The Poisson equation on manifolds with positive essential spectrum
Giovanni Catino, Dario Daniele Monticelli, Fabio Punzo

TL;DR
This paper proves the existence of solutions to the Poisson equation on certain Riemannian manifolds with positive essential spectrum, even when Ricci curvature is unbounded below, broadening previous results.
Contribution
It introduces a more general framework for solving the Poisson equation on manifolds with positive essential spectrum, relaxing curvature bounds and spectrum conditions.
Findings
Solutions exist under sharp decay conditions on the source function
Allows Ricci curvature to be unbounded from below
Extends previous results to more general spectral and curvature settings
Abstract
We show existence of solutions to the Poisson equation on Riemannian manifolds with positive essential spectrum, assuming a sharp pointwise decay on the source function. In particular we can allow the Ricci curvature to be unbounded from below. In comparison with previous works, we can deal with a more general setting both on the spectrum and on the curvature bounds.
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The Poisson equation on manifolds
with positive essential spectrum
Giovanni Catino
Dipartimento di Matematica, Politecnico di Milano, Piazza Leonardo da Vinci 32, 20133 Milano, Italy
,
Dario D. Monticelli
Dipartimento di Matematica, Politecnico di Milano, Piazza Leonardo da Vinci 32, 20133 Milano, Italy
and
Fabio Punzo
Dipartimento di Matematica, Politecnico di Milano, Piazza Leonardo da Vinci 32, 20133 Milano, Italy
Abstract.
We show existence of solutions to the Poisson equation on Riemannian manifolds with positive essential spectrum, assuming a sharp pointwise decay on the source function. In particular we can allow the Ricci curvature to be unbounded from below. In comparison with previous works, we can deal with a more general setting both on the spectrum and on the curvature bounds.
Key words and phrases:
Poisson equation, Riemannian manifolds, Green’s functions, essential spectrum
2010 Mathematics Subject Classification:
53C21, 35R01.
1. Introduction
In this paper we investigate existence of classical solutions to the Poisson equation
[TABLE]
on a complete non-compact Riemannian manifold for a given locally Hölder continuous function . This very classical problem has been extensively studied under various assumptions on the geometry of the manifold, assuming either integral or pointwise conditions on the source function .
As in [13], [14], [16], we will be always concerned with solutions of the Poisson equation which can be represented as
[TABLE]
where is a Green’s function on (see Section 2 for further details).
In our results, the only geometric assumption that we require is that has positive essential spectrum, i.e. . We recall that this condition is weaker than the positivity of the whole -spectrum of , i.e. , and it is not related to the non-parabolicity of the manifold, i.e. to the existence of a minimal positive Green’s function for (see Section 2 for precise definitions). Moreover, we assume that the function satisfies a pointwise decay condition related to the geometry of the manifold at infinity. In addition, we show that such decay condition is optimal on spherically symmetric manifolds.
Concerning previous results in the literature, Malgrange [11] showed the existence of a Green’s function for on every complete Riemannian manifolds, which implies the solvability of the Poisson equation for any smooth function with compact support (see [18] for a direct proof of this fact using pseudo-differential calculus). Strichartz [17] showed that if has positive spectrum and is a function belonging to for some , then the Poisson problem has a weak solution. The case was essentially proved by Ni-Shi-Tam [16, Theorem 3.2] (see also [15, Lemma 2.3]) only assuming non-parabolic. In the same paper, Ni-Shi-Tam proved a very nice existence result for the Poisson problem on manifolds with non-negative Ricci curvature under a sharp integral assumption involving suitable averages of . This condition, in particular, is satisfied if
[TABLE]
for some , where is the distance function of any from a fixed reference point . In fact, they proved a more general result where the decay rate of is just assumed to be of order . Note that this result is sharp on the flat space and that, in view of the nonnegative Ricci curvature assumption, .
