Eigenvalues of Matrices whose Elements are Ramanujan Sums or Kloosterman Sums
Noboru Ushiroya

TL;DR
This paper investigates the eigenvalues of matrices constructed from Ramanujan sums and Kloosterman sums, revealing their spectral properties and behaviors for fixed positive integers.
Contribution
It introduces a detailed analysis of eigenvalues for matrices with entries as Ramanujan or Kloosterman sums, including sums of these sums, which is a novel exploration in number theory.
Findings
Eigenvalues characterized for matrices with Ramanujan sums
Eigenvalues characterized for matrices with Kloosterman sums
Spectral properties depend on the structure of the sums
Abstract
Let be the Ramanujan sums and let be the Kloosterman sums. We study the eigenvalues of matrices whose entry is or where is a fixed positive integer. We also study the eigenvalues of matrices whose entries are sums of Ramanujan sums or sums of Kloosterman sums.
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Taxonomy
TopicsGraph theory and applications · Analytic Number Theory Research · Advanced Mathematical Theories and Applications
**Eigenvalues of Matrices whose Elements are Ramanujan Sums or Kloosterman Sums **
Noboru Ushiroya
National Institute of Technology, Wakayama College
Japan
Abstract
Let be the Ramanujan sums and let be the Kloosterman sums. We study the eigenvalues of matrices whose entry is or where is a fixed positive integer. We also study the eigenvalues of matrices whose entries are sums of Ramanujan sums or sums of Kloosterman sums.
1 Introduction
For , Ramanujan [9] defined the Ramanujan sums by
[TABLE]
where is the greatest common divisor of and . For , Kloosterman [5] defined the Kloosterman sums by
[TABLE]
where is the inverse of modulo . If or , then the Kloosterman sum reduces to the Ramanujan sum. The Ramanujan sums and the Kloosterman sums have many interesting properties. However, in this paper we focus only on the eigenvalues of matrices whose elements are Ramanujan sums or Kloosterman sums. A reason why we consider these eigenvalues is as follows. The well known large sieve inequality (see, e.g., [2])
[TABLE]
can be rewritten as
[TABLE]
where is the complex conjugate of , since
[TABLE]
Let be the matrix whose entry is and let . From (1) we see that the Rayleigh quotient is not less than for any nonzero vector . If we can prove that is nonnegative definite, then we have , where are the minimal and maximal positive eigenvalue of the matrix respectively, and is a vector perpendicular to the eigenspace corresponding to the eigenvalue [math]. We cannot explicitly obtain or under general conditions, however, we prove in Theorem 2 that holds under a very restricted condition in which is the least common multiple of . Moreover, since
[TABLE]
holds for any sequence , we have
[TABLE]
for any vector perpendicular to the eigenspace corresponding to the eigenvalue [math]. If we take a_{n}=\begin{cases}1,&\text{if n\in S };\\ 0,&\text{otherwise},\end{cases} for some set and if we can show that is perpendicular to the eigenspace corresponding to the eigenvalue [math], then we have from (2)
[TABLE]
from which
[TABLE]
follows in the case and for some . Regretfully, we can obtain neither nor under general conditions, however, we expect that the above idea will lead to an estimate from below.
We also investigate the eigenvalues of and , where is the least common multiple of . Many results concerning the Kloosterman sums are obtained by many mathematicians hitherto. For example, it is well known that Weil’s bound [12]
[TABLE]
holds where . Kuznetsov’s bound [6]
[TABLE]
is also well known. However, as for the eigenvalues of matrices whose elements are the Kloosterman sums, to my knowledge, few results are known. We obtain in Theorem 3 and 4 the eigenvalues of matrices whose elements are Kloosterman sums. Of course there is no relation between the eigenvalues and Weil’s bound or Kuznetsov’s bound, however, we expect that our study contributes somewhat to the theory of Kloosterman sums.
