
TL;DR
This paper investigates the uniqueness of Ricci flow solutions on complete noncompact manifolds, establishing conditions under which solutions are unique based on curvature bounds and initial curvature growth.
Contribution
It provides new uniqueness results for Ricci flow solutions with specific curvature bounds and initial conditions on noncompact manifolds.
Findings
Uniqueness holds if initial curvature has polynomial growth and Ricci curvature remains relatively small.
Solutions with curvature bounded by C/t are considered.
The paper extends understanding of Ricci flow behavior on noncompact manifolds.
Abstract
In this note, we study the problem of uniqueness of Ricci flow on complete noncompact manifolds. We consider the class of solutions with curvature bounded above by C/t when t > 0. In paricular, we proved uniqueness if in addition the initial curvature is of polynomial growth and Ricci curvature of the flow is relatively small.
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On the uniqueness of Ricci flow
Man-Chun Lee
Department of Mathematics University of British Columbia 121-1984 Mathematics Road Vancouver, B.C. V6T 1Z2, Canada
Abstract.
In this note, we study the problem of the uniqueness of solutions to the Ricci flow on complete noncompact manifolds. We consider the class of solutions with curvature bounded above by when and prove a uniqueness result when initial curvature is of polynomial growth and Ricci curvature of the flow is relatively small.
1. introduction
Let be a complete Riemannian manifold. In [12], Hamilton introduced the Ricci flow
[TABLE]
and established the short-time existence and uniqueness on compact manifolds. Later on, using the idea of DeTurck’s trick [8], Shi [29] and Chen-Zhu [6] generalized the existence and uniqueness result to complete noncompact manifolds with bounded curvature. They asserted that for any complete noncompact manifold with bounded curvature, there is a unique short-time solution of the Ricci flow starting from which has bounded curvature. It is natural to ask to what extent we have the short-time existence and uniqueness of the Ricci flow on a general complete noncompact manifold.
When , Giesen and Topping [10, 23] successfully extended the classical results. In particular, they showed that any initial surface (including those that are incomplete and with unbounded curvature) can be flowed in a unique way by a smooth and instantaneously complete solution and the maximal existence time can be explicitly calculated. In case of , the Ricci flow can be reduced to a logarithmic fast diffusion equation whose study can be reduced to a single scalar equation. However for , the Ricci flow is a system of nonlinear weakly parabolic partial differential equation. It is unclear how much of their work can be extended to higher dimension.
There are nevertheless a number of existence results in which the initial metric is complete with possibly unbounded curvature. In [30], Simon proved that starting from any sufficiently small perturbation of a complete Riemannian metric with bounded curvature, there is a short-time solution of the Ricci harmonic heat flow. We also refer to the work [17, 24] where the Ricci harmonic heat flow is solved starting with rough initial data obtained from a sufficiently small perturbation of the Euclidean metric on and [25] for a similar result in hyperbolic space. In [32], Xu constructed a solution from a metric which satisfies a Sobolev inequality and the curvature is bounded in some sense. Fei [14] constructed a solution when the initial metric is locally Euclidean in appropriate sense using the pseudolocality of the Ricci flow. When , Chau-Li-Tam [3] and Yang-Zheng [33] constructed solutions to the Kähler-Ricci flow which are -invariant.
In [1], Cabezas-Rivas and Wilking obtained a Ricci flow solution when the initial metric has non-negative complex sectional curvature. Moreover the curvature of the solution will be bounded by for some constant if in addition the initial metric is non-collapsing in the sense that the volume of every geodesic ball of radius 1 is bounded below by a fixed positive constant . In the non-collapsing case, the result has been recently generalized to various situations. When the initial metric is Kähler with non-negative bisectional curvature, the author and Tam [21] were able to construct a short-time solution to the Kähler-Ricci flow. When the initial metric is only Riemannian and has almost weakly , Yi [20] showed that a short-time solution also exists. We also refer the earlier work by Bamler, Cabezas-Rivas and Wilking [2] for the case when has complex sectional curvature bounded from below or equivalently has almost weakly . On the other hand, Simon and Topping [28] used the ideas of Hochard [15] