The gonality of complete intersection curves
James Hotchkiss, Chung Ching Lau, Brooke Ullery

TL;DR
This paper investigates the gonality of complete intersection curves in projective space, establishing bounds, characterizing morphisms, and confirming a special case of the Cayley-Bacharach conjecture.
Contribution
It provides new bounds on gonality, characterizes morphisms from such curves, and proves a special case of the Cayley-Bacharach conjecture.
Findings
Bounds on gonality of complete intersection curves
Characterization of morphisms with degree less than the curve's degree
Proof of a special case of the Cayley-Bacharach conjecture
Abstract
The purpose of this paper is to show that for a complete intersection curve in projective space (other than a few stated exceptions), any morphism satisfying is obtained by projection from a linear space. In particular, we obtain bounds on the gonality of such curves and compute the gonality of general complete intersection curves. We also prove a special case of one of the well-known Cayley-Bacharach conjectures posed by Eisenbud, Green, and Harris.
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The gonality of complete intersection curves
James Hotchkiss
Department of Mathematics
University of Michigan
530 Church Street, Ann Arbor, MI 48109
,
Chung Ching Lau
Department of Mathematics, Statistics and Computer Science
University of Illinois at Chicago, Chicago, IL 60607
and
Brooke Ullery
Department of Mathematics
Harvard University
1 Oxford Street, Cambridge, MA 02138
Abstract.
The purpose of this paper is to show that for a complete intersection curve in projective space (other than a few exceptions stated below), any morphism satisfying is obtained by projection from a linear space. In particular, we obtain bounds on the gonality of such curves and compute the gonality of general complete intersection curves. We also prove a special case of one of the well-known Cayley-Bacharach conjectures posed by Eisenbud, Green, and Harris.
1. Introduction
Let be a complex projective curve. Recall that the gonality of , , is the minimum degree of a surjective morphism
[TABLE]
where is the normalization of . Thus, is rational precisely when , and, more generally, gonality measures how far the curve is from being rational. Gonality is a classical invariant, and there has been significant interest in bounding the gonality of various classes of curves and characterizing the corresponding maps to . Specifically, if is embedded in projective space, it is natural to ask whether the gonality is related to the embedding of the curve.
For example, the gonality of plane curves (i.e. complete intersection curves of codimension one) is well understood. If is a smooth curve of degree , then the map obtained by projecting from a point in has degree , giving an upper bound on the gonality. In fact, a classical theorem of Noether states that if , then
[TABLE]
and any covering of of degree is obtained by projecting from a point.
More generally, if is a smooth degree curve in projective space and a base point free linear system of degree at most , one may ask when the morphism defined on by is obtained by projection from a linear subspace of codimension . This question was first studied for complete intersection curves in by Ciliberto and Lazarsfeld [CL84] and later by Basili [Bas96]. The former authors studied this question for , the latter for . Specifically, Basili showed that if is a smooth complete intersection curve, then the gonality is indeed computed by projection from a line and every minimal covering arises in this way. Recently, Hartshorne and Schlesinger generalized Basili’s results to smooth ACM curves in satisfying some assumption of generality, with the exception of a few cases [HS11]. The same result holds for many other specific classes of curves in (e.g. [Bal97], [EF01], [Far01], [Har02], [Mar96]). See [HS11] for a detailed review on curves in whose gonality is computed by projection from a line.
At the other extreme, i.e. higher dimensional hypersurfaces, the recent paper [BDE*+*17] calculated the so-called degree of irrationality of very general hypersurfaces in projective space. If is a smooth variety of dimension , then the degree of irrationality of , , is the minimum degree of a dominant rational map . Clearly, this definition agrees with the definition of gonality in the case, and if and only if is rational. The main result of [BDE*+*17] states that if is a very general hypersurface of degree , then , and if , then any dominant map is obtained by projecting from a point on .
Returning to curves, the main result about gonality of complete intersection curves in higher dimensional projective spaces to date is a lower bound due to Lazarsfeld:
Theorem 1.1** (cf. [Laz97, Exercise 4.12]).**
Let be a smooth complete intersection curve of type where . Then
[TABLE]
In light of the previous examples, one may ask whether every such map is given by projection. Our main result confirms this in a more general setting as long as satisfies mild degree restrictions:
Theorem 1.2**.**
Let be a complete intersection curve of type , with
[TABLE]
Then for , any morphism satisfying
[TABLE]
is obtained by projecting from an -plane. Thus , where is the maximum number of points on contained in an -plane.
Remark 1.3*.*
In fact, we can weaken the hypotheses of Theorem 1.2 slightly. As long as lies on a smooth complete intersection threefold of type and the remaining two degrees and cutting out satisfy , then the conclusion of the theorem holds.
For very general complete intersection curves, the same conclusion of Theorem 1.2 holds even if we relax the bounds on the degrees; we only require that the largest degree is at least 4, and the sum of the remaining degrees is at least . See Theorem 4.6 for the full statement.
By studying the secancy of -planes to complete intersection curves in Section 5, we are able to give a bound on the gonality of arbitrary complete intersection curves.