2 Properties of Ramanujan sums and Kloosterman sums
In this section we show some properties of the Ramanujan sums and the Kloosterman sums . Let \delta(m,n)=\begin{cases}1,&\text{if m=n};\\ 0,&\text{ifm\neq n},\end{cases} and let be the Euler totient function. The following properties of the Ramanujan sums are well known (see, e.g., [1, 7, 8, 10]).
[TABLE]
The following properties of the Kloosterman sums are also well known (see, e.g., [4]).
[TABLE]
We write if divides . We first prove the following lemma.
Lemma 1**.**
If and , then we have
[TABLE]
In order to prove Lemma 1, we prepare the following lemma.
Lemma 2**.**
If , and , then we have
[TABLE]
Proof.
The proof proceeds along the same line as the proof of of Theorem 1 in [8]. We first note that the following holds by the partial-sum formula of a geometric series.
[TABLE]
If , then is not an integer since . If , then is an integer or not according to whether is congruent to or not. This completes the proof of Lemma 2. ∎
Now we can prove Lemma 1.
Proof of Lemma 1.
By the definition of the Ramanujan sums we have
[TABLE]
Since
[TABLE]
holds by Lemma 2, we have
[TABLE]
Therefore (7) holds.
Next we prove (8). We have
[TABLE]
Since
[TABLE]
holds by Lemma 2 and since is equivalent to , we have
[TABLE]
Therefore (8) holds. This completes the proof of Lemma 1. ∎
Consider the function defined by
[TABLE]
where is the inverse of . It is easy to see that can be rewritten as
[TABLE]
Recall that an arithmetic function is said to be a multiplicative function if satisfies
[TABLE]
for any satisfying . We let denote the set of prime numbers. We have the following lemma.
Lemma 3**.**
The function is a multiplicative function satisfying
[TABLE]
Proof.
Multiplicativity follows from the Chinese remainder theorem. The other parts follow from [11, p. 91]. ∎
Next we prove the following lemma.
Lemma 4**.**
If and , then we have
[TABLE]
Proof.
First, we have
[TABLE]
Since
[TABLE]
hold by Lemma 2, and since
[TABLE]
we see that (9) is equal to
[TABLE]
This completes the proof of Lemma 4. ∎
3 Some results
3.1 The case of Ramanujan sums
Let be the Ramanujan sums. We first consider the following matrix
[TABLE]
where is a fixed positive integer. We begin with the following lemma.
Lemma 5**.**
Let . For every integer , we have
[TABLE]
Proof.
We first prove (10) for . From Lemma 1 we see that the entry of equals
[TABLE]
which is equal to the entry of . The general case follows by induction. ∎
We let denote the trace of where is a matrix. Next we consider the trace of where .
Lemma 6**.**
Let . Then we have for every
[TABLE]
Proof.
Since , we have
[TABLE]
Therefore (11) holds for . If , then we have by Lemma 5 and the above result
[TABLE]
∎
Let denote the identity matrix and let denote the determinant of where is a square matrix. We prove the following theorem.
Theorem 1**.**
Let . Then the characteristic polynomial of is
[TABLE]
Especially, the matrix has eigenvalues with multiplicity , respectively.
Proof.
We first suppose . Since holds for any square matrix , we have
[TABLE]
Since
[TABLE]
holds, we have by Lemma 6
[TABLE]
Therefore we obtain
[TABLE]
Since (12) holds for any and both sides of (12) are polynomials of , we see that (12) holds for any . This completes the proof of Theorem 1. ∎
Remark 1*.*
A matrix is called a circulant matrix if takes the form
[TABLE]
We immediately see that is a circulant matrix since holds for any . It is well known that the eigenvalues of (13) are given by
[TABLE]
where and . Substituting by , we see that the eigenvalues of are equal to
[TABLE]
Thus we can easily obtain the eigenvalues of . However, we proved Theorem 1 without using a property of a circulant matrix since the proof of Theorem 1 applies also to that of Theorem 3.
