A gradient flow for the prescribed Gaussian curvature problem on a closed Riemann surface with conical singularity
Yunyan Yang

TL;DR
This paper establishes the well-posedness, long-term existence, and convergence of a gradient flow on conical Riemann surfaces, solving the prescribed Gaussian curvature problem for surfaces with non-positive singular Euler characteristic.
Contribution
It extends the gradient flow method to surfaces with conical singularities, providing new solutions to the prescribed Gaussian curvature problem in this setting.
Findings
Flow is well-posed on conical surfaces.
Long-term existence and convergence are proven.
Prescribed Gaussian curvature problem is solved for non-positive singular Euler characteristic.
Abstract
In this note, we prove that the abstract gradient flow introduced by Baird-Fardoun-Regbaoui \cite{BFR}is well-posed on a closed Riemann surface with conical singularity. Long time existence and convergence of the flow are proved under certain assumptions. As an application, the prescribed Gaussian curvature problem is solved when the singular Euler characteristic of the conical surface is non-positive.
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Taxonomy
TopicsGeometric Analysis and Curvature Flows · Nonlinear Partial Differential Equations · Geometry and complex manifolds
A gradient flow for the prescribed Gaussian curvature problem on a closed Riemann surface with conical singularity
Yunyan Yang
Department of Mathematics, Renmin University of China, Beijing 100872, P. R. China
Abstract
In this note, we prove that the abstract gradient flow introduced by Baird-Fardoun-Regbaoui [2] is well-posed on a closed Riemann surface with conical singularity. Long time existence and convergence of the flow are proved under certain assumptions. As an application, the prescribed Gaussian curvature problem is solved when the singular Euler characteristic of the conical surface is non-positive.
keywords:
prescribed Gaussian curvature problem, conical singularity, gradient flow
MSC:
[2010] 58J35, 53C20
††journal: ***
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1 Introduction
Let be a closed Riemann surface, be a smooth metric and be its Gaussian curvature. If for some smooth function , then the Gaussian curvature of satisfies , where is the Laplace-Beltrami operator. For a given function , can one find a metric having as its Gaussian curvature? This problem is equivalent to the solvability of the equation
[TABLE]
Integration by parts and the Gauss-Bonnet formula imply that necessarily must have the same sign as the topological Euler characteristic somewhere and in the case , either is identically zero or changes sign. It is natural to ask if this condition is also sufficient to guarantee a solution.
In the case , via the method of upper and lower solutions, it was shown by Kazdan-Warner [24] that if and , then (1) has a solution. Suppose that , , and . Using a variational method, Ding-Liu [20] proved the following: Replacing by in (1), one finds some constant such that if , then (1) has at least two different solutions; if , then (1) has at least one solution; while if , then (1) has no solution. In the case , the problem was completely solved. It was proved by Berger [6] that if or changes sign and , where is a solution of , then (1) has a solution. Later Kazdan-Warner [24] pointed out that the above assumptions on is also necessary. If , is either the projective space or the -sphere . In the case of , it was shown by Moser [31] that (1) has a solution provided that and for all . While the problem on is much more complicated and known as the Nirenberg problem. Moser’s result was extended by Chang-Yang [12] to reflected symmetric function under further assumptions. For rotationally symmetric function , sufficient condition was given by Chen-Li [15] and Xu-Yang [37]. Concerning more general functions , we refer the reader to [10, 11, 14].
Also various flows have been employed to attack the problem. In [22], The Ricci flow was introduced by Hamilton to find a solution of (1), where is a constant. His result was later completed by Chow [19]. The Calabi flow was investigated by Bartz-Struwe-Ye [5] and Struwe [34]. While in [35], Struwe used the Gaussian curvature flow to reprove Chang-Yang’s results [12]. For further developments of this flow, we refer the reader to Brendle [8, 9], Ho [23] and Zhang [45]. Assuming that the initial metric has constant Gaussian curvature . Baird-Fardoun-Regbaoui [2] proposed an abstract gradient flow, through which converges to a metric having the prescribed Gaussian curvature. This method solved (1) perfectly in the case and partially in the case .
