Topological structures of generalized Volterra-type integral operators
Tesfa Mengestie, Mafuz Worku

TL;DR
This paper investigates the properties and topological structures of generalized Volterra-type integral operators on Fock spaces, providing new characterizations and criteria for compactness and Schatten class membership.
Contribution
It introduces simpler growth and integrability conditions for these operators and analyzes their difference topologies, including a characterization of compact differences.
Findings
Difference of two Volterra-type operators is compact iff both are compact.
New criteria for operator compactness and Schatten class membership.
Simplified conditions for operator properties on Fock spaces.
Abstract
We study the generalized Volterra-type integral and composition operators acting on the classical Fock spaces. We first characterize various properties of the operators in terms of growth and integrability conditions which are simpler to apply than those already known Berezin type characterizations. Then, we apply these conditions to study the compact and Schatten class difference topological structures of the space of the operators. In particular, we proved that the difference of two Volterra-type integral operators is compact if and only if both are compact.
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Topological structures of generalized Volterra-type integral operators
Tesfa Mengestie
Department of Mathematical Sciences
Western Norway University of Applied Sciences
Klingenbergvegen 8, N-5414 Stord, Norway
and
Mafuz Worku
Department of Mathematics, Addis Ababa University, Ethiopia
Abstract.
We study the generalized Volterra-type integral and composition operators acting on the classical Fock spaces. We first characterize various properties of the operators in terms of growth and integrability conditions which are simpler to apply than those already known Berezin type characterizations. Then, we apply these conditions to study the compact and Schatten class difference topological structures of the space of the operators. In particular, we proved that the difference of two Volterra-type integral operators is compact if and only if both are compact.
Key words and phrases:
Fock spaces, Bounded, Compact, Generalized Volterra-type, Composition operator, Schatten class, Topological structures, Compact difference
2010 Mathematics Subject Classification:
Primary 47B32, 30H20; Secondary 46E22,46E20,47B33
1. introduction
Ever since A. Aleman and A. Siskakis published their seminal works [3, 4] on integral operators acting on Hardy and Bergman spaces, Volterra-type integral operators have been studied on many Banach spaces over several domains. For holomorphic functions and in a given domain, we define the Volterra-type integral operator and its companion by
[TABLE]
Applying integration by parts in any one of the above integrals gives the relation
[TABLE]
where is the multiplication operator of symbol . Studies on these operators have been mainly aiming to descsribe the connection between their operator-theoretic behaviours with the function-theoretic properties of the inducing symbols . For more information on the subject, we refer to [1, 2, 11] and the related references therein.
In 2008, S. Li and S. Stević extended and to the operators
[TABLE]
and studied some of their operator-theoretic properties in terms of properties of the pairs on some spaces of analytic functions on the unit disk [9, 10]. For more recent results on this class of operators, one may also consult the materials for instance in [12, 13, 16].
We may note in passing that if we, in particular, set then the operators and become respectively the operators and On the other hand, the choice reduce the operators to the composition operators taking to up to a constant. Owing to this fact, the operators in (1.2) are often referred as the generalized Volterra-type integral operators and generalized composition operators. Such operators have found applications for example in the study of linear isometries of spaces of analytic functions. If denotes the space of all analytic functions in the unit disc for which its derivative belongs to the Hardy space then it has been shown that for any surjective isometry of under the norm is of the form
[TABLE]
for some unimodular in , a nonconstant inner function and a function belonging to the space [7].
Let be the complex plane and . Then the classical Fock spaces consist of entire functions for which
[TABLE]
where denotes the Lebesgue area measure. In particular, is a reproducing kernel Hilbert space with kernel and normalized reproducing kernel functions given by the explicit formulas
[TABLE]
The kernel function belongs to all the Fock space with norms
[TABLE]
for all and . This follows from a simple computation
[TABLE]
It follows that constitutes a unit norm sequence of functions and converges to zero in compact subset of . This and the norms in (1.3) will be used repeatedly in our further considerations.
