On Ribet's isogeny for $J_0(65)$
Krzysztof Klosin, Mihran Papikian

TL;DR
This paper investigates specific isogenies between modular Jacobians and Shimura curves, confirming a conjecture by Ogg about the structure of the kernel, and providing explicit descriptions of these isogenies over ield.
Contribution
It proves the existence of a particular isogeny with a kernel supported on Eisenstein ideals and describes the kernel explicitly, advancing understanding of Ribet's isogeny for $J_0(65)$.
Findings
Existence of an isogeny with kernel supported on Eisenstein maximal ideals.
The odd part of the kernel is generated by a cuspidal divisor of order 7.
Confirmation of Ogg's conjecture regarding the kernel structure.
Abstract
Let be the Jacobian of the Shimura curve attached to the indefinite quaternion algebra over of discriminant . We study the isogenies defined over , whose existence was proved by Ribet. We prove that there is an isogeny whose kernel is supported on the Eisenstein maximal ideals of the Hecke algebra acting on , and moreover the odd part of the kernel is generated by a cuspidal divisor of order , as is predicted by a conjecture of Ogg.
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On Ribet’s isogeny for
Krzysztof Klosin
Department of Mathematics, Queens College, City University of New York, 65-30 Kissena Blvd Flushing, NY 11367, USA
and
Mihran Papikian
Department of Mathematics, Pennsylvania State University, University Park, PA 16802, USA
Abstract.
Let be the Jacobian of the Shimura curve attached to the indefinite quaternion algebra over of discriminant . We study the isogenies defined over , whose existence was proved by Ribet. We prove that there is an isogeny whose kernel is supported on the Eisenstein maximal ideals of the Hecke algebra acting on , and moreover the odd part of the kernel is generated by a cuspidal divisor of order , as is predicted by a conjecture of Ogg.
Key words and phrases:
Modular curves, Ribet’s isogeny, Eisenstein ideal, cuspidal divisor group
2010 Mathematics Subject Classification:
11G18
The first author was supported by the Young Investigator Grant #H98230-16-1-0129 from the National Security Agency, and by a PSC-CUNY award jointly funded by the Professional Staff Congress and the City University of New York.
The second author was partially supported by grants from the Simons Foundation (245676) and the National Security Agency (H98230-15-1-0008).
1. Introduction
Let be a product of an even number of distinct primes. Let be the Jacobian of the modular curve . In [20], Ribet proved the existence of an isogeny defined over between the “new” part of and the Jacobian of the Shimura curve attached to a maximal order in the indefinite quaternion algebra over of discriminant . Although there are no morphisms defined over , Ribet showed that the -adic Tate modules of and are isomorphic as -modules, where is an arbitrary prime number; this is a consequence of a correspondence between automorphic forms on and automorphic forms on the multiplicative group of a quaternion algebra. The existence of the isogeny defined over then follows from a special case of Tate’s isogeny conjecture for abelian varieties over number fields, also proved in [20] (the general case of Tate’s conjecture was proved a few years later by Faltings). Unfortunately, Ribet’s argument provides no information about the isogenies beyond their existence.
In [16], Ogg made an explicit conjecture about the kernel of Ribet’s isogeny when is a product of two distinct primes and : the conjecture predicts that there is an isogeny of minimal degree whose kernel is a specific group arising from the cuspidal divisor subgroup of . Note that are exactly the primes for which has purely toric reduction at . This fact is crucial for the calculations used by Ogg to come up with his conjecture; the underlying idea is that the knowledge of the group of connected components of the Néron models of and at yields restrictions on the isogenies between them. Ogg’s conjecture remains open except for the special cases when has dimension .
When , equiv. , , , , , is an elliptic curve over which is uniquely determined by its component groups at and , and is the optimal elliptic curve of conductor . Then one easily checks Ogg’s conjecture using Cremona’s tables [5]. In general, the orders of component groups of can be computed using Brandt matrices [10], which is relatively easy to do with the help of a computer program such as Magma.
