Geometric mass acquisition via quantum metric: an effective band mass theorem for the helicity bands
M. Iskin

TL;DR
This paper introduces a new effective band mass theorem incorporating quantum metric effects, revealing geometric mass enhancements in systems like spin-orbit coupled particles and Dirac fermions.
Contribution
It develops a comprehensive band mass theorem accounting for inter-band transitions and links the inter-band contribution to the quantum metric, with applications to various quantum systems.
Findings
Effective mass jumps to 2mâ for Rashba coupling
Effective mass jumps to 3mâ for Weyl coupling
Massless Dirac particles acquire a linear dispersing band mass
Abstract
By taking the virtual inter-band transitions along with the intra-band ones into full account, here we first propose an effective band mass theorem that is suitable for a wide-class of single-particle Hamiltonians exhibiting multiple energy bands. Then, for the special case of two-band systems, we show that the inter-band contribution to the effective band mass of a particle at a given quantum state is directly controlled by the quantum metric of the corresponding state. As an illustration, we consider a spin-orbit coupled spin- particle and calculate its effective band mass at the band minimum of the lower helicity band. Independent of the coupling strength, we find that the bare mass of the particle jumps to for the Rashba and to for the Weyl coupling. This geometric mass enhancement is a non-perturbative effect, uncovering the mystery behind the effectiveâŠ
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Geometric mass acquisition via quantum metric:
an effective band mass theorem for the helicity bands
M. Iskin
Department of Physics, Koç University, Rumelifeneri Yolu, 34450 Sarıyer, Istanbul, Turkey
Abstract
By taking the virtual inter-band processes along with the intra-band ones into full account, here we first propose an effective band mass theorem that is suitable for a wide-class of single-particle Hamiltonians exhibiting multiple energy bands. Then, for the special case of two-band systems, we show that the inter-band contribution to the effective band mass of a particle at a given quantum state is directly controlled by the quantum metric of the corresponding state. As an illustration, we consider a spin-orbit coupled spin- particle and calculate its effective band mass at the band minimum of the lower helicity band. Independent of the coupling strength, we find that the bare mass of the particle jumps to for the Rashba and to for the Weyl coupling. This geometric mass enhancement is a non-perturbative effect, uncovering the mystery behind the effective mass of the two-body bound states in the non-interacting limit. As a further illustration, we show that a massless Dirac quasiparticle acquires a linearly dispersing band mass (equivalent to the effective cyclotron mass up to a prefactor) with its momentum through the same mechanism.
Introduction. Depending on the physical context, the helicity of a particle may refer to the projection of its orbital and/or spin angular momentum onto the direction of its center of mass motion, e.g., the helicity is said to be right (or left) handed when the relevant quantities are aligned (or anti-aligned). One of the central themes in a wide-range of modern single-, two-, few- or many-body physics problems is the so-called spin-orbit coupling (SOC), as it has found a plethora of interdisciplinary applications across atomic and molecular, particle, high-energy, nuclear, solid-state and condensed-matter physics, spreading over many decades. A great deal of these problems involve a like -dependent Zeeman term in the equations of motion, where the motional degrees of freedom is described by some vector field that depends on the linear momentum through the wave vector , and is a vector of spin matrices corresponding to the spin or generally pseudo-spin (e.g., sublattice, hyperfine, valley, etc.,) degrees of freedom. For instance, the generic coupling is widespread in physics literature, describing cold atoms in artificial non-Abelian gauge fields lin11 ; zhang12 ; wang12 ; cheuk12 ; qu13 ; olson14 ; jimenez15 ; wu16 ; sun17 ; huang16 ; meng16 , Dirac electrons in low-energy excitations of graphene novoselov05 ; zhang05 ; castro09 , and Dirac quasiparticles at the surface of three dimensional topological insulators hasan10 ; qi11 , organic quasi-two-dimensional materials kobayashi07 , and artificial honeycomb like (e.g., optical tarruell12 , molecular gomes12 , microwave bellec13 , etc., ) crystals.