In [11, 12], Mengestie studied the operators and on Fock spaces and characterized various properties of the operators in terms of the Berezin type integral transforms
[TABLE]
As will be indicated in Section 5, the characterizations in [11, 12] require to estimate the norms of the integral transforms and . Such types of characterizations have been also referred as reproducing kernel thesis properties for the operators. One of the main purposes of this work is to substantially improve these conditions and provide characterizations which are rather simpler to apply. Our new results will be expressed in terms of the functions
[TABLE]
which are easier to handle with than those class of integral transforms in (1.4).
2. Bounded and Compact and
In this section we characterized the boundedness and compactness properties of the operators and in terms of the functions and . Our first main result reads as follows.
Theorem 2.1**.**
Let and be pairs of nonconstant entire functions. Then
- (i)
* is bounded if and only if .* 2. (ii)
* is compact if and only if*
[TABLE] 3. (iii)
* is bounded if and only if .* 4. (iv)
* is compact if and only if*
[TABLE]
It should be remarked that all the results above are independent of the Fock exponent in the domain spaces apart from the condition that it is bounded by the exponent q in the target space . This is manifested due to the fact that the Fock spaces are nested in the sense that whenever (see Theorem 2.10, [17]). As one would expect, our results are different for the cases and . For the latter case, we have rather a stronger condition under which the boundedness implies compactness as formulated in our next main result.
Theorem 2.2**.**
Let and be pairs of nonconstant entire functions. Then
- (i)
the following statements are equivalent.
- (a)
* is bounded;* 2. (b)
* is compact;* 3. (c)
. 2. (ii)
the following statements are also equivalent.
- (a)
* is bounded;* 2. (b)
* is compact;* 3. (c)
.
3. Schatten class membership of
The singular values of a compact operator on a Hilbert space are the square roots of the positive eigenvalues of the operator , where denotes the adjoint of . Said differently, these are simply the positive eigenvalues of . For , the Schatten p-class of which we denote it by represents the space of all compact operators on with summable singular value sequences. The space is a two sided ideal in the algebra of all bounded linear operators on the space . We refer readers to the materials in [6, 17] for a good overview of the subject.
Our next main result characterizes the Schatten membership of the operators in terms of integrability condition for .
Theorem 3.1**.**
Let and be pair of entire functions and the map be bounded. Then belongs to the algebra if and only if .
The analogous problem for has been already studied in [13] where partly a source of inspiration for this paper stems from.
4. Topological structures of and
Over the past few decades much effort has been paid to study various operator-theoretic properties of these operators in terms of the function-theoretic properties of the inducing pairs . On the contrary, there has been no effort devoted to understand the topological structures of the space of bounded operators and equipped with the operator norm topology. It is worth noting that such structures have been studied for many other operators including compact differences of composition operators. We refer to [15] for references and historical remarks in this topic. In this section, we use our results from the proceeding sections and begin a study on such structures and characterize the compact and Schatten class differences of the operators.
Theorem 4.1**.**
Let , and be pairs of nonconstant entire functions, and and be bounded operators from into Then the operator
- (i)
* is compact if and only if either both and are compact or and*
[TABLE] 2. (ii)
* is compact if and only if either both and are compact or and*
[TABLE]
An interesting future in the study of differences of operators is the important factors arising from the cancellation property. From (4.1) and (4.2), such factors are , and and . The same impact is observed in the stronger Schatten class difference membership as stated in the next main result.
Theorem 4.2**.**
Let , and be pairs of nonconstant entire functions, and and be bounded operators on . Then the operator
- (i)
* belongs to the Schatten class if and only if either both and belong to the class or and*
[TABLE] 2. (ii)
* belongs to the Schatten class if and only if either both and belong to the class or and*
[TABLE]
As noted earlier, if we set then the operators becomes the operators . By Theorem 4.1, it turns out that a Volterra-type integral difference is compact if and only if both operators are compact. We record this as part of the following corollary since it is interests of its own.
Corollary 4.3**.**
- (i)
Let , , and and be bounded operators from into Then the difference operator is compact if and only if both and are compact. 2. (ii)
Let , , and be compact operators on . Then the operator belongs to the Schatten class if and only if 3. (iii)
Let , and and be bounded operators on . That is and . Then the spectrum of on is given by
[TABLE]
This shows that the difference of two Volterra-type integral operators can not be nontrivially compact. A natural question to ask is whether there exist compact difference of multiplication operators and the other Volterra type operator . Clearly, if any two of the operators in (1.1) are bounded, so is the third one. The boundedness and compactness properties of and on Fock spaces were described in [11]. The result there ensures that or is compact if and only if . Thus, a difference of any two of such operators fails to be compact.
