Sparsity of curves and additive and multiplicative expansion of rational maps over finite fields
L\'aszl\'o M\'erai, Igor E. Shparlinski

TL;DR
This paper establishes bounds on solutions to polynomial equations over finite fields within small sets, and applies these results to show that certain sequences generated by rational functions do not cluster in small intervals or subgroups.
Contribution
It provides new upper bounds on solutions to polynomial equations over finite fields in small sets and applies these bounds to properties of sequences generated by rational functions.
Findings
Bounds on solutions to polynomial equations in small sets over finite fields.
Sequences from rational functions do not cluster in small intervals or subgroups.
Analogue of Bombieri-Pila results in positive characteristic.
Abstract
For a prime and a polynomial over a finite field of elements, we give upper bounds on the number of solutions where and are very small intervals or subgroups. These bounds can be considered as positive characteristic analogues of the result of Bombieri and Pila (1989) on sparsity of integral points on curves. As an application we prove that distinct consecutive elements in sequences generated compositions of several rational functions are not contained in any short intervals or small subgroups.
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Sparsity of curves and additive and multiplicative expansion
of rational maps over finite fields
László Mérai
L.M.: Johann Radon Institute for Computational and Applied Mathematics, Austrian Academy of Sciences and Institute of Financial Mathematics and Applied Number Theory, Johannes Kepler University, Altenberger Straße 69, A-4040 Linz, Austria
and
Igor E. Shparlinski
I.E.S.: School of Mathematics and Statistics, University of New South Wales. Sydney, NSW 2052, Australia
Abstract.
For a prime and a polynomial over a finite field of elements, we give upper bounds on the number of solutions
[TABLE]
where and are very small intervals or subgroups. These bounds can be considered as positive characteristic analogues of the result of Bombieri and Pila (1989) on sparsity of integral points on curves. As an application we prove that distinct consecutive elements in sequences generated compositions of several rational functions are not contained in any short intervals or small subgroups.
Key words and phrases:
modular equation, concentration of points, dynamical system, orbit
2000 Mathematics Subject Classification:
11D79, 11G20, 12D10, 30C15
1. Introduction
1.1. Background
We study some geometric properties of polynomial maps in finite fields. In particular, we continue investigating the introduced in [11] question of expansion of dynamical systems generated by polynomial and rational function maps in positive characteristic, see [5, 7, 8, 6, 9, 14, 15, 16, 17, 18, 20] and the reference therein for recent results, methods and applications. Here we consider both additive and multiplicative expansion, and also study more general compositions of several maps. This is based on new results of sparsity of rational points on algebraic curves over finite fields, which can be considered as an analogue of the celebrated result of Bombieri and Pila [2, Theorem 4] on sparsity of integral points on curves in characteristic zero.
Let be a prime number and let be the finite field of elements, represented by the integers . For a polynomial and sets write
[TABLE]
Our goal is to give bounds on for some interesting sets such as intervals or subgroups and in particular, improve the trivial bound
[TABLE]
We are especially interested in the case of the sets of small cardinalities and , more specifically in the cases where traditional methods coming from algebraic geometry do not work anymore.
If both and are intervals of length and is absolutely irreducible, then it is known from the Bombieri bound [1] that
[TABLE]
where the implied constant depends only on , see [12]. The main term dominates the error term if and for the result becomes weaker than the trivial upper bound . For smaller and for polynomials having a special form, this question have been studied intensively in the literature, see [5, 7, 8, 6, 9, 16, 20] and the reference therein. For example, when defines a modular hyperbola, for some , the problem is studied by Cilleruelo and Garaev [7], see also [20], for general quadratic forms. If defines the graph of a polynomial or an hyperelliptic curve , the problem was studied by Cilleruelo, Garaev, Ostafe and Shparlinski [8] and by Chang, Cilleruelo, Garaev, Hernández, Shparlinski, Zumalacárregui [6]. Finally, Chang [5] considered the function of the form .
Here we consider the general case of arbitrary bivariate polynomials . Althought some of our techniques have already been used, the main novelty of this paper is in investigating the conditions under which these ideas apply and also in exploiting the possible sparsity of the polynomial , see the definition of below. We also give new application to the dynamics of polynomial semigroups.
1.2. Notation
In order to state the result we denote by the number of distinct divisors of the monomial terms of
[TABLE]
where is the support of the coefficients of , that is, if and only if . Alternatively
[TABLE]
Clearly, we have the following trivial bound
[TABLE]
which is attained for dense polynomials. However for sparse polynomials it can be significantly smaller; for example for any .
As usual, we use and for the local degrees of with respect to and , respectively.
