon Deffayet et al. (2011); Kobayashi et al. (2011), see for review e.g. Deffayet and Steer (2013)).
Intriguingly, it has been recently argued that one can construct a theory without Ostrogradsky’s ghost even if Euler-Lagrange equations contains higher derivatives, as long as the theory has an appropriate number of constraints (see Motohashi et al. (2016, 2017) for bosons and Kimura et al. (2017a) for fermions). The first example has been found in the context of the curved space-time extension of galileon theory called beyond Horndeski or GLPV theory Gleyzes et al. (2015). The generalization of degenerate higher-order scalar-tensor theories has been recently investigated in the case of the Lagrangian that depends on second order derivatives quadratically Langlois and Noui (2016, 2016); Ben Achour et al. (2016a); Crisostomi et al. (2016) and cubically Ben Achour et al. (2016b). Furthermore, the stability analysis of the quadratic theory on a cosmological background has been investigated in de Rham and Matas (2016). Unfortunately, the tensor modes are absent in most cases except for the cases that can be mapped from Horndeski theories via conformal and disformal metric transformations. Even for the remaining class, there are instabilities in either scalar or tensor perturbation.
Recently, three of the authors in the present paper formulated yet another degenerate theories of gravity coupled with a massive/massless vector field Kimura et al. (2017b). This extended vector-tensor theories contain up to two derivatives with respect to metric and vector field, and the degeneracy of the kinetic matrix ensures that the dynamical degrees of freedom in the theory are at most for gravity and vector sectors. These theories include the generalized Proca theories Heisenberg (2014); Tasinato (2014a, b); Beltran Jimenez and Heisenberg (2016) and those extensions (beyond generalized Proca theories) Heisenberg et al. (2016). Although in extended vector-tensor theories one component of vector field can be removed by a constraint, one need to check whether the theory is healthy or not, i.e., all modes can propagate on a background of interest without suffering any instabilities. In this paper, we explore this stability issues of perturbations in the extended vector-tensor theories around a homogeneous and isotropic background. Throughout this paper, we use units in which the speed of light and the reduced Planck mass are unity.
II Theory
The most general action of vector-tensor theory that contains up to two derivatives for the metric and the vector field respecting 4-dimensional general covariance, is given by
[TABLE]
where is the Ricci scalar, is a covariant derivative with respect to the metric , is the Lagrangian of matter field, and is defined by
[TABLE]
Here , , and are arbitrary functions of Proca mass term . The first five terms with represent symmetric parts of the tensor , namely the tensor is invariant under the change of indices such as and while the remaining terms are antisymmetric. Generally, this theory contains degrees of freedom unless degeneracy conditions are satisfied. According to Kimura et al. (2017b), one can find the theories, whose degrees of freedom are at most five, by imposing degeneracy conditions in a general curved background.
In the present paper, we mainly focus on the case B5, in which all perturbations are free of ghost and gradient instabilities, as we will see. The arbitrary functions in the case are given by
[TABLE]
It should be noted that is non-vanishing in this branch as well as and . Due to these conditions, we cannot smoothly switch off the antisymmetric parts. Hence we cannot reproduce any degenerate scalar-tensor theory under the direct replacement of by , in other words, there is no direct counterpart of this branch in any known theory of scalar field. Here, are free arbitrary functions, and we have set and without loss of generality due to the properties of the conformal and disformal metric transformations111 Note that this is only true when matter fields are absent.. The degeneracy combinations of other cases can be found in Kimura et al. (2017b).
III Background and Perturbations
III.1 Background
Let us consider a flat Friedmann-Lemaître-Robertson-Walker (FLRW) metric :
[TABLE]
where the proper time can be related to the cosmic time by , and homogeneous and isotropic vector field will be described by . Then, the background action in the case is given by
[TABLE]
where we have defined and as
[TABLE]
The equations of motion of the lapse function and vector field can be derived by varying the action with respect to and ,
[TABLE]
where a dot represents a derivative with respect to the proper time, , and a prime denotes a derivative with respect to . Here, we have introduced , the energy density for the matter. The energy conservation equation for the matter field is given by
[TABLE]
where the energy density and the pressure for the matter are defined by
[TABLE]
Taking a proper time derivative of (8), we obtain
[TABLE]
Combining (9) and (12), we can eliminate both and and obtain
[TABLE]
As can be seen from (8) and (13), the background equations are reduced to the first-order differential equations of and . One can also derive the equation of motion for from (5), however, it is enough to use the independent equations (8), (10), and (13). Assuming , we have the following two cosmological solutions depending on whether is zero or non-zero. Here, vanishes when and only when since in the case of .
Solution I () : From (8), one immediately finds
[TABLE]
which implies that is a function of . Solving Eq. (9) in terms of , we obtain
[TABLE]
Since is a function of energy density , Eq. (15) can be regarded as a modified Friedmann equation, which determines the Hubble function as a function of energy density of matter field. For simplicity, we will focus on the case where the matter component is the cosmological constant, . Then Eq. (14) simply gives that is constant and hence is also constant, which leads to de Sitter expansion.
