Quadratic 2-step Lie algebras: Computational algorithms and classification
Pilar Benito, Daniel de-la-Concepci\'on, Jorge Rold\'an-L\'opez, Iciar, Sesma

TL;DR
This paper introduces a computational method for constructing and classifying quadratic 2-step nilpotent Lie algebras using skew-symmetric matrices, with examples for up to 8 generators.
Contribution
It provides a novel computational approach and classification framework for quadratic 2-step nilpotent Lie algebras based on skew-symmetric matrices.
Findings
Developed an algorithm for constructing these algebras
Classified algebras using families of skew-symmetric matrices
Provided explicit examples for up to 8 generators
Abstract
Taking into account the theoretical results and guidelines given inthis work, we introduce a computational method to construct any 2 step nilpotent quadratic algebra of d generators. Along the work we show that the key of the classification of this class of metric algebras relies on certain families of skewsymmetric matrices. Computational examples for d<=8 will be given.
| Dimension | Condition to make the rank maximum |
|---|---|
| Invalid | |
| Invalid | |
| There is just one variable, , and it has to be non null. | |
| Impossible. | |
| With just one non null variable we cannot obtain it. | |
| wee need at least two. | |
| With just two non null variables we cannot obtain it; | |
| wee need at least three. |
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Quadratic -step Lie algebras:
Computational algorithms and classification
Pilar Benito, Daniel de-la-Concepción,
Jorge Roldán-López, Iciar Sesma
( )
Abstract
Taking into account the theoretical results and guidelines given in this work, we introduce a computational method to construct any 2-step nilpotent quadratic algebra of generators. Along the work we show that the key of the classification of this class of metric algebras relies on certain families of skewsymmetric matrices. Computational examples for will be given.
**Keywords: Lie algebra, invariant bilinear form, nilpotent, free nilpotent, derivation, automorphism. **
Classification MSC 2010: 17B01, 17B30
1 Introduction
A bilinear form on a nonassociative algebra is said to be invariant if and only if
[TABLE]
for all . The pair is called quadratic (also metric) algebra in case is invariant, symmetric () and nondegenerate ( for all implies ). The main subject of this paper is the classification of quadratic two step (-step in the sequel) nilpotent Lie algebras. Some computational algorithms attached to the classification results will be given.
A Lie algebra is said to be -step nilpotent (or metabelian) of type in case and where . It is well known that the type of any -step nilpotent Lie algebra is .
Following [NoRe97], the classification of quadratic -step Lie algebras is equivalent to the classification of alternating trilinear forms, which is an open problem. Ovando (2007) shows the existence of real quadratic -step Lie algebras of arbitrary type with as the only exception. In [O07], it is proved that the algebras in this class can be achieved from any injective homomorphism of a vector space equipped with an inner product . In addition, the map must satisfy the relation for all . The last condition can be rewritten as,
[TABLE]
The main ideas in [O07] and the results provided in [BeCoLa17] allow us to establish some alternative results on the existence and isomorphisms of quadratic -step nilpotent Lie algebras over arbitrary fields of characteristic [math]. From the proofs along this paper we develop some algorithms that we have implemented in the computer system Mathematica.
We start with the model of -step free nilpotent Lie algebra of type (here denotes any vector space)
[TABLE]
as it is given in [Gau73]. Then we introduce a family of skewsymmetric matrices of order such that:
- a)
The -th column of is null, 2. b)
For every , the -th column of is the additive inverse of the -th column of .
Through these families of matrices, it is possible to describe the whole set of invariant forms of for which . According to [BeCoLa17], any quadratic -step nilpotent Lie algebra appears as an hommomorphic image of of the form where .
The paper is divided into 4 sections from number 2. Section 2 is devoted to the general theory of quadratic Lie algebras. This Section also includes a categorical approach of quadratic nilpotent Lie algebras given by means of bilinear invariant forms of free nilpotent Lie algebras. This approach allow us to identify the classes of isometric isomorphism in Section 3, where quadratic -step nilpotent algebras are explicitly described by using basis and structure constants. In the final Section 4, examples and computational algorithms are included.