In [13] Muntenau-Sesum showed a very interesting existence result on manifolds with positive spectrum and Ricci curvature bounded from below, under the pointwise decay assumption
[TABLE]
for some . Note that this result is sharp on . Their proof relies on very precise integral estimates on the minimal positive Green’s function, which exists since .
In order to state our results, let be defined as in (3) (see Section 2 for further details). For the moment we just note that such a function is related to a lower bound on the Ricci curvature, locally on geodesic balls with center and radius .
The main result of the paper reads as follows.
Theorem 1.1**.**
Let be a complete non-compact Riemannian manifold with positive essential spectrum, i.e. , and let be a locally Hölder continuous function on satisfying
[TABLE]
for some non-decreasing function . If
[TABLE]
then the Poisson equation
[TABLE]
admits a classical solution .
A few remarks concerning the assumptions are in order.
Since , it is clear that the result applies to a wider class of manifolds than those with positive spectrum. For instance we can deal with manifolds with positive essential spectrum and finite volume (e.g. hyperbolic manifolds with finite volume).
The quantities and are related to the geometry of the manifold at infinity. In particular, if has Ricci curvature bounded from below, , then for any . Moreover, by monotonicity, . Thus, if satisfies , and decays like C/\big{(}1+r(x)\big{)}^{1+\varepsilon}, for some , then all our assumptions are satisfied and we recover the existence result of Munteanu-Sesum’s [13]. Note that our proof does not provide any information on the behavior of the solution at infinity, contrary to the aforementioned result.
We also note that the assumptions of Theorem 1.1 are sharp as shown by the example of a rotationally symmetric manifold with unbounded Ricci curvature, provided in Section 6.
Concerning the regularity of , we observe that, if is less regular, the same existence result holds for weak solutions.
In general, we can provide existence of solutions also on manifolds with unbounded Ricci curvature. For instance, we have the following
Corollary 1.2**.**
Let be a complete non-compact Riemannian manifold with positive essential spectrum, i.e. , and let be a locally Hölder continuous function on . If
[TABLE]
for some , and , then the Poisson equation
[TABLE]
admits a classical solution .
Using a Barta-type estimate, we can show that on Cartan-Hadamard manifolds with for some , one has . So, in particular, (actually ) and we have the following corollary which generalizes the existence result in [13, Proposition 1].
Corollary 1.3**.**
Let be a Cartan-Hadamard manifold and let be a locally Hölder continuous, bounded function on . If
[TABLE]
for some , and with , then the Poisson equation
[TABLE]
admits a classical solution .
In particular, Corollary 1.3 implies that, if , existence of a solution to the Poisson equation is guaranteed whenever is bounded. In the case , Cartan-Hadamard manifolds behave, in some sense, like bounded domains of .
When the ambient manifold is non-parabolic, our approach follows the one in [13] which in turn uses some ideas originated in the work of Li-Wang [9]. In the other case, thanks to the works [2, 8] all ends of the manifold must have finite volume and thus we can use the decay estimates of Donnelly [4] on general Green’s functions to conclude.
Indeed, the proof of Theorem 1.1 essentially consists in obtaining an a priori pointwise bound on the solution represented by using the Green’s function. In order to do this, we need several estimates on the Green function. First a pointwise two-sided estimate is obtained, which is deduced from a local gradient estimate for harmonic functions. Then we get integral estimates from above for . In particular, integral estimates on certain level sets will be derived. In such bounds the behaviour at infinity of Ricci curvature is involved. Finally, putting together conveniently such estimates and using the hypothesis that , we can prove Theorem 1.1, by showing that for every
[TABLE]
The paper is organized as follows: in Section 2 we collect some preliminary results and we define precisely the function ; in Section 3 we recall and prove (for the sake of completeness) the local gradient estimates for positive harmonic functions; in Section 4 we prove key estimates on the positive minimal Green’s function of a non-parabolic manifold; in Section 5 we prove Theorem 1.1 and Corollary 1.2; finally in Section 6 we prove Corollary 1.3 and show the optimality of the assumption in Theorem 1.1 for rotationally symmetric manifolds.