Note that if one uses the following power law functions,
[TABLE]
Eq. (15) takes the familiar form of the Friedmann equation,
[TABLE]
where the effective Planck mass is given by
[TABLE]
Solution II () : We first solve Eq. (8) for and substitute the solution into Eq. (13). Then, we obtain the equation, which determines algebraically
[TABLE]
Since can be solved as a function of and , Eq. (8) then determines as a function of and
[TABLE]
III.2 Perturbations
In the present paper, we would like to demonstrate the existence of perturbatively healthy cosmological solutions in degenerate theory of gravity for the first time. The analysis in this paper is restricted to de Sitter background driven by the cosmological constant in the solution I of the case for the sake of simplicity. We have also performed the full analysis of perturbations even in the presence of matter that can be reported in the subsequent paper. Hereinafter the lapse function is set to be unity in which the proper time exactly coincides with the cosmic time and hence a dot can be regarded as a derivative with respect to the cosmic time. Also, the perturbations for the metric and the vector field around a background are defined as
[TABLE]
**Tensor perturbations ** The tensor perturbations in the metric and vector field are defined by
[TABLE]
where is traceless and transverse, which satisfies . The Fourier components of tensor perturbations are given by,
[TABLE]
where and are orthonormal and traceless bases of the tensor field space orthogonal to . Here, and . The second order action can be straightforwardly obtained by expanding the action up to quadratic order,
[TABLE]
where coefficients are given by
[TABLE]
Here we have used short hand notation like .
Before ending this section, it will be interesting to see that the speed of gravitational waves can be set unity in this model. From the recent observation of gravitational-wave event GW170817 Abbott et al. (2017a) with the promising counterpart gamma-ray burst GRB 170817A Goldstein et al. (2017), the bound on the sound speed of tensor mode can be obtained as Abbott et al. (2017b). By setting , the arbitrary functions and are fixed as
[TABLE]
for .
**Vector perturbations ** We use the spatially flat gauge, where the spatial components of metric perturbations vanish by the gauge condition, i.e.,
[TABLE]
and we define the vector field perturbation as
[TABLE]
Here and satisfy the conditions . The Fourier modes of vector perturbations are defined by
[TABLE]
where () stands for () or (). and are orthogonal bases of the vector field space which orthogonal to . Thanks to the general covariance of the original action and the fact that the theory does not involve any higher derivative of metric/vector field, one can integrate out , and the resultant action for is found to be
[TABLE]
where . The coefficients and in the limit of large are given by
[TABLE]
with
[TABLE]
**Scalar Perturbations ** Now we define the metric and vector field perturbations in the spatially flat gauge as
[TABLE]
Similar to the tensor and vector perturbations, we then define Fourier mode of scalar perturbations by
[TABLE]
where represent scalar perturbations, . Hereafter, to simplify the analysis, we shall set the sound speed of tensor mode to be unity, demanding or equivalently and as found in (28). With the use of the background equations, one can confirm that the variables , and carry no derivative in the quadratic action, and we then obtain three constraints for them. After integrating out these variables222 One should note that there exist special cases in which some of the coefficients of , , and in constraint equations vanishes identically due to special choices of arbitrary functions or background solutions. In such cases, one needs to carefully solve the constraint equations, and different results might be obtained. However, we disregard such special situations in the present analysis. , we finally obtain the reduced action for , which can be written as,
[TABLE]
where . The coefficients in the limit of large are given by
[TABLE]
and
[TABLE]
with the sound speed of the scalar mode,
[TABLE]
IV Stabilities
The necessary conditions for avoiding ghost and gradient instabilities are given by
[TABLE]
where these coefficients are derived in (27), (33), (35), (40), and (42).
**Solution I in case B5 ** Let us now see the stability conditions for a special choice of model parameters. To mimic the CDM model at the background, we demand in Eq. (18), which implies :
[TABLE]
with
[TABLE]
In addition, we, for simplicity, choose and in order for making the sound speed of the vector and scalar modes irrelevant to ,
[TABLE]
Then, we obtain the following conditions from (43) :
[TABLE]
with and . These conditions are translated into
[TABLE]
Here, and should be always satisfied. Thus, all perturbations are free of ghost and gradient instabilities for the parameters satisfying (51) and (52), and this is the first example of healthy cosmological solutions in degenerate theory of gravity.
**Other cases ** First of all, as for solution II in the case , one can also check that all perturbations for tensor, vector, and scalar sectors given by (19) and (20) are also free of ghost and gradient instabilities with an appropriate choice of the arbitrary functions.
Next, as discussed in Kimura et al. (2017b), the case can be mapped to the (beyond) generalized Proca theories by using conformal and disformal metric transformations and vector field redefinition when matter fields are absent. The cosmology and its perturbation analysis of the (beyond) generalized Proca have already been investigated in De Felice et al. (2016); De Felice et al. (2016); Heisenberg et al. (2016); Nakamura et al. (2017) and shown that all dynamical modes are free of ghost and gradient instabilities if arbitrary functions are appropriately chosen. We believe that stabilities do not change at least as long as the transformations of metric and vector field are invertible. Hence we conclude that the case can be also a healthy branch.