As for the eigenvectors of a circulant matrix, it is also well known that the eigenvectors of (13) are given by
[TABLE]
where and .
From the above remark we immediately obtain the following corollary.
Corollary 1**.**
Let . Then the eigenvalues and the eigenvectors of are given by the following.
If , then
[TABLE]
where and .
Next we consider the matrix where is a fixed positive integer and is the least common multiple of . We proceed along similar lines to the case of .
Lemma 7**.**
Let where is the least common multiple of . For every integer , we have
[TABLE]
Proof.
First, we prove (16) for . From Lemma 1, we see that the component of equals
[TABLE]
Hence, (16) holds for . The general case follows by induction. ∎
Next we consider the trace of where . We set .
Lemma 8**.**
Let where is the least common multiple of . Then we have for every
[TABLE]
Proof.
Since , we have
[TABLE]
Thus (17) holds for . If , then we have by Lemma 7 and the above result
[TABLE]
Therefore (17) holds for every . ∎
Let be the identity matrix where is a positive integer. We prove the following theorem.
Theorem 2**.**
Let where is the least common multiple of . Then the characteristic polynomial of is
[TABLE]
Especially, the matrix has eigenvalues with multiplicity , respectively.
Proof.
The proof proceeds along the same lines as the proof of Theorem 1. We first suppose . Since holds for any square matrix , we have
[TABLE]
Since
[TABLE]
holds, we have by Lemma 8
[TABLE]
Therefore we have
[TABLE]
Since (18) holds for any and both sides of (18) are polynomials of , (18) holds for any . This completes the proof of Theorem 2. ∎
Remark 2*.*
as well as is a circulant matrix. By (14) we see that the eigenvalues of are given by
[TABLE]
where , , and . Since it follows from Lemma 2 that
[TABLE]
we have
[TABLE]
Therefore Theorem 2 can be recovered from the following lemma.
Lemma 9**.**
Let and is the least common multiple of . Then we have
[TABLE]
Proof.
It is easy to see that
[TABLE]
∎
Now we have the following corollary by (15) and (19).
Corollary 2**.**
Let where is the least common multiple of . Then the eigenvalues and the eigenvectors of are given by the following.
If , then
[TABLE]
where .
3.2 The case of Kloosterman sums
Let be the Kloosterman sums. We first consider the following matrix
[TABLE]
where is a fixed positive integer. We begin with the following lemma.
Lemma 10**.**
Let . Then we have
[TABLE]
Proof.
From Lemma 1 we see that the entry of equals
[TABLE]
which is equal to the entry of . ∎
Next we consider the trace of where .
Lemma 11**.**
Let . For , we have
[TABLE]
Proof.
We first prove . It follows that
[TABLE]
Since it follows that
[TABLE]
we see that is equal to
[TABLE]
Therefore holds.
Next we prove (20). By Lemma 6 and Lemma 10 we have
[TABLE]
Therefore (20) holds.
Next we prove (21) for . We have by Lemma 5 and Lemma 10
[TABLE]
Since holds by Lemma 4, we see that (23) is equal to
[TABLE]
This completes the proof of Lemma 11. ∎
Now we can prove the following theorem.
Theorem 3**.**
Let . Then the characteristic polynomial of is
[TABLE]
Especially, the matrix has eigenvalues with multiplicity , respectively.
Proof.
The proof proceeds along the same lines as the proof of Theorem 1. We first suppose . Since holds for any square matrix , we have
[TABLE]
Since
[TABLE]
holds, we have by Lemma 11
[TABLE]
Since it follows that
[TABLE]
we see that (24) is equal to
[TABLE]
Therefore we obtain
[TABLE]
Since (25) holds for any and both sides of (25) are polynomials of , (25) holds for any . This completes the proof of Theorem 3. ∎
Although is not a circulant matrix, we can obtain the eigenvectors of by mimicking the method which was used in the case of . Let
[TABLE]
where and . We have the following corollary concerning the eigenvectors of .
