Vũ Ngọc’s Conjecture on focus-focus singular fibers with multiple pinched points
Álvaro Pelayo Xiudi Tang
Abstract
We classify, up to fiberwise symplectomorphisms, a saturated neighborhood of a singular fiber of an integrable system (which is proper onto its image and has connected fibers) containing k>1 focus-focus critical points.
Our result shows that there is a one-to-one correspondence between such neighborhoods and k formal power series, up to a (Z2×Dk)-action, where Dk is the k-th dihedral group.
The k formal power series determine the dynamical behavior of the Hamiltonian vector fields associated to the components of the momentum map on the symplectic manifold (M,ω) near the singular fiber containing the k focus-focus critical points.
This proves a conjecture of San Vũ Ngọc from 2002.
1 Introduction
Our goal in this paper is to provide a classification of saturated neighborhoods of a compact connected fiber F containing only non-degenerate focus-focus singular points of integrable systems F=M→R2 on symplectic 4-manifolds up to isomorphism.
Here a point m∈F being of focus-focus type means that there is an E∈GL(2,R) such that if (J,H)=E∘(F−F(m)) then the Hessians HJ(m) of J and HH(m) of H are simultaneously symplectically conjugate to the following matrices
[TABLE]
Eliasson’s normal form theorem (see Eliasson [9] and Vũ Ngọc–Wacheux [21]) states that the aforementioned normal form is not only achieved linearly but also nonlinearly, in the sense that any focus-focus singular point of F has a neighborhood such that (M,ω,F) restricted to it is isomorphic to (R4,ω0,q) restricted to a neighborhood of the origin, where
[TABLE]
In particular, focus-focus singular points are isolated (and F is allowed to have any finite number of such singular points).
Throughout this paper, with very few exceptions that we point out explicitly, we assume that F is proper onto its image with connected fibers.
If all singular points on a compact connected fiber F have focus-focus type then there are finitely many such points, say k∈N is the number which is the only topological invariant of such fibers, and then F is homeomorphic to a torus pinched k times (Zung [23, 24]).
In 2003, Vũ Ngọc proved [20] that integrable systems at a compact connected fiber with one non-degenerate singular point of focus-focus type is classified (up to a (Z2×Z2)-action if one does not specify directions, as clarified in [18]) by a formal power series s∈R2πX, where R is the space of formal power series in two variables X,Y, without the constant term, and R2πX\defeqR/(2πX)Z.
In his paper, he also stated a claim for the case k>1, which already appeared in the arXiv version of the paper in 2002, and in 2003 [20, Section 7] with a sketch of the argument.
He claimed that a neighborhood of a compact connected fiber with precisely k∈N non-degenerate critical points of focus-focus type is classified up to isomorphisms by k formal power series in R, with (k−1) of which measure the obstruction to construct a semiglobal momentum map in the Eliasson normal form simultaneously at two different singular points, and the other of which is the Taylor series of the action integral in a neighborhood of the critical fiber, vanishing at the origin, desingularized at each singular point.
Essentially, this turns out to be the case, as we verify in the current paper.
Indeed, let R+ be the group of formal power series in R with the coefficients of the Y term positive, and let \Z_{k}=\Set{\Zkzero,\Zkone,\dotsc,\overline{k-1}} and let Dk stand for the k-th Dihedral group of order 2k.
Our main theorem, which is more technical so we state later once we have introduced the necessary ingredients for its precise formulation, will essentially say that in a small symplectic neighborhood of a focus-focus fiber with k singular points of focus-focus type, an integrable system on a symplectic 4-manifold is classified up to isomorphisms, by k formal power series
[TABLE]
modulo an effective (Z2×Dk)-action.
Here the Dk-action controls the way the focus-focus points are ordered and Z2-action reflects the direction of the natural S1-action.
Remark 1.1**.**
Focus-focus singular points appear naturally as singularities of semitoric [15, 16] and almost-toric systems [11, 19].
In fact, any semitoric or almost-toric integrable system satisfies the assumptions above.
An explicit example of a semitoric system which includes a twice pinched torus for certain values of the parameters is given in [10].
This formulation however hides the fact that we give a step-by-step explicit construction of the invariants s\Zkzero∈R2πX and g\Zkone,2,…,gk−2,k−1∈R+; for the case of k=1, the only invariant is s\Zkzero, and this has been computed (at least some of its terms have been computed) by several authors for important cases such as the coupled spin-oscillator system [1, 17], the spherical pendulum [8], and the coupled angular-momenta [2, 12].
Roughly speaking, s\Zkzero measures the global singular behavior of the Hamiltonian vector fields Xf1 and Xf2, where F=(f1,f2), near the fiber containing the focus-focus singular point.
The travel times of the flows of these vector fields exhibit a singular behavior, of logarithmic type, as they approach the singular points.
The remaining (k−1) Taylor series gj,j+\Zkone account for the difference between the Eliasson normal forms at the singular points mj and mj+\Zkone.
We will attempt to make the proof as self-contained as possible, and to facilitate this we include a section on preliminares with a quick review of the ingredients we need for the proof of the aforementioned classification result.
We would like to point out a related recent work by Bosinov–Izosimov [4] where the authors give a smooth classification of semiglobal germs at compact focus-focus leaves.
The smooth invariants they define can be computed from the symplectic invariants of the present paper, see Remark 3.19.
We refer to the recent article [14] for an introduction and review of recent progress on the symplectic geometry of integrable systems.
2 Preliminaries
The goal of this section is twofold.
First, we briefly review the basic terminology and results which we need to state the main theorem of the paper in the following sections; this is done with the goal of making the paper as self-contained as possible.
Second, once we have set up the basic notions, we derive some consequences and some variations of them which we will need to prove the main theorem in the following section; most of the new content of this section is concentrated on Section 2.2 about automorphisms of local normal forms, where we prove technical results about local symplectomorphisms and their possible extensions.
2.1 Basic review of integrable systems
In this subsection, we recall the definition of integrable systems and semitoric integrable systems and discuss some of the concepts and their properties that are related to finding the semiglobal symplectic invariants.
Let (M,ω) be a 2n-dimensional symplectic manifold.
For a smooth map f:M→R we denote by Xf=−ω−1(\derf)∈X(M) the Hamiltonian vector field of f.
For any smooth maps f,g:M→R we define their Poisson bracket {f,g}=ω(Xf,Xg) and say they are Poisson commutative if their Poisson bracket vanishes.
Definition 2.1**.**
Let (M,ω) be a 2n-dimensional symplectic manifold.
Let
[TABLE]
be a smooth map such that f1,…,fn are functionally independent (i.e. \derf1,…,\derfn are linearly independent) almost everywhere and pairwise Poisson commutative.
In this case we call F a momentum map on M and (M,ω,F) an integrable system.
Let \IntSys be the collection of all integrable systems.
It is worth noting that the fiber of a momentum map F is Lagrangian near any regular point of F it goes through.
For any regular point x∈M of F, let b=F(x).
Since X1(x),…,Xn(x) are linearly independent and dimTxF−1(b)=n, they span TxF−1(b).
But then {fi,fj}(x)=ω(Xi,Xj)(x)=0 implies that TxF−1(b)⊂TxM is Lagrangian.
Therefore, integrable systems are sometimes considered as singular Lagrangian fibrations.
Let B=F(M) and let U⊂B be an open subset.
For each β∈Ω1(U), its Hamiltonian vector field Xβ=−ω−1(F∗β) is a vector field on F−1(U).
When exists, let Ψβ:F−1(U)→F−1(U) be the time-1 map of the flow of Xβ.
Throughout this paper we adopt the following definition for smooth functions or forms on subsets B⊂Rn: let X be a smooth manifold.
A map f:B→X is smooth if any b∈B has an open neighborhood U in Rn and a smooth function \wtf:U→X which coincides with f in B∩U.
Definition 2.2**.**
An integrable system (M,ω,F) is called complete if Ψβ exists for any open subset U⊂B and each β∈Ω1(U).
Equivalently, the flow of Xβ exists for all time.
Remark 2.3**.**
The completeness in Definition 2.2 is automatic when the moment map has compact fibers, or more specifically, is proper onto its image.
Let (M,ω,F) be a complete integrable system.
For any open subset U⊂B=F(M) let \Period^{(M,\omega,F)}(U)=\Set{\beta\in\Omega^{1}(U)\mmid\Psi_{2\pi\beta}=\identity}.
We will use \Period omitting the superscripts if there is no ambiguity.
Definition 2.4**.**
We call \Period the period sheaf of (M,ω,F), which is a sheaf of abelian groups over B.
The local sections of \Period are period forms.
Consider the presheaf U↦Ω1(U)/2π\Period(U), denoted by Ω1/2π\Period of abelian groups on B.
On one hand, any global section τ∈(Ω1/2π\Period)(B) yields a symplectomorphism Ψτ of (M,ω) as a fiberwise translation by the representatives of stalks of τ.
On the other hand, let P,Q,R:B→M be smooth sections of F.
If every b∈B has an open neighborhood U in B such that
[TABLE]
is nonempty, then τUPQ is a coset of 2π\Period(U) in Ω1(U), whose germ at b is an element of the stalk of Ω1/2π\Period at b.
Then those τUPQ, for b ranging in B and U being neighborhoods as above, glue to a global section τPQ∈(Ω1/2π\Period)(B).
In this case we call τPQ the translation form from P to Q.
The translation forms satisfy the additivity property τPQ+τQR=τPR, whenever the two forms on the left-hand side are defined.
Definition 2.5**.**
A complete integrable system (M,ω,F) is vertically transitive if τPQ is nonempty for any smooth sections P,Q:B→M where B=F(M).
Here we specify the morphisms of integrable systems we consider, and then give some properties of such morphisms.
Definition 2.6**.**
Let (M,ω,F), (M′,ω′,F′) be integrable systems and set B=F(M), B′=F′(M′).
