Multiplicity results for elliptic problems with super-critical concave and convex nonlinearties
Najmeh Kuhestani, Abbas Moameni

TL;DR
This paper proves the existence of multiple solutions for a class of elliptic problems with super-critical nonlinearities, extending previous results to super-critical cases using a novel variational approach.
Contribution
It introduces a new variational principle that enables analysis of elliptic problems with super-critical nonlinearities, broadening the scope of multiplicity results.
Findings
Existence of infinitely many solutions for super-critical nonlinearities.
Solutions have negative energy for small positive .
Extension of known subcritical results to super-critical cases.
Abstract
We shall prove a multiplicity result for semilinear elliptic problems with a super-critical nonlinearity of the form, \begin{equation}\label{con-c} \left \{ \begin{array}{ll} -\Delta u =|u|^{p-2} u+\mu |u|^{q-2}u, & x \in \Omega\\ u=0, & x \in \partial \Omega \end{array} \right. \end{equation} where is a bounded domain with -boundary and As a consequence of our results we shall show that, for each , there exists such that for each this problem has a sequence of solutions with a negative energy. This result was already known for the subcritical values of In this paper, we shall extend it to the supercritical values of as well. Our methodology is based on a new variational principle established by one of the authors that allows one to deal with problems beyond the usual locally compactness…
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Taxonomy
TopicsNonlinear Partial Differential Equations · Advanced Mathematical Modeling in Engineering · Numerical methods in inverse problems
Multiplicity results for elliptic problems with super-critical concave and convex nonlinearties
111Abbas Moameni is pleased to acknowledge the support of the National Sciences and Engineering Research Council of Canada.
Najmeh Kuhestani222Department of Mathematics, Kharazmi University. School of Mathematics and Statistics, Carleton University, Ottawa, Ontario, Canada. Abbas Moameni 333School of Mathematics and Statistics, Carleton University, Ottawa, Ontario, Canada, [email protected]
Abstract
We shall prove a multiplicity result for semilinear elliptic problems with a super-critical nonlinearity of the form,
[TABLE]
where is a bounded domain with -boundary and As a consequence of our results we shall show that, for each , there exists such that for each problem (1) has a sequence of solutions with a negative energy. This result was already known for the subcritical values of In this paper, we shall extend it to the supercritical values of as well. Our methodology is based on a new variational principle established by one of the authors that allows one to deal with problems beyond the usual locally compactness structure.
1 Introduction
In this paper we consider the semilinear elliptic problem
[TABLE]
where is a bounded domain with -boundary, and This problem has received a lot of attention since being first investigated by Ambrosetti, Brezis and Cerami in [3]. Using the method of sub-super solutions, it is proved in [3] that there exists such that (2) has a positive solution for . The importance of their results lies in the fact that can be arbitrarily large. If in addition then solutions of (2) correspond to critical points of the functional
[TABLE]
defined on , and hence variational methods may be applied. In this case a second positive solution exists for as shown in [3], Theorem 2.3. Moreover, there exists such that for every problem (2) has infinitely many solutions satisfying , and there exist infinitely many solutions satisfying . In fact, they showed that there exists an additional pair of solutions (which can change sign) for all with possibly smaller than (see also Ambrosetti, Azorero and Peral [2] and references therein). Their method relied on the standard methods in the critical point theory.
Over the years, the study for the number of positive solutions were furthered by many authors including [1, 6, 15, 19]. It was indeed established that if then there exists such that for , there are exactly two positive solutions of (2), exactly one positive solution for and no positive solution exists for , when is the unit ball in .
In [3] and [8] the existence of solutions with negative energy has also been proved in the critical case p = 2* provided is small enough.
Also, Bartsch and Willem [4] showed that for the subcritical case and as . In addition they proved that a sequence of solutions with a positive energy also exists for . Furthermore, Wang [20] proved that the solutions not only tend to [math] energetically but also uniformly on . Wang even dealt with more general classes of nonlinear functions instead of just . The variational structure and the oddness of the nonlinearity, however, are essential to obtain infinitely many solutions and for the subcritical case.
Our main objective in this paper is to prove multiplicity results without imposing any growth condition on the nonlinearity We shall now state our result in this paper regarding positive solutions of (2).
Theorem 1.1**.**
Assume that . Then there exists such that for each problem (2) has at least one positive solution with a negative energy.
This result, however, is already known in [3]. Here we shall provide a different approach based on variational principles on convex closed sets. The next result concerns with the multiplicity of solutions for the super-critical case. The next theorem addresses the multiplicity result for the super-critical case.