Corollary 3**.**
Let . Then the following holds.
If , then
[TABLE]
If and , then
[TABLE]
If and , then
[TABLE]
Proof.
We have for
[TABLE]
Noting that
[TABLE]
we see that (26) is equal to [math] in the case since there exist no such that and in this case. If , then (26) is equal to
[TABLE]
From this we have for satisfying
[TABLE]
Thus holds if and .
Similarly, if and , then we obtain and since and hold by (27). This completes the proof of Corollary 3. ∎
Remark 3*.*
We note that
[TABLE]
From this we have
[TABLE]
which coincide with the multiplicities of non-zero eigenvalues described in Theorem 3.
We give the following example.
Example 1**.**
B_{2}=\left(\begin{array}[]{rr}1&-1\\ -1&1\\ \end{array}\right) has eigenvalues .
B_{3}=\left(\begin{array}[]{rrr}-1&2&-1\\ 2&-1&-1\\ -1&-1&2\\ \end{array}\right) has eigenvalues .
B_{4}=\left(\begin{array}[]{rrrr}-2&0&2&0\\ 0&2&0&-2\\ 2&0&-2&0\\ 0&-2&0&2\\ \end{array}\right) has eigenvalues with multiplicity , respectively, since and .
B_{5}=\left(\begin{array}[]{rrrrr}(3-\sqrt{5})/2&-1-\sqrt{5}&-1+\sqrt{5}&(3+\sqrt{5})/2&-1\\ -1-\sqrt{5}&(3+\sqrt{5})/2&(3-\sqrt{5})/2&-1+\sqrt{5}&-1\\ -1+\sqrt{5}&(3-\sqrt{5})/2&(3+\sqrt{5})/2&-1-\sqrt{5}&-1\\ (3+\sqrt{5})/2&-1+\sqrt{5}&-1-\sqrt{5}&(3-\sqrt{5})/2&-1\\ -1&-1&-1&-1&4\end{array}\right)
has eigenvalues with multiplicity , respectively, since and . We note that appears in since .
More generally, if is an odd prime number satisfying , then
has eigenvalues with multiplicity , respectively, since and .
If is an odd prime number satisfying , then
has eigenvalues with multiplicity , respectively, since and .
We remark that by Theorem 1, if is any prime number, then has eigenvalues with multiplicity , respectively, since .
Next we consider the matrix where is a fixed positive integer and is the least common multiple of . We proceed along similar lines to the case of .
Lemma 12**.**
Let where is the least common multiple of . Then
[TABLE]
Proof.
By Lemma 1 we see that the component of equals
[TABLE]
which is, of course, equal to the component of . ∎
Next we consider the trace of where . We set .
Lemma 13**.**
Let where is the least common multiple of . For , we have
[TABLE]
Proof.
We first prove . Since
[TABLE]
and
[TABLE]
hold, we see that is equal to
[TABLE]
Therefore holds.
Next we prove (28). By Lemma 8 and Lemma 12 we have
[TABLE]
Therefore (28) holds.
Next we prove (29) for . We have by Lemma 12
[TABLE]
Since
[TABLE]
holds by Lemma 4, we have
[TABLE]
This completes the proof of Lemma 13. ∎
Let be the identity matrix where is a positive integer. We prove the following theorem.
Theorem 4**.**
Let where is the least common multiple of . Then the characteristic polynomial of is
[TABLE]
Especially, the matrix has eigenvalues with multiplicity , respectively.
Proof.
The proof proceeds along the same lines as the proof of Theorem 3. We first suppose . Since holds for any square matrix , we have
[TABLE]
Since
[TABLE]
holds, we have by Lemma 13
[TABLE]
Therefore we have
[TABLE]
Since (31) holds for any and both sides of (31) are polynomials of , (31) holds for any . This completes the proof of Theorem 4. ∎
Remark 4*.*
It is too difficult for us to obtain the eigenvectors of .
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