If G:B→B′ and φ:M→M′ satisfy that F′∘φ=G∘F, then we say that φ lifts G.
A morphism from (M,ω,F) to (M′,ω′,F′) is a pair (φ:M→M′,G:B→B′) of smooth maps with φ lifting G such that φ∗ω′=ω.
A morphism (φ,G) is said to be an isomorphism if φ is a diffeomorphism, and hence so is G.
Remark 2.7**.**
The concept of an isomorphism of semitoric systems [15] is more restrictive than Definition 2.6, which is similar to an isomorphism of integrable systems preserving the direction as in Definitions 3.1 and 3.10.
Lemma 2.8**.**
Let (M,ω,F) be a complete integrable system, let U⊂B=F(M) be an open subset and let τ∈Ω1(U).
Then Ψτ:F−1(U)→F−1(U) is a symplectomorphism if and only if τ is closed.
As a result, 2π\Period(U)⊂Z1(U), the space of closed 1-forms on U for any open U⊂B, and we can naturally define \der in (Ω1/2π\Period)(B) with kernel (Z1/2π\Period)(B).
Corollary 2.9**.**
Let (M,ω,F) be a complete integrable system and B=F(M).
Let τ∈(Ω1/2π\Period)(B).
Then Ψτ:M→M is a symplectomorphism if and only if τ is closed.
Lemma 2.10**.**
Let (M,ω,F) and (M′,ω′,F′) be complete integrable systems and set B=F(M), B′=F′(M′).
Suppose that (M,ω,F) admits a Lagrangian section P:B→M.
Let φ:M→M′ and G:B→B′ be diffeomorphisms with φ lifting G.
Then φ is a symplectomorphism if and only if for any τ′∈Ω1(B), we have φ∘ΨG∗τ′=Ψτ′∘φ and φ∘P∘G−1 is a Lagrangian section of F′.
The next lemma follows from Duistermaat [7].
Lemma 2.11**.**
Let (M,ω,F) and (M′,ω′,F′) be vertically transitive integrable systems as in Definition 2.5.
Let B=F(M), B′=F′(M′).
Suppose φP is a diffeomorphism from a Lagrangian section P of F to a Lagrangian section P′ of F′ lifting a diffeomorphism G:B→B′.
If (G−1)∗\Period(M,ω,F)⊂\Period(M′,ω′,F′), then φP has a unique extension as a surjective local diffeomorphism φ:M→M′ such that (φ,G) is a morphism of integrable systems.
If (G−1)∗\Period(M,ω,F)=\Period(M′,ω′,F′), the pair (φ,G) is an isomorphism.
Proof 2.12**.**
Fix an x∈M and let b=F(x) and b′=G(b).
Let Q:B→M be a smooth section of F through x.
Since (M,ω,F) is vertically transitive, we have a translation form τPQ∈(Ω1/2π\Period)(B).
Suppose (G−1)∗\Period(M,ω,F)⊂\Period(M′,ω′,F′).
Then (τ′)PQ=(G−1)∗τPQ belongs to (Ω1/2π\Period)(B′) and since (M′,ω′,F′) is also vertically transitive, Ψ(τ′)PQ:M′→M′ is a well-defined diffeomorphism.
Let φQ=\ResΨ(τ′)PQ∘φP∘P∘FQ(B):Q(B)→M′.
Let R be another smooth section of F, let y=R(b), and let φR be defined analoguously to φQ.
Then φQ(x)=φR(y) is equivalent to (τ′)PQ=(τ′)PR∈(Ω1/2π\Period)(B′).
If x=y, then τPQ=τPR∈(Ω1/2π\Period)(B), so φQ(x)=φR(y), which we define to be φ(x).
Then φ:M→M′ lifts G and (φ,G) is a morphism of integrable systems.
By its defining formula, φ is a local diffeomorphism.
The surjectivity of φ is due to the vertical transitivity of (M′,ω′,F′).
Applying Lemma 2.10 locally, φ∗ω′=ω (the completeness condition of Lemma 2.10 is not used here).
When (G−1)∗\Period(M,ω,F)=\Period(M′,ω′,F′), (τ′)PQ=(τ′)PR∈(Ω1/2π\Period)(B′) would imply τPQ=τPR∈(Ω1/2π\Period)(B), then x=y.
In this case, φ is injective.
2.2 Local and semiglobal normal forms
The goal of this subsection is to recall the existence of local action-angle coordinates à la Duistermaat [7], explicit calculations on the Eliasson’s local normal form of focus-focus invariants, and classification of automorphisms of the local normal form from the literature.
They are collected here in a systematic and self-contained way.
Throughout this paper, we use S1=R/2πZ and Tn=(S1)n for n∈N.
Let (M,ω,F)∈\IntSys, let B=F(M), and let Br be the set of regular values of F in B.
The next lemma follows from the ideas in Duistermaat [7], of which we include a proof for completeness.
Lemma 2.13**.**
If U⊂Br is a simply connected open set over which F has compact and connected fibers and admits a Lagrangian section, then there are α1,…,αn∈Z1(U) such that \Period(U)=⊕i=1nαiZ.
Moreover, for any b∈U, 2πα1(b),…,2παn(b) form a Z-basis of the isotropy subgroup of Tb∗B under the action of Ψ.
Proof 2.14**.**
Let b∈Br.
Consider the action of Tb∗B on F−1(b) by Ψ.
Since F−1(b) consists of regular points, the action is locally free, and the orbits are open.
Since F−1(b) is connected, the action is transitive.
Since F−1(b) is compact, the isotropy subgroup of this action has to be an n-lattice, in which case F−1(b) is diffeomorphic to an n-torus.
Choose a Lagrangian section P:U→F−1(U) and the map
[TABLE]
is smooth by the smooth dependence of ordinary differential equations on parameters, and we have F∘λ=π, where π:T∗U→U is the projection.
Then LU=λ−1(P(U)) is a closed submanifold of T∗U.
Any βb∈LU has an open neighborhood on which λ is diffeomorphic to its image.
Let α1,b,…,αn,b be a Z-basis of LU∩Tb∗U, the isotropy subgroup divided by 2π, we obtain an open neighborhood Ub of b and α1,…,αn∈Z1(Ub) such that αi(b)=αi,b and the images of αi, i=1,…,n, as sections, coincide with LU near αi,b.
The closedness of LU ensures that LU∩Tb∗Ub is exactly the union of the images of αi, i=1,…,n.
Hence \ResλLU:LU→P(U) is a smooth covering map, which is a trivial covering by the simple connectedness of U⊂Br.
We arrive at the conclusions in the statement.
Theorem 2.15** (Action-angle coordinates [3, 13]).**
Let U⊂Br be a simply connected open subset over which F has compact and connected fibers and admits a Lagrangian section.
Let \Paα1,…,αn be a Z-basis of \Period(U).
There are coordinate systems \PaA1,…,An:U→Rn and \Paθ1,…,θn,a1,…,an:F−1(U)→Tn×Rn such that
\derAi=αi;
ai=F∗Ai;
ω=∑i=1n\derθi∧\derai.
We call Ai the action integrals, ai the action coordinates and θi the angle coordinates.
Definition 2.16**.**
Let (x1,ξ1,x2,ξ2) be the coordinates of R4.
Let ω0=\derx1∧\derξ1+\derx2∧\derξ2 be the standard symplectic form on R4.
Let q=(q1,q2):R4→R2 be
[TABLE]
We call (R4,ω0,q) the local normal form of focus-focus singular points.
Now we compute the action Ψ associated with (R4,ω0,q).
Let z=x1+\imagx2, ζ=ξ2+\imagξ1, then q1+\imagq2=zζ, and
[TABLE]
Let c=(c1,c2) be the coordinates of R2, and let (t1,t2)∈R2.
Then the action of Ω1(R2) is
[TABLE]
Then (R4,ω0,q) is a complete integrable system whose period sheaf \Period(R4,ω0,q) is the constant sheaf with stalks (\derc1)Z.
We will use the identifications
[TABLE]
throughout this paper.
Let \R^{2}_{\mathrm{r}}\simeq\C_{\mathrm{r}}=\Set{c\in\C\mmid c\neq 0}.
Let P,Q:R2→R4 be the two Lagrangian sections of q defined by P(c)=(1,c), Q(c)=(c,1).
Then let κ∈(Z1/2π\Period)(Rr2) denote the translation form
[TABLE]
Define subsets of R4≃\C2 as follows:
[TABLE]
Here Du0 and Ds0 are respectively, the unstable and the stable manifolds of (0,0) under the flow of X\derc2.
For any (t1,t2)∈R2 with t2>0, the origin is the only \upalpha-limit point for the flow lines of Xt1\derc1+t2\derc2 in Du0, and the \upomega-limit point for the flow lines in Ds0.
Let \proj1,\proj2:R2→R be respectively the projection onto the first and the second component.
Let M and B be smooth manifolds and b∈B.
Let N(B,b) denote the collection of neighborhoods of b in B.
If F:M→B is a surjection and F is a fiber of F, then let NF(M,F) denote the collection of saturated neighborhoods of F in M with respect to F, where a subset W⊂M is saturated with respect to F if F−1(F(W))=W.
Definition 2.17**.**
A singular point m∈M of F is of focus-focus type if the Hessians of the components of F under some sympletic coordinates of M near m and some smooth coordinates of F(M) near F(m) equals those of q near 0∈R4 which is given in Definition 2.16.
Definition 2.18**.**
An Eliasson local chart at a singular point m∈M of F of focus-focus type is an isomorphism (ψ,E) from the integrable system (V,ω,\ResFV) to (V0,ω0,\ResqV0) where V∈NF(M,m), V0∈Nq(R4,0), U∈N(B,0), U0∈N(R2,0), and q is given in Definition 2.16.
In other words, the following diagram commutes:
[TABLE]
Theorem 2.19** (Eliasson’s theorem [9, 6, 21]).**
There is an Eliasson local chart at any singular point of focus-focus type.
Let φX,φY:(R4,ω0)→(R4,ω0) and GX,GY:R2→R2 be
[TABLE]
Then φX,φY are symplectomorphisms lifting GX, GY respectively (with respect to q) and hence they form automorphisms of the standard local model (R4,ω0,q).
Define a function
[TABLE]
as a measurement of the fiberwise translation.
In fact, if τ=t1\derc1+t2\derc2, we have
[TABLE]
Note that the integrable system (R4,ω0,q) can be restricted onto R4∖Du0 and R4∖Ds0 respectively and remains complete.
Lemma 2.20**.**
The map Ψκ:(Rr4,ω0)→(Rr4,ω0) as in Corollary 2.9, where κ is defined in Eq. 2, can be extended to a symplectomorphism \wtΨκ:(R4∖Du0,ω0)→(R4∖Ds0,ω0).
Proof 2.21**.**
Since the map
[TABLE]
coincides with Ψκ on Rr4, \wtΨκ is an extension of Ψκ as a diffeomorphism.
Since \derκ=0 in Rr2, by Corollary 2.9, Ψκ is symplectomorphism of (Rr4,ω0).
By continuity, \wtΨκ is a symplectomorphism.
Alternatively, one can verify \wtΨκ∗ω0=ω0 by explicit computations.
Lemma 2.22**.**
Let G:U→U′ be a diffeomorphism where U,U′∈N(R2,0) such that G(c1,c2)=(c1,c2+\inftes).
Then G∗κ=κ+\inftes\derc1+\inftes\derc2 as an element of (Ω1/2π\Period)(U∩Rr2).
Proof 2.23**.**
For c=0,
[TABLE]
By the fact of x↦ln(1+x) being analytic and c↦cG(c)−1 being flat, both components of lncG are flat, which is to say that −ln\abscG,argcG∈\inftes.
Since ∂c2∂G2−1,∂c1∂G2∈\inftes, by Lemma A.4, we have ln\abs⋅\Pa∂c2∂G2−1,ln\absG∂c1∂G2∈\inftes.
Hence the form in Eq. 7 has the shape of \inftes\derc1+\inftes\derc2.
Lemma 2.24**.**
Let G:U→U′ be a diffeomorphism where U,U′∈N(R2,0) such that G(c1,c2)=(c1,g(c1,c2)) with ∂c2∂g>0.
Note that G∗(\ResκU′∩Br)∈(Ω1/2π\Period)(U∩Br).
Then the symplectomorphism ΨG∗κ:(q−1(U∩Br),ω0)→(q−1(U′∩Br),ω0) can be extended to a symplectomorphism
[TABLE]
if and only if G(c1,c2)=(c1,c2+\inftes).
Proof 2.25**.**
Here we notice that q−1(U∩Br)=q−1(U)∩Rr4 is a punctured neighborhood of F0 in R4 and
[TABLE]
Recall that
[TABLE]
Let (z,ζ)=P(c)=(1,c), so c=q(z,ζ).
Let U be a neighborhood of [math] in \C.
Let h1:U∩\Cr→\C and h2:U→\C be
[TABLE]
Then for c∈U∩\Cr we have
[TABLE]
Suppose ΨG∗κ can be extended to \wtΨG∗κ:(R4∖Du0,ω0,Ds0)→(R4∖Ds0,ω0,Du0).
By continuity, we conclude that limc→0\absG(c)−h2(c)h1(c)−1 as the second complex component of \wtΨG∗κ(1,0) is nonzero.
For any fixed c∈\Cr, t↦h1(tc) is smooth at [math] and limt→0h1(tc)=0.
The map t↦\abst−h2∘G−1(tc) is smooth and has nonzero limit at [math].
So t↦h2∘G−1(tc)ln\abstc=h2∘G−1(tc)ln\abst+C∞ is smooth at [math].
Hence by an analogous 1-dimensional version of Lemma A.4, t↦h2∘G−1(tc) is flat at [math].
By arbitrarity of c, we have h2∘G−1∈\inftes, so h2∈\inftes.
Therefore G(c1,c2)=(c1,c2+\inftes).
On the other hand, if it is known that G(c1,c2)=(c1,c2+\inftes), then h1 can be extended to [math] such that h1(0)=0 and h2∈\inftes.
Moreover, h2ln\absG∈\inftes by Lemma A.4, so \absGh2 can be extended to a smooth function with value 1 at [math].
Then ΨG∗κ can be extended to a diffeomorphism \wtΨG∗κ:R4∖Du0→R4∖Ds0 at Ds0 sending Ds0 to Du0.
The pair (\wtΨG∗κ,G) is an isomorphism since \wtΨG∗κ is a symplectomorphism on the part of its domain inside of Rr4.
Lemma 2.26**.**
Let G:U→U′ be a diffeomorphism where U,U′∈N(R2,0) such that G(c1,c2)=(c1,g(c1,c2)) with ∂c2∂g>0.
Then there is a unique symplectomorphism
[TABLE]
lifting G characterized by φG(1,c)=(1,G(c)) for c∈U.
Or equivalently, φG is characterized by
[TABLE]
in q−1(U).
If G(c1,c2)=(c1,c2+\inftes), then φG can be uniquely extended to a symplectomorphism
[TABLE]
Proof 2.27**.**
The first part is a result of Lemma 2.11, as c↦(1,c) and c↦(1,G(c)) are Lagrangian sections of q, and G∗\derc1=\derc1.
If φG:(R4∖Du0,ω0,Ds0)→(R4∖Du0,ω0,Ds0) is a symplectomorphism lifting G and Eq. 8, then φG(1,c)=(1,G(c)) holds automatically.
We then show that the φG given by φG(1,c)=(1,G(c)) has the property Eq. 8.
In fact, if (z,ζ)∈Rr4 in a neighborhood of [math] in R4, c=q(z,ζ)∈Rr2 and let τ′=t1′\derc1+t2′\derc2∈Ω1(R2) be so that Ψτ′(1,G(c))=(z′,ζ′), then since φG∘ΨG∗τ′=Ψτ′∘φG, we have by Lemma 2.8
[TABLE]
For the second part, consider
[TABLE]
Since ∂c2∂g∘q−1+\imag∂c1∂g∘q is flat at the origin, the exponents in Eq. 9 are flat at the origin by Lemma A.4 and therefore Eq. 9 is smooth.
By explicit calculations using Lemma 2.10, \wtφG extends φG.
By continuity, the extension is a symplectomorphism and such an extension is unique.
Lemma 2.28** ([20, Lemma 4.1, Lemma 5.1]).**
Let G:U→U′ be a diffeomorphism where U,U′∈N(R2,0).
Then there is a symplectomorphism φ in a neighborhood of the origin in R4 lifting G if and only if G(c1,c2)=(e1c1,e2c2+\inftes), with ei=±1, i=1,2.
Proof 2.29**.**
If such a φ:(V,ω0)→(V′,ω0) exists, by possibly shrinking U and V, both \Period(V,ω0,\ResqV)(U) and \Period(V′,ω0,\ResqV′)(U′) would have rank one, generated by \derc1 on U and U′ respectively.
But since G is a diffeomorphism and G∗\Period(V′,ω0,\ResqV′)(U′)=\Period(V,ω0,\ResqV)(U), we must have G(c1,c2)=(e1c1,g(c1,c2)), where e1=±1, for some smooth function g:U→R.
Let W=q−1(U) and W′=q−1(U′).
Now we de facto have G∗\Period(W′,ω0,\ResqW′)=\Period(W,ω0,\ResqW) and by applying Lemma 2.11 to the vertically transitive integrable systems (W∖Du0,ω0,\ResqW∖Du0) and (W∖Ds0,ω0,\ResqW∖Ds0) respectively we can extend φ to a symplectomorphism \wtφ:(W,ω0)→(W′,ω0) lifting G.
Since φ preserves the singular fiber F0, and the punctured fiber F0∖{0} has two components Du0∖{0} and Ds0∖{0}, either φ preserves the two components or it exchanges them.
In the first case, \wtφ(Ds0)=Ds0; in the latter case, \wtφ(Ds0)=Du0.
In any of the four cases above (e1=±1, \wtφ(Ds0)=Ds0 or Du0)), there is exactly one choice of (φ0,G0) from the set (with maps defined in Eq. 3)
[TABLE]
such that φ0∘\wtφ:(W∖Du0,ω0)→(W∖Du0,ω0), and ∂c2∂(\proj2∘G0∘G)>0.
Now we have that
[TABLE]
is a symplectomorphism and q∘(φ0∘\wtφ)=(G0∘G)∘q.
By Lemma 2.24, we have G0∘G(c1,c2)=(c1,c2+\inftes).
Therefore, G(c1,c2)=(e1c1,e2c2+\inftes), with ei=±1, i=1,2.
Conversely, if G(c1,c2)=(e1c1,e2c2+\inftes) we assume, without loss of generality, that e1=e2=1.
Otherwise, we can apply a pair of maps in Eq. 10.
Let φ=\wtφG:q−1(U)→q−1(U′) be the symplectomorphism defined as in Lemma 2.26.
Then we have q∘φ=G∘q.
For the sake of making this paper self-contained, we now recall the known results on the topological structure near the focus-focus fiber up to fiber-preserving diffeomorphisms; see [5, Chapter 9.8 and Lemma 9.8] and [23, Section 3] for reference.
Definition 2.30**.**
Let \IntSysFF be the collection of 4-dimensional integrable systems (M,ω,F)∈\IntSys such that F is proper onto its image and has connected fibers111In this case, by the local models, F is an open map and the fibers of F being connected implies that the preimage of any connected set under F is connected. one of which is a singular fiber F=F−1(0) that contains focus-focus singular points of F.
We further assume that there are no other singular points in a saturated neighborhood of F.