Theorem 1.4**.**
Let be a complete intersection curve of type , with . Then has an -plane which is at least -secant to unless
[TABLE]
In particular, .
If we make a stronger assumption on the degrees, we can compute the value of from Theorem 1.2 for general. This leads to the following theorem. (One may find a more comprehensive statement in Theorem 5.12.)
Theorem 1.5**.**
Let be a general complete intersection curve of type , with
[TABLE]
and . Then
[TABLE]
Moreover, there are only finitely many -secant -planes, and each of them intersects at distinct points. Furthermore, the Clifford index of equals .
The proof of Theorem 1.2 relies on a generalization of the classical Noether-Lefschetz Theorem [Lef21], which we prove in Section 3. It states that, under certain degree restrictions, a complete intersection curve in projective space lies on a complete intersection surface with Picard group generated by the hyperplane class. However, Theorem 1.2 also holds in the more general setting of arbitrary curves lying on surfaces with Picard group :
Theorem 1.6**.**
Let be a smooth non-degenerate curve lying on a smooth surface with , and , where . Then any morphism with satisfying
[TABLE]
is obtained by projecting from an -plane.
Remark 1.7*.*
In [Ras15], Rasmussen independently showed that, under stronger hypotheses, the fibers of a morphism of degree less than the degree of must lie in hyperplanes, which follows from our Lemma 4.4.
Remark 1.8*.*
A special case of one of the Cayley-Bacharach conjectures posed by Eisenbud, Green, and Harris ([EGH96, Conjecture CB12]) follows easily from the proof of Theorem 1.6. We discuss this in Section 6.
We also obtain a bound on the gonality in this more general setting:
Corollary 1.9**.**
With and as in Theorem 1.6,
[TABLE]
If, in addition, is linearly normal, then
[TABLE]
The authors would like to thank Izzet Coskun and Lawrence Ein for being very generous in sharing their ideas and expertise in this area. Additionally, we would like to thank Asher Auel, Ciro Ciliberto, Joe Harris, Dave Jensen, Hannah Larson, Rob Lazarsfeld, Jake Levinson, Ian Shipman, David Stapleton, and Isabel Vogt for many helpful comments and conversations. The research of the second author was supported by a Croucher Foundation Postdoctoral Fellowship. The research of the third author was partially supported by an NSF Postdoctoral Fellowship, DMS-1502687.
The paper is organized as follows. Section 2 is a short exposition on the Cayley-Bacharach condition, which we use in proving Theorem 1.6. In Section 3, we prove a generalization of the classical Noether-Lefschetz Theorem. In Section 4, we prove Theorems 1.2 and 1.6 and Corollary 1.9. In Section 5, we prove several results about secancy of -planes to complete intersection curves, which lead to proofs of Theorems 1.4 and 1.6. In Section 6, we modify the proof of a lemma in Section 4 to prove a case of a Cayley-Bacharach conjecture posed by Eisenbud, Green, and Harris.
Concerning conventions, we work throughout over the complex numbers, and we will often switch between divisor and line bundle notation.
2. The Cayley-Bacharach condition
Suppose is a set of distinct points on a smooth variety of dimension . Let be a line bundle on . The set of points satisfies the Cayley-Bacharach condition with respect to the complete linear system if every section of vanishing at all but one of the points of also vanishes at the remaining point.
Remark 2.1*.*
If satisfies the Cayley-Bacharach condition with respect to , then fails to impose independent conditions on . However, the converse is not true. For instance, if lie on a line , and , then the set of points does not impose independent conditions on , but it doesn’t satisfy the Cayley-Bacharach condition with respect to .
In the case where is a general fiber of a generically finite rational map , by analyzing the trace map, one obtains the following, a special case of [Bas12, Proposition 4.2]:
Theorem 2.2**.**
[Bas12]** Let be a smooth variety of dimension , and a generically finite dominant rational map. Let be a finite reduced fiber. Then satisfies the Cayley-Bacharach condition with respect to the canonical linear system .
If the canonical bundle of is sufficiently positive, this forces various geometric constraints on the fibers. For instance, if is a hypersurface, a simple geometric argument shows that under certain degree hypotheses the above theorem implies that the general fiber must be collinear (cf. [BCD14]). The authors of [BDE*+*17] exploited this fact to compute the degree of irrationality of very general hypersurfaces.
For our purposes, we will only be dealing with the case in which is a curve. However, in this case, every such map is actually a morphism, and a much more general result follows easily from the Riemann-Roch Theorem:
Theorem 2.3**.**
Let be a smooth curve and a morphism. Then any reduced divisor satisfies the Cayley-Bacharach condition with respect to .
Proof.
The complete linear system is base-point free, so for any ,
[TABLE]
Applying Riemann-Roch, we get
[TABLE]
which is equivalent to the Cayley-Bacharach property. ∎
3. A generalization of the Noether-Lefschetz theorem
In order to prove Theorem 1.2, we need to show that a complete intersection curve lies on a complete intersection surface whose Picard group is generated by the hyperplane class. More precisely, the goal of this section is to prove the following theorem.
