When a smooth self-map of a semi-simple Lie group can realize the least number of periodic points
Jerzy Jezierski

TL;DR
This paper investigates conditions under which the minimal number of periodic points of a smooth self-map on a semi-simple Lie group matches algebraic lower bounds, linking eigenvalues of induced homomorphisms to periodic point counts.
Contribution
It establishes a precise criterion involving eigenvalues for when the algebraic lower bounds of periodic points coincide for self-maps of semi-simple Lie groups.
Findings
NF_n(f) equals NJD_n(f) iff all eigenvalues have modulus β€ 1
The equality holds for self-maps inducing the identity on fundamental groups
Eigenvalue conditions determine the minimal number of periodic points
Abstract
There are two algebraic lower bounds of the number of n-periodic points of a self-map f:M\to M of a compact smooth manifold of dimension at least 3 : NF_n(f)=min {#Fix(g^n) ;g\sim f; g continuous} and NJD_n(f)=min {#Fix}(g^n) ;g\sim f; g smooth}}. In general NJD_n(f) may be much greater than NF_n(f). We show that for a self-map of a semi-simple Lie group, inducing the identity fundamental group homomorphism, the equality NF_n(f)=NJD_n(f) holds for all n iff all eigenvalues of a quotient cohomology homomorphism induced by f have moduli \le 1.
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
When a smooth self-map of a semi-simple Lie group can realize the least number of periodic points
Jerzy Jezierski
Abstract
There are two algebraic lower bounds of the number of -periodic points of a self-map of a compact smooth manifold of dimension at least : and . In general may be much greater than . We show that for a self-map of a semi-simple Lie group, inducing the identity fundamental group homomorphism, the equality holds for all all eigenvalues of a quotient cohomology homomorphism induced by have moduli .
Institute of Applications of Informatics and Mathematics,
Warsaw University of Life Sciences (SGGW)
Nowoursynowska 159, 00-757 Warsaw, Poland
e-mail:
AMS Subject Classification: Primary 55M20; Secondary 37C05, 37C25
Keywords: Periodic points, Nielsen number, fixed point index, smooth maps, Lie group.
Research supported by the National Science Center, Poland, UMO-2014/15/B/ST1/01710.
1 Introduction
We consider a map , where is a compact connected manifold, . We fix a number and we ask about the least number of n-periodic points
[TABLE]
in the homotopy class of .
It turns out that the above minimum depends whether we consider continuous or only smooth maps homotopic to the given . There are two algebraic homotopy invariants, for ,
[TABLE]
introduced by Boju Jiang in [20] and
[TABLE]
given in [7] . In general there may be a large gap between the two numbers . Even in the simply-connected case: while may be arbitrarily large [21], [6].
Nevertheless Cheng Ye You proved that each self-map of a torus can be smoothly deformed to a map minimizing the number of -periodic points which gives, in this case, the equality of two above invariants [23]. See also [16].
It is natural to ask if such equality also holds for self-maps of other Lie groups. In [14] it was shown that each nonabelian Lie group admits a self-map satisfying , proving that tori are the only Lie groups so that the equality holds for each self-map. Nevertheless we ask, which self-maps of a Lie group have the property: for each natural number , there is a smooth map homotopic to and realizing the least number of -periodic points? In other words for which self-maps of Lie groups the equality holds for all .
It was shown in [14] that for a self-map of a compact Lie group with free fundamental group the above equality holds (for all ) if and only if the eigen-values of a cohomology homomorphism, defined by H.Duan [5], have modulus . In this paper we show that this is also true for self-maps of all compact connected semi-simple Lie groups inducing the identity isomorphism of fundamental groups.
In Section 2 we give a necessary background about the sequences of indices of iterations of a map. In Section 3 we outline the Nielsen fixed point theory. In Section 4 we recall the class of rational exterior spaces which contains Lie groups and is very convenient here. In the last Section we prove the main Theorem 5.1. Here is the main idea of the paper: Theorem 3.5 reduces the problem of minimizing the number of periodic points by a smooth map to finding a system of expressions attached to some vertices in the Reidemeister Graph and realizing the index function for each orbit of Reidemeister classes. On the other hand Lemma 3.7 guaranties a system realizing the index function for a part of the Graph. In the last Section we show that under our assumptions the above system also realizes the index function for all vertices of the Reidemeister graph.