Theorem 1.2**.**
*Assume that . Then there exists such that for each problem (2) has infinitely many distinct nontrivial solutions with a negative energy. *
As there is no upper bound for in Theorem 1.2, thus, this theorem will be an extension of a similar result by Ambrosetti-Brezis-Cerami [3] to the supercritical case.
Remark 1.3**.**
Note that the term can be substituted by any super-linear odd function that behaves like around and around The oddness of is not required in Theorem 1.1, however, f has to be positive on We would also like to remark that the parameter is the same in both Theorems 1.1 and 1.2. It is also worth nothing that, there exists such that problem (2) does not have any solution for (See Theorem 2.1 in [3]).
We shall be proving Theorems 1.1 and 1.2 by making use of a new abstract variational principle established recently in [13, 14] (see also [11, 12] for some new variational principles and [5] for an application in super-critical Neumann problems). To be more specific, let be a reflexive Banach space, its topological dual and let be a convex and weakly closed subset of . Assume that is a proper, convex, lower semi-continuous function and Gâteaux differentiable on K (with Gâteaux derivative ). The restriction of to is denoted by and defined by
[TABLE]
For a given functional , consider the functional defined by
[TABLE]
According to Szulkin [18], we have the following definition for critical points of .
Definition 1.4**.**
A point is said to be a critical point of if and if it satisfies the following inequality
[TABLE]
We shall now recall the following variational principle established recently in [13].
Theorem 1.5**.**
Let be a reflexive Banach space and be a convex and weakly closed subset of . Let be a convex, lower semi-continuous function which is Gâteaux differentiable on and . If the following two assertions hold:
The functional defined by has a critical point as in Definition 1.4, and; 2.
there exists such that .
Then is a solution of the equation
[TABLE]
For the convenience of the reader, by choosing the functions and the convex set in lines with problem (2), we shall provide a proof to a particular case of Theorem 1.5 applicable to this problem.
In the next section we shall recall some preliminaries from convex analysis, critical point theory and Elliptic regularity theory. Section 3 is devoted to the proof of Theorems 1.1 and 1.2.
2 Preliminaries
In this section we recall some important definitions and results from convex analysis [7] and partial differential equations [9].
Let be a real Banach space and its topological dual and let be the pairing between and The weak topology on induced by is denoted by A function is said to be weakly lower semi-continuous if
[TABLE]
for each and any sequence approaching in the weak topology Let be a proper (i.e. ) convex function. The subdifferential of is defined to be the following set-valued operator: if set
[TABLE]
and if set If is Gâteaux differentiable at denote by the derivative of at In this case
Let be a function on satisfying the following hypothesis:
(H): *, where and is proper, convex and lower semi-continuous. *
Definition 2.1**.**
A point is said to be a critical point of if and if it satisfies the inequality
[TABLE]
Note that a function satisfying (9) is indeed a solution of the inclusion .
Proposition 2.1**.**
If satisfies (H), each local minimum is necessarily a critical point of .
Proof.
Let be a local minimum of . Using convexity of , it follows that for all small ,
[TABLE]
Dividing by and letting we obtain (9). ∎
The critical point theory for functions of the type was established by Szulkin in [18]. According to [18], say that satisfies the compactness condition of Palais-Smale type provided,
(PS): If is a sequence such that and
[TABLE]
where , then possesses a convergent subsequence.
In the following we recall an important result about critical points of even functions of the type . We shall begin with some preliminaries. Let be the of all symmetric subsets of which are closed in . A nonempty set is said to have genus k (denoted ) if is the smallest integer with the property that there exists an odd continuous mapping . If such an integer does not exist, . For the empty set we define .
Proposition 2.2**.**
Let . If is a homeomorphic to by an odd homeomorphism, then .
Proof and a more detailed discussion of the notion of genus can be found in [16] and [17].
Let be the collection of all nonempty closed and bounded subsets of . In we introduce the Hausdorff metric distance [References,], given by
[TABLE]
The space is complete [References,]. Denote by the sub-collection of consisting of all nonempty compact symmetric subsets of and let
[TABLE]
( is the closure in ). It is easy to verify that is closed in , so and are complete metric spaces. The following Theorem is proved in [18].
Theorem 2.2**.**
Suppose that satisfies (H) and (PS), and , are even. Define
[TABLE]
If for , then has at least distinct pairs of nontrivial critical points by means of Definition 2.1.
We shall now recall some notations and results from the theory of Sobolev spaces and Elliptic regularity required in the sequel. Here is the general Sobolev embedding theorem in (see Lemma 7.26 in [9]).