The assumptions in Definition 2.30 are not too restrictive since, by the local normal form, focus-focus singular points are isolated.
In fact, by [11, Proposition 3.21] an almost-toric integrable system (M,ω,F) (in the sense that F is proper onto its image and all of its singular orbits are compact and non-degenerate without hyperbolic blocks) satisfies the assumptions of \IntSysFF if the fibers of F are connected.
A semitoric integrable system also belongs to \IntSysFF, as defined in [15, Definition 2.1] in the sense that the first component of the momentum map is proper and generates a Hamiltonian circle action on M, and the momentum map has only non-degenerate singular points without hyperbolic blocks.
Let (M,ω,F)∈\IntSysFF.
Let \Crit(F) denote the finite set of singular points of F in F=F−1(0) whose cardinality is called the multiplicity of F.
For k∈N, let \IntSysFFkk be the collection of (M,ω,F)∈\IntSysFF where F has multiplicity k.
For (M,ω,F)∈\IntSysFFkk, as shown in Zung [22, Theorem 5.1], F is homeomorphic to a 2-torus pinched k times along k homologous 1-cycles with an infinite cyclic group as the isotropy group of the T0∗B-action on F∖\Crit(F) by Ψ, where B=F(M).
Throughout this paper, we denote by Zk, k∈N, the quotient group Z/kZ of residue classes modulo k with the induced operation from the addition on Z.
Implied by [22, Theorem 5.1], there is a line in T0∗B acting on F∖\Crit(F) as S1.
We show that such an S1-action can be extended onto a saturated neighborhood of F, which follows from [23, Proposition 3 and Corollary 1].
Lemma 2.31**.**
Let (M,ω,F)∈\IntSysFFkk and B=F(M).
Then the section space \Period(B) of the sheaf \Period is an infinite cyclic group in Z1(B), so it can be viewed as a constant sheaf associated to Z over B.
The quotient sheaf restricted to Br, \Res(\Period/\Period(B))Br, is also a constant sheaf associated to Z over B.
In fact, there is an assignment to any simply connected open set U⊂Br a generator αU of the infinite cyclic group \Period(U)/\Res\Period(B)U, such that, for any such open sets U1 and U2, the restrictions of αU1 and αU2 to U1∩U2 coincide.
There are some further results for the smooth structure of the neighborhoods of singular fibers in [4].
3 Symplectic classification theorem
In this section we state the main theorem of the paper (Theorem 3.11) formulated by the results from Section 2.
As the multiple singular points on a fiber lie in no particular order, one must make a number of choices in the construction of the invariant.
For a precise formulation of our result we need to first deal with issues of orientations and directions.
The result announced in the introduction of the paper is stated precisely as a consequence of our main theorem (Corollary 3.17).
3.1 Directions and singularity atlas
Fix a k∈N and recall Definition 2.30.
Let (M,ω,F)∈\IntSysFFkk, B=F(M), and F be the singular fiber.
Shrink M to a saturated neighborhood of F if necessary.
Then by Lemma 2.31 \Period(B) and \Res(\Period/\Period(B))Br can be viewed as infinite cyclic groups.
Definition 3.1**.**
A pair (α1,α2) is a direction of (M,ω,F) if α1 is a generator of \Period(B) and α2 is an generator of \Res(\Period/\Period(B))Br.
We call α1 the J-direction and α2 the H-direction.
We denote by \Dir(M,ω,F) the set of directions of (M,ω,F).
Given a direction as in Definition 3.1 we have
[TABLE]
for any simply connected open set U⊂Br and note that α1 is a 1-form on B while α2 represents a 1-form on open subsets of Br modulo integer multiples of α1.
Remark 3.2**.**
The use of the letters J and H is inspired by the notations in semitoric systems where the momentum maps are usually written as (J,H) such that the flow of XJ is 2π-periodic.
\inputfigure
singular-fibersingular-fiberReduction of the singular fiber.
The quotient space F/S1, is a circle with k marked points.
Compare F/S1 with Γk, which is the cycle graph with vertex set Zk and set of edges {(j,j+\Zkone)∣j∈Zk}.
The automorphism group Dk of Γk is isomorphic to the group generated by γY and θp (see Eqs. 14, 15 and 16).
That is not a coincidence.
The set \Dir(M,ω,F) contains 4 different directions.
Recall from Section 2.2 that near any focus-focus singular point mj∈M there is an Eliasson local chart.
Definition 3.3**.**
Let (α1,α2)∈\Dir(M,ω,F) and let \Pamjj∈Zk=\Crit(F).
An Eliasson local chart (ψj,Ej) near mj∈M is compatible with the direction (α1,α2) if Ej∗\derc1=α1 and Ej∗\derc2 at non-origin points are linear combinations of α1 and (on an open subset any representative of) α2 with positive α2-coefficients.
A collection \Pa(ψj,Ej)j∈Zk where (ψj,Ej) is an Eliasson local chart near mj, j∈Zk, is called a singularity atlas of (M,ω,F).
A singularity atlas is compatible with the direction (α1,α2) if for every j∈Zk, (ψj,Ej) is compatible with (α1,α2), and for any flow line of XE\Zkzero∗\derc1 in F, whenever the \upalpha-limit point is labeled mj, j∈Zk, its \upomega-limit point is labeled mj+\Zkone.
Lemma 3.4**.**
Given (α1,α2)∈\Dir(M,ω,F) and m\Zkzero∈\Crit(F), there is a unique way to label \Crit(F)=\Pamjj∈Zk such that (M,ω,F) has a singularity atlas \Pa(ψj,Ej)j∈Zk compatible with (α1,α2).
Proof 3.5**.**
By possibly composing with one of the pairs of maps in Eq. 10, we obtain a chart (ψj,Ej) near any mj compatible with (α1,α2).
By [22, Theorem 5.1], the trajectories of XE\Zkzero∗\derc2 in F away from \Crit(F) have limits at different critical points (except when k=1).
On two spheres in F intersecting at a critical point, the trajectories go to opposite directions relative to that point.
Hence we can sort \Pamjj∈Zk one by one such that \Pa(ψj,Ej)j∈Zk is compatible with (α1,α2).
3.2 Construction of the invariants
Let (M,ω,F,(α1,α2),m\Zkzero) be a marked directed integrable system, which means that (M,ω,F)∈\IntSysFFkk with direction (α1,α2)∈\Dir(M,ω,F) and mark m\Zkzero∈\Crit(F).
Let F be the singular fiber.
Let \Pamjj∈Zk=\Crit(F) and let \Pa(ψj:Vj→ψj(Vj),Ej:U→Uj)j∈Zk be a singularity atlas compatible with the direction (α1,α2).
Let W=F−1(U).
To zoom out from local to semiglobal, we will extend the isomorphism (ψj−1,Ej−1) along the trajectories.
For j∈Zk, let Wj be the minimal invariant subset of M by Ψ containing Vj∈N(M,mj); in other words,
[TABLE]
see LABEL:fig:injectivity.
Let Wj,j+\Zkone=Wj∩Wj+\Zkone; then Wj,j+\Zkone is a neighborhood of the orbit of Ψ in F where XEj∗\derc2 flows from mj to mj+\Zkone.
It is important to note that both (Wj,ω0,\ResFWj) and (Wj,j+\Zkone,ω0,\ResFWj,j+\Zkone) are complete but only the latter one is vertically transitive.
\inputfigure
injectivityinjectivityThe set W\Zkzero consists of the shaded region in F and whole regular fibers nearby.
We construct the first set of the invariants: we split the period form α2 into the singular part “across singular points” and the regular part.
The regular part is an invariant.
Recall that local sections of \Period consist of closed 1-forms and then it makes sense to say whether a local section of Ω1/2π\Period is closed, the subpresheaf of which is denoted by Z1/2π\Period.
Lemma 3.6**.**
The closed section
[TABLE]
has a representative in Z1(U∩Br) with a smooth extension in Z1(U), where κ is as defined in Eq. 2.
In other words, there is a σ~∈Ω1(U) such that for any b∈U∩Br there is a Ub∈N(Br,b) such that \Resσ~Ub∈\ResσUb+2π\Period(Ub).
Proof 3.7**.**
For j∈Zk, we can extend (ψj−1,Ej−1) by Lemma 2.11 to morphisms between vertically transitive integrable systems
[TABLE]
respectively which must coincide in there intersection W∩Mr, and then glue them to a morphism
[TABLE]
For j∈Zk, let Pj,Qj:U→M be Lagrangian sections of F given by Pj(c)=λj(1,c), Qj(c)=λj(c,1).
Since φj is a symplectomorphism, by Lemma 2.10 and the definition of κ in Eq. 2, the translation form τPjQj=Ej∗κ is a section in (Z1/2π\Period)(U∩Br).
Note that the images of Qj and Pj+\Zkone lie in Wj.
Then there are two smooth sections of q in R4∖Ds0 mapped to Qj and Pj+\Zkone by λj and let τ∈(Ω1/2π\Period(R4,ω0,q))(R2) be the translation form between them.
By explicitly calculating τ using Eq. 1, it is represented by a smooth form on R2.
So, τQjPj+\Zkone=G∗τ∈(Ω1/2π\Period(M,ω,F))(U∩Br) is represented by a smooth form on U, too.
Since α2 is a section in \Period(B) and κ∈(Z1/2π\Period)(Rr2) (hence are closed), the section
[TABLE]
extends to a smooth and closed representative on U (hence is in (Z1/2π\Period)(U∩Br)).
Let R[[T0∗R2]] be the space of formal power series generated by the elements of a basis of T0∗R2, or equivalently, R[[T0∗U]] is the direct sum of symmetric tensor products of T0∗U.
The Taylor series \Tl0[f] of a smooth function f:U→R at [math] may be viewed as an element in R[[T0∗U]].
Recall R[[X,Y]], the R-algebra of formal power series in two variables X and Y.