When , equiv. , , , Ogg’s conjecture is verified in [7]. In this case, the proof is based on the fact that is bielliptic and the lattices of and can be computed through their elliptic quotients.
When , equiv. , , , , , , , , , Ogg’s conjecture is verified in [6]. In this case, is always hyperelliptic. By utilizing this fact, González and Molina explicitly compute the equation for each . Then they obtain a basis of regular differentials for from these equations to produce a period matrix for . The period matrix of can be computed using cusp forms with rational -expansions. The problem then reduces to comparing the period matrices of appropriate quotients of with the period matrix of .
The goal of this paper is to study Ribet’s isogeny for . In this case, and is not hyperelliptic; cf. [14]. Our approach to the study of Ribet isogenies is completely different from that in [7] and [6], and crucially relies on the Hecke equivariance of such isogenies. In this approach we need to know very little about or ; we only need to know the orders of component groups of , which, as we mentioned, are easy to compute, and in fact were already computed in [16]. The difficulty shifts to the study of the structure of the Hecke algebra and its action on .
Let be the -algebra generated by the Hecke operators acting on be the space of weight cups forms on . This algebra is isomorphic to the subalgebra of generated by acting as correspondences on . When , we have , so there is a Ribet isogeny
[TABLE]
also naturally acts on and is -equivariant. This equivariance is implicit in Ribet’s proof [20]; see also [9, Cor. 2.4].
From now on we assume . To simplify the notation, we denote , , , . Given a finite abelian group , we denote by its -primary component ( is a prime number), and by its maximal subgroup of odd order, so that . Since the endomorphisms of induced by Hecke operators are defined over , the actions of and on commute with each other. Thus, is a -submodule of . We show that if the kernel of an isogeny from to another abelian variety is a -module, then, up to endomorphisms of , the kernel is supported on the Eisenstein maximal ideals of . We then classify all -submodules of of odd order supported on the Eisenstein maximal ideals. This leads to the following theorem, which is the main result of the paper:
Theorem 1.1**.**
There is a Ribet isogeny such that is the -primary component of the cuspidal divisor group of .
Ogg’s conjecture in this case predicts that in fact . There is a unique Eisenstein maximal ideal of residue characteristic . In principle, it should be possible to extend our analysis to finite -submodules of supported on to show that . But there are several technical difficulties which at present we are not able to overcome: these stem from the fact that is a prime of fusion, is not Gorenstein, and the groups of rational points of reductions of usually have large -primary components.
Our strategy can be applied also to cases when , which leads to results similar to Theorem 1.1, at least when (equiv. ); see Remarks 4.9 and 4.10.
Remark 1.2*.*
Given a prime , if but , then obviously for any Ribet isogeny . For an odd prime , in [24], Yoo gives sufficient conditions for the non-existence of rational points of order on , when is a product of two distinct primes. This then can be used to find non-trivial subgroups of the kernels of Ribet isogenies; see [24, Thm. 1.3]. In the case when , Yoo’s theorem implies that .
2. Néron models
In this section we recall some terminology and facts from the theory of Néron models. Let be a complete discrete valuation ring, with fraction field and residue field . Let be an abelian variety over . Denote by its Néron model over and denote by the connected component of the identity of the special fiber of . There is an exact sequence
[TABLE]
where is a finite (abelian) group called the component group of . We say that has semi-abelian reduction if is an extension of an abelian variety by an affine algebraic torus over (cf. [1, p. 181]):
[TABLE]
We say that has good reduction, if (in this case, we also have ); we say that has (purely) toric reduction if . The character group
[TABLE]
is a free abelian group contravariantly associated to .
Let be a finite unramified extension of , with ring of integers and residue field . By the fundamental property of Néron models, we have an isomorphism of groups , which defines a canonical reduction map
[TABLE]
Composing (2.2) with , we get a homomorphism
[TABLE]
Proposition 2.1**.**
Let be a finite unramified extension of . Let be a finite subgroup. Assume that either is coprime to the characteristic of , or that has characteristic [math] and its absolute ramification index is . Then (2.2) defines an injection .