Given the foremost importance of the spin-momentum coupling for the general physics community, here we develop a so-called effective band mass theorem for the helicity bands that is suitable for a wide-class of single-particle Hamiltonians. Our theorem has two physically distinct components: in addition to the usual contribution coming from the intra-band processes, there is a geometric contribution stemming from the virtual inter-band ones controlled by the quantum metric of the corresponding quantum state. As an illustration, first we consider a spin-orbit coupled spin- particle, and calculate its effective band mass at the band minimum of the lower helicity band. It turns out that the bare mass of the particle jumps to for the Rashba and to for the Weyl coupling independently of the coupling strength, i.e., the geometric mass enhancement is a non-perturbative effect. Since the quantum metric effects are both rare and elusive in nature marzari97 ; zanardi07 ; haldane11 ; mudry13 ; roy15 ; niu14 ; claassen15 ; atac15 ; piechon16 ; ozawa18 ; torma15 ; torma16 ; iskin18 ; iskin17 ; iskin18a ; iskin18b , the experimental verification of these predictions with the recently realized Rashba like SOCs wu16 ; sun17 ; huang16 ; meng16 would be an important leap towards the geometric and topological interpretations of quantum mechanics provost80 ; berry89 ; thouless98 . As a further illustration, then we apply the theorem to a massless Dirac quasiparticle, showing that the acquired geometric band mass of the particle disperses linearly with its momentum.
It is important to emphasize that the quantum metric contribution to the effective band mass of a single particle unveiled in this paper is distinct from our recent findings on a counterpart effect on the effective mass of many-body (Cooper pairs) as well as two-body (molecular) bound states throughout the BCS-BEC crossover in superfluid Fermi gases iskin18 ; iskin18a . These previous works revealed that, through dressing the effective mass of the relevant bound state, the quantum metric governs not only the superfluid density of some flat-band torma15 ; torma16 and two-band iskin18 ; iskin17 Fermi superfluids exhibiting nontrivial quantum geometry, but also many other observables including the sound velocity and spin susceptibility iskin18b . Unlike all of these previous works on Fermi superfluids where the quantum metric is integrated over space with some additional weight factors, this work paves the direct way towards measuring a local and non-perturbative quantum metric effect on either pseudo-spin- Fermi huang16 ; meng16 or Bose wu16 ; sun17 gases, independently of the particle statistics.
Effective band mass theorem for multi-band Hamiltonians. Having multiple bands in mind, we consider a generic band structure that is determined by the wave equation where is the single-particle Hamiltonian density in reciprocal space, and and denote, respectively, the corresponding energy eigenstates and eigenvalues. Here, the quantum states are labeled by the band index and wave vector . In the presence of such a multi-band setting, the conventional wisdom am76 for the definitions of the effective band velocity and effective band mass tensor of a particle is such that they are determined by the coefficients of the linear and quadratic terms in the following small- expansion
[TABLE]
Thus, both the components of the velocity and the principal values of the mass tensor may have strong dependence on that is controlled by the microscopic details of a given system.
Noting that is an energy eigenvalue of , one can simply obtain these effective band parameters through perturbation theory. For this purpose, we first perform a small- expansion of the Hamiltonian and then treat all of the -dependent terms as a perturbative correction to the unperturbed Hamiltonian , i.e., in the small limit. Assuming that connects state only to non-degenerate ones, this approach gives In principle, sums over all of the non-degenerate quantum states, but it is sufficient to keep only the inter-band terms with in the small limit. By matching the coefficients of the linear and quadratic terms in , we eventually identify as the effective band velocity, and
[TABLE]
as the inverse effective band mass tensor of the particle for the state. Here, denotes the real part of the resultant summation. In Eq. (1), while the first term on the right is due precisely to the intra-band contribution to the effective inverse mass tensor of the corresponding energy band, the second term is generated by the -induced virtual inter-band processes.
Despite the use of perturbation theory in its derivation, Eq. (1) is exact, and in principle, the inter-band contribution need not necessarily be a small correction to the intra-band one. For instance, one can alternatively obtain Eq. (1) by taking the derivatives of the wave equation with respect to as follows. Using the orthonormalization condition for the subspace of energy eigenstates, where is a Kronecker-delta and is a Dirac-delta function, we first obtain leading to Then, by taking the derivative of this expression with respect to , i.e., and using the completeness relation together with the derivative of the orthonormalization condition for the subspace of interest, we eventually arrive at
[TABLE]
This expression corresponds precisely to the coefficient of the quadratic term when , producing Eq. (1) without the use of perturbative approach.
Having established the theoretical framework on the effective band mass theorem for multi-band Hamiltonians, next we focus on two-band systems for their simplicity, and highlight not only the intriguing interpretation of the inter-band contribution from the quantum geometrical perspective but also illustrate its relative importance for a number of toy models that are of immediate experimental and/or theoretical interest.
Quantum metric of the projected Hilbert space. For this purpose, we note that the inter-band contribution to the effective band mass theorem given in Eq. (1) resembles closely, but not quite right, to the quantum metric of the corresponding energy eigenstate. Recall that provost80 ; berry89 ; thouless98 is defined as the real part of the so-called quantum geometric tensor of the projected Hilbert space, which can be equivalently expressed as where
[TABLE]
Since only the inter-band terms with survive in Eqs. (1) or (2), we have in this paper. The geometrical importance of the quantum metric reveals itself as a measure of the quantum distance between differing quantum states, i.e., In contrast, the imaginary part of the quantum geometric tensor is the Berry curvature, i.e., it is a distinct but related quantity corresponding to the emergent magnetic field in space.