Let
[TABLE]
be the ideal of R[[X,Y]] consisting of those with no constant term.
Let X=\derc1, Y=\derc2 be the variables of the formal power series.
Then the diffeomorphism Ej:U→Uj identifies two algebras by Ej∗:R[[X,Y]]→R[[T0∗U]].
Let A1 is the action integral with \derA1=α1 and A1(0)=0.
Let A1=\Tl0[A1]∈R[[T0∗U]] and we have (Ej−1)∗A1=X for any j∈Zk.
Since σ defined in Eq. 12 is closed, by possibly shrinking U so as to be simply connected, there is a smooth S:U→R such that S(0)=0 and \derS representats σ in Ω1(U).
The germ of S is unique up to adding integer multiples of 2πA1.
Definition 3.8**.**
We call σ∈(Ω1/2π\Period)(U∩Br) the desingularized period form.
We call the coset S+2πA1Z the desingularized action integral.
Let R2πX=R/(2πX)Z and let S=\Tl0[S]+2πA1Z∈R[[T0∗U]]0/(2πA1)Z.
For any mj,j∈Zk, let
[TABLE]
We call sj∈R2πX the action Taylor series at mj.
We construct the second set of the invariants: these invariants are Taylor series reflecting the difference between the Eliasson local charts at different singular points.
Definition 3.9**.**
Let \mathcal{R}_{+}=\Set{g\colon\R^{2}\to\R\mmid\partial g/\partial c_{2}>0} be a group with the product (g1⋅g2)(c1,c2)=g1(c1,g2(c1,c2)) for any g1,g2∈R+.
Let Gj,ℓ=Eℓ∘Ej−1 and gj,ℓ=\proj2∘Gj,ℓ∈R+.
Then we have (Gj,ℓ)(c1,c2)=(c1,gj,ℓ(c1,c2)).
We call \Pagj,ℓj,ℓ∈Zk the set of momentum transitions.
Let \mathsf{R}_{+}=\Set{\mathsf{g}\in\mathsf{R}\mmid\mathsf{g}^{(0,1)}>0} be a group with the product (g1⋅g2)(X,Y)=g1(X,g2(X,Y)) for any g1,g2∈R+.
Let gj,ℓ=\Tl0[gj,ℓ]∈R+.
They satisfy the cocycle condition gj,ℓ⋅gℓ,p=gj,p.
We call gj,ℓ the transition Taylor series from mj to mℓ.
We call \Pagj,ℓj,ℓ∈Zk the transition cocycle.
The group structure of R+ is explicitly verified as follows:
for g1,g2,g2∈R+,
[TABLE]
The group structure of R+ is similarly verified.
3.3 Moduli spaces and main theorem
Definition 3.10**.**
Let \Mffkk be the collection of integrable systems in \IntSysFFkk modulo isomorphisms of saturated neighborhoods of the singular fiber.
Given two marked directed integrable systems (M,ω,F,(α1,α2),m\Zkzero) and (M′,ω′,F′,(α1′,α2′),m\Zkzero′), an isomorphism (φ,G) from (M,ω,F) to (M′,ω′,F′) is said to preserve the direction and the mark if φ(m\Zkzero)=m\Zkzero′ and (G∗α1′,G∗α2′)=(α1,α2).
Let \Mffobkk be the collection of marked directed integrable systems modulo isomorphisms of saturated neighborhoods of the singular fiber preserving the direction and the mark.
Let (M,ω,F,(α1,α2),m\Zkzero) be a marked directed integrable system with (M,ω,F)∈\IntSysFFkk.
Let \Pamjj∈Zk=\Crit(F) and suppose \Pa(ψj,Ej)j∈Zk is a singularity atlas compatible with (α1,α2).
Let \Pasjj∈Zk be the k-tuple of action Taylor series and let \Pagj,ℓj,ℓ∈Zk be the transition cocycle.
These series are constrained by the following relations:
[TABLE]
Theorem 3.11** (Main Theorem).**
There is a bijection
[TABLE]
Since the projection
[TABLE]
is one-to-one, equivalently, we have the following two statements:
Injectivity/Uniqueness*: two equivalence classes of semiglobal models of integrable systems [(M,ω,F,(α1,α2),m\Zkzero)] near a focus-focus fiber are isomorphic preserving the direction and the mark if and only if they have the same Taylor series invariant \Pas\Zkzero,g\Zkzero,\Zkone,g\Zkone,2,…,gk−2,k−1.*
Surjectivity/Existence*: given the abstract ingredient of a k-tuple of formal power series \Pas\Zkzero,g\Zkzero,\Zkone,g\Zkone,2,…,gk−2,k−1∈R2πX×R+k−1 there exists a unique equivalence class of semiglobal models of integrable systems [(M,ω,F,(α1,α2),m\Zkzero)] near a focus-focus fiber which has Taylor series invariants precisely the one we started with.*
We prove Theorem 3.11 in the remaining sections.
In the rest of this section, we are going to prove that Φ is a well-defined map.
Remark 3.12**.**
When F is single pinched, we recover the Taylor series invariant (S)∞ from [20] by the following relation:
[TABLE]
The addition of 2πX is due to a change in convention.
In this paper, it is the first component of the momentum map which has periodic Hamiltonian vector fields, while in [20] it is the second one.
3.4 The invariants are well-defined
In this subsection, we are going to show that the output of Φ does not depend on the choice of the singularity atlas, and we also want to know how the Taylor series will change if the direction and the base point change.
Define bijections γX and γY of \Iffobkk by
[TABLE]
and
[TABLE]
Define a bijection θp of \Iffobkk, p∈Zk, by
[TABLE]
The proof of the well-definedness lemma follows from **[20, Section 4]** and **[18, Lemma 4.55]**.
Lemma 3.13**.**
The map Φ:\Mffobkk→\Iffobkk is well defined.
Proof 3.14**.**
Independence of the choice of the singularity atlas.**
Let [(M,ω,F,(α1,α2),m\Zkzero)]∈\Mffobkk and let \Pa(ψj,Ej)j∈Zk and \Pa(ψj′,Ej′)j∈Zk be two singularity atlases compatible with (α1,α2).
Let \Pa…,sj,…,gj,ℓ,… and \Pa…,sj′,…,gj,ℓ′,… be the outputs of Φ, let σ and σ′ be the desingularized period forms, and let \Pagj,ℓj,ℓ∈Zk and \Pagj,ℓ′j,ℓ∈Zk be the set of momentum transitions, respectively, of \Pa(ψj,Ej)j∈Zk and \Pa(ψj′,Ej′)j∈Zk.
We aim to show that sj′=sj and gj,ℓ′=gj,ℓ for j,ℓ∈Zk.
Since Gj\defeqEj′∘Ej−1 is a diffeomorphism of neighborhoods of [math] in R2 with properties that \der(\proj1∘Gj)=\derc1, ∂c2∂(\proj2∘Gj)>0, and q∘ψj′∘ψj−1=Gj∘q, by Lemma 2.28 we have Gj(c1,c2)=(c1,c2+\inftes).
Then Lemma 2.22, we have Gj∗κ=κ+\inftes\derc1+\inftes\derc2, and we have
[TABLE]
which implies that S′=S,sj′=sj for j∈Zk.
Independence of the choice of the representative.**
Let (M,ω,F,(α1,α2),m\Zkzero) and (M′,ω′,F′,(α1′,α2′),m\Zkzero′) be two marked directed integrable systems related by an isomorphism (φ,G) between saturated neighborhoods of F and F′ preserving the direction and the mark.
That is to say that φ(m\Zkzero)=m\Zkzero′ and (G∗α1′,G∗α2′)=(α1,α2).
Let
[TABLE]
According to the first part, the above two lines do not depend on the choices of compatible singularity atlases and we aim to show that the above two lines are equal.
Let \Pa(ψj,Ej)j∈Zk be a singularity atlas of (M,ω,F) compatible with (α1,α2) and then \Pa(ψj′,Ej′)j∈Zk\defeq\Pa(ψj∘φ−1,Ej∘G−1)j∈Zk is a singularity atlas of (M′,ω′,F′) compatible with (α1′,α2′).
Let σ and σ′ be the desingularized period forms, and then
[TABLE]
Hence we have G∘S′=S, sj′=sj, and gj,ℓ′=gj,ℓ for j,ℓ∈Zk.
Lemma 3.15**.**
The map Φ:\Mffobkk→\Iffobkk satisfies the relations:
[TABLE]
Proof 3.16**.**
Let [(M,ω,F,(α1,α2),m\Zkzero)]∈\Mffobkk and let \Pa(ψj,Ej)j∈Zk be a singularity atlas compatible with (α1,α2).
Let \Pa(ψj′,Ej′)j∈Zk be another singularity atlas and let m\Zkzero′ be another mark.
We may need to reorder \Crit(F) to \Pamj′j∈Zk by Lemma 3.4 so that (ψj′,Ej′) is a chart near mj′ for j∈Zk and \Pa(ψj′,Ej′)j∈Zk is compatible with some direction (α1′,α2′)∈\Dir(M,ω,F).
Let
[TABLE]
Let σ,σ′ be the desingularized period forms, and \Pagj,ℓj,ℓ∈Zk,\Pagj,ℓ′j,ℓ∈Zk respectively be the set of momentum transitions of \Pa(ψj,Ej)j∈Zk,\Pa(ψj′,Ej′)j∈Zk.
Case 1:*
If (α1′,α2′)=(−α1,α2) and m\Zkzero′=m\Zkzero, then mj′=mj for j∈Zk.
We have GX∗κ=κ+π\derc1 (recall GX defined in Eq. 3).
Since \Pa(ψj′,GX∘Ej)j∈Zk is compatible with (α1′,α2′), by Lemma 3.13, it is sufficient to assume that Ej′=GX∘Ej.
Then*
[TABLE]
and gj,ℓ′(c)=\proj2∘GX∘Gj,ℓ∘GX−1(c)=gj,ℓ(−\cjc).