From now on, any vector space will be of finite dimension over an arbitrary field of characteristic [math]. Basics notions and facts on Lie algebras follows from [Ja62] and [Hu72].
2 Generalities and examples
A Lie algebra is said to be nilpotent if there is an integer such that , where is defined inductively as , . We call the index of nilpotency of in case and . Then we say that is -nilpotent or also -step nilpotent.
The type of a nilpotent Lie algebra is defined as the codimension of in . According to Section 1, Corollary 1.3, in [Gau73], a set generates if and only if is a basis of . So, the type of a Lie algebra is the cardinality of any linear independent set such that , where is the linear span of . The above condition implies that the set generates as an algebra. Therefore, the elements can be viewed as a minimal set of generators of .
Given an arbitrary Lie algebra with product , since the condition (1) that defines an invariant form on can be rewritten as
[TABLE]
This is equivalent to
[TABLE]
where is the set of inner derivations of and
[TABLE]
is the orthogonal Lie algebra attached to the bilinear form .
A quadratic abelian Lie algebra is just a vector space endowed with a nondegenerate bilinear form. Any semisimple Lie algebra with its Killing form, , is quadratic. In fact, the non degeneration of this trace form characterizes (characteristic zero) the class of semisimple Lie algebras according to Cartan’s Criterion. The structure of quadratic algebras is not so clear for non-semisimple and non-abelian Lie algebras.
Following [TsWa57], any quadratic Lie algebra satisfies (here denotes the center of ):
[TABLE]
Hence, . The dimension of is called the isotropic index of . The algebra is said to be reduced in case , and the pair , where and , is called the (bi-)type of .
Lemma 1** (Tsou and Walker, 1956).**
Any non reduced and non abelian quadratic Lie algebra decomposes as an orthogonal direct sum of proper ideals, , where and is a quadratic reduced Lie algebra and is a quadratic abelian algebra.
From (5), it is immediate that Generalized Heisenberg Algebras (GHA) are not quadratic111A GHA algebra is defined as a Lie algebra such that .. The real -dimensional free -step nilpotent Lie algebra (see Subsection 2.1 for a general definition)
[TABLE]
admits two non isometric invariant metrics. In fact, the number of nonisometrically isomorphic quadratic structures on is equal to the cardinality of the quotient , where is the multiplicative group of the field . So there is only one quadratic structure on the complex algebra and infinite in case , where is the rational field. In contrast, up to isometries, there is only one indecomposable222A quadratic algebra is decomposable in case splits into an orthogonal direct sum of (quadratic) ideals. Otherwise, is called indecomposable. and quadratic -step Lie algebra of type 3 over any field of characteristic zero. This algebra is the -dimensional free nilpotent as it is proved in [BeCoLa17]333In fact, and are the only free nilpotent Lie algebras that admit a quadratic structure according to [BaOv12]..
The next definition and example are remarkable for the classification of -step nilpotent Lie algebras. The example is included in [O07].
Definition 2**.**
Let denotes a vector space and . We define the hyperbolic -bilinear form on to be the form on , defined by
[TABLE]
for all and . If , the form is symmetric, and if , it is an alternating (skew symmetric) bilinear form. A bilinear form is called a hyperbolic bilinear form if it is isometric to for some vector space and some .
Example 3**.**
Let be the a triple where is a metric vector space over (so is an inner product on ) and denotes an injective linear map that satisfies condition (2). For every , let define as
[TABLE]
for all . Consider now the vector space endowed with the canonical hyperbolic metric
[TABLE]
In we define the bracket product
[TABLE]
for and . Since , the product is skewsymmetric. It is also clear that . Hence, is a -step Lie algebra. From condition (2) of we get that is an invariant bilinear form. Therefore is a quadratic -step Lie algebra. In fact because of is injective. So the Lie algebra is reduced.
Theorem 3.2 in [O07] establishes that for every integer , if we provide (consider as an abelian Lie algebra) with a metric , the real quadratic -step nilpotent Lie algebras (up to isometries) are of the form .