Theorem 3.1**.**
Let be a smooth, complete intersection threefold in with of type , and let be a smooth complete intersection curve in of type . If , then the very general complete intersection surface containing of type is smooth and satisfies .
If the surface of type containing is smooth, then we recover a special case of [Lop91, Theorem III.2.1]. Here we will deal with the case when it is possibly singular.
Remark 3.2*.*
The assumption that is a convenience—the statement can be extended to by augmenting Proposition 3.3 below with [Lop91, Lemmas II.3.3’ and II.3.3”].
Following Lopez’s approach for proving [Lop91, Theorem II.3.1], we will restrict our attention to the main technical ingredient (Corollary 3.5) of Theorem 3.1 and refer to [GH85] for the remainder of the argument, which carries through without incident.
Let be the unique surface of type containing , and let be the very general surface of type not containing . Let be the total space of the pencil interpolating and ; we will regard as the central fiber, which is singular at the singularities of and along the double curve .
We may choose to meet and transversely, which leaves with ordinary double point singularities at the finite intersection
[TABLE]
Blowing up each of the produces a smooth model of whose central fiber has a quadric surface over each singular point. The strict transform of specifies a ruling of each , and blowing down along each of the specified rulings yields a family with smooth total space. Away from the central fiber, and are isomorphic, but the central fiber of is a reducible surface , where is the blowup of at each of the , and . and meet in a double curve .
Since and meet transversely,
[TABLE]
and our goal is to compute . Consider the restrictions of and :
[TABLE]
The main ingredient is the following proposition:
Proposition 3.3**.**
Let be the exceptional divisor in over , and let be the pullback of the hyperplane class on to . Then
- (i)
** 2. (ii)
** 3. (iii)
** 4. (iv)
* is injective.*
Proof.
By our assumptions on the degrees, (i) follows from the classical Noether-Lefschetz theorem, and (ii) follows from (i). Moreover, (iii) follows from a standard monodromy argument which is given in [Lop91, Lemma II.3.3 and Subclaim II.3.4], and it remains to show (iv).
First, note that the singularities of are isolated, since is smooth and moves in . Furthermore, is a complete intersection and hence has, for instance, Cohen-Macaulay singularities, so is normal. Notationally, since and , we will work with and for simplicity.
Lopez shows in [Lop91, Lemma II.2.4] that unless and is either ruled by lines, the Veronese surface, or its general projection to or , then there exists a pencil of irreducible curves within . If is the Veronese surface or its general projection to , is clearly injective. The general projection of the Veronese surface to (the Steiner surface) is not normal—see [GH94, pg. 632]—and we have excluded .
Therefore, if we assume that is not ruled, then we may assume that possesses a pencil of irreducible curves within . Let be a resolution of :
[TABLE]
Let be an element of , and assume that restricts trivially to a general member of . Then restricts trivially to every fiber of over an open subscheme of , and cohomology and base change implies that is actually the pullback of an invertible sheaf on . Since there are finitely many fibers in the complement of , all of which are irreducible, is globally the pullback of a line bundle on .
But , where is supported on the exceptional divisor of . On the complement of , , and since is normal, the isomorphism extends across all of . It follows that is trivial, and the restriction map is injective for the very general curve in .
Next, assume that is ruled by lines and . If is smooth, then it cannot be ruled—it would be of general type. So possesses some singularities, and the upshot is that must be a cone:
Lemma 3.4**.**
Let be a singular, normal, irreducible surface in which is ruled by lines. Then is a cone over a smooth, degenerate curve.
Proof.
Let be a connected component of the curve in which sweeps out , and let be its normalization. Note that is irreducible, as otherwise would be singular along a line, and likewise the normalization is bijective. The universal line pulls back to a family of lines , and there is a natural map .
First, we claim that is birational. Assume, for the sake of contradiction, that , and let be the line corresponding to an arbitrary point on . For every point along , there is an additional line on meeting at , and since is irreducible, it follows that every line which comes from meets . Applying the same argument to three distinct yields that is a plane, which contradicts various of the hypotheses on .
Second, we claim that contracts a curve. This follows from the birationality of , the normality of , and Zariski’s Main Theorem, as well as the fact that cannot be an isomorphism. Let denote a curve contracted by . By definition of , cannot be supported on the fibers of , so must meet every fiber. Then lies on every line which comes from , and by taking a general hyperplane section of , we see that may be regarded as the cone over with vertex . ∎
To conclude the proof of Proposition 3.3, we make the following observations:
- (i)
, since is normal, so to show that is injective, it suffices to show that is injective. 2. (ii)
Let be the projection away from . Since the is finite of degree , there is a norm map , which satisfies the property that the composition
[TABLE]
is given by for any (cf. [Sta18, Tag 0BCX]). This implies that any element of is -torsion in . 3. (iii)
is torsion-free, e.g. by [Băd78, Theorem, pg. 170].