In this case,
[TABLE]
Case 2:*
If (α1′,α2′)=(α1,−α2) and m\Zkzero′=m\Zkzero, then mj′=m−j for j∈Zk (since the direction of XE\Zkzero∗\derc2 is reversed).
We have GY∗κ=−κ (recall GY defined in Eq. 3).
By Lemma 3.13, it is sufficient to assume that Ej′=GY∘E−j.
Then*
[TABLE]
and gj,ℓ′(c)=\proj2∘GY∘G−j,−ℓ∘GY−1(c)=−g−j,−ℓ(\cjc).
In this case,
[TABLE]
Case 3:*
If (α1′,α2′)=(α1,α2) and m\Zkzero′=mp for some p∈Zk, then mj′=mj+p for j∈Zk.
By Lemma 3.13, it is sufficient to assume that Ej′=Ej+p.
Then σ′=σ and gj,ℓ′=gj+p,ℓ+p.
Hence S′=S,sj′=sj+p,gj,ℓ′=gj+p,ℓ+p.*
3.5 Corollary of the main theorem
The bijections γX, γY, and θp are subject to the relations
[TABLE]
So they generate a (Z2×Dk)-action on \Iffobkk; γX generates Z2, γY and θp generate Dk.
We have
Corollary 3.17** (Corollary of Theorem 3.11).**
There is a bijection
[TABLE]
where (α1,α2)∈\Dir(M,ω,F), m\Zkzero is a singular point of F, and the (Z2×Dk)-action is generated by γX, γY, and θp.
Remark 3.18**.**
As pointed out in [18] the Taylor series invariant in the case that the singular fiber contains exactly one critical point of focus-focus is defined up to a (Z2×Z2)-action, which accounts for the choices of Eliasson local charts in its construction.
It becomes unique in the presence of a global S1-action (i.e., semitoric systems) provided one assumes everywhere that the Eliasson local charts preserve the S1-action and the R2-direction.
In Corollary 3.17, we have the (Z2×Dk)-action instead.
When k=1, (Z2×Dk)≃(Z2×Z2).
Remark 3.19**.**
We can recover the smooth invariant in [4, Theorem 3.7] from our symplectic invariant (Z2×Dk)⋅\Pa\Pasjj∈Zk,\Pagj,ℓj,ℓ∈Zk.
To any w∈R+ we assign a complex formal series w\C(Z,Z)=X+\imagw(X,Y) by setting Z=X+\imagY and then let
[TABLE]
Then LR+ is the space of the Taylor series of the second components of orientation-preserving liftable diffeomorphisms characterized by [4, Theorem 3.4] that preserves the first coordinate.
Consider the action of LR+k−1 on R+k2 by
[TABLE]
for \Pa{\mathsf{w}_{j}}_{j\in\Z_{k}\setminus\scriptstyle\Set{\Zkzero}}\in\mathsf{LR}_{+}^{k-1} and w\Zkzero(X,Y)=Y.
The smooth invariant is equivalent to the orbit of
[TABLE]
The C1-invariant is equivalent to the tuple of numbers given by
[TABLE]
for j\in\Z_{k}\setminus\Set{\Zkzero}, up to simultaneously multiplying a complex number of unit norm or taking complex conjugations.
Note that there are convention changes to the definitions so we said “is equivalent to” instead of “is”.
Note also that the realization theorem [4, Theorem 3.7] ensured that every smooth focus-focus singularity is diffeomorphic to a symplectic one, so we have quotient maps from symplectic invariants to smooth and C1-invariants.
4 Proof of uniqueness
The goal of this section is to show Lemma 4.3, the injectivity claim of Theorem 3.11.
Let [(M,ω,F,(α1,α2),m\Zkzero)],[(M′,ω′,F′,(α1′,α2′),m\Zkzero′)]∈\Mffobkk such that
[TABLE]
Let B=F(M), B′=F′(M′).
Let F=F−1(0) and F′=(F′)−1(0) be the singular fibers.
Let \Pamjj∈Zk=\Crit(F) and \Pamj′j∈Zk=\Crit(F′).
We aim to show that, there are U∈N(B,0) and U′∈N(B′,0), a symplectomorphism φ:(F−1(U),ω,F)→((F′)−1(U′),ω′,F′) lifting a diffeomorphism G:U→U′ such that (G∗α1′,G∗α2′)=(α1,α2) and φ(mj)=mj′.
The following lemma is analogous to Vũ Ngọc **[20, Lemma 5.1]**.
Lemma 4.1**.**
Suppose β,β′∈(Ω1/2π\Period(R4,ω0,q))(U∩Rr2) for some U∈N(R2,0) such that β is of the form 2πβ=τ+∑j∈ZkEj∗κ for some τ∈Ω1(U) and diffeomorphisms Ej:U→Ej(U)⊆R2, and β′−β is a closed and flat.
Then there is a diffeomorphism G:R2→R2 isotopic to the identity and a U′∈N(R2,0) such that G(c1,c2)=(c1,c2+\inftes) and G∗β′=β on U′.
Proof 4.2**.**
Let ρ=β′−β∈Z1(R2).
Throughout the proof t is a variable in [0,1].
Let βt=β+tρ, and let R∈\inftes be such that \derR=ρ.
Define a family of functions ht:U→R as
[TABLE]
Since ∂c2∂(\proj2∘Ej)(0)>0 for any j∈Zk, we have ht(c)→∞ as c→0.
Note that for any multi-index j the partial derivative ∂jht is a polynomial of \absEj−1 and ln\absEj, j∈Zk with coefficients as smooth functions, divided by the \absj-th power of ht.
Thus 1/ht satisfies Eq. 21 (in place of h).
Since R is flat, by Lemma A.6 and using a bump function, for any U′′∈N(R2,0) with U′′⊂U, the family of functions ft\defeq−\ResRU′′/ht on U′′∩Rr2 has a smooth extension f~t:R2→R that is flat at the origin and has compact support.
Take G=G1 as Gt to be the flow of Yt=f~t∂c2∂ on R2.
Then
[TABLE]
on Gt−1(U′′).
Hence Gt∗βt=β on U′, the intersection of Gt−1(U′′) for t∈[0,1] and by the construction Gt(c1,c2)=(c1,c2+\inftes).
Lemma 4.3**.**
The map Φ:\Mffobkk→\Iffobkk is injective.
Proof 4.4**.**
Initialization:*
Let \Pa(ψj:Vj→ψj(Vj),Ej:U→Uj)j∈Zk be a singularity atlas of (M,ω,F) compatible with (α1,α2), and let \Pa(ψj′:Vj′→ψj′(Vj′),Ej′:U′→Uj′)j∈Zk be a singularity atlas of (M′,ω′,F′) compatible with (α1′,α2′).
Suppose the two marked directed integrable systems share the same set of invariants \Pa\Pasjj∈Zk,\Pagj,ℓj,ℓ∈Zk.
For j,ℓ∈Zk recall that Gj,ℓ=Eℓ∘Ej−1 and let Gj,ℓ′=Eℓ′∘(Ej′)−1; then both*
[TABLE]
are flat.
We will construct a new system over U isomorphic to (M′,ω′,F′) over U′ with a singularity atlas of the system compatible with (α1,α2).
Calculating a smooth representative of the difference of two singular forms
[TABLE]
We have used the fact that, by Lemma 2.22,
[TABLE]
By Lemma 4.1 and shrinking the neighborhood U, and then Uj=Ej(U) and Uj′=Ej′(U) for j∈Zk are shrunk accordingly, there is diffeomorphism G1 of R2 such that
[TABLE]
on U\Zkzero.
Let G=(E\Zkzero′)−1∘G1∘E\Zkzero:U→U′=(E\Zkzero′)−1(U\Zkzero′) and then we have (G∗α1′,G∗α2′)=(α1,α2).
We calculate the Taylor series of the diffeomorphism Gj′=Ej′∘G∘Ej−1:Uj→Uj′,
[TABLE]
Then Gj′(c1,c2)=(c1,c2+\inftes).
Define symplectomorphisms
[TABLE]
as in Lemma 2.26, lifting Gj′.
Therefore, (\wtφGj′−1∘ψj′,Ej) is an Eliasson local chart at mj′ for j∈Zk and \Pa(\wtφGj′−1∘ψj′,Ej)j∈Zk is a singularity atlas of (M′,ω′,G−1∘F′), both compatible with (α1,α2).
By replacing (M′,ω′,F′,(α1′,α2′),m\Zkzero′) with (M′,ω′,G−1∘F′,(α1,α2),m\Zkzero′) and \Pa(ψj′,Ej′)j∈Zk with \Pa(\wtφGj′−1∘ψj′,Ej)j∈Zk if necessary, we assume later, without loss of generality, that (α1′,α2′)=(α1,α2) and Eℓ′∘(Ej′)−1=Eℓ∘Ej−1 for j,ℓ∈Zk.
Construction of the semiglobal isomorphism:*
After the initialization we have marked directed systems (M,ω,F,(α1,α2),m\Zkzero) with a singularity atlas \Pa(ψj:Vj→ψj(Vj),Ej:U→Uj)j∈Zk, and (M′,ω′,F′,(α1,α2),m\Zkzero′) with a singularity atlas \Pa(ψj′:Vj′→ψj′(Vj′),Ej′:U′→Uj′)j∈Zk such that Eℓ′∘(Ej′)−1=Eℓ∘Ej−1 for j,ℓ∈Zk.
We aim to find a symplectomorphism φ:(W,ω)→(W′,ω′) with F′∘φ=F, and φ(mj)=mj′ where W=F−1(U)∈NF(M,F) and W′=(F′)−1(U′)∈NF′(M′,F′).*
We construct φ by induction as follows.
Define a symplectomorphism φ\Zkzero=(ψ\Zkzero′)−1∘ψ\Zkzero:(V\Zkzero,ω)→(V\Zkzero′,ω′).