We recall that the notations , and are all equivalent to the statement that the inequality holds with some absolute constant . We also write or if the implied constants may depend on or on and .
1.3. Main results
We start with the case of intervals
Theorem 1.1**.**
Let be an absolutely irreducible polynomial of degree with . Then for any positive integer
[TABLE]
uniformly over arbitrary intervals and , we have
[TABLE]
For a rational function with and for a set write
[TABLE]
Applying the result to with , we have the following bound on values of the rational function in small intervals.
Corollary 1.2**.**
Let be a rational function of degree . Then for any positive integer
[TABLE]
uniformly over arbitrary intervals and , we have
[TABLE]
Here we also consider the case, when or is a subgroup. We recall that for subgroups , Corvaja and Zannier [10] haven give a nontrivial on . Using their result we obtain a bound on with an interval and a subgroup . It extends the result of Karpinski, Mérai and Shparlinski [15] who bound with , see also [11, 14, 17, 18].
Theorem 1.3**.**
Let be a polynomial of total degree and local degrees such that is irreducible for all . Then for any interval of length and any subgroup of order , we have
[TABLE]
1.4. Applications
As an application of these results we study the geometric properties of the orbits of a transformation associated with a rational function , which have also being studied in [3, 4, 8, 13]. In fact we consider a much more general scenarios of semigroups generated by a system
[TABLE]
of rational functions.
More precisely, for , we call any sequence
[TABLE]
with arbitrary a path originating from . Let be the set of possible paths originating from . We denote by the largest positive integer for which in any path the first elements are pairwise distinct. Clearly if then is the total length of the pre-periodic and periodic parts of the orbit of in the dynamical system generated by .
Given , we consider the sequence as a dynamical system on and study how far it propagates in steps or how large is the group the first elements generate along its paths. In fact, we study more generals quantities
[TABLE]
and
[TABLE]
Previously these quantities have been studied only for , here we show that our methods work as well for an arbitrary .
It has been shown by Gutierrez and Shparlinski [13], in the case of one function, that is, for , that
[TABLE]
provided that for some fixed . Moreover, for linear fractional function with and they obtain nontrivial result for shorter orbit, namely
[TABLE]
provided . In the case of one polynomial, Cilleruelo, Garaev, Ostafe and Shparlinski [8] obtain a lower bound for essentially arbitrary values of and .
Here, to exhibit the main ideas in the least technical way, we always assume that the functions are of the same degree. Note that this condition automatically holds in the classical case of one functions.
Theorem 1.4**.**
Let
[TABLE]
be rational functions of degree . Then for and any integer we have
[TABLE]
The group size generated by the first elements has been investigated [11, 17, 18]. For example, in [17, Theorem 1.1] it is proved that for a polynomial of degree , satisfying some mild conditions, and for initial value , we have for any that
[TABLE]
for some constants which may depend only on and . Shparlinski [17] has also given a lower bound on for much smaller under the condition that the coefficients of the polynomial are small. Namely, if the polynomial is defined over , then for any prime and any initial value we have
[TABLE]
where is the degree and is the height of , respectively, that is where .
Here we bound for rational functions . If any of the rational function is a power, that is , , then there are paths contained in small subgroup. Indeed, if for a small subgroup , then the path is in with the choice , . However, if all the rational functions are not powers, we can give nontrivial bound on . Note that here we do not need the simplifying assumption that all functions are of the same degree.
Theorem 1.5**.**
Let
[TABLE]
with
[TABLE]
be rational functions of degree at most . Then for
[TABLE]
2. Proof of Theorem 1.1
2.1. Preliminaries
The proof is based on the following bound of Bombieri and Pila [2, Theorem 4].
Lemma 2.1**.**
Let be an absolutely irreducible curve of degree and . Then the number of integral points on and inside of a square does not exceed
[TABLE]
We recall, that a polynomial is said to be primitive if the greatest common divisor of its coefficients is 1.
Lemma 2.2**.**
Let be a primitive polynomial of degree and let be a prime number. Let with . Assume, that has degree and is absolutely irreducible. Then is absolutely irreducible.
Proof.
Assume that is not absolutely irreducible, that is there is a number field such that
[TABLE]
By the multivariable Gauss lemma [19] we can assume, that with , where is the ring of integers of . Let be a prime ideal in over . Then is a finite extension of and . As the degrees of and modulo are strictly less than , we get a nontrivial factorisation of . ∎
2.2. Concluding the proof
Put . Replacing by for some , we can assume that the congruence
[TABLE]
has at least solutions. Covering the square by squares with the side length and shifting the variables again, we can also assume, that there are solutions
[TABLE]
We remark, that the quantity is invariant under linear changes of variable, that is .