2.1 Free nilpotent Lie algebras vs quadratic nilpotent Lie algebras
Let be the free Lie algebra on a set of generators over the field . The free -nilpotent Lie algebra on generators is denoted and defined as the quotient algebra
[TABLE]
Any -nilpotent Lie algebra of type over is an homomorphic image of . According to Proposition 1.4 and Proposition 1.5 in [Gau73], is isomorphic to the factor algebra , where is an ideal of such that and . (See [GraGro90] for models of free nilpotent Lie algebras.)
In [BeCoLa17] it is introduced a new technique for constructing quadratic nilpotent Lie algebras out of invariant symmetric bilinear forms on free nilpotent Lie algebras. In the sequel we summarize briefly some of the results we will use along this paper. The next lemma follows from Proposition 4.1 in [BeCoLa17].
Lemma 4**.**
Let be the factor Lie algebra where is an ideal of such that . Then, there exists a symmetric, invariant and non-degenerate bilinear form on if and only if there exists a symmetric, invariant and non-degenerate bilinear form on such that . The relation between and is given by for all .
Previous lemma reduces the classification of quadratic nilpotent Lie algebras to that of invariant bilinear forms on free nilpotent Lie algebras. Moreaver we can establish the following categorical approach:
- •
stands for the category whose objects are the quadratic -nilpotent Lie algebras of type . The morphisms are the isometric Lie homomorphisms, i.e.:
[TABLE]
- •
is the category whose objects are the symmetric invariant bilinear forms on for which and . The morphisms are isometric Lie homomorphisms of moduli the relation of equivalence
[TABLE]
where for .
- •
is the functor that associates to each object in the category , the object in :
[TABLE]
In [BeCoLa17] it is proved that the functor provides an equivalence between the categories and . Moreover, there is a natural action of , the group of authomorphism of , on the set of objects of the category ,
[TABLE]
where . Using the functor and the action introduced in (10), from Corollary 4.3 and Lemma 4.4 in [BeCoLa17]) we get the next lemma.
Lemma 5**.**
For all , the following assertions are equivalent:
- (i)
* and are isomorphic objects in the category .* 2. (ii)
* and are isometrically isomorphic Lie algebras.* 3. (iii)
There exists an isometric automorphism .
Lemma 6**.**
For all , the set equals to the set of bilinear invariant symmetric forms that are isomorphic to in the category . Therefore the number of orbits of the action given in (10) is exactly the number of isometric isomorphism classes of quadratic -nilpotent Lie algebras of type .
In the following section we recombine the ideas and results in [O07] and [BeCoLa17] to get an explicit classification of quadratic -step nilpotent Lie algebras.
3 Two step quadratic Lie algebras
According to [ElKaMe08], a nondegenerate bilinear form is called metabolic if there is a totally isotropic subspace of of dimension equal to . In characteristic different from , metabolic and hyperbolic forms coincide as it is proved in Corollary 1.25 in [ElKaMe08].
For a given quadratic and reduced -step nilpotent Lie algebra we have that because of (5). Therefore is a totally isotropic subspace of of dimension . It follows that any nondegenerate invariant bilinear form attached to a quadratic and reduced -step nilpotent Lie algebra is metabolic. Over the real field metabolic and hyperbolic metrics coincides. This is the key in [O07] to establish that the class of quadratic and reduced real -step nilpotent Lie algebras are the algebras given in Example 3.
Let be a quadratic and reduced -step nilpotent Lie algebra of type . Since is metabolic, for a given basis of , there exists a set of orthogonal vectors such that . Therefore, is an ordered basis of and , in the basis , is determined by the the matrix:
[TABLE]
On the other hand, is related to some invariant form of the -step free nilpotent algebra . From [Gau73], we will use as model of
[TABLE]
If we take a basis of , the set is a basis of called Hall basis (see [Ha50] for a complete definition).
Definition 7**.**
For any , a family of matrices of order is called -quadratic if the following properties are satisfied:
- (1)
Every matrix is skewsymmetric (, where is the transpose matrix of ). 2. (2)
The -th column of every is null. 3. (3)
For any , the -th column of is the additive inverse of the -th column of . 4. (4)
If denotes the submatrix of given by the set of all -th columms of such that , the matrix
[TABLE]
of order , has maximal rank .