Remark 1.1
If is a smooth map then it is not important what homotopies (continuous of smooth) between and we use in the definition of . In fact any continuous homotopy between two snooth maps can be replaced by a smooth homotopy: first we make the homotopy constant for and then for and finally we corrrect the homotopy inside .
2 Indices of iterations of a smooth map
Albrecht Dold [4] noticed that a sequence of fixed point indices , where is a continuous self-map of a Euclidean space and is an isolated fixed point for each , must satisfy some congruences. Namely for each
[TABLE]
where denotes the Mbius function.
It was shown [1] that each sequence of integers satisfying Dold congruences can be realized as , for a continuous self-map of for . In other words Dold congruences are the only restrictions for the sequence of the fixed point index of a continuous map.
Surprisingly it turned out that there are much more restrictions on sequences when is smooth [21], [3].
Definition 2.1
A sequence of integers will be called smoothly realizable in (or in dimension m) if there exists a smooth self-map and an isolated fixed point , which is also an isolated fixed point of each iteration , so that .
In Theorem 2.4 we recall all possible sequences which can be obtained as fixed point indices of a smooth self-map of (for ).
It is convenient to present the sequences of integers as the sum of the following elementary periodic sequences
Definition 2.2
For a given we define
[TABLE]
In other words, is the periodic sequence:
[TABLE]
where the non-zero entries appear for indices divisible by .
It turns out that each integer sequence can be written down uniquely in the following form of a periodic expansion: where . Moreover all coefficients are integers if and only if the sequence satisfies Dold congruences.
Remark 2.3
Later we will be interested in iterations , for dividing a prescribed , so we will consider only finite sequences labeled by . We will say that a finite sequence is smoothly realizable in if it is the restriction of a sequence smoothly realizable in .
We will use the following notation. For a finite subset we denote by the least common multiplicity. Moreover we will define and .
Theorem 2.4
*Thm. 2.5 in [17]
A sequence is smoothly realizable in dimension if and only if there exist natural numbers ( ,) so that*
[TABLE]
where the summation runs through the set and the coefficients are integers. If moreover then the following restrictions hold
- [0
] if then and . Here is the shorthand for : the restriction of summation (1) must run through (without this restriction the summation may run through ). 2. [1
] if then (* and ) or ( and ( or ))* 3. [2
] if then or .
Corollary 2.5
If the above sequence is smoothly realizable in dimension then
* implies or ( and ).* 2. 2.
* implies or ( and ).*
It is easy to notice that if is a self-map of a compact manifold and is a point then the sequence is smoothly realizable in where . It turns out that if is simply-connected and then the inverse implication is also true.[6]
3 Nielsen fixed point theory
We consider a self-map of a compact connected polyhedron and its fixed point set . We define the Nielsen relation on this set by :
if there is a path joining with so that and are fixed end point homotopic
This relation splits into Nielsen classes. Their set will be denoted by . We say that a Nielsen class is if its fixed point index is nonzero : . The number of essential Nielsen classes is called Nielsen number and denoted . This is a homotopy invariant and moreover it is the lower bound of the number of fixed points in the (continuous) homotopy class: [2], [20], [15].
On the other hand we define, the set of Reidemeister classes of the map as the quotient set of the action of the fundamental group on itself given by . Here we take as the base point a fixed point of . We denote the quotient space by . There is a natural injection from the set of the Nielsen classes to the set of Reidemeister classes defined as follows. We choose a point in the given Nielsen class and a path from the base point to . Then the loop represents the corresponding Reidemeister class.
Now we consider the iterations of the map . For fixed natural numbers there is a natural inclusion which induces the map (which may be not injective). This map extends to and the last is given by
[TABLE]
The functorial equalities are satisfied: , and moreover the diagram
[TABLE]
commutes.
The group acts on by
[TABLE]
and on by
[TABLE]
Then the diagram
[TABLE]
commutes. We denote by the set of orbits of the above action (orbits of Reidemeister classes).
Consider Reidemeister classes , , , satisfying . Then we say that reduces to , or preceeds and we write . The class is called reducible if for a . A similar definition works for orbits.
Let , denote sets of essential and irreducible classes, respectively.
A map is called essentially reducible if each class preceding an essential class is essential.
We will denote by , or simply , the set of irreducible essential orbits of Reidemeister classes of .
Corollary 3.1
Lie groups are essentially reducible [20].
It is convenient to put all Reidemeister data into a directed graph .
- β’
Vertices are elements of the union .
- β’
There is a unique directed edge from to if .