2. Preliminaries
Let be a complete non-compact -dimensional Riemannian manifold. For any and , we denote by the geodesic ball of radius R with centre and let be its volume. We denote by the Ricci curvature of . For any , let be the smallest eigenvalue of at . Thus, for any with , and we have for some , . Hence, for any , we have
[TABLE]
for some with and . Note that are positive in , and . Fix any so that
[TABLE]
For any we set
[TABLE]
For any we define
[TABLE]
Note that is increasing and so invertible.
Under , we know that
[TABLE]
Moreover, let be the cut locus of . By standard Laplacian comparison results (see e.g. [12, Theorem 1.11]),
[TABLE]
pointwise in and weakly on .
It is known that every complete Riemannian manifold admits a Green’s function (see [11]), i.e. a smooth function defined in such that and . We say that is non-parabolic if there exists a minimal positive Green’s function on , and parabolic otherwise.
Let be the bottom of the -spectrum of . It is known that and it is given by the variational formula
[TABLE]
If , then is non-parabolic (see [5, Proposition 10.1]). Whenever is non-parabolic, let be the Green’s function of in satisfying zero Dirichlet boundary conditions on , for some . We have that is increasing and, for any ,
[TABLE]
locally uniformly in . We define , with an open subset of , to be the first eigenvalue of in with zero Dirichlet boundary conditions. It is well known that is decreasing with respect to the inclusion of subsets. In particular is decreasing and as .
Another interesting quantity of ), which we denote by , is the greatest lower bound of the essential spectrum of , which consists of points of the spectrum of which are either accumulation points of points on the spectrum or which correspond to discrete eigenvalues of with infinite multiplicity. It is known that if is compact, the essential spectrum is empty. We also have and
[TABLE]
where runs through all compact subsets of .
We explicitly note that by we will denote a positive constant, whose value could vary.
3. Local gradient estimate for harmonic functions
Following the classical argument of Yau, we obtain the next local gradient estimate.
Lemma 3.1**.**
Fin any . Let and let be a positive harmonic function in . Then
[TABLE]
with defined as in (2) and for some positive constant .
Proof.
Let . Then
[TABLE]
Let , with , be a smooth cut-off function, with support in , , such that on ,
[TABLE]
and
[TABLE]
Let . Then
[TABLE]
Hence, from classical Bochner-Weitzenböch formula and Newton inequality, one has
[TABLE]
Moreover, let be the characteristic function of the set , and let be the characteristic function of the set . By (5),
[TABLE]
pointwise in and weakly on with . Thus,
[TABLE]
with . Let be a maximum point of in . Since on , we have . First assume . At , we obtain
[TABLE]
So,
[TABLE]
Thus, for any ,
[TABLE]
Finally, we get
[TABLE]
with . By the standard Calabi trick (see [1, 3]), the same estimate can be obtained when . This concludes the proof of the lemma.
∎
4. Green’s function estimates
This section is devoted to various estimates for the Green function. In particular, we recall from [4] an estimate for
[TABLE]
for any , which holds without assuming that is positive.
Furthermore, for any , let
[TABLE]
We obtain estimates from above (see subsection 4.3) for
[TABLE]
for suitable choices of
4.1. Pointwise estimate
By the continuity of in , obviously we have the following
Lemma 4.1**.**
Let be non-parabolic and let with . Then there exists a positive constants such that
[TABLE]
Remark 4.2**.**
Indeed, the estimate from below given in Lemma 4.1 holds for any any . This follows from Lemma 4.1 with and the maximum principle, since is harmonic in and as .
Lemma 4.3**.**
Let , and consider the minimal unit speed geodesic joining and , and let be a point of intersection of with . Then
[TABLE]
Proof.
Fix any . By Lemma 3.1 we get for every
[TABLE]
Let be the length of . We have
[TABLE]
By Gronwall inequality the conclusion follows.