The same problem can be proposed on conical surfaces. We begin with basic definitions. Let be a closed Riemann surface as before. A metric is said to be a conformal metric having conical singularity of order at , if in a local holomorphic coordinate with , there exists some function which is continuous and away from zero such that
[TABLE]
If has conical singularities of order at , , we say that represents a divisor . Then the pair is called a conical surface, and the corresponding singular Euler characteristic is written as
[TABLE]
where is the topological Euler characteristic.
If is nonpositive, the problem can be solved in the variational framework as the case of smooth metrics. Precisely, it was shown by Troyanov [36] that if , then any smooth negative function is the Gaussian curvature of a unique conformal metric representing . Recently this result has been improved by Zhu and the author [41] by using the variational method of Ding-Liu [20] and Borer-Galimberti-Struwe [7]. In particular, if we assume , the background metric has the Gaussian curvature , and is a smooth function satisfying and , then there exists a unique function
[TABLE]
such that the metric has the Gaussian curvature ; moreover, there exists some constant such that when , there exist at least two different functions such that and have the same Gaussian curvature ; when , there exists at least one function such that has the Gaussian curvature ; when , there is no function such that has the Gaussian curvature . The problem was completely solved by Troyanov [36] in the case . Namely, there exists a flat metric representing ; moreover, a smooth function is the Gaussian curvature of a metric conformal to if and only if changes sign and . If , then the problem becomes very subtle. There is much interesting work concerning this situation, see for examples Troyanov [36], McOwen [29], Chen-Li [16, 17, 18], Luo-Tian [27], Mondello-Panov [30], Bartolucci [3], Bartolucci-De Marchis-Malchiodi [4], Fang-Lai [21] and a very nice survey of Lai [25].
Again the Ricci flow is an elegant way to solve the problem on conical surfaces. Yin [42, 43, 44] established a basic theory in this regards, and proved long time existence and convergence of the flow when . The convergence in the case was studied by Phong-Song-Sturm-Wang [32, 33]. Another approach for the Ricci flow was proposed by Mazzeo-Rubinstein-Sesum [28].
Our aim is to establish the gradient flow of Baird-Fardoun-Regbaoui [2] on conical surfaces. Assuming the background metric has a constant Gaussian curvature, we prove the long time existence of the flow. Moreover, when , we obtain the convergence of the flow under additional assumptions. For the proof of our results, we follow the lines of Baird-Fardoun-Regbaoui [2]. Here the key point is the following observation: the functionals involved are still analytic if the background metric has conical singularity.
The remaining part of this note is organized as follows: In Section 2, we construct functional framework and give main results of this note; In Section 3, we prove the analyticity of functionals and , and calculate their gradients; In Section 4, we show the long time existence of the gradient flow; In Section 5, a sufficient condition for convergence of the flow will be discussed; In Section 6, we prove that when , the flow converges to the desired solution of the problem.
2 Notations and main results
Let be a closed Riemann surface, be a divisor, for all , and be a conformal metric representing . Let be the Gaussian curvature of , where . From now on, we assume is a constant. Then the Gauss-Bonnet formula (see for example [36]) reads
[TABLE]
where is defined as in (2), and denotes the volume element with respect to the conical metric . Clearly there exists a smooth metric such that
[TABLE]
where on , , and for some . Let be the completion of under the norm
[TABLE]
where denotes the gradient operator with respect to the metric . It was observed by Troyanov [36] that . In particular, is a Hilbert space, which is hereafter denoted by , with an inner product
[TABLE]
Moreover, by the Sobolev embedding theorem for smooth Riemann surface and the Hölder inequality, one has
[TABLE]
Let be another conical metric representing and be the Gaussian curvature of . Then satisfies point-wisely on ,
[TABLE]
where denotes the Laplacce-Beltrami operator with respect to the metric . Obviously, if is a distributional solution of the equation
[TABLE]
then satisfies (3).