Putting things together, let denote the projection, which has a natural section given by the inclusion and gives rise to a commutative diagram
[TABLE]
We refer to [Har77, Exercise II.6.3] for the isomorphism . The map is injective since is normal.
To conclude, given , the pullback of to is torsion-free (since is torsion-free, by (iii), and the pullback is injective), so following the diagram we see that the image of in is nonzero, by (ii). ∎
Corollary 3.5**.**
, where
[TABLE]
Proof.
By the discussion preceding Proposition 3.3, we know that . Applying the various statements of Proposition 3.3, we simply need to show that . This follows from the observation that . ∎
Note that by our description of the Picard group in ( ‣ 3), it suffices to specify by specifying its restrictions to the components of . The remainder of the proof of Theorem 3.1 follows the argument given in [GH85, pg. 37-39], which carries through in this setting without revision.
4. Proofs of the main theorems
In this section, we first prove Theorem 1.6 and then use it to prove Theorem 1.2. The structure of the proof of Theorem 1.6 is as follows: we take a surface of Picard rank one containing the curve, and apply the following theorem of Griffiths and Harris to construct a vector bundle on the surface.
Theorem 4.1**.**
[GH78*, Proposition 1.33]**
Let be a smooth projective surface, a line bundle on , and a reduced set of points. Then there exists a rank two vector bundle with along with a section with if and only if satisfies the Cayley-Bacharach property with respect to .*
We then determine that the vector bundle is Bogomolov unstable, which gives a lower bound on the degree of the fiber and forces the fiber to be contained in a hyperplane. Analyzing the geometry, we conclude that each hyperplane must contain a single fiber, and that the hyperplanes lie in a linear pencil.
Combining the Griffiths-Harris theorem with Theorem 2.3, we easily obtain the following.
Lemma 4.2**.**
Let be a smooth curve satisfying the assumptions of Theorem 1.6. Let be a morphism, and let be general (and thus reduced). Then there is a rank two vector bundle on sitting in the short exact sequence
[TABLE]
Proof.
By Theorem 2.3, satisfies the Cayley-Bacharach condition with respect to the canonical linear series In particular, by adjunction, it satisfies the Cayley-Bacharach condition with respect to where is a hyperplane section on .
We then apply Theorem 4.1 with to obtain , along with a global section that vanishes precisely along . A modification of the Koszul complex associated to and (see, for example, [Laz04, page 320]) yields the exact sequence
[TABLE]
Since vanishes along and , the cokernel of the map is , which gives the desired short exact sequence.
∎
Using (4.1), we can check that is Bogomolov unstable, producing a second representation of as extension. The plan is to compare the two. We first recall Bogomolov’s Instability Theorem.
Theorem 4.3** (cf. [Bog79, Corollary 2 in Section 10.12]).**
Let be a rank two vector bundle on a smooth projective surface . If
[TABLE]
then is Bogomolov unstable. That is, there exists a finite subscheme (possibly empty), plus line bundles and on sitting in an exact sequence
[TABLE]
where and for all ample divisors .
We can now use this along with 4.1 to prove our key lemma. The technique of the proof is similar to that of Reider’s Theorem (cf. [Laz97, Theorem 2.1] or [Rei88] for Reider’s original proof).
Lemma 4.4**.**
Let be a smooth curve satisfying the assumptions of Theorem 1.6. Let be a morphism with . Suppose , and let be a divisor. Then
- (1)
* lies in a hyperplane, and* 2. (2)
.
Proof.
Without loss of generality, we can take to be general in . Let be the vector bundle on obtained in Lemma 4.2. First, we show that is Bogomolov unstable. By (4.1), the Chern classes of are given by
[TABLE]
where is the length of , i.e. . Let be the degree of . Then
[TABLE]
which greater than zero since , and . Thus, sits in the short exact sequence
[TABLE]
satisfying the conditions from Theorem 4.3.
Now we show that is effective. Since , we can write . By (4.1) and (4.4),
[TABLE]
Thus, and are linearly equivalent. By the instability of , we have
[TABLE]
So
[TABLE]
In particular, is positive. Thus, the composite map
[TABLE]
is nonzero, as otherwise would map to the kernel, , of the right-hand map. Twisting down by , we obtain a nonzero map
[TABLE]
This implies that
[TABLE]
Therefore, there is an effective curve
[TABLE]
which contains . Also, (since is nonempty).
Now we approximate the intersection pairing . Let denote the length of . Then by (4.1) and (4.4), we obtain
[TABLE]
Thus
Collecting inequalities, we have
[TABLE]
Combining this inequality with (4.5), we get . Thus, , which proves (2). For (1), notice
[TABLE]
In particular, lies in a hyperplane, as desired.
∎
Now that we know a general divisor in will lie in a hyperplane, to prove Theorem 1.6, it only remains to show that the corresponding pencil of hyperplanes forms a linear pencil and that a member of the pencil contains only one fiber. First we will prove this in the case when , and then reduce the general case to this one.
Lemma 4.5**.**
Let be a morphism with (again, with satisfying the assumptions of Theorem 1.6). Then is the projection from an -plane in .