Theorem 8**.**
For any , the following assertions are equivalent:
- (i)
* is a quadratic and reduced -step nilpotent Lie algebra of type .* 2. (ii)
There exists a basis of for which the structure constants are determined by a family of -quadratic matrices in the following way: and . Moreover, the bilinear form is hyperbolic and, in the ordered basis , is given by the the matrix described in (11).
Proof.
Assume firstly that is quadratic and reduced. From (5) we get . Hence we can take a minimal set of generators of and a basis of such that . Therefore, decomposes as the direct sum,
[TABLE]
where denotes the linear of and the matrix of attached to the basis is as in (11). Now, the inner derivation algebra of , , is generated by the set . This algebra is abelian and because of (the map , is one-one).
Following (4), the form is invariant if and only if is a subalgebra of the orthogonal Lie algebra . We can decompose this algebra as the direct sum of subspaces:
[TABLE]
where . The algebra is -graduated by declaring as the even part and as the odd part. Therefore, any decomposes as where . Moreover, we have that
[TABLE]
Hence and the matrix representation of with respect to the basis is
[TABLE]
Now,
[TABLE]
Note that (15) is equivalent to . Let denote the skewsymmetric matrice of order attached to for . We claim that is a family of -quadratic matrices. Conditions (1), (2) and (3) in Definition 7 follow from (14), (15) and the anticommutativity of the Lie bracket of . Condition (4) follows from the basic fact that . This implies that the rank of is exactly .
For the converse, we note that the Lie bracket given in (ii) is anticommutative by using properties (2) and (3) of -quadratic matrices. The triple product is null in , so, the Jacobi identity is trivial. Therefore, is a Lie algebra. From condition (4) of a -quadratic family, we have that . Hence, is a -step nilpotent Lie algebra of type . The structure constants of show us that the matrix representation of is determine by the matrix . According to condition (1) in Definition 7, every matrix is skewsymmetric. Hence, the nondegenerate bilinear form and is invariant because of (15). In order to prove that is reduced, we will test that , where . Let be ( scalars) and assume . Denote and note that for . Since , we have that . From condition (4) of a -quadratic family, the rank of is . Therefore which proves the equality . ∎
In the sequel, we denote as the quadratic Lie algebra attached to the family of -quadratic matrices as it is described in item (ii) of Theorem 8. For any , we also denote the quadratic abelian Lie algebra of type where is the nondegenerate bilinear form given by the inner product .
Example 9**.**
The skewsymmetric matrices are of the form
[TABLE]
So, there are no -quadratic families of matrices. Hence, in characteristic zero, there are no -step quadratic Lie algebras of type .
Example 10**.**
Let be. The -quadratic families of matrices are of the form where
[TABLE]
and . It is easily checked that any -step nilpotent quadratic Lie algebra of type is reduced. Therefore the class of quadratic -step Lie algebras of type are of the form . Following [BeCoLa17], any of them is isometrically isomorphic to the quadratic Lie algebra , where and the matrix of with respect to the basis is
(here )**
[TABLE]
Example 11**.**
For , the existence of quadratic and reduced -step Lie algebras is equivalent to the existence of a matrix of maximal rank with the following shape:
[TABLE]
Any minor of order of this type of matrices is null. So, the rank of the matrix is less or equal than and therefore in characteristic zero there are no -step reduced quadratic Lie algebras of type . Up to isometric isomorphisms the non reduced are of the form
[TABLE]
From now on, our goal is to investigate the existence problem of quadratic Lie algebras for any arbitrary . We will also study the problem of isometric isomorphisms. The first problem is a simple exercise of linear algebra. For the second one, we will use the functorial relation introduced in Section 2.
The next result ensures the existence of quadratic and reduced -step Lie algebras of arbitrary type different from and and and over any field of characteristic zero. This result has also been established in [O07], Proposition 3.3. We provide here an alternative proof.
Proposition 12**.**
For any , there exist -quadratics families of matrices.