Proof.
See [11, p. 502] and [1, Prop. 7.3/3]. ∎
Let be an isogeny defined over . By the Néron mapping property, extends to a morphism of the Néron models. On the special fibers we get a homomorphism , which induces an isogeny ; [1, Cor. 7.3/7]. This implies that has semi-abelian (resp. toric) reduction if has semi-abelian (resp. toric) reduction. The isogeny restricts to an isogeny , which corresponds to an injective homomorphisms of character groups with finite cokernel. We also get a natural homomorphism .
Denote by the dual abelian variety of . Let be the isogeny dual to . Assume has semi-abelian reduction. In [8], Grothendieck defined a non-degenerate pairing (called monodromy pairing) with nice functorial properties, which induces an exact sequence
[TABLE]
Using (2.4), one obtains a commutative diagram with exact rows (cf. [21, p. 8]):
[TABLE]
From this diagram we get the exact sequence
[TABLE]
Since
[TABLE]
we can rewrite (2.5) as
[TABLE]
Note that . On the other hand, can be canonically identified with a subgroup scheme of ; cf. [3, p. 762]. Therefore, divides . Similarly, divides . Since (see [15, Thm.1, p. 143]), we conclude that also divides . Now one easily deduces from (2.6) the following:
Lemma 2.2**.**
Assume has semi-abelian reduction, and is an isogeny defined over . If is a prime number which does not divide , then induces an isomorphism .
Lemma 2.3**.**
Let be a finite unramified extension of . Let be an isogeny defined over such that , i.e., becomes a constant group-scheme over . Let (resp. ) be the kernel (resp. image) of the homomorphism defined by (2.3). Assume has toric reduction. Assume that either is coprime to the characteristic of , or that has characteristic [math] and its absolute ramification index is . Then there is an exact sequence
[TABLE]
Proof.
Under these assumptions, we have and . This implies . Next, [3, Thm. 8.6] implies that . Thus, we can rewrite (2.6) as
[TABLE]
Since , we conclude from this exact sequence that . ∎
3. Hecke Algebra
Since the -algebra is free of finite rank as a -module, we can define the discriminant of with respect to the trace pairing; cf. [19, p. 66]. An algorithm for computing the discriminants of Hecke algebras is implemented in Magma; it gives . We then obtain
[TABLE]
as a free -module by comparing the discriminants. We have . Let
[TABLE]
be the integral closure of in . Viewing as an order in , we have
[TABLE]
One then observes that , where
[TABLE]
[TABLE]
which implies
[TABLE]
Given a maximal ideal , let denote the completion of at .
Proposition 3.1**.**
Every maximal ideal in of odd residue characteristic is principal. In particular, is Gorenstein for any maximal ideal of odd residue characteristic; cf. [23, p. 329].
Proof.
Since
[TABLE]
we get . Let be the set of ideals such that is a finite ring of odd order. Let be the set of ideals such that is a finite ring of odd order. The argument of the proof of Proposition 7.20 in [4] shows that the map gives a bijection from to , with the inverse given by . Moreover, the proof of that proposition shows that for we have , so that this bijection restricts to a bijection between the maximal ideals of and of odd residue characteristic.
Since is a direct product of Euclidean domains, every ideal is principal. Write . If , then is also principal, since . Therefore, to prove the proposition it is enough to show that for every maximal ideal we can choose a generator which lies in . Let be the residue characteristic of . If we write , where , , , then one of these ideals is maximal of residue characteristic , and the other two are equal to the corresponding ring. We consider three cases depending on which of the three ideals is proper.
Case 1: . Then .
Case 2: is proper. If is inert in , then we can take . Now suppose splits, where . Note that must be odd. If is even, then . If is odd, then , as is a unit in .