Recall the definition of Wj in Eq. 11; Mj′⊂M′ is defined analogously.
Analogous to the proof of Lemma 3.6, we can extend φ\Zkzero to a symplectomorphism \wtφ\Zkzero:(W\Zkzero,ω)→(W\Zkzero′,ω′).
For j\in\Z_{k}\setminus\Set{\Zknegone}, suppose we have defined the symplectomorphism \wtφj:(Wj,ω)→(Wj′,ω′), and we want to define \wtφj+\Zkone:(Wj+\Zkone,ω)→(Wj+\Zkone′,ω′).
Let μj+\Zkone be a symplectomorphism determined by the following commutative diagram:
[TABLE]
By Lemma 2.11, we extend μj+\Zkone to \wtμj+\Zkone:(Wj+\Zkone,ω)→(Wj+\Zkone′,ω′).
Recall Wj,j+\Zkone=Wj∩Wj+\Zkone and let Mj,j+\Zkone′=Mj′∩Mj+\Zkone′.
Define μj,j+\Zkone such that the diagram
[TABLE]
commutes.
Note that \wtμj+\Zkone(mj+\Zkone)=mj+\Zkone′ and \wtφj(x)→mj+\Zkone′ as x→mj+\Zkone in M, so we have μj,j+\Zkone(mj+\Zkone′)=mj+\Zkone′.
As a fiberwise translation by τj,j+\Zkone′∈Ω1(U′), in the sense that μj,j+\Zkone=\ResΨτj,j+\Zkone′Wj,j+\Zkone′, we could extend μj,j+\Zkone to a symplectomorphism \wtμj,j+\Zkone=Ψτj,j+\Zkone of (W′,ω′).
Now let
[TABLE]
and then \wtφj+\Zkone=\wtφj in their common domain Wj,j+\Zkone.
For φ\Zknegone and φ\Zkzero, they coincide on regular values of F near F, so by continuity, they must coincide on their common domain W\Zknegone,\Zkzero.
Hence, we can glue \wtφj, j∈Zk to get a symplectomorphism φ:(W,ω)→(W′,ω′) with the commuting diagram:
[TABLE]
5 Proof of existence
The goal of this section is to show Lemma 5.5, the surjectivity claim of Theorem 3.11.
Let
[TABLE]
We aim to show that there is (M,ω,F,(α1,α2),m\Zkzero) such that
[TABLE]
The local structures of the integrable system (M,ω,F) near the singular points mj are isomorphic to the local normal form in Section 2.2.
The isomorphism can be extended to a complete neighborhood Wj of mj.
We use the symplectic gluing technique similar to **[16, Section 3]** to construct (M,ω,F).
By Borel’s lemma, there is an open neighborhood U of the origin in R2 and smooth maps s\Zkzero:U→R and G\Zkzero,j:U→R2 such that \Tl0[s\Zkzero]=v\Zkzero and \Tl0[G\Zkzero,j]=(X,w\Zkzero,j).
We choose G\Zkzero,\Zkzero=\identity.
Let w\Zkzero,jY>0 be the Y-coefficient of w\Zkzero,j, and v\ZkzeroY∈R the Y-coefficient of v\Zkzero.
For δ>0 sufficiently small, there is an open neighborhood U\Zkzero⊂U of [math], such that for any j∈Zk, if we let Uj=G\Zkzero,j(U\Zkzero), then for any c∈Uj we have
[TABLE]
For j∈Zk, let Wj=q−1(Uj), Wj,nu=Wj∖Du0, Wj,ns=Wj∖Ds0, Wj,r=Wj∩Rr4, Uj,r=Uj∩Rr2.
Let kW=∐j∈ZkWj and kWr=∐j∈ZkWj,r.
Let kD=∐j∈ZkDj⊂kW where
[TABLE]
Note that these spaces depend on δ.
Define, for j,ℓ∈Zk, diffeomorphisms Gj,ℓ=G\Zkzero,ℓ∘G\Zkzero,j−1:Uj→Uℓ and by Lemmas 2.8 and 2.10 symplectomorphisms φj,j+\Zkone:Wj,nu→Wj+\Zkone,ns as
[TABLE]
Let G be the groupoid generated by the restrictions of φj,j+\Zkone for j∈Zk onto open subsets.
Recall Γk is the cycle graph with k vertices.
Consider its fundamental groupoid Π(Γk) whose elements are of the form [j,ℓ]p, where j,ℓ∈Zk,p∈Z and j+p=ℓ,
The multiplication is given by concatenation [ℓ,j′]p′⋅[j,ℓ]p=[j,j′]p+p′.
Any element [j,ℓ]p of Π(Γk) corresponds to an element of G :
[TABLE]
Actually, G consists of restrictions of φ[j,ℓ]p for all [j,ℓ]p∈Π(Γk) restricted to open subsets, and G is a groupoid of symplectomorphisms.
Note that for any [j,ℓ]p∈Π(Γk), we have
[TABLE]
Define a smooth function
[TABLE]
for j∈Zk.
Lemma 5.1**.**
For any j∈Zk and (z,ζ)∈Wj⊂kW there is a p∈Z such that φ[j,j+p]p(z,ζ)∈Dj+p⊂kD.
For any j∈Zk, we have fL∘φ[j,j+p]p−fL→∞ uniformly as p→∞ and fL∘φ[j,j+p]p−fL→−∞ uniformly as p→−∞, both on Wj,r.
Proof 5.2**.**
Define functions Lj:U\Zkzero,r→R, j∈Zk, as
[TABLE]
the inequalities hold by Eq. 18.
Recall the definition of the function r in Eq. 4 and we have fL=\Pa∂c2∂g\Zkzero,j∘G\Zkzero,j−1∘q⋅r on Wj,r.
By Eqs. 5, 8, 6 and 19 we have, for any p∈Z,
[TABLE]
on W\Zkzero,r.
Therefore, fL and Lj are related by
[TABLE]
on W\Zkzero,r, and then we have
[TABLE]
Together with the fact that Lj, j∈Zk, are positive and bounded away from zero, we conculde that fL∘φ[j,j+p]p−fL diverges to ∞ uniformly as p→∞ and diverges to −∞ uniformly as p→−∞ for j=\Zkzero and then for any j∈Zk.
For any fixed (z,ζ)∈W\Zkzero, we aim to find a p∈Z such that φ[\Zkzero,p]p(z,ζ)∈Dp.
Let c=q(z,ζ).
Suppose (z,ζ)∈W\Zkzero,r.
If fL(z,ζ)≤0, there is a p∈Z, p≥1 such that
[TABLE]
so −Lp(c)≤fL∘φ[\Zkzero,p]p(z,ζ)≤0 and φ[\Zkzero,p]p(z,ζ)∈Dp; if otherwise fL(z,ζ)>0, there is a p∈Z, p≤0 such that φ[\Zkzero,p]p(z,ζ)∈Dp by a similar argument.
Suppose otherwise (z,ζ)∈W\Zkzero∖W\Zkzero,r.
If ζ=0 and \absz≤1, or z=0 and \absζ≤1, we already have (z,ζ)∈D\Zkzero.
If ζ=0 and \absz>1, then φ[\Zkzero,\Zknegone]−1(z,ζ)=(0,ζ′)∈D\Zknegone since 0<\absζ′<1.
If z=0 and \absζ>1, then φ[\Zkzero,\Zkone]1(z,ζ)=(z′,0)∈D\Zkone since 0<\absz′<1.
Analogously, for any (z,ζ)∈Wj, j∈Zk, there is a p∈Z such that φ[j,j+p]p(z,ζ) is in Dj+p.
We define an equivalence equation ∼G on kW as x∼Gy if and only if there is a φ∈G such that y=φ(x).
Let M=kW/∼G be the quotient space, λ:kW→M, λj:Wj→M, j∈Zk be the quotient maps.
Let \Delta_{\mathcal{G}}=\Set{(x,y)\in kW\times kW\mmid x\sim_{\mathcal{G}}y}.
Lemma 5.3**.**
The topological space M can be uniquely realized as a symplectic manifold with a symplectic structure ω and a smooth function F:M→R2 such that for every j∈Zk the map λj:(Wj,ω0)→(λj(Wj),ω) is a symplectomorphism and G\Zkzero,j∘F∘λj=\ResqWj.
Proof 5.4**.**
We want to prove that M is a topological manifold with the quotient topology.
The map λj is open:*
for any open set V⊂Wj, the preimage*
[TABLE]
is open, so λj is an open map.
The map λj is locally injective:*
we need to prove that, any x∈Wj has a neighborhood V in Wj such that for any p∈Z∖{0}, as long as x is in the domain, the map φ[j,j]pk sends x outside of V.
If k≥2, then x∈Wj,r.
This is a consequence of Lemma 5.1.
If k=1 and x∈W\Zkzero,s∖{0}, we have φ[\Zkzero,\Zkzero]1(x)∈W\Zkzero,u away from x.
The case k=1 and x∈W\Zkzero,u∖{0} is analogous.*
The subset ΔG is closed in kW×kW:*
suppose there is a sequence of points ((xi,yi))i=1∞⊂ΔG converging to (x∞,y∞)∈kW×kW.
Assume, without loss of generality, that (x∞,y∞)∈W\Zkzero×Wj for some fixed j∈Zk.
Since W\Zkzero,Wj are open in kW, we can assume ((xi,yi))i=1∞⊂W\Zkzero×Wj.
There is [0,pi]pi∈Π(Γk) such that yi=φ[0,pi]pi(xi).
If there is a subsequence {pim} of pi with pim=p0∈Z, then yim=φ[0,p0]p0(xim).
In this case, y∞=φ[0,p0]p0(x∞), so (x∞,y∞)∈ΔG.
Otherwise, by descending to a subsequence we can assume \abspi→∞, so for i large, xi∈W\Zkzero,r and yi∈Wj,r.