Moreover to each vertex an integer is defined, and the following Dold Congruences are satisfied
Lemma 3.2
(Lemma 3.3 in [7])
For each :
[TABLE]
where denotes the Mobius function and .
Definition 3.3
For a fixed and a number we define by the formula
[TABLE] 2. 2.
More generally for each Dold sequence and an orbit we define a function as . We say then that the sequence is attached to the orbit or that comes from .
Corollary 3.4
(Corollary 7.2 in [14]). A continuous essentially reducible map realizes the least number of periodic points for each orbit (), the corresponding orbit of Nielsen classes (also denoted by ) contains exactly one -orbit of points () and all other orbits are empty.
Now we are in a position to make precise when the map in the above Corollary may be smooth.
Theorem 3.5
(Theorem (7.5) in [14]). An essentially reducible map is homotopic to a smooth map realizing the least number of periodic points one can attach to each orbit () an expression , realizable in , so that
[TABLE]
for each , . Here is the function given by Definition 3.3
The above Theorem and Theorem 2.4 allow to determine whether the least number of periodic point can be realized by a smooth map.
Definition 3.6
If the right hand side in Theorem 3.5 holds then we say that the Reidemeister graph is smoothly realizable in dimension for . By Theorem 3.5 this is equivalent to a smooth minimization of
We end the Section by a Remark which guaranties the partial realization of the index function.
Remark 3.7
We fix a map and a number so that each sum is smoothly realizable in dimension for . We moreover assume that is essentially reducible for . Then the Reidemeister graph is smoothly realizable for .
Proof. This is intuitively clear. Since each essential orbit reduces to an orbit in , we may subordinate (in any way) to each essential orbit an orbit in preceding it. This defines expressions attached in realizing all essential classes. Here we consider only orbits for , so the assumptions on the sums implies that the obtained expressions are smoothly realizable in .
Now we present a formal proof.
We need to attach to each orbit () a sequence , realizable in and satisfying the equality in Theorem 3.5.
Let denote the set of Reidemeister orbits reducing to an essential class. Of course each essential orbit belongs to and by essential reducibility each orbit in reduces to an orbit in . For each we fix an satisfying . Then for any .
[TABLE]
Now it remains to show that for each the expression comes from a sequence smoothly realizable in for .
We notice that is a subsum of so it remains to prove the claim for the last sum. We notice that for a given orbit
[TABLE]
Now comes from the expression attached at , where for .
4 Rational exterior spaces
Let us recall recall that the Lefschetz number of a self-map of a compact Lie group is given by for an integer matrix . In fact such equality for a larger class of spaces introduced by Haibao Duan [5]. Here is a short description of the matrix .
We are given a topological space and we consider the rational cohomology . An , is called decomposable if for some , , , . Let denote the space over consisting of all decomposable elements. Then the quotient is a vector space over . A continuous map induces and for each . Let and be the induced homomorphism.
Example 4.1
If is an exterior algebra then is a free linear space and is the subspace spanned by these above generators which satisfy .
Definition 4.2
[5]** A connected topological space is called rational exterior if some homogeneous elements can be chosen so that the inclusions give rise to a ring isomorphism .
The examples of exterior rational spaces are given in [5] pages 73-74. By a Hopf Theorem compact Lie groups are exterior rational spaces [11].
Remark 4.3
If is a rational exterior manifold and then , which implies .
Theorem 4.4
[5*]** (Duan)
Let be a self-map of a rational exterior space. Then for all . *
Remark 4.5
Let . We define , and . Then . Thus we may assume that the matrix in the equality may have only eigenvalues of modulus equal to .
5 Finite fundamental group ,
In this Section we will prove the main result of the paper. Let us recall that each Lie group with the finite fundamental group is at least three dimensional, so algebraic invariants and are respectively the least lower bounds of the number of periodic points in the continuous and smooth homotopy class of .
Let be the primes dividing the order of the finite abelian group . Then
[TABLE]
where , .
Theorem 5.1
We are given a self-map of a compact connected semi-simple Lie group inducing the identity homomorphism of the fundamental group. Then the least number of n-periodic points in the homotopy class of can be realized by a smooth map (for each a priori fixed number ) if and only if either or all eigenvalues of have moduli .
Proof. We assume that and an eigen-value of has modulus . We will show that then is not smoothly realizable for some contradicting to the assumption.
Let be the prime numbers involved in the decomposition of : see (2).
On the other hand we denote by the minimal periods of roots of unity in spectrum of .