∎
4.2. Auxiliary estimates
For any , let
[TABLE]
Lemma 4.4**.**
Let be non-parabolic. For any , there holds
[TABLE]
where is the -dimensional Hausdorff measure on .
For the proof see [13, Lemma 2]. Moreover, on manifolds with positive essential spectrum, the following decay estimate holds (see [4, Section 4] and also [8, Corollary 1.3] for a sharp estimate in the case of positive spectrum).
Lemma 4.5**.**
Assume and let . Then, for any , one has
- (i)
If is non-parabolic, then the minimal positive Green’s function satisfies
[TABLE]
- (ii)
If , then the (sign changing) Green’s function
[TABLE]
satisfies and
[TABLE]
4.3. Integral estimates on level sets
Proposition 4.6**.**
Let be non-parabolic. Choose as in Lemma 4.1. Then there exists a positive constant such that
[TABLE]
Proof.
We claim that
[TABLE]
Let with and take . Since and on , by Lemma 4.1, we have
[TABLE]
note that the right hand side is independent of . Since is harmonic in , by maximum principle,
[TABLE]
Sending , by (6), we obtain
[TABLE]
Therefore the claim follows. Since , we obtain
[TABLE]
∎
Note that, for any , and , if with \operatorname{supp}\phi\subseteq\left(\mathcal{L}\Big{(}\frac{\delta\varepsilon}{2},2\varepsilon\Big{)}\cap B_{R+1}(p)\right) and on then
[TABLE]
In view of the previous estimate, by the same arguments as in the proof of [13, Claim 2] (which do not require that the Ricci curvature is bounded from below by a negative constant) and using Lemma 4.4 and Lemma 4.5 , we get the next estimate.
Proposition 4.7**.**
Assume be non-parabolic and . Then, there exists a positive constant such that, for any and ,
[TABLE]
5. Proof of Theorem 1.1
In order to prove Theorem 1.1, we will show that for every
[TABLE]
We divide the proof in two parts, we first consider the case when is non-parabolic and then the case when it is parabolic.
Proof of Theorem 1.1.
Case 1: * non-parabolic.* Let and choose large enough so that . One has
[TABLE]
since . Hence, by Harnack’s inequality, we have
[TABLE]
where can be chosen as the constant in the Harnack’s inequality for the ball . Then we estimate
[TABLE]
By Proposition 4.6, we get
[TABLE]
For later use, we introduce the sequence
[TABLE]
To estimate the first term, we observe that, for any , one has
[TABLE]
We need the following lemma, whose proof will be given at the end of this section.
Lemma 5.1**.**
Choose as in Lemma 4.1 and as in Lemma 4.3. Then, for any ,
[TABLE]
Fix any . By the same arguments as in the proof of Proposition 4.6, we get
[TABLE]
for some and
[TABLE]
Now, for any , applying Lemma 4.7 with and , we obtain
[TABLE]
Using the assumptions of Theorem 1.1, from inequality (12), Lemma 5.1 and the monotonicity of with respect to the inclusion we obtain
[TABLE]
Putting together (11), (13) we obtain the thesis of Theorem 1.1, in this case.
Case 2: * parabolic.*
Since , there exists such that . Fix any . We can choose such that . So,
[TABLE]
We have that
[TABLE]
where each is an end with respect to . Note that every end is parabolic. In fact, if at least one end is non-parabolic, then is non-parabolic (see [7] for a nice overview), but we are in the case that is parabolic. Since every is parabolic, every has finite volume (see [2, 8]), so obviously has finite volume. Let be the sign changing Green’s function defined in (7).
Let a smooth compactly supported function with . Let be a solution of
[TABLE]
and let , with fixed so that . Then Hence,
[TABLE]
since and is bounded. To estimate the first integral we recall that, by Lemma 4.5 we have
[TABLE]
for every . Hence
[TABLE]
Then
[TABLE]
solves , since has zero average. Finally, the function
[TABLE]
solves and this concludes the proof of Theorem 1.1.