Proof.
From previous examples it is clear that and . Assume firstly is odd, and choose a skewsymmetric matrix of rank , with its first row and its first column being null. Then, where . As , we can take a second skewsymmetric matrix such that its first row is the additive inverse of the second row of . Clearly, . Therefore, . This implies that is a matrix of maximal rank . We can now extend the set to a -quadratic family in an easy (and not unique) way.
In case be even, take a skewsymmetric matrix with rows and rows being a set of linearly independent row vectors of . Therefore, the rank of is . It is clear that . Now, choose a second matrix with first row and its second row being null. Since , we can take the -th and -th rows of as and where if or otherwise. Finally we add -th rows for just to get as a skewsymmetric matrix. For the pair , we claim that .
Suppose there is . Since we can write for some . We note that because of the first row of is not null. Reescaling if necessary, we can assume . In particular, we have that
[TABLE]
Hence, and which implies , a contradiction. This proves our claim. Now, implies that is a matrix of maximal rank and, reasoning as in the odd case, we get our result. ∎
An element is called reduced if and only if is a reduced Lie algebra. This assertion is equivalent to
[TABLE]
For any -quadratic family , we denote
[TABLE]
where is defined as in (13).
Following Proposition 3 in [Sa71], for a given basis of a -dimensional vector space , any linear map , for which the vectors are linearly independent, extends to the automorphism by declaring
[TABLE]
Even more, any automorphism of is of this form. Hence, in the Hall basis , the automorphisms of are represented by matrices of the form
[TABLE]
where is a any matrix of order , is a regular matrix of order , and is a matrix completely determined from by the rule (18). In case , from a straightforward computation we get that
[TABLE]
The equation (20) provides the entries of the matrix in terms of the entries of the matrix .
Theorem 13**.**
Let and be two families of -quadratic matrices and let and be the quadratic Lie algebras attached to them as it is described in Theorem 8. Then, the Lie algebras and are isometrically isomorphic if and only if there exists a regular matrix such that
[TABLE]
where is given in terms of through the formula (20) and , are as described in (13).
Proof.
Along the proof we will denote and as and respectively. According to Lemma 4, is isometrically isomorphic to for some reduced invariant bilinear form . Then, from Theorem 8, there exists a minimal generator set of of isotropic vectors and a totally isotropic central ideal such that
[TABLE]
[TABLE]
[TABLE]
and the set of structure constants is determined by the -quadratic family . So, if we fixed a basis of , the matrix of attached to is
[TABLE]
For every , the inner derivation is represented by a matrix (respect to the basis ) of the form
[TABLE]
Let be the submatrix of given by the set of all -th columms of such that . Denote as the matrix and let be the matrix:
[TABLE]
Clearly is a regular matrix because of . In fact, provides the change of basis from the Hall basis to . Therefore, the matrix of attached to is just as defined in (17). In an analogous way, the Lie algebra is isometrically isomorphic to for some reduced bilinear form . From this isomorphism we get a Hall basis and a regular matrix such that is the matrix of attached to . The change of basis from to provides the authomorphism of and the matrix that represents in the basis is
[TABLE]
where . Now, and are isometrically isomorphic if and only if and are isomorphic in the category . From Lemma 6, the latter assertion is equivalent to the existence of an isometric automorphism . Hence, . In the Hall basis , the automorphism is of the form . Then,
[TABLE]
and
[TABLE]
This implies which proves the result. ∎
Finally, the class of quadratic -step Lie algebras are described in the following theorem.
Theorem 14**.**
For every , there exist quadratic -step Lie algebras of type . Up to isometric isomorphisms the algebras in this class are of the form where , , is a -quadratic family of matrices and , is a quadratic and abelian Lie algebra of dimension .
Proof.
The result follows from Lemma 1, Theorem 8 and Proposition 12. ∎
4 Computational algorithms
In this section we will introduce a computational method for constructing arbitrary (reduced) -step quadratic nilpotent Lie algebras of type . The method relies in the theoretical results developed in previous Section 3, Theorems 8 and 14. According to Definition 7, we will designed several algorithms in order to build -quadratric families of matrices (Algorithms 1 and 2). Along the section we will use the following notation:
- •
denotes the entry in row and column for a given matrix ;
- •
denotes the submatrix obtained from by using the whole set of rows from up to and the set of columns from up to , both included.