Proof.
Let and . Let be a fiber of , and suppose it does not span a hyperplane. That is, assume , where is an -dimensional linear space. Note that
[TABLE]
by Lemma 4.4. Then projection from determines a morphism of degree at most
[TABLE]
which is a contradiction, since the degree cannot be smaller than the gonality. Thus, each fiber of spans a hyperplane.
For the sake of contradiction, suppose two distinct fibers lie in , a hyperplane. Then by Lemma 4.4,
[TABLE]
But . Thus, no two fibers span the same hyperplane.
Let and be fibers of contained in hyperplane sections and , respectively. There is a linear equivalence between and . If is not equal to on the level of cycles, then, possibly removing base points, there exists a base-point free pencil on of degree
[TABLE]
but, by Lemma 4.4, such a pencil cannot exist.
Therefore, . Thus, since and are disjoint, . Since we chose and arbitrarily, these equalities hold for every pair of fibers.
Let be the Grassmannian of hyperplanes in , and let be the pencil of hyperplanes that are spanned by fibers of . Set
[TABLE]
Assume Then for each pair ,
[TABLE]
Thus, is a nonconstant family of -planes, whose union in has dimension at least , and intersects in . But , whereas every hypersurface intersects in at least points, a contradiction.
Thus, , and is the unique linear pencil corresponding to the projection from .
∎
Proof of Theorem 1.6.
By similar reasoning as in the beginning of the proof of Lemma 4.5, each divisor in the linear system corresponding to spans a hyperplane, and no two divisors lie in the same hyperplane. That is, there is a natural injection
[TABLE]
where .
It remains to show that the image of is a linear subvariety. Note that it suffices to show that the image of a general line is a line in . A general line in is a linear subsystem of dimension one, corresponding to the composition
[TABLE]
where pr is a projection from an -plane not meeting . Thus the degree of is
[TABLE]
So satisfies the hypotheses of Lemma 4.5, which guarantees that the image of the linear system associated to under is a line, as needed. ∎
Corollary 1.9 follows quickly from Lemma 4.4 (2) and a theorem of Coppens and Martens.
Proof of Corollary 1.9.
The lower bound is immediate from Lemma 4.4 (2).
For the upper bound, since is non-degenerate, . Thus, . [CM91, Theorem A] implies that if , then has a -secant -plane. Projecting from such a plane yields the upper bound. ∎
Theorem 1.2 follows easily from Theorem 1.6 and Theorem 3.1.
Proof of Theorem 1.2.
If , the Theorem follows from Noether’s Theorem on the gonality of plane curves, so we assume . Consider the linear subsystem of consisting of sections vanishing on . Since is a complete intersection, it is generated in its highest degree , so the base locus of is . Thus, by the strong Bertini Theorem (see e.g. [EH16, Proposition 5.6]), a general member of is smooth. Choosing such a hypersurface, and proceeding by induction, we can find a smooth complete intersection threefold of type containing that is smooth. By Theorem 3.1, we can then find a smooth complete intersection surface of type satisfying the hypotheses of Theorem 1.6. (See Remark 3.2 for the case.) The conclusion follows by applying Theorem 1.6. ∎
We conclude with a restatement of Theorem 1.2 for very general curves, which follows from Theorem 1.6 and the classical Noether-Lefschetz theorem.
Theorem 4.6**.**
Let be a very general complete intersection curve of type , with
[TABLE]
Then for , any morphism satisfying
[TABLE]
is obtained by projecting from an -plane. Thus , where is the maximum number of points on contained in an -plane.
Proof.
Again, we assume . By [DK73, Exposé XIX (1.2.1)], if , the very general complete intersection surface of type satisfies . We then conclude by applying Theorem 1.6. ∎
5. -planes secant to general complete intersection curves
In this section, we study the behavior of secant -planes to complete intersection curves in and prove Theorems 1.4 and 1.5. The secancy behavior to curves is a classical subject that has been studied by many people (see for example, [Cas89, CM91, ELMS89]). Let and be integers. In Theorem 5.3, we show that there exists an -plane which is at least -secant to a complete intersection curve of type , unless one of the following conditions holds
- (1)
and or 2. (2)
and .
Moreover, we show that if and , then the general complete intersection curve of type does not have any -planes which are -secant (see Theorem 5.9). When , it is well-known that a general complete intersection with does not have a 5-secant line [EF01, Corollary 2.8]. By Theorem 1.2, the gonality of a complete intersection curve is given by projection from a linear . Consequently, we shall show that when , then the gonality of a general complete intersection of type is .
5.1. Preliminaries for Theorem 1.5
In this subsection, we recall the well-known fact that zero-dimensional schemes of length at most impose independent condition on hypersurfaces of degree unless they contain a collinear subscheme of length at least .
Let be a zero-dimensional scheme in of length . We say that imposes independent conditions on hypersurfaces of degree if
[TABLE]
or equivalently if . The following proposition characterizes when can fail to impose independent conditions if is large relative to .