5. Proof of the main results
In this section we prove our results. We may first give a key proposition that will be used repeatedly in our subsequent considerations.
Proposition 5.1**.**
Let be a pair of nonconstant entire functions and . Then if any of
- (i)
* or belongs to , then for some .* 2. (ii)
* or tends to zero as then with .*
Proof. The proof of the proposition for the parts and follows from a simple variant of the proof of Proposition 2.1 in [8] or Lemma 2.3 of [13]. On the other hand, for the integral transform , we have
[TABLE]
for all , where is a disc of radius 1 and center .
Since 111The notation (or equivalently ) means that there is a constant such that holds for all in the set of a question. We write if both and . for all , we further estimate the integral above as
[TABLE]
for all . Setting in particular and applying (1.3) gives
[TABLE]
and the assertion follows from the boundedness condition on .
Similarly, if is bounded, then
[TABLE]
and setting and applying (1.3) again results
[TABLE]
and the assertion follows from the boundedness condition on and completes the proof.
To prove our results, we also need the following crucial Littlewood-Paley type estimate for Fock spaces [5]. The estimate asserts that for and
[TABLE]
We may now turn to the proofs of our main results.
5.1. Proof of Theorem 2.1
By Theorem 1 of [12], is bounded if and only if the Berezin type integral transforms is bounded, and compact if and only if as . Seemingly, by Theorem 1 of [11], is bounded if and only if is bounded and compact if and only if as . Due to these, the proof of our theorem will be complete if we prove the following two results which we formulate them as lemmas as they are interest of their own.
Lemma 5.2**.**
Let be a pair of nonconstant entire functions on . Then
- (i)
* if and only if for some *
. 2. (ii)
* if and only if for some*
.
Proof. (i). If the Berezin type integral transform is bounded for some , then the series of estimates in (5) implies that is bounded. On the other hand, if is bounded, then by Proposition 5.1, we may set and argue
[TABLE]
where the last equality follows by (1.3) and hence the claim.
Similarly, one side of the statement in part (ii) follows from the series of the estimations made leading to (5). On the other hand, applying Proposition 5.1 and (1.3) again,
[TABLE]
Invoking (5.3), (1.3) and Proposition 5.1 we estimate the above last integral by
[TABLE]
from which we have that
[TABLE]
and completes the proof.
Lemma 5.3**.**
Let be a pair of nonconstant entire functions on . Then
- (i)
* as if and only if as for some .* 2. (ii)
* as if and only if as for some .*
Proof. (i) One side of the statement follows easily from the estimates in (5). We shall proceed to show the other side, and assume that as .
Then we estimate
[TABLE]
By Proposition 5.1 and the assumption that is nonconstant, it follows
[TABLE]
from which we deduce
[TABLE]
The first term in the last sum converges to zero as since the normalized reproducing kernel converges to zero on compact subsets. On the other hand, by hypothesis, we have
[TABLE]
and hence the assertion.
(ii) From the inequalities in (5), we easily deduce one of the implications for this part as well. On the other hand, if as , then arguing as above and eventually applying (5.3) and (1.3)
[TABLE]
from which the assertion follows as before since converges uniformly on compact subsets and when .
5.2. Proof of Theorem 2.2
By Theorem 2 of [12], is bounded (compact) if and only if the integral transform belongs to . By Theorem 2 of [11], the operator is also bounded (compact) if and only if belongs to . Thus, our theorem will be proved once we prove the following key lemma which is again interest of its own.
Lemma 5.4**.**
Let and be pairs of nonconstant entire functions on . Then
- (i)
* if and only if * 2. (ii)
* if and only if *
Proof. (i). Making use of the estimate in (5) and Proposition 5.1 namely that , we estimate
[TABLE]
and the necessity of the conditions follows.
To prove the sufficiency, we may consider
[TABLE]
Applying Hölder’s inequality to the inner integral above gives
[TABLE]
Making use of Fubini’s Theorem and (1.3), we further estimate
[TABLE]
(ii). The necessity of the condition follows from the inequalities in (5) and the fact that as ensured by Proposition 5.1.