Moreover we consider the first row/column is the one numbered as 1.
The matrices of a -quadratic family are skew symmetric. From Theorem 8 and its proof, every matrix determines an inner derivation (adjoint derivation) of the quadratic Lie algebra . The set is a minimal generator set of
[TABLE]
and the adjoint is represented by the matrix as it is described in (14). The computational procedure to obtain quadratic reduced Lie algebras splits into two steps:
- •
First we need to build the skewsymmetric family of matrices satisfying conditions (1), (2) and (3) of Definition 7 and the matrix associated to this family,
- and
- •
secondly, we need to verify that the rank of is maximal.
4.1 Algorithm for generating a -quadratric family
So, using this algorithm, for values and the return matrix is
[TABLE]
To construct the adjoint matrices we will need to know hoy many subindexes we have used before, in order not to use them again. In a generic matrix
[TABLE]
different variables are used. So, in the -th adjoint matrix, due to the relationships among them, we will have used
[TABLE]
variables. We call this quantities varIn() and varUntil() respectively. With this notation
[TABLE]
Note that this algorithm is defined recursively. Although if it is needed an iterative version can be easily develop. In order to improve the efficiency it is highly recommended to store the already calculated adjoint matrices in order not to repeat operations.
Once we are able to obtain the adjoint matrices we can construct our matrix. This matrix is the union of certain columns of the adjoint matrices: from each adjoint, considering we are at the -th adjoint, we take columns .
Now we see a complete example of the calculus of matrix , for and .
[TABLE]
[TABLE]
[TABLE]
[TABLE]
4.2 Rank and product table generation algorithms
Once we are able to create matrices for every dimension , we have to study for which values of the parameters the rank is maximum, that is, the rank is . In order to generate examples, this can be done by using any symbolic computational program (Mathematica among others).
One general way to compute the rank is choosing the minors of the matrix of size and getting all the conditions the variables have to satisfy to have at least one minor whose determinant is not null, making the rank maximum. Therefore, the problem is simply finding the minors and calculating their determinants. Unfortunately we are working with factorial complexity so increasing the dimension make the complexity extremely huge. For example, in the case we already have minors. Other way is using Gauss method, althought the posible nullity of variables might make it difficult too.
Following Theorem 8, the multiplication table for a quadratic reduced Lie algebra obtained from a -quadratic family (so ) in the basis is
[TABLE]
In case the matrix is
[TABLE]
and gives use all the quadratic algebras described by the multiplication table (only those tables related to matrices such that are valid).
[TABLE]
Note that the multiplication table can be easily obtained by means of the columns of the matrix .
4.3 Final comments and examples
In previous subsection 4.2 we have noted the limitations caused by the rank calculus of . In the following Table 1 we can see the minimum number of variables needed to obtain maximum rank for small values of . The final Table 2 displays the matrices for .
[FIGURE:]
For example if , among its 20 variables, only the couples (both variables being non null) with the rest of them null, make the rank maximum. In the case each variable appears in three possible couples that makes the rank maximum, while in there is no couples of variables, we need at least three non null parameters to get rank 7. For the non null triples , and provide quadratic Lie algebras of types , and respectively.
According to Corollary 3.6 in [NoRe97], there is a finite number of quadratic -step nilpotent Lie algebras of dimension . The complete list of these algebras is unknown (in [Ka07] we can find those up to dimension ) and it is encoded in the matrices listed in Table 2. The real Lie groups associated to these algebras provide examples of compact pseudo-Riemannian nilmanifolds.
Acknowledgments. Pilar Benito and Daniel de-la-Concepción acknowledge financial support from the Spanish Ministerio de Economía y Competitividad (MTM 2013-45588-CO3-3). Daniel de-la-Concepción also thanks support from Spanish FPU Grant 12/03224.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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