∎
Proof of Corollary 1.2.
In view of our assumptions, it follows that, for every there exists a constant such that, for any , . In particular as . Moreover \lim_{j\to\infty}\lambda_{1}\big{(}M\setminus B_{j}(p)\big{)}=\lambda_{1}^{\operatorname{ess}}(M)>0. Thus we have
[TABLE]
So the series converges and the thesis follows from Theorem 1.1. ∎
Proof of Lemma 5.1.
The choice of and Remark 4.2 imply
[TABLE]
Let and be as in Lemma 4.3. Then
[TABLE]
From Lemma 4.1 we obtain
[TABLE]
In particular, by (14), if , then
[TABLE]
So,
[TABLE]
This yields, for every ,
[TABLE]
This concludes the proof of the lemma. ∎
6. Cartan-Hadamard and model manifolds
We consider Cartan-Hadamard manifolds, i.e. complete, non-compact, simply connected Riemannian manifolds with non-positive sectional curvatures everywhere. Observe that on Cartan-Hadamard manifolds the cut locus of any point is empty. Hence, for any one can define its polar coordinates with pole at , namely and . We have
[TABLE]
for a specific positive function which is related to the metric tensor, [5, Sect. 3]. Moreover, it is direct to see that the Laplace-Beltrami operator in polar coordinates has the form
[TABLE]
where and is the Laplace-Beltrami operator on . We have
[TABLE]
Let
[TABLE]
We say that is a rotationally symmetric manifold or a model manifold if the Riemannian metric is given by
[TABLE]
where is the standard metric on and . In this case,
[TABLE]
Note that corresponds to , while corresponds to , namely the -dimensional hyperbolic space. The Ricci curvature in the radial direction is given by
[TABLE]
Concerning the first eigenvalue of the Laplacian we have the following lower bound.
Lemma 6.1**.**
Let be a Cartan-Hadamard manifold with
[TABLE]
for some and any . Then
[TABLE]
for some .
Proof.
We can find such that \varphi(r)=\exp\big{(}B\,r^{1+\frac{\gamma}{2}}\big{)} for , small and . By the Laplacian comparison in a strong form, which is valid only on Cartan-Hadamard manifolds (see [19, Theorem 2.15]), one has
[TABLE]
Hence
[TABLE]
By a Barta-type argument (see e.g. [6, Theorem 11.17]),
[TABLE]
Thus, the thesis follows. ∎
Proof of Corollary 1.3.
By assumptions, it follows that, for every , there exists a constant such that, for any , and as . Moreover, by Lemma 6.1 have (Barta-type estimate). In particular . Thus we have
[TABLE]
So the series converges and the thesis follows from Theorem 1.1. ∎
In particular, in Corollary 1.3, if is a model manifold with ,
[TABLE]
for some , , the assumptions on the Ricci curvature are satisfied with and the hypothesis on reads
[TABLE]
for some
[TABLE]
These remark allows us to discuss the sharpness of the assumptions in Theorem 1.1. Indeed we show that the previous condition on is also necessary for the existence of a solution to the Poisson equation on the model manifold. In fact, as it has been shown in Section 5,
[TABLE]
Hence a solution of in exists if and only if
[TABLE]
With our choice of , by the change of variable , it is easily seen that, for any sufficiently large
[TABLE]
Hence
[TABLE]
Therefore,
[TABLE]
This yields that
[TABLE]
*Acknowledgments *.
The authors are members of the Gruppo Nazionale per l’Analisi Matematica, la Probabilità e le loro Applicazioni (GNAMPA) of the Istituto Nazionale di Alta Matematica (INdAM). The first two authors are supported by the PRIN-2015KB9WPT Grant “Variational methods, with applications to problems in mathematical physics and geometry”.
The authors would like to express their gratitude to the referees for their very useful comments and suggestions.
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