Even though both and characterize the local -space geometry of the underlying quantum states, they may also be linked with the global properties of the system in somewhat peculiar ways. For instance, the topological Chern invariant of a quantum-Hall system is determined by an integration of in space, i.e., controls the Hall conductivity thouless98 . Likewise, the superfluid density of some flat-band and two-band superfluids, that exhibit nontrivial quantum geometry, has a substantial contribution determined by an integration of with a proper weight factor torma15 ; torma16 ; iskin18 ; iskin17 . Furthermore, by showing that the quantum metric contribution accounts for a sizeable fraction of the (Cooper) pair mass throughout the BCS-BEC crossover iskin18 ; iskin18a , we have revealed the physical origin of its governing role in the superfluid density and hinted at its plausible roles in many other observables including the sound velocity and spin susceptibility iskin18b . Next we point out a distinct but related effect on the effective band mass of a single particle nearby the band minimum of the lower helicity band.
Effective band mass theorem for two-band Hamiltonians. We consider a generic two-band Hamiltonian density , and parametrize its energy eigenstates and eigenvalues with and respectively. Here, labels the upper/lower bands that are separated by a -dependent energy gap of . When the geometric response is due only to the intermediate states from the differing band, i.e., connects to with , a compact way to express the resultant effective band mass theorem for such a two-band system is
[TABLE]
Here, the intra-band contribution is simply denoted as , but the inter-band one is directly controlled by the total quantum metric of the corresponding quantum state. Note that the inter-band contributions have opposite signs for the bands. For the isotropic systems of interest in this paper, the relevant effective mass is defined as the -space average of Eq. (4) over the degenerate subspace.
To illustrate the relative importance of the inter-band contribution, next we consider a single spin- particle that is described by the generic Hamiltonian density where is the usual free-particle dispersion with the bare mass, and is the SOC field with the unit vector along the direction. Here, is a identity matrix, and is a vector of Pauli spin matrices in such a way that corresponds to the Weyl SOC when for all , a Rashba SOC when , and to an equal Rashba-Dresselhaus (ERD) SOC when . Here, we choose without the loss of generality. Note that is the -helicity dispersion with the following energy eigenstate where and T is the transpose operator. The quantum geometry is trivial for the ERD SOC as for the entire space. It turns out that the quantum metrics of the bands are equal, and their sum can be expressed as where is the unit vector along the SOC field. The equivalent expression reduces simply to showing that in general for all states unless .
In Eq. (4), the intra-band contribution is already isotropic in space, and we take the angular average of the geometric contribution over the degenerate direction, i.e., with Here, for the radial direction of Weyl SOC with , for the polar direction of Rashba SOC with , and for the direction of ERD SOC with . This leads to
[TABLE]
for the angular average of the effective mass theorem, showing that the geometric contribution is negligible at large momentum, i.e., when . In this paper, we are interested in the effective band mass of the particle nearby the band minimum of the lower helicity band, e.g., the Weyl SOC is illustrated in Fig. 1. Plugging in Eq. (5), we find
[TABLE]
where is the dimensionality of the isotropic SOC field.
This analysis implies that the inter-band contribution to the effective band mass of the particle is a non-perturbative one for both Weyl and Rashba SOCs. In addition, this contribution is clearly independent of at the band minimum as long as . Furthermore, the dimensionality of the space does not play any role for the Rashba SOC, i.e., in both two and three dimensions. No matter how bizarre these results sound, we note that they are consistent with the effective mass of the relevant two-body bound states reported in the Fermi gas literature zhai11 ; iskin11 ; jiang11 ; hu11 ; he12a ; he12b ; shenoy12a ; shenoy12b ; torma18 , where the binding occurs between an particle and a one in the presence of a contact attraction. For instance, in Fig. 2, we reproduce as a function of the two-body binding energy in vacuum. In the non-interacting limit when , we clearly see that for the Weyl SOC and for the Rashba SOC as long as , independently of its magnitude. In addition, it is also known that for the Rashba SOC in three dimensions, and that the ERD SOC has no effect on the two-body problem. Thus, as coincides with twice the effective band mass of the particle at the band minimum of its lower helicity band, the geometric mass enhancement uncovers the mystery behind in the non-interacting limit. When increases from [math], however, a competing but distinct geometric effect on the bound state reduces towards the expected value in the limit iskin18a .