Let be the set of multiindices such that the coefficient of in is nonzero. By definition we have .
Write
[TABLE]
and consider the linear congruence system
[TABLE]
for the coefficients . This system determines up to a constant multiple. Indeed, if is a polynomial of degree at most whose non-zero coefficients satisfy the system of congruences (2.2), then for , then
[TABLE]
As is absolutely irreducible, by the Bézout theorem we have . Thus the coefficient matrix of (2.2) of size has rank over . We can assume that the first rows are linearly independent over and thus over .
Fix and let be a matrix whose columns are indexed by the elements and the -th column is
[TABLE]
Similarly, for , let be a matrix such that its -th column is
[TABLE]
Put
[TABLE]
Then and by the Cramer rule
[TABLE]
and by (2.1) and (2.3) we have
[TABLE]
Write
[TABLE]
then the congruence , , is equivalent to the congruence
[TABLE]
We can write it as the diophantine equation
[TABLE]
All possible values satisfies
[TABLE]
For each value of the polynomial is absolutely irreducible by Lemma 2.2, thus by Lemma 2.1, the number of integral solutions of (2.4) inside the box is at most , thus
[TABLE]
which implies as .
3. Proof of Theorem 1.3
3.1. Preliminaries
The proof of the theorem is based on the result of Corvaja and Zannier [10, Corollary 2] in a form given by Karpinski, Mérai and Shparlinski [15].
Lemma 3.1**.**
Assume that is of degree and does not have the form
[TABLE]
For any multiplicative subgroups , we have
[TABLE]
where
[TABLE]
We need the following result on the non-vanishing of some resultant.
Lemma 3.2**.**
Let such that is irreducible for all with local degrees . Then there is a set of cardinality such that for the resultant
[TABLE]
with respect to , is not divisible by a polynomial of the form (3.1).
Proof.
If is divisible by a polynomial of form (3.1), then the variety
[TABLE]
has positive dimension for some and some integers .
If the result is trivial. Replacing by , we can assume that .
First assume, that . As both polynomials are irreducible, they are equal up to a constant factor :
[TABLE]
and thus . Write
[TABLE]
Let be the maximal index such that is not constant. Then
[TABLE]
so there are at most choices for and choices for .
If , then (3.2) is equivalent to
[TABLE]
and we get in the same way as before that there are at most choices for and choices for .
As and we get the result. ∎
3.2. Concluding the proof
We now closely follow the proof of [15, Lemma 5.1].
Denote . Let . Then the system of equations
[TABLE]
has at least solutions. Let be the number of solutions with a fixed . Then
[TABLE]
Let
[TABLE]
and write
[TABLE]
Using that we write
[TABLE]
Let as in Lemma 3.2. If , then
[TABLE]
so . Thus we can assume, that . Then fix an and consider the system of equations
[TABLE]
Then for , we have for each solution . By Lemma 3.2, is not divisible by a polynomial of form (3.1), thus by Lemma 3.1 we have
[TABLE]
as for a fixed there are at most possible values for . Recalling the definition of , we obtain
[TABLE]
which concludes the proof.
4. Proof of Theorem 1.4
Consider a path and assume that is the sequence of rational functions used to generate the first elements as in (1.1). Let is the most frequent sequence of rational functions among for , and let be the set of corresponding values of .
Clearly, is of cardinality at least
[TABLE]
Denote by the composition
[TABLE]
Since
[TABLE]
the pairs are all pairwise distinct for and belong of the square
[TABLE]
Thus by Corollary 1.2 applied to the iteration we have
[TABLE]
as , and recalling (4.1) we conclude the proof.
5. Proof of Theorem 1.5
Let be the group generated by . We now proceed as in the proof of Theorem 1.4 with . Namely, let be the most frequent function among for , and let be set of corresponding values of .
Then for thus by Lemma 3.1 and (4.1) we have
[TABLE]
and the result follows.
Acknowledgement
The research of L.M. was is supported by the Austrian Science Fund (FWF): Project I1751-N26, and of I.S. was supported in part by the Australian Research Council Grants DP170100786 and DP180100201.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 3[3] M.-C. Chang, ‘Polynomial iteration in characteristic p 𝑝 p ’, J. Functional Analysis , 263 (2012), 3412–3421.
- 4[4] M.-C. Chang, ‘Expansions of quadratic maps in prime fields’, Proc. Amer. Math. Soc. , 142 (2014), 85–92.
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- 6[6] M.-C. Chang, J. Cilleruelo, M. Z. Garaev, J. Hernández, I. E. Shparlinski and A. Zumalacárregui, ‘Points on curves in small boxes and applications’, Michigan Math. J. , 63 (2014), 503–534.
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