Case 3: is proper. If is inert in , then we can take . If , then , since is a unit in . Finally, suppose , where . Considering modulo , we get , so that and have different parity. If is odd and is even, then . If is even and is odd, then . ∎
Remark 3.2*.*
Let be the Gaussian integers. Let be an order in . We have . The ideal is maximal and . On the other hand, is not principal, although . This indicates that Proposition 3.1 is not a special case of a general fact about orders.
Definition 3.3**.**
The Eisenstein ideal of is the ideal generated by for all primes . A maximal ideal in the support of the Eisenstein ideal is called an Eisenstein maximal ideal.
Proposition 3.4**.**
We have
[TABLE]
Proof.
First, we explain how to compute the expansion of an arbitrary Hecke operator in terms of the -basis of . Up to Galois conjugacy, there are three normalized -eigenforms in . The three coordinates of in the ring on the right hand-side of (3.2) are the eigenvalues with which acts on these eigenforms. Once we have this representation of , thanks to (3), finding the expansion of in terms of our basis amounts to solving a system of five linear equations in five variables. This strategy yields
[TABLE]
The Hecke operators for primes are all congruent to integers modulo . Since , we conclude that all Hecke operators are congruent to integers. Hence the natural map is surjective. We cannot have , for then there would exist a cusp form such that , which would contradict the Ramanujan-Petersson bound. Therefore, for some integer . Note that . From the expansion of , we obtain ; from the expansion of , we obtain ; thus, divides . On the other hand, the Eichler-Shimura congruence [13, p. 89] implies that annihilates ; see Proposition 4.2. Hence is divisible by the exponent of this group, which is . ∎
Lemma 3.5**.**
The Hecke operators and act on as and , respectively.
Proof.
In the proof of Proposition 3.4 we computed that . Similarly, . From this the claim of the lemma immediately follows since, for example, , , and . ∎
Remark 3.6*.*
We note that and are actually equal to the negatives of the Atkin-Lehner involutions and acting on . The conclusion then can be deduced from Theorem 3.1.3 in [17].
Proposition 3.4 implies that there are three Eisenstein maximal ideals in :
[TABLE]
Proposition 3.7**.**
We have:
- (i)
The ideal is equal to the ideal
[TABLE]
which is the unique maximal ideal of of residue characteristic .
- (ii)
* is not principal for any .*
- (iii)
* is not Gorenstein.*
Proof.
(i) The uniqueness of the maximal ideal of residue characteristic implies that it must be the Eisenstein maximal ideal . To prove the uniqueness, note that each of the rings , , has a unique maximal ideal of residue characteristic ; these are generated by , , and , respectively. One easily checks that
[TABLE]
and .
(ii) To prove this statement it is enough to observe that is in but .
(iii) We apply [23, Prop. 1.4 (iii)]: Let denote the image of in . Then is Gorenstein if and only if . Note that and have distinct non-zero images in , since otherwise , which would imply . On the other hand, for any we have for some . Therefore, annihilates , and similarly annihilates ; thus, . ∎
can be sketched as in Figure 1. It has three irreducible components intersecting at . The irreducible components containing the closed points and are determined by observing that and , so acts as (resp. ) on the component (resp. ). Finally, note that and .
4. Modular Jacobian
There are exactly four cusps, denoted , , and , on , where and are two distinct prime numbers. Let be the subgroup of generated by all cuspidal divisors. Since all cusps are -rational, we have . Let and denote the component groups of at and , and be the homomorphisms induced by (2.3).
Proposition 4.1**.**
Let and . Let and be the divisor classes of and in . Denote .
- (i)
* is generated by and . The order of is ; the order of is ; the only relation between and in is . This implies*
[TABLE]
- (ii)
* and .*
- (iii)
The order of is , and ; this implies that there is an exact sequence
[TABLE]
The order of is , and ; this implies that there is an exact sequence
[TABLE]
Proof.
(i) follows from [2]. The groups and can be computed from the structure of special fibres of using a well-known method of Raynaud; see [16, p. 214] or the appendix in [13]. Finally, by considering the reductions of the cusps in the special fibre of the minimal regular model of over , one can determine the homomorphism and ; cf. [18, p. 1161]. ∎
Proposition 4.2**.**
We have .