We note in passing that the electronic properties of some graphene-like solid-state materials are well-described by the low-energy Hamiltonian density where refers to the Fermi velocity, and refers not to the spin degrees of freedom of the electron but to the sub-lattice degrees of freedom of the underlying crystal (i.e., honeycomb) lattice castro09 . Since the helicity dispersions are isotropic and linear in space, the intra-band contribution to the inverse effective mass vanishes, suggesting that the effective band mass is determined solely by the inter-band contribution. Thus, setting in Eq. (5) we find a linearly dispersing effective band mass
[TABLE]
for the particles/holes in the upper/lower helicity bands, where is the dimensionality of the space. Indeed, the long-established realization that the effective cyclotron mass of the charge carriers in graphene has a strong dependence in the low-density limit, provided one of the earliest smoking-gun evidences for the existence of a massless Dirac quasiparticle in the limit novoselov05 ; zhang05 ; castro09 . Here, is the electronic density of graphene with the Fermi wave vector.
Conclusions. In summary, our so-called effective band mass theorem for the helicity bands has two physically distinct components: in addition to the usual contribution coming from the intra-band processes, there exists a geometric contribution stemming from the virtual inter-band ones. It turns out that the latter contribution is directly controlled by the quantum metric of the corresponding quantum state. To illustrate the relative importance of the inter-band contribution, we considered a spin-orbit coupled spin- particle, and calculated its effective band mass at the band minimum of the lower helicity band. We found that the bare mass of the particle jumps to for the Rashba and to for the Weyl coupling, independently of the coupling strength. We argued that such a geometric enhancement of the effective mass of the particle is consistent with the effective mass of the relevant two-body bound state in the non-interacting limit zhai11 ; iskin11 ; jiang11 ; hu11 ; he12a ; he12b ; shenoy12a ; shenoy12b ; torma18 . In addition, for graphene-like solid-state materials, we noted that the physical mechanism behind the linearly dispersing effective cyclotron mass of a Dirac quasiparticle novoselov05 ; zhang05 ; castro09 may be interpreted as a geometric mass acquisition.
Acknowledgements.
The author thanks F. M. RamazanoÄlu and M. Ă. Oktel for the critical reading of the manuscript, and acknowledges support from TĂBİTAK and the BAGEP award of the Turkish Science Academy.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1(1) Y.-J. Lin, K. JimĂ©nez-GarcĂa, and I. B. Spielman, âSpin-orbit-coupled Bose Einstein condensatesâ, Nature 471 , 83 (2011).
- 2(2) J. Y. Zhang, S. C. Ji, Z. Chen, L. Zhang, Z. D. Du,Bo Yan, G. S. Pan, B. Zhao, Y. J. Deng, H. Zhai, S. Chen, and J. W. Pan, âCollective Dipole Oscillations of a Spin-Orbit Coupled Bose-Einstein Condensateâ, Phys. Rev. Lett. 109 , 115301 (2012).
- 3(3) P. Wang, Z.-Q. Yu, Z. Fu, J. Miao, L. Huang, S. Chai, H. Zhai, and J. Zhang, âSpin-orbit coupled degenerate Fermi gasesâ, Phys. Rev. Lett. 109 , 095301 (2012).
- 4(4) L. W. Cheuk, A.T. Sommer, Z. Hadzibabic, T. Yefsah, W. S. Bakr, and M.W. Zwierlein, âSpin-Injection Spectroscopy of a Spin-Orbit Coupled Fermi Gasâ, Phys. Rev. Lett. 109 , 095302 (2012).
- 5(5) C. Qu, C. Hamner, M. Gong, C. Zhang, and P. Engels, âObservation of Zitterbewegung in a spin-orbit-coupled Bose-Einstein condensateâ, Phys. Rev. A 88 , 021604(R) (2013).
- 6(6) A. J. Olson, S.-J. Wang, R. J. Niffenegger, C.-H. Li, C. H. Greene, and Y. P. Chen, âTunable Landau-Zener transitions in a spin-orbit-coupled Bose-Einstein condensateâ, Phys. Rev. A 90 , 013616 (2014).
- 7(7) K. JimĂ©nez-GarcĂa, L. Le Blanc, R.Williams, M. Beeler, C. Qu, M. Gong, C. Zhang, and I. Spielman, âTunable Spin-Orbit Coupling via Strong Driving in Ultracold-Atom Systemsâ, Phys. Rev. Lett. 114 , 125301 (2015).
- 8(8) L. Huang, Z. Meng, P. Wang, P. Peng, S.-L. Zhang, L. Chen, D. Li, Q. Zhou, and J. Zhang, âExperimental realization of a two-dimensional synthetic spin-orbit coupling in ultracold Fermi gasesâ, Nat. Phys. 12 , 540 (2016).