Let us define two functionals , by
[TABLE]
and a set of functions by
[TABLE]
The gradients of and , and are defined by
[TABLE]
respectively, where and are functions taken from . Hereafter we assume . It follows that for all . Thus is a smooth hypersurface in . A unit normal on is
[TABLE]
for any , where . This allows us to consider the gradient of with respect to the hypersurface , which is defined by
[TABLE]
The gradient flow of with respect to the hypersurface can be written as
[TABLE]
If the flow exists for all time and converges at infinity, then the limit function gives a distributional solution of (4). Our first result is an analog of ([2], Theorem 1), namely
Theorem 1**.**
Let be a closed Riemann surface, be a divisor with , , and be a metric representing . Let , and be defined by (5), (6) and (7) respectively. Suppose that the Gaussian curvature of is a constant , and that satisfies the condition
[TABLE]
Then for any , there exists a unique global solution of the gradient flow (11), satisfying for all . Moreover the energy identity
[TABLE]
holds for all .
If , then we have the convergence of the flow, an analog of ([2], Theorem 2).
Theorem 2**.**
Let and be given as in Theorem 1. In the case , there exists a for some and such that converges to in as , moreover is a distributional solution of (4) for some constant ; In the case , there exists a positive constant depending only on and the conical metric such that if satisfies
[TABLE]
where is a constant depending only on , then converges in to a distributional solution of (4) as .
We remark that if , then the hypothesis (14) is obviously satisfied by all . Finally, as an interesting application of Theorem 2, we have the following:
Corollary 3**.**
Suppose and . If in addition in the case , or is sufficiently small in the case , then there exists a conformal metric representing and having as its Gaussian curvature.
3 Preliminaries
In this section, we first show the analyticity of the functionals and , and then calculate their gradients.
Lemma 4**.**
The functionals and are analytic.
Proof. Let be fixed. Clearly has the following Taylor expansion (see for example Chang [13], Theorem 1.4 of Chapter 1)
[TABLE]
where , stands for , , and satisfies
[TABLE]
One easily computes when ,
[TABLE]
Hence we have
[TABLE]
Combining (15) and (17), we conclude that is analytic.
Similar to (15), we have
[TABLE]
where is an analog of (16) with replaced by . In view of (6), we have for all , ,
[TABLE]
Clearly there holds for all ,
[TABLE]
It follows that
[TABLE]
Since and are fixed functions in , by a singular Trudinger-Moser inequality ([36], Theorem 6), both and belong to for any . Note also . Then it follows from (20) that
[TABLE]
This together with (18) implies that is analytic.
Let be an identity operator. We now define a map in the following way. For any , we say provided that . Though in our setting, the metric has conical singularity, the existence and uniqueness of follows from the Lax-Milgram theorem. Thus the map is well defined. Moreover is a linear map, which follows from the linearity of . Now we have
Lemma 5**.**
The gradients of and at are calculated by
[TABLE]
Proof. On one hand, integration by parts gives
[TABLE]
On the other hand,
[TABLE]
Combining (8), (23) and (24), we have
[TABLE]
which leads to
[TABLE]
Then (21) follows immediately.
To calculate , we firstly have an analog of (23),
[TABLE]
Secondly we have
[TABLE]
Finally, in view of (9), we obtain (22).
4 Long time existence and energy identity
In this section, we prove Theorem 1 by following the lines of Baird-Fardoun-Regbaoui [2].
Proof of Theorem 1. By (22), we have for all since . We set
[TABLE]
By Lemma 4 and the fact for all , we conclude that . Thus from the classical Cauchy-Lipschitz theorem ([13], Theorem 1.9 of Chapter 1), there exists some such that is a solution of
[TABLE]
or equivalently (11). In view of (25), we have
[TABLE]
This together with (21) leads to
[TABLE]
Here and in the sequel, we often denote various constants by the same . This together with the equation (26) implies that
[TABLE]
which leads to
[TABLE]
Integrating this inequality from [math] to , one has
[TABLE]
It follows from (27) that can be extended for all .
By (25) and (26), we calculate
[TABLE]
Then we have for all ,
[TABLE]
and thus . We now prove the energy identity (13). By (10),
[TABLE]
Noting that
[TABLE]
we have
[TABLE]
Integrating (28) from [math] to , we obtain
[TABLE]
This ends the proof of the Theorem.
5 A sufficient condition for convergence
In this section, we shall prove that if the solution of (11) is uniformly bounded in , then the flow must converge in . Precisely we have the following:
Proposition 6**.**
Let be the solution of (11). Suppose that for all , there exists a constant satisfying
[TABLE]
Then there exists some function for some and , such that converges to in as . Moreover, if , then is a solution of (4); if , then is a solution of (4) for some constant .