Proof.
Obviously . On the other hand, has good reduction at any odd prime , so by Proposition 2.1 we have an injective homomorphism , where denotes the group of -rational points on the reduction of at . The order of can be computed using Magma. We have and . Since the greatest common divisor of these numbers is , the claim follows. ∎
The Hecke ring is isomorphic to a subring of endomorphisms of generated by the Hecke operators acting as correspondences on . In fact, in our case is the full ring of endomorphisms of (this can be proved as in [13, Prop. 9.5]). For a maximal ideal , we denote
[TABLE]
Then , where is the characteristic of . By a theorem of Mazur [23, p. 341], is Gorenstein if and only if . Therefore, using Proposition 3.1, we conclude that for any maximal ideal of odd residue characteristic.
Let and be the corresponding Eisenstein maximal ideal. The Eichler-Shimura congruence relation implies that annihilates . Hence . We have
[TABLE]
since acts on by the mod cyclotomic character; cf. [22, p. 465]. By [12], the Shimura subgroup (= kernel of the functorial homomorphims ) is
[TABLE]
and the Eisenstein ideal annihilates . Therefore, (4.1) splits for :
[TABLE]
Lemma 4.3**.**
The sequence (4.1) does not split for .
Proof.
If (4.1) splits then . Since splits completely in , by Proposition 2.1 we must have . ∎
Remark 4.4*.*
Let be the elliptic curve defined by . It is easy to check that has a rational -torsion point and as a Galois module is a non-split extension
[TABLE]
By Table 1 in [5], is isomorphic to a subvariety of . We claim that . To see this, consider a Hecke operator for prime , given as in (3.2). acts on by multiplication by . The fact that is Eisenstein implies that is even; thus, annihilates ; thus annihilates . On the other hand, clearly , as is constant. Therefore, . This gives a geometric proof of the fact that is not Gorenstein. Note that Proposition 4.2 implies that , since is constant over .
Proposition 4.5**.**
Let be an Eisenstein maximal ideal of odd residue characteristic . Let , , be a -module. If , then .
Proof.
We will assume that and , and reach a contradiction. First, we make some simplifications. Since is a -module satisfying the same assumptions, if we want to show that does not exist, it is enough to prove the non-existence under the additional assumption that .
Lemma 4.6**.**
We have .
Proof.
We can consider as a finite -module. Since is a DVR, we have
[TABLE]
for some . Since , and , we must have , i.e., for or . If , then , contrary to our assumption, so . ∎
Note that
[TABLE]
Let . If , then divides . This contradicts Proposition 4.2, so we will assume from now on that . Let be a generator of . Note that is a proper non-trivial Galois invariant subgroup. On the other hand, the -invariant subgroups of are and , so either
[TABLE]
or
[TABLE]
Moreover, the second possibility does not occur for , since (4.1) does not split.
Lemma 4.7**.**
Let denote the unique degree extension of contained in .
- (1)
If , then . 2. (2)
Assume . In case of (4.3), we have and . In case of (4.4), we have .
Proof.
Since the actions of and on commute, we have
[TABLE]
Hence is an abelian extension. Since has good reduction away from and , the extension is unramified away from . By class field theory, is a subfield of a cyclotomic extension , for some . We have
[TABLE]
Assume . Since in this case is as in (4.3), acts trivially on , so is in the subgroup of units which satisfy , or equivalently, . The units with this property form the cyclic subgroup of order in . Hence is an abelian extension of degree . Since does not divide or , the field is fixed by . Therefore, is a subfield of degree over . There is a unique such field (as is cyclic), and it is contained in .
Assume and fits into an exact sequence (4.3). By the argument in the previous paragraph, . Let and . We know that or . Note that
[TABLE]
so as in the case of , we get .