Since are the only primes dividing , by Lemma 5.2 it is enough to find a sequence of natural numbers satisfying: (1) each is relatively prime with and (2) . If we assume that then it is enough to take any sequence of numbers relatively prime with . . In the general case, under the assumptions of the Theorem the sequence need not to tend to infinity. To see this we regroup the eigenvalues so that:
for ,
for and is not a root of unity ,
for and is a root of unity ,
for ,
for some . Here , since by the assumption an eigen-value has modulus . Now
[TABLE]
[TABLE]
[TABLE]
We notice that in the last product the first factor tends to infinity (by the assumption that ), the second and the last tend to . If the third and the fourth factors were bounded from below by a positive number, the whole product would tend to infinity and the Theorem would be proved by the first part. However the fourth factor corresponds to eigenvalues whose some powers are equal so the corresponding Lefschetz number is zero. On the other hand which occur in the third factor (for ), may be very close to which can make the product very small. We will overcome this difficulty by finding a sequence of natural numbers relatively prime with and such that the numbers avoid an arc containing , for all . The last will make the third factor of (3) bounded from below by a positive number. Then it remains to notice that are cyclic so they reach only a finite number of values. Moreover no one of these powers equals 1, since chosen numbers is are relatively prime with all . Let us emphasize that the choice of the sequence will be possible because the assumption guarantees that all . Since on the other hand , there are infinitely many numbers relatively prime with all .
Now we show the existence of a sequence and numbers satisfying the above conditions.
Let us denote and let be the Euler totient function. Then
[TABLE]
Let us recall that if where is irrational then the sequence is equidistributed [22] i.e. for each arc
[TABLE]
Now it is enough to prove that there exists so that for infinitely many relatively prime with the following holds:
[TABLE]
We fix an and we notice that
[TABLE]
This implies
[TABLE]
[TABLE]
This implies
[TABLE]
We get
[TABLE]
[TABLE]
Now if we put sufficiently small, say , we get the last limit is positive which proves that the set of numbers satisfying: (for ) and is relatively prime with , is infinite. This gives the desired sequence .
Let be the minimal periods of roots of unity in spectrum of and let . Then the sequence is smoothly realizable in , see Remark 5.3. Now Lemma 3.7 implies the existence of expressions smoothly realizable in satisfying
[TABLE]
for with . Let us notice that the above equality also holds for if in the sums we drop all summands , , . In other words we may assume that implies .
To prove the Theorem it is enough to show that the equality (4) holds for all . We consider two cases.
-
First we assume that for the map is the bijection. Let be the unique class preceding . By Lemma 5.10 , hence Jiang implies . It remains to show that . Since is the sum of where , it remains to notice that . The last holds for , since then .
-
Now we assume that is not a bijection. By Lemma 5.8 this occurs only for inessential. Then , hence Jiang implies and for all . Finally it remains to show that . In fact
[TABLE]
It remains to prove Lemmas 5.2, 5.8 ,5.10.
Lemma 5.2
We are given a self-map , of a compact connected Lie group with finite, inducing the identity homomorphism of the fundamental group. If moreover there exists a sequence of natural numbers satisfying
each is relatively prime with 2. 2.
**
then there exists a natural number so that is not smoothly realizable in dimension .
Proof; Let be the primes dividing . Since , the maps are given by
[TABLE]
In particular if is relatively prime with all then is a bijection. Now for each number relatively prime with the Reidemeister class (=orbit) is the unique essential irreducible class to which reduces . Let us fix a number and let ). If were smoothly realizable in , then one could attach to the class a smoothly realizable expression realizing all for . Since by the assumption tends to the infinity, also tends to infinity. Now taking sufficiently large we may get arbitrarily many different values in the sequence for . But any smoothly realizable expression in may realize at most values [1]. The obtained contradiction means that can not be smoothly realized for sufficiently large .
Remark 5.3
Let be a self-map of a compact connected Lie group with finite and such that all eigenvalue have moduli . Let be minimal degrees of eigen-values of and let . By [14] (page 1482, points (1),(2),(3)) is smoothly realizable in
Since is a finite abelian group, it can be represented as where , and where are prime numbers, see (2).
Since , for all . We notice that for some .
Moreover the action of on is constant, hence each orbit contains a single class and .
To prove the remaining Lemmas it will be convenient to formulate the assumptions which are satisfied for self-maps of compact connected Lie groups satisfying and all eigenvalues of are roots of unity.