As for other cases, as long as tensor perturbations are concerned, one will obtain formally the same result as (27) irrespective of branches. This is because degenerate conditions do not change the structure of tensor perturbations at least around this cosmological background. However, in the cases , , , and where , tensor modes can be strongly coupled because vanishes for this choice of though the physical degrees of freedom in the tensor sector (as well as the vector sector) remain in a general background Kimura et al. (2017b). Next, regarding vector perturbations, the kinetic term of vanishes in the cases , , , , , and , and hence vector modes are strongly coupled around a cosmological background333 Strictly speaking, one cannot directly plug the degeneracy conditions into (32) and (35) in the case , , and . This is because the constraint equation of immediately gives in these cases. . In the Table. 1, we summarize vanishing or non-vanishing of the kinetic terms of the vector and tensor modes for each case.
As one can see from the Table 1, the case remains as a possible candidate. However, a straightforward analysis shows that the kinetic term of the scalar perturbations vanishes after integrating out the lapse and shift variables in the spacially flat gauge. To understand whether this is a signal of strong coupling or partially massless case, one need to carefully investigate a constraint structure in a general background, and we will leave it for a future work.
V Conclusion
We have studied cosmology of extended vector-tensor theories which were recently formulated in Kimura et al. (2017b), particularly focusing on the nature of cosmological perturbations around a homogeneous and isotropic background. By deriving the second order action for linear perturbations, we found the vanishing of kinetic term among tensor, vector, and scalar sectors in theories except for the case A4 and B5, which implies a failure of linear perturbation theory around this cosmological background. As investigated in Kimura et al. (2017b), the theory A4 can be mapped into (beyond) Proca theory by conformal and disformal metric transformations and vector field redefinition. Provided that stabilities of perturbations do not change under such metric transformations, all perturbations in this case will be also free of ghost and gradient instabilities according to De Felice et al. (2016); De Felice et al. (2016); Heisenberg et al. (2016); Nakamura et al. (2017) as long as arbitrary functions are appropriately chosen.
As for the remaining non-trivial case B5, there are two branches in the background solutions, solution I and II respectively. Interestingly the solution I can be identical to CDM model at least at the level of background equations under an appropriate choice of the arbitrary functions. Moreover the propagation speed of gravitational waves coincides with that of light when , which can be realized if conditions, and , are satisfied. Then we have derived stability conditions for scalar perturbations to avoid ghost and gradient instabilities only in the presence of cosmological constant but in the absence of standard matter for simplicity. We have constructed a concrete model in which there is a viable parameter space satisfying all the stability conditions. Thus, we conclude that there exist healthy cosmological solutions in the non-trivial degenerate case B5 where all types of perturbations, namely scalar, vector and tensor perturbations, are free of ghost and gradient instabilities. In addition, one can find self-accelerating solutions driven by in the solution I without ghost or gradient instabilities though it is not shown in this paper. This indicates that degenerate vector-tensor theory can be considered as a theoretically consistent candidate of mysterious dark energy. In passing, we have also confirmed that solution II does not suffer from any instability in perturbations under an appropriate choice of arbitrary functions.
The result obtained above is in sharp contrast to the case of degenerate scalar-tensor theories, dubbed as DHOST Langlois and Noui (2016) or extended scalar-tensor theories Crisostomi et al. (2016). In these theories, either ghost or gradient instabilities in the scalar or tensor sector is inevitable around a cosmological background, depending on the choice of free functions of the theory de Rham and Matas (2016), except for the cases that can be mapped from Horndeski theories via conformal and disformal transformations. It should be noted that a crucial difference of the result in de Rham and Matas (2016) and ours comes from the fact that degenerate vector-tensor theories are much broader than those scalar-tensor theories while some cases of vector-tensor theories reduce to degenerate scalar-tensor theories under a direct replacement such as . Our results indicate that such inevitable instabilities on a cosmological background is simply due to the specific structure of degenerate scalar-tensor theories themselves, and hence this does not imply a failure of a broad class of degenerate theories.
Acknowledgements.
R. Kimura. and D.Y. thank Masahide Yamaguchi for many useful comments and discussions. R. Kase and A.N. would like to thank the Yukawa Institute for Theoretical Physics at Kyoto University, where discussions during the YITP symposium YKIS2018a “General Relativity – The Next Generation –” were useful to complete this work. This work was supported in part by JSPS Grant-in-Aid for Scientific Research Nos. JP17K14297 (R. Kase.), JP17K14276 (R. Kimura.), JP25287054 (R. Kimura.) and JSPS Postdoctoral Fellowships for Research Abroad (D.Y.). A.N. is supported in part by a JST grant “Establishing a Consortium for the Development of Human Resources in Science and Technology”. The work of A.N. is also partly supported by the JSPS Grant-in-Aid for Scientific Research No.16H01092.
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