To prove the sufficiency, we may set
[TABLE]
and write
[TABLE]
Apply Hölder’s inequality and subsequently Fubini’s Theorem, (5.3), and (1.3) we observe that the above integral is bounded by
[TABLE]
and completes the proof.
5.3. Proof of Theorem 3.1
By Theorem 4 of [12], the operator belongs to the Schatten class if and only if the Berezin type integral transform belongs to . Thus, we only need to establish the following lemma.
Lemma 5.5**.**
Let and be a pair of nonconstant entire functions on . Then if and only if
We remark in passing that Lemma 5.5 does not follow from Lemma 5.4.
Proof. Applying the inequalities in (5) and Proposition 5.1 we have
[TABLE]
from which one side of the assertion in the lemma follows.
For the remaining part, we consider two different cases.
Case 1. If then using (5.3) and the fact that for ,
[TABLE]
Using this, Fubini’s Theorem and (1.3), we further estimate
[TABLE]
Case 2. If , then applying Hölder’s inequality we get
[TABLE]
Making a change of variables and applying (1.3) again yields
[TABLE]
which implies that
[TABLE]
From this, Fubini’s Theorem and (1.3) we have the estimate
[TABLE]
5.4. Proof of Theorem 4.1
The sufficiency of the condition in the theorem follows from Theorem 2.1. Thus, we may assume that the difference is compact and proceed to show the necessity. If one of either or is compact, so is the other one which follows from the algebra of compact operators. It follows that either both operators are compact or both are noncompact. Thus, we may assume the later. To this end, by Theorem 2.1, there exist two positive numbers and such that
[TABLE]
[TABLE]
Since is weakly convergent, compactness of implies that
[TABLE]
On the other hand, using (5.3) and the techniques leading to (5), we have
[TABLE]
after setting .The right-hand side above can be estimated further as
[TABLE]
Since and are bounded operators, by Theorem 2.1 and Proposition 5.1, and have the linear forms and where and It follows from this that if , then
[TABLE]
Combining this with (5.4), (5.4), (5.4) and the triangle inequality, we deduce
[TABLE]
which implies
[TABLE]
It follows from this and Theorem 2.1 that is compact which contradicts our assumption. Thus, we must have . Taking this into account,
[TABLE]
from which we get
[TABLE]
On the other hand, if we repeat the above process by setting , we get
[TABLE]
From this and (5.7), we find
[TABLE]
which holds only if . This shows that and hence the necessity of the condition follows from Theorem 2.1.
The proof of part (ii) follows in a similar fashion.
5.5. Proof of Theorem 4.2
Since all Schatten class operators are compact, we can assume that is compact. Then by Theorem 4.1, the difference is compact if and only if either both and are compact or and condition (4.1) holds. If both are compact and the difference is in the class, then either both are in the class or both are not. In the latter case, following the same argument as in the proof of Theorem 4.1, the assumption that belongs to implies On the other hand, since is itself a generalized Volterra-type integral operator induced by the pair of symbols , by Theorem 3.1, it belongs to the class if and only . That is
[TABLE]
which completes the proof of part (i) in the theorem.
The proof of part (ii) follows in a similar manner.
5.6. Proof of Corollary 4.3
Part (i) of the corollary follows once by setting in Theorem 4.1. Thus, we shall verify part (ii). By part (i), if the difference is compact, then both and are compact and hence Corollary 2 of [12] gives the representation and . Since the integral is linear, we also have the relation
[TABLE]
On the other hand, . Then by Theorem 3.1, the difference operator belongs to the Schatten class if and only if
[TABLE]
Since , we easily see that (5.8) holds only if .
Part (iii). By linearity of the integral, where
[TABLE]
Then by Theorem 1.3 of [14],
[TABLE]
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- 4[4] A. Aleman and A. Siskakis, Integration operators on Bergman spaces, Indiana University Math J. 46 (1997), 337–356.
- 5[5] O. Constantin, Volterra type integration operators on Fock spaces, Proc. Amer. Math. Soc. 140 (12) (2012), 4247–4257.
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