Proof. By (13) and (29), there exists a constant depending only on and such that
[TABLE]
As a consequence, there is a sequence satisfying
[TABLE]
as . Since for all , there would be some such that up to a subsequence,
[TABLE]
Moreover, the singular Trudinger-Moser inequality ([36], Theorem 6) implies that for any , there exists some constant depending only on and the conical metric such that
[TABLE]
Claim 1. *There holds .
To see this, we have by the mean value theorem
[TABLE]
where lies between and . Clearly . Thus in view of (32), we estimate
[TABLE]
This together with (31) and the fact that leads to
[TABLE]
Hence and thus Claim 1 follows.
Claim 2. *There holds and in as .
In view of (10), one has
[TABLE]
We first prove that converges to weakly in as . To see this, it suffices to prove that as ,
[TABLE]
In view of (21), we have
[TABLE]
For any , one calculates
[TABLE]
This together with (30), (31) and (38) leads to (34).
In view of (22),
[TABLE]
For any , one has as ,
[TABLE]
This together with (39) leads to (35).
Let , or equivalently . Then standard elliptic estimates lead to that is bounded in for some and thus pre-compact in . Up to a subsequence one may assume converges to in . Similarly as before, one calculates
[TABLE]
This is exactly (36). As for (37), one has a strong estimate
[TABLE]
Therefore we have proved (34)-(37), and thus converges to weakly in . As a consequence
[TABLE]
This immediately leads to converges in to . It follows from (40) that converges in to . Therefore, in view of (33) and (38), we obtain converges in to . This concludes Claim 2.
By (33), (38) and (39), the equation is equivalent to
[TABLE]
for some constant . By elliptic estimates, we conclude that for some and . If , then we have by integrating (41), the Gauss-Bonnet formula and Claim 1
[TABLE]
It follows that and is a distributional solution of (4). If , then . Multiplying both sides of (41) by , we have
[TABLE]
which together with (12) implies that . Then is a distributional solution of (4).
Repeating the same argument of ([2], Pages 25-27), one can derive a Lojasiewicz-Simon inequality and then use it to obtain
[TABLE]
This completes the proof of the proposition.
6 Convergence of the flow
In this section, we prove Theorem 2 by using Proposition 6. The key point is to prove that for all under appropriate conditions.
6.1 The null case
Proof of Theorem 2 in the null case. Suppose . Since is a constant, it follows from the Gauss-Bonnet formula that . In view of (21), on calculates
[TABLE]
Integration by parts gives
[TABLE]
which leads to
[TABLE]
In view of (22), we have
[TABLE]
Since , we have by integrating by parts
[TABLE]
Hence
[TABLE]
It follows from (42) and (43) that
[TABLE]
Then there exists a constant such that
[TABLE]
Using the Poincare inequality, we obtain
[TABLE]
By (13), there holds , or equivalently
[TABLE]
Combining (44) and (45), we obtain
[TABLE]
for some constant . This together with Proposition 6 completes the proof of the theorem in the case .
6.2 The negative case
We first have a Poincaré inequality on conical surfaces.
Lemma 7**.**
For all , there holds
[TABLE]
where
[TABLE]
Proof. Applying a direct method of variation to (46), one finds a function satisfying and
[TABLE]
Denote
[TABLE]
By the definition of , we have for all ,
[TABLE]
Noting that
[TABLE]
we obtain
[TABLE]
This gives the desired result.
Next we have the following singular Trudinger-Moser inequality.
Lemma 8**.**
There exist two constants and depending only on such that for all ,
[TABLE]
Proof. Note that is a conical metric. The inequality (47) follows from that of Troyanov ([36], Theorem 6) (see also Zhu [46] for a critical version).
We remark that (47) is a weak version of Trudinger-Moser inequality. For related strong versions, we refer the reader to recent works [1, 26, 38, 39, 40] and the references therein.
Proof of Theorem 2 in the negative case. Having Lemmas 7 and 8 in hand, we can prove an analog of ([2], Lemma 2) by using the same method, and then repeating the argument of the proof of ([2], Part of Theorem 2), we conclude the theorem in the case .
Acknowledgements. This work is supported by National Science Foundation of China (Grant Nos. 11171347, 11471014).
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