Proposition 5.1**.**
Let be a positive integer and let be a zero-dimensional scheme of length at most . Assume that the maximal length collinear subscheme of has length . Then
[TABLE]
In particular, imposes independent conditions on hypersurfaces of degree if and only if .
Proof.
The following lemma allows us to do induction on and .
Lemma 5.2**.**
Let , , be a zero-dimensional subscheme and be a hyperplane. Then we have the following commutative diagram
[TABLE]
where is the ideal sheaf in and is the residual subscheme of in . Moreover,
[TABLE]
Proof.
The middle column is the standard ideal sheaf exact sequence. Restricting the middle column to the hyperplane , we obtain the right column of the diagram. We may extend the morphism to the following exact sequence:
[TABLE]
We now define the subscheme to be cut out by the ideal sheaf , where the isomorphism follows from the fact that is zero-dimensional. Now one can easily construct the left column of the diagram. Since
[TABLE]
is exact, we have . ∎
We can now complete the proof of the proposition. The statement is clearly true when or . Let be a maximal collinear subscheme of and let be the line spanned by . Take a general hyperplane containing . By Lemma 5.2, we have the following short exact sequence:
[TABLE]
where denotes the residual subscheme of in . Note that , hence . We have
[TABLE]
Let be the length of a maximal collinear subscheme of . Note that . By induction on and , we have
[TABLE]
Therefore, if , then
[TABLE]
On the other hand, if , then
[TABLE]
Thus,
[TABLE]
∎
5.2. Existence of -secant -planes
In this subsection, we shall prove Theorem 1.4, that a complete intersection curve in of sufficiently large degree has a -secant -plane. Our main tool is Castelnuovo’s enumerative formula.
Theorem 5.3**.**
Let and be integers. Let be a complete intersection curve of type . Then has an -plane which is at least -secant to unless
[TABLE]
Proof.
Castelnuovo computed the class of the locus of -secant -planes to a curve in [Cas89]. A modern proof of a more general formula due to Macdonald can be found in [ACGH85, VIII, Proposition 4.2] and the equivalence of the two formulae in this case is explained in [ELMS89, Section 1]. The expected dimension of this locus is zero and the expected number of -secant -planes is given by
[TABLE]
where and are the degree and the genus of the curve, respectively. To prove the theorem, we need to show that is nonzero for complete intersection curves except for the degrees and specified in the theorem.
Proposition 5.4**.**
Let and be integers. For a complete intersection curve of type in , the number satisfies the following properties:
[TABLE]
Proof.
The case where , is covered in [HS11, Proposition 3.1]. The remaining cases when can easily be computed by hand. Therefore, we now assume . We compare consecutive terms in the alternating sum for . Suppose is even. If we can show that the sum of the -th and the -th term is positive, for all even and , then .
The sum of the -th and the -th term equals
[TABLE]
where is the positive constant given by the following formula
[TABLE]
Hence, it suffices to determine when
[TABLE]
is positive. We compute the derivative of with respect to for .
[TABLE]
For , using the fact that the genus of the complete intersection curve is
[TABLE]
the term 5.1 is clearly positive as long as for all . We conclude that and therefore is increasing in . Similarly, for if we additionally assume that , then and therefore is increasing in .
Hence, to prove that is positive for given values of and , it suffices to show that . Substituting 5.2 into , we obtain
[TABLE]
Since is positive, it suffices to analyze the term
[TABLE]
Differentiating with respect to , we see that
[TABLE]
The latter quantity is positive if . Consequently, for , is increasing with respect to . Now there are several cases.
- (1)
If and , one sees that is positive. Therefore, when , is always positive for complete intersection curves. 2. (2)
If and ; or and ; or and , then is positive. Therefore, when , is positive for complete intersection curves except in a finite number of cases. In these cases, a simple computer check easily shows that is always positive. 3. (3)
If or , assume that . Then
[TABLE]
Hence, is increasing in the . Moreover, it is easy to check that when and . We conclude that for complete intersection curves in and as long as .
For each of the finitely many choices, , is a polynomial in with positive leading coefficient. A computer can easily compute the largest root of this polynomial in each of the cases. When and , the largest root is between and . Moreover, when and . In all other cases, the largest root is less than , hence is positive for all remaining cases. Similarly, when and , the largest root is between and and for , . Moreover, when , . In all other cases, the largest root is less than and .
This analysis completes the proof of the proposition. ∎
To conclude the proof of the theorem, we simply observe that since Castelnuovo’s formula computes the class of the locus of -secant -planes, this locus cannot be empty if the class is nonzero. ∎
The cases when is negative or zero have clear geometric explanations.
Example 5.5**.**
Let be a complete intersection of type in . Let be a quadric surface containing . Then any line which is at least trisecant to must be contained in . Conversely, any of the lines in is -secant to . We conclude that in this case, does not have any -secant lines for . If , has a one-parameter family of -secant lines. In fact, these lines are -secant to .
Example 5.6**.**
Let be a complete intersection of type in . Let be a cubic surface containing . Then any -secant line must be contained in . Conversely, any line on is -secant to . Hence, when , does not have any -secant lines. Otherwise, assuming is smooth, has 27 -secant lines.