Theorem 2.3**.**
Let be a bounded domain in . Then,
If , the space is continuously imbedded in , , and compactly imbedded in for any . 2.
If , the space is continuously imbedded in , , and compactly imbedded in for any .
The following inequality is is proved in ([9], Lemma 9.17).
Lemma 2.4**.**
Let be a bounded domain in n and the operator be strictly elliptic in with coefficients , , with and . Then there exists a positive constant (independent of u) such that
[TABLE]
for all , .
Here is a direct consequence of Lemma 2.4.
Corollary 2.5**.**
Let be a bounded domain in Assume that Then there exist constants and such that
[TABLE]
for all
Proof. Since it is easily seen that Thus, the existence of follows from Lemma 2.4. The existence of follows from the definition of the Sobolev space
3 Proofs and further comments
We shall need some preliminary results before proving Theorems 1.1 and Theorem 1.2 in this section. We shall consider the Banach space equipped with the following norm
[TABLE]
Let be the Euler-Lagrange functional corresponding to (2),
[TABLE]
To make use of Theorem 1.5, we shall first define the function by
[TABLE]
Note that Define by
[TABLE]
The restriction of to a convex and weakly closed subset of is denoted by and defined by
[TABLE]
Finally, let us introduce the functional defined by
[TABLE]
which is of the form Note that is indeed the Euler-Lagrange functional corresponding to (2) restricted to . Here is a simplified version of Theorem 1.5 applicable to problem (2).
Theorem 3.1**.**
Let , and let and be a convex and weakly closed subset of . If the following two assertions hold:
The functional defined in (15) has a critical point as in Definition 2.1, and; 2.
there exists such that
Then is a solution of the equation
[TABLE]
Proof. Since is a critical point of it follows from Definition 2.1 that
[TABLE]
where It follows from in the theorem that . Thus, it follows from inequality (17) with that
[TABLE]
On the other hand, it follows from the convexity of that
[TABLE]
Thus, by (18) and (19) we obtain that
[TABLE]
This indeed implies that
[TABLE]
from which we obtain This completes the proof.
We shall use Theorem 3.1 to prove our main results in Theorems 1.1 and 1.2. The convex closed subset of required in Theorem 1.2 is defined as follows
[TABLE]
for some to be determined later. Also, the convex set required in the proof of Theorem 1.1 consists of all non-negative functions in for some
To apply theorem 3.1, we shall need to verify both conditions and in this Theorem. To verify condition in Theorem 1.1 we simply find a minimizer of for some weakly compact and convex subset of and in Theorem 1.2 we shall make use of the abstract Theorem 2.2 to find a sequence of solutions. However, condition in Theorem 3.1 seems to be rather identical for both Theorems 1.1 and 1.2. Let us first proceed with condition in Theorem 3.1. In fact, our plan is to show that if then for appropriate choices of there exists such that . We shall do this in a few lemmas.
Lemma 3.2**.**
Assume that . Let and be the the best constants in the imbeddings and , respectively. Then
[TABLE]
where and
Proof. By definition of we have
[TABLE]
By Theorem 2.3 the space is compactly imbedded in and . Thus,
[TABLE]
It follows from that
[TABLE]
as desired.
By a straightforward computation one can easily deduce the following result.
Lemma 3.3**.**
Let . Assume that and are given in Lemma 3.2. Then there exists with the following properties.
For each , there exist positive numbers with such that if and only if 2. 2.
For there exists one and only one such that 3. 3.
For there is no such that
Remark 3.4**.**
Since the Sobolev space is compactly embedded into , we obtain that
[TABLE]
It also follows from Corollary 2.5 that is an equivalent norm on . For the rest of the paper, we shall then consider this norm, i.e., for each
[TABLE]
We are now in the position to state the following result addressing condition in Theorem 3.1.
Lemma 3.5**.**
Let . Assume that is given in Lemma 3.3 and Let be given in part 1) of Lemma 3.3. Then for each and each there exists such that
[TABLE]
Proof. By standard methods we see that there exists which satisfies
[TABLE]
in a weak sense. Since the right hand side is an element in it follows from the standard regularity results that and holds pointwise. Therefore,
[TABLE]
Thus, by Remark 3.4 we have that
[TABLE]
This together with Lemma 3.2 yield that
[TABLE]
By Lemma 3.3, for each we have that Therefore,
[TABLE]
as desired.