Assumptions 5.4
We consider a self-map of a compact rational exterior manifold of dimension satisfying
There exists a matrix whose all eigenvalues have modulus , and for all . 2. 2.
* is finite commutative and the homotopy homomorphism * 3. 3.
* is a Jiang map i.e. for each all classes in have the same index. *
Remark 5.5
The Assumptions (1)-(3) are satisfied by a self-map of a compact Lie group satisfying the right hand side of Theorem 5.1 (i.e. , all eigenvalues of have modulus and ). In fact may be the matrix of the homomorphism see Remark 4.5
Lemma 5.6
The Assumptions (1)-(3) imply the following. If then for each there exist and so that
Proof. Since is a prime, it is enough to show that for each there exist and so that divides .
Assume contrary i.e. there exists so that does not divide for all and . Now (1) implies for all , hence by the Jiang property all classes in are essential. On the other hand the homomorphism is given by
[TABLE]
Here we used the assumption that .
This implies (for , hence there are irreducible classes. Index of each such class is divisible by . By the Jiang property is also divisible by . Since by our assumption no divides , which implies . The last gives a contradiction, since is cyclic.
Lemma 5.7
Under the above Assumptions (1) and (2)
is a bijection no divides .
Proof. Let us recall that and the map
[TABLE]
splits to the product of self-maps of all summands, each map given by the same formula as above. It remains to check when the restriction od to each summand is the bijection. But the homomorphism is a bijection exactly for .
We will denote .
Lemma 5.8
Under the Assumptions (1) and (2). If then is an isomorphism.
Proof. By Lemma 5.7 it remains to show that no divides .
We fix a . By Lemma 5.6, for an ; . Let where and let where .
Since divides , . On the other hand so does not divide , hence . This implies and
[TABLE]
Now
[TABLE]
Since does not divide , it neither divides .
Corollary 5.9
Under the Assumptions (1) , (2) ,and (3). If is an essential irreducible class then
Proof. and * is Jiang imply . Now, by Lemma 5.8, is a bijection, hence reduces to a (unique) class in where . Since is irreducible, and the last divides . *
Lemma 5.10
Under the Assumption (1). for .
Proof. This follows from Lemma 4.3 in [14] where it is shown that under the above assumptions the Dold expansion is finite . This implies
[TABLE]
Example 5.11
We give an example illustrating the above theory. Let us consider the special unitary group . Its dimension is and it may be identified with the group of quaternions of the unit length. Its center consists of two elements . The quotient is a Lie group and can be identified with the real projective space , hence is an orientable manifold and . Moreover for and zero otherwise. Now is the exterior algebra and .
Let (s times). Then which implies where the last means the space with the basis . Moreover .
Let be a continuous map. For fixed numbers we define inclusions on l-th component and projections given by . Let be the degree of the composition . Now
[TABLE]
[TABLE]
so is given by the matrix .
On the other hand we notice that for each integer matrix there exists a map such that . In fact we define the maps of degree and then by (here denotes the multiplication. Finally we put as ).**
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] I. K. Babenko, S. A. Bogatyi, The behavior of the index of periodic points under iterations of a mapping, Math. USSR Izv. 38 (1992), 1-26.
- 2[2] R. F. Brown, The Lefschetz Fixed Point Theorem, Glenview, New York, 1971.
- 3[3] S. N. Chow, J. Mallet-Paret and J. A. Yorke, A periodic point index which is a bifurcation invariant, Geometric dynamics (Rio de Janeiro, 1981), 109β131, Springer Lecture Notes in Math. 1007 , Berlin 1983.
- 4[4] A. Dold, Fixed point indices of iterated maps, Invent. Math. 74 (1983), 419β435.
- 5[5] H. Duan A characteristic polynomial for self-maps of H -spaces. Quart. J. Math. Oxford Ser. (2) 44 (1993), no. 175, 315-325.
- 6[6] G. Graff and J. Jezierski, Minimal number of periodic points for C 1 superscript πΆ 1 C^{1} self-maps of compact simply-connected manifolds, Forum Math. 21 (2009), no. 3, 491-509.
- 7[7] G. Graff and J. Jezierski Minimizing the number of periodic points for smooth maps. Non-simply connected case, Topology Appl. 158 (2011), no. 3, 276-290.
- 8[8] G. Graff, J. Jezierski and P. Nowak-Przygodzki, Fixed point indices of iterated smooth maps in arbitrary dimension J. Differential Equations 251 (2011), no. 6, 1526-1548.