Example 5.7**.**
Let be a complete intersection of type in . Then the pencil of quadric threefolds containing has a singular member . The quadric has a one-parameter family of planes. Hence, has a one-parameter family of -secant planes. Moreover, when , has no -secant planes. Indeed, any such -secant plane must be contained in a member of the web of quadrics, but then the curve must intersect the plane at a length- subscheme. A contradiction.
Example 5.8**.**
Let be a complete intersection of type in . Then the web of quadrics containing contains a quadric of corank 2. Such a quadric has a one-parameter family of 3-planes. Consequently, has a one-parameter family of -secant 3-planes.
5.3. Non-existence of -secant -planes
In this subsection, we shall prove Theorem 1.5, that when the degrees of the defining equations are sufficiently large, then the general complete intersection curve does not contain a -secant -plane and has exactly -many -secant -planes, all of them intersecting transversely.
Theorem 5.9**.**
Let , . Let be the general complete intersection curve of type . Then does not have a -secant -plane.
Proof.
Let denote the incidence correspondence parameterizing tuples
[TABLE]
where is an plane, is a curvilinear zero-dimensional scheme of of length and are hypersurfaces of degree containing . Let be the locally closed subscheme of defined by the condition that the maximal length among all collinear subschemes of is . To prove the theorem it suffices to show that the natural projection from to is not dominant, or each does not dominate.
Let denote the restriction of to . The next lemma shows that if , then cannot be dominant.
Lemma 5.10**.**
Let and be general hypersurfaces in of degrees and respectively, with . Then does not contain a line.
Proof.
Let be the Grassmannian of lines in and let be the tautological rank vector bundle on . There is a canonical isomorphism
[TABLE]
such that the zero locus of a global section of in consists of the lines contained in the corresponding complete intersection [Bor90, p.26-27]. Since is generated by global sections and has rank , a general section does not vanish. ∎
If , then and both contain the line spanned by the maximal collinear subscheme. Hence, by Lemma 5.10, cannot dominate. We may assume that .
The space of pairs , where is an -plane and is a zero-dimensional curvilinear subscheme of of length is irreducible of dimension
[TABLE]
Let denote the locus where the maximal length of collinear subschemes of is . Let be the collinear length subscheme. By Lemma 5.2, there is a well-defined residual scheme of , which is also curvilinear of length . The dimension of the space of collinear subschemes in of length is . Consequently, the dimension of is bounded by
[TABLE]
Observe that . If , then by Proposition 5.1, imposes independent conditions on for . Hence, the fiber dimension over is
[TABLE]
Thus,
[TABLE]
and cannot dominate .
If , then by Proposition 5.1, imposes independent conditions on for and fails to impose independent conditions on by . Hence, the fiber dimension of over is
[TABLE]
Therefore,
[TABLE]
and cannot be dominant. We conclude that the general does not contain a -secant -plane. ∎
Let us recall the definition of the Clifford index.
Definition 5.11**.**
The Clifford index of a curve is defined by:
[TABLE]
where .
By Theorem 4.6, the gonality of a very general complete intersection curve of type where and is computed by linear projection from an -plane. Consequently, we deduce the following theorem, which implies Theorem 1.5.
Theorem 5.12**.**
Let . Suppose either
- (1)
, and be a very general complete intersection curve of type . 2. (2)
* and be a general complete intersection curve of type .*
Then and the gonality of is computed by projection from -planes. Moreover, there are finitely many -secant -planes and these secant -planes intersect at exactly distinct points. The Clifford index of equals .
Proof.
Applying Theorem 4.6 and Theorem 1.2 respectively, we see that the gonality of is computed by linear projection in either case. Thus Theorems 5.3 and 5.9 yield that .
In order to prove the finiteness of the number of -secant -planes, we follow the notation and idea used in the proof of Theorem 5.9.
If , then and both contain the line spanned by the length collinear subscheme. Hence, by Lemma 5.10, cannot dominate.
So we assume hereafter that , and we bound the dimension of the schemes . We note that
[TABLE]
For , by applying Proposition 5.1, we see that the fiber dimension over is
[TABLE]
Thus,
[TABLE]
with the last equality holds if and only if .
For , again by Proposition 5.1,
[TABLE]
So does not dominate.
We have shown that only , amongst all , can possibly dominate . Theorem 5.3 shows that some irreducible component of does dominate . Note that , and any such must have same dimension as and the projection must be generically finite. Moreover, note that the locus in where is non-reduced forms a proper closed subscheme. The preimage of this subscheme in , intersecting with cannot dominate . Thus, for general , there are finitely many -secant -planes, each of them intersecting at exactly distinct points. Since there are only finitely many linear systems that compute the gonality of , by a theorem of Coppens and Martens [CM91, Corollary 2.3.1], the Clifford index of , . ∎
It is well-known that when and , the conclusion of the previous theorem holds [HS11].
Theorem 5.9 is likely not optimal. We expect the following statement to hold.