By Lemma 5.1, we have \absfL(xi)−fL(yi)→∞, which contradicts (xi,yi)→(x∞,y∞).*
Since λj, j∈Zk are open and locally injective, λj, j∈Zk are local homeomorphisms, and M is locally Euclidean.
Since λj, j∈Zk are open and ΔG⊂kW×kW is closed, M is Hausdorff.
Since Wj, j∈Zk are second countable, M=⋃j∈Zkλj(Wj) is second countable.
We conclude that M is a topological manifold.
Noting that the maps φj,ℓ, j,ℓ∈Zk are symplectomorphisms satisfying q∘φj,ℓ=Gj,ℓ∘q, there is a unique symplectic structure ω on M, and a smooth function F:M→R2 such that λj∗ω=ω0 and G\Zkzero,j∘F∘λj=\ResqWj.
Lemma 5.5**.**
The map Φ:\Mffobkk→\Iffobkk is surjective.
Proof 5.6**.**
Let mj=λj(0) and μj=\Resλjλj(Wj)−1:(λj(Wj),ω)→(Wj,ω0) be a symplectomorphism for j∈Zk.
Finally, we need to show that, the construction (M,ω,F) in Lemma 5.3 lies inside of \IntSysFFkk, has a singularity atlas \Pa(μj,G\Zkzero,j)j∈Zk for singular points mj, j∈Zk, compatible with some (α1,α2)∈\Dir(M,ω,F) such that (17) holds.
The triple (M,ω,F) is in \IntSysFFkk:*
The triple (M,ω,F) is an integrable system since it is locally an integrable system everywhere, and the only singular points of F are mj on F, j∈Zk, which are of focus-focus type.
To show that F is proper, let K⊂U0 be any compact subset.
By Lemma 5.1, λ(kW)=λ(kD).
Since q−1(G\Zkzero,j(K))∩Dj is compact, F−1(K)=⋃j∈Zkλj(q−1(G\Zkzero,j(K))∩Dj) is compact.
The fibers of F are connected since q has connected fibers.*
Computation of \Period(M,ω,F):*
Let U⊂U\Zkzero,r be a simply connected open set.
Note that \ResκU∈(Ω1/2π\Period)(Rr2) and let κU∈Ω1(U) be a representative of \ResκU.
Let \Resα2U=\ders\Zkzero−∑j∈ZkG\Zkzero,j∗κU∈Z1(U).
We have, in F−1(U),*
[TABLE]
So \Resα2U∈\Period(M,ω,F)(U).
Let α1=dc1∈Ω1(U\Zkzero), then \Resα1U∈\Period(M,ω,F)(U).
On the other hand, for any τ∈Z1(U) to be a period form, it has to satisfy Ψ2πτ=φ[\Zkzero,\Zkzero]pk for some p∈Z.
Therefore, \Period(M,ω,F)(U) is the abelian group generated by \Resα1U,\Resα2U.
Similarly, we have \Period(M,ω,F)(U)=α1Z if U is an open neighborhood of [math].
Computation of the invariants:*
For each j∈Zk, (μj,G\Zkzero,j) is an Eliasson local chart near mj since q∘μj=G\Zkzero,j∘F.
For j=\Zkzero, note that α1=\derc1 and ∂c2∂\intprodα2=L, so (μ\Zkzero,\identity) is compatible with (α1,α2).
For j∈Zk, since \derG\Zkzero,j has positive diagonal entries near the origin, (μj,G\Zkzero,j) is compatible with (α1,α2).
By the construction of M, any flow line of Xα2 with \upalpha-limit mj for some j∈Zk has \upomega-limit mj+\Zkone, so \Pa(μj,G\Zkzero,j)j∈Zk is a singularity atlas compatible with (α1,α2).*
Now since \ders\Zkzero=2πα2−∑j∈ZkG\Zkzero,j∗κ and s\Zkzero(0)=0, the action Taylor series s\Zkzero at m\Zkzero is, s\Zkzero=\Tl0[s\Zkzero]=v\Zkzero.
The transition cocycle \Pagj,ℓj,ℓ∈Zk is such that gj,ℓ=\Tl0[\proj2∘Gj,ℓ]=wj,ℓ for j,ℓ∈Zk.
6 Proof of the main theorem
Theorem 3.11* follows from Lemmas 3.13, 4.3 and 5.5 put together.*
Proof 6.1** (Proof of Theorem 3.11).**
The map
[TABLE]
is a bijection.
Appendix A Technical results on flat functions
*Recall that \Tl0[f]∈R[[T0∗U]] denotes the Taylor series of f:U→R at the origin *Ufor U an open neighbourhood of [math] in R2.
Note how the Taylor series, as a formal power series, depends on the choice of a basis of T0∗U.
Note that the Taylor series only depends on the germ of the function.
Definition A.1**.**
We call f a flat function at [math], or the function f is flat at [math], if \Tl0b[f]=0.
Denote by \inftes the space of flat functions at [math].
Note that, by the Faà di Bruno’s formula, the Taylor series of the composition of smooth maps is the composition of their Taylor series.
This is why the definition of flat functions is independent of the choice of the basis of T0∗U.
We will use the multi-index notations in Lemmas A.2 and A.4.
A multi-index j is a pair (j1,j2) where j1,j2∈Z≥0.
We use \absj=j1+j2.
If c=(c1,c2)∈R2 then cj=c1j1c2j2.
If f is a function on an open subset of R2 then ∂jf=∂c1j1∂c2j2∂\absjf.
Lemma A.2**.**
Let m∈Z≥0.
Let gj:R2→R be a smooth function for multi-index j with \absj=m and let g(c)=∑\absj=mgj(c)cj.
Then the function gln\abs⋅:Rr2→R can be extended to a Cm−1-function on R2 if m≥1.
Furthermore, the extension is Cm if and only if gj(0)=0 for all j.
Proof A.3**.**
Let Lm, m∈Z≥0, be the C∞(R2)-vector space spanned by functions of the form \PaRr2∋c↦cjln\absc for which j is a multi-index with \absj≥m, extended onto R2 by zero.
Let Qm, m∈Z, be the C∞(R2)-vector space spanned by functions of the form \PaRr2∋c↦\abscm0cj for which j is a multi-index, m0∈Z≥0, and \absj≥m0+m, extended onto R2 by zero.
By direct calculations,
[TABLE]
which implies that if f∈Lm then ∂c1∂f,∂c2∂f∈Lm−1+Qm−1 for m≥1, and if f∈Qm then ∂c1∂f,∂c2∂f∈Qm−1 for m∈Z.
Therefore, Q0⊆B0 the set of functions on R2 bounded in a neighborhood of the origin, L1,Q1⊆C0 and then Lm,Qm⊆Cm−1 for m≥1.
We aim to find L0∩B0 and let f=hln\abs⋅∈L0 for some h∈C∞.
On one hand, if f∈L0∩B0, then the boundedness requires that h(0)=0.
On the other hand, if h(0)=0, then h(c)=h1c1+h2c2 for some h1,h2∈C∞ and then f∈L1⊆C0.
Therefore, L0∩B0=L1.
In particular, given g(c)=∑\absj=mgj(c)cj, we have gln\abs⋅∈Lm⊆Cm−1 if m≥1, and for any multi-index j with \absj=m, we have
[TABLE]
On one hand, gln\abs⋅∈Cm requires that ∂j\Pag(c)ln\absc∈B0, and hence gj(0)=0.
On the other hand, gj(0)=0 for every multi-index j with \absj=m implies that gln\abs⋅∈Lm+1⊆Cm.
Lemma A.4**.**
For a smooth function f on R2, the function fln\abs⋅ on Rr2 can be smoothly extended onto R2 only when f is flat.
If f is flat, the extension of fln\abs⋅ is also flat.
Proof A.5**.**
Using Taylor expansion of f, for any m∈N, there exist smooth functions gj:R2→R for all multi-indices j with \absj=m+1 such that
[TABLE]
By Lemmas A.2 and 20, fln\abs⋅∈Cm if and only if ∂jf(0)=0 for any multi-index j with \absj≤m.
Therefore, fln\abs⋅∈C∞ if and only if f∈\inftes.
Note that ln\absc∈O(\absc−1).
If f∈\inftes, then for any m∈N, there exist smooth functions gj:R2→R for all multi-index j with \absj=m+1 such that
[TABLE]
Hence fln\abs⋅∈\inftes.
Lemma A.6**.**
If g is a flat function on R2 and h is a smooth function on Rr2 that satisfies
[TABLE]
Then f=gh on Rr2 has a smooth extension f~ on R2.
Proof A.7**.**
We calculate the partial derivatives of f for a multi-index j and m∈Z:
[TABLE]
as c→0.
Here we use the fact that ∂j−ℓg is a flat function so it is dominated by any power of \absc.
Now let f~ be the extension of f by f~(0)=0.
Then by Eq. 22, ∂c1∂f~(0)=limδ→0δf(δ,0)=0 and ∂c2∂f~(0)=limδ→0δf(0,δ)=0, and then f~∈C1.
Inductively, we can show that f~∈C∞ and any higher order derivative of f~ vanishes at the origin.
Acknowledgments
The first author was supported by NSF CAREER Grant DMS-1518420 and by a BBVA Foundation Grant for Scientific Research Projects with project title “From Integrability to Randomness in Symplectic and Quantum Geometry”.
The second author was supported by NSF CAREER Grant DMS-1518420 and by Beijing Institute of Technology Research Fund Program for Young Scholars.
The authors thank San Vũ Ngọc for many helpful discussions on the topic of the paper and Joseph Palmer for helpful comments on a preliminary version of the paper.
The second author would also like to thank San Vũ Ngọc for the invitation to visit the Université de Rennes 1 in November and December of 2016.
Part of this paper was completed while both authors were at the University of California, San Diego and during the second author’s visit to Tsinghua University in 2021.