Finally, assume and fits into an exact sequence (4.4). Then obviously . Over , the group scheme fits into an exact sequence (4.3), so, as in the earlier cases, is cyclic of order or . If is not constant over , then . On the other hand,
[TABLE]
As in the earlier cases, this implies that . Overall, we see that is always a subfield of . ∎
Assume . By Lemma 4.7, we have . Let be a prime which splits completely in . Then is constant over , so . On the other hand, under the canonical reduction map, we have an injection ; see Proposition 2.1. Therefore, we must have . It is easy to show that a prime splits completely in if and only if its order in is coprime to . We can take as a generator of . The elements of orders coprime to are the powers of . These are . Thus, the smallest prime that splits completely in is , and . As does not divide this number, we get a contradiction.
Assume . By Lemma 4.7, we have . Since is constant over , we have . Since is also constant over , we also have . Since , we see that contains a subgroup isomorphic to . As earlier, this implies that . A prime splits completely in if and only if and . The smallest such prime is , and . As does not divide this number, we get a contradiction. This concludes the proof of Proposition 4.5. ∎
Let be an abelian variety over and an isogeny defined over . Assume is invariant under the action of , i.e., is a finite -module. We can decompose ; each of these subgroups is also a -module. Let the maximal ideal be in the support of . Since has odd residue characteristic, is principal by Proposition 3.1. If , then we can decompose , where is another isogeny whose kernel is a -module but with smaller odd component than . We can apply the same argument to and continue this process until we obtain an isogeny whose kernel does not contain any with having odd residue characteristic. From now on we assume that itself has this property.
Since has odd residue characteristic, the -module is -dimensional over . By [13, Prop. 14.2] and [22, Thm. 5.2], if is not Eisenstein, then is irreducible. Since , we must have , which contradicts our assumption on . Hence is supported on the Eisenstein maximal ideals and . We decompose into -primary and -primary components, which themselves are -modules. Now for some , , and . Applying Proposition 4.5, we conclude that . Thus or , and or or . Overall, can be one of the following subgroups of :
[TABLE]
Theorem 4.8**.**
If , then for chosen with the minimality condition discussed above, we must have .
Proof.
The reductions of and at or are purely toric, cf. [16], [22]. Let and be the component groups of at and . We have (see [16, p. 214]):
[TABLE]
We decompose as , where is isomorphic to the -primary part of . Let be the component group of at . By Lemma 2.2 we must have . On the other hand, since we know the image and kernel of , we can compute for each possible from the list (4.5) using Lemma 2.3. This simple calculation shows that the only possible is . (Note that the group scheme becomes constant over an unramified extension of , but it is not important to know whether is injective or trivial; neither of these possibilities gives the correct if .) ∎
Remark 4.9*.*
Let . In this case,
[TABLE]
where . Note that is the ring of integers in , and is a Euclidean domain with respect to the usual norm. We have
[TABLE]
There is a unique Eisenstein maximal ideal of odd residue characteristic. There is a unique -isogeny class of elliptic curves of level . The optimal curve is [5, p. 112]
[TABLE]
We have . Since is Gorenstein for any maximal ideal (as is monogenic), is two dimensional over , so . Now it is easy to analyze all -submodules of supported on . An argument similar to the argument of the proof of Theorem 4.8 then implies that there is a Ribet isogeny with . Ogg’s conjecture in this case predicts that .
Remark 4.10*.*
Let . In this case,
[TABLE]
We have
[TABLE]
There is a unique Eisenstein maximal ideal of odd residue characteristic. fits into the exact sequence (4.1), which is non-split in this case. One can classify -submodules of supported on using an argument similar to the argument we used in Proposition 4.5. Finally, one deduces as in Theorem 4.8 that there is a Ribet isogeny with . Ogg’s conjecture in this case predicts that .
Acknowledgements
This work was carried out in part while the second author was visiting the Taida Institute for Mathematical Sciences in Taipei and the Max Planck Institute for Mathematics in Bonn in 2016. He thanks these institutes for their hospitality, excellent working conditions, and financial support. He is also grateful to Fu-Tsun Wei for very useful discussions related to the topic of this paper.
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