Conjecture 5.13**.**
Suppose , , and . Let be a very general complete intersection curve of type . Then has no -secant -plane and its gonality is .
We give a heuristic argument for the conjecture. We fix a very general complete intersection surface of type . Since , by the Noether-Lefschetz Theorem, . Let be an -plane. Then is a [math]-dimensional subscheme. Otherwise, would contain an irreducible curve . Notice that . Indeed, if , we could choose a point not in , and we would get a hyperplane section spanned by and of degree bigger than , contradicting that is nondegenerate. However, having would contradict the Noether-Lefschetz Theorem. We conclude that every -plane intersects in a zero-dimensional scheme.
Consider the incidence correspondence parameterizing triples , where is an -plane and is a length curvilinear subscheme of and is a hypersurface of degree containing . Also, consider the image of the projection of to the first two factors, call it . We claim that the projection of to the second factor (i.e. the Grassmannian of -planes) is dominant and generically finite. Indeed, for any -plane , is a length zero-dimensional subscheme. If , then the incidence correspondence has to be empty, and we are done. Thus, we may assume . For general, is a set of distinct points. Therefore, has finitely many subsets of size . For each subset of of size , there is a hypersurface of degree containing , since .
Let be one of the irreducible components of that dominate the Grassmannian via the second projection. It has dimension equal to the dimension of the Grassmannian . Let be a general point of . By Proposition 5.1, if the largest collinear subscheme of has length at most , then imposes independent conditions on , hence the fiber of over has dimension . Therefore, the irreducible component(s) of over has dimension at most and cannot dominate . If fails to impose independent conditions on , then must have a collinear subscheme of length at least . Then the line spanned by this collinear subscheme would be contained in all the hypersurfaces containing , contradicting that is a smooth, irreducible curve.
The reason why this is not a rigorous proof is that may be reducible and a component dominating may fail to dominate . We do not expect this to happen, but we do not have an argument for this.
More generally, one can conjecture the following.
Conjecture 5.14**.**
Let be a general complete intersection of type in . Assume that . Then has finitely many -secant -plane and their number is determined by Castelnuovo’s formula.
Conjecture 5.15**.**
Assume that . Then there exists a complete intersection curve of type in with finitely many -secant -planes all of which are transverse to .
We remark that Conjecture 5.15 implies Conjecture 5.13. Namely, in the heuristic argument, the loci where is not reduced could not dominate . If we restrict our attention to the locus where is reduced, the dimension count in the heuristic argument is rigorous.
6. A Cayley-Bacharach Conjecture
By modifying the proof of Lemma 4.4, we are able to prove the following special case of one of the Cayley-Bacharach conjectures (see [EGH96, Conjecture CB12]).
Theorem 6.1**.**
Let be any subscheme of a zero-dimensional complete intersection of hypersurfaces of degrees in , so that is contained in a complete intersection surface of type with generated by the hyperplane class. Set
[TABLE]
If fails to impose independent conditions on hypersurfaces of degree , where , then
[TABLE]
Remark 6.2*.*
In the notation of the original statement of the conjecture, we are considering the case , and setting . Notice that in this case, we are able to obtain a stronger bound than the one given in the conjecture.
Before the proof, we need a slightly more general formulation of Theorem 4.1 in order to deal with non-reduced 0-cycles.
Theorem 6.3** (cf. [Laz97, Proposition 3.9]).**
Let be a smooth projective surface, a zero-dimensional subscheme, and a line bundle on . Given an element , denote by the sheaf arising from the extension:
[TABLE]
Then fails to be locally free if and only if there exists a proper (possibly empty) subscheme such that
[TABLE]
Proof of Theorem 6.1.
Set .
First we show that there is some non-empty subscheme such that but for all proper subschemes by induction on the length of . Notice that since , the condition is equivalent to failing to impose independent conditions on , so if the proper subschemes of all satisfy , we are done. Otherwise, there is some nonempty such that , and we are done by the induction hypothesis. For the base case, assume consists of a single point. Then the only proper subscheme is the empty set, which trivially imposes independent conditions on , as desired. Since , we can replace with for the remainder of the proof.
Since is a complete intersection with embedding line bundle , we know . Thus, we obtain the following commutative diagram with exact rows:
[TABLE]
A straightforward diagram chase shows that if and only if . Thus, since , Serre duality yields
[TABLE]
and similarly
[TABLE]
Therefore, by Theorem 6.3, we can find a nontrivial extension
[TABLE]
with locally free.
For the sake of contradiction, assume
[TABLE]
Then
[TABLE]
Thus, by Theorem 4.3, is Bogomolov unstable, and we can write it as an extension
[TABLE]
where and are line bundles satisfying the conditions from Theorem 4.3 and is a finite subscheme. Since the Picard group of is generated by the hyperplane class, we can set .
Following the proof of Lemma 4.4 ( taking the place of ), we conclude that
[TABLE]
[TABLE]
[TABLE]
Combining these inequalities, we obtain
[TABLE]
This implies
[TABLE]
which gives us a contradiction. ∎
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