Proof of Theorem 1.1. Let be as in Lemma 3.5 and Also, let and be as in Lemma 3.5 and define
[TABLE]
Step 1. We show that there exists such that . Then by Proposition 2.1, we conclude that is a critical point of
Set . So by definition of for every , we have and therefore . On the other hand, by Theorem 2.3, the Sobolev space is compactly embedded in for all , it then follows that for every
[TABLE]
for some positive constants and . Since is nonnegative, we have
[TABLE]
So . Now, suppose that is a sequence in such that . So the sequence is bounded and we can conclude by definition of that the sequence is bounded in . Using standard results in Sobolev spaces, after passing to a subsequence if necessary, there exists such that weakly in and strongly in Therefore, . So, and the proof of Step 1 is complete.
Step 2. In this step we show that there exists such that By Lemma 3.5 together with the fact that we obtain that To show that we shall need to verify that is non-negative almost every where. But, this is a simple consequence of the maximum principle and the fact that
It now follows from Theorem 3.1 together with Step 1 and Step 2 that is a solution of the problem (2). To complete the proof we shall show that is non-trivial by proving that .
Take . For we have that and therefore
[TABLE]
Since , is negative for sufficiently small. Thus, we can conclude that . Thus, is a non-trivial and non-negative solution of (2). Finally, it follows from the strong maximum principle that on .
Proof of Theorem 1.2. Let be as in Lemma 3.5 and Also, let and be as in Lemma 3.5 and define We first show that the functional has infinitely many distinct critical points. To do this, we shall employ Theorem 2.2. It is obvious that the function is even and continuously differentiable. Also is a proper, convex and lower semi-continuous even function. So is satisfied. We now verify . If for some , by definition of we can conclude that is bounded in . Going if necessary to a subsequence, there exists some such that weakly in Due to the compact imbeddings of and we obtain that in strongly.
For each considering the definition of in (11), we define
[TABLE]
We shall now prove that for all To this, let us denote by the j-th eigenvalue of on (counted according to its multiplicity) and by a corresponding eigenfunction satisfying . As in the proof of Theorem 1.1, we have that is bounded below. Thus for each Let
[TABLE]
for small to be determined. Then because by Proposition 2.2. Since is finite dimensional, all norms are equivalent on . Thus, we can choose small enough so that . Also there exist positive constants , such that and for all . Therefore,
[TABLE]
Now we can choose small enough such that for every . It then follows that . Thus, by Theorem 2.2, has has a sequence of distict critical points by means of Definition 2.1. Also, by Lemma 3.5, for each critical point of there exists such that It now follows from Theorem 3.1 that is a sequence of distinct solutions of (2) such that for each This completes the proof.
It is evident that Theorem 1.2 can be easily extended to laplacian problems similar to the problem (2). Indeed, consider
[TABLE]
By using a similar argument as in the proof of Theorem 1.2 one can prove that, if then there exists such that for each problem (22) has infinitely many distinct nontrivial solutions with a negative energy. In our forthcoming project, we are investigating the existence of two positive solutions in Theorem 1.1 rather than just one. We are also extending both theorems 1.1 and 1.2 to the fractional laplacian case via the method proposed in this manuscript.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] F. Pacella, S. L. Yadava, On the number of positive solutions of some semilinear Dirichlet problems in a ball , Differential Integral Equations 10 (1997), no. 6, 1157-1170.
- 2[2] A. Ambrosetti, J. Garcia Azorero, I. Peral, Multiplicity results for some nonlinear elliptic equations , J. Funct. Anal. 137 (1996) 219-242.
- 3[3] A. Ambrosetti, H. Brezis, G. Cerami, Combined effects of concave and convex nonlinearities in some elliptic problems , J. Funct. Anal., 122(2):519-543, 1994.
- 4[4] T. Bartsch and M. Willem, On an elliptic equation with concave and convex nonlinearities , Proc. Amer. Math. Soc., 123(11):3555-3561, 1995.
- 5[5] C. Cowan, A. Moameni, A new variational principle, convexity and supercritical Neumann problems. To appear in Trans. Amer. Math. Soc. (2017).
- 6[6] L. Damascelli, M. Grossi, F. Pacella, Qualitative properties of positive solutions of semilinear elliptic equations in symmetric domains via the maximum principle , Ann. Inst. H. Poincaré Anal. Non Linéaire 16 (1999) 631-652 .
- 7[7] I. Ekeland, R. Temam, Convex analysis and variational problems, American Elsevier Publishing Co., Inc., New York, (1976).
- 8[8] J. Garcia Azorero, I. Peral Alonso, Multiplicity of solutions for elliptic problems with critical exponent or with a nonsymmetric term , Trans. Amer. Math. Soc., 323 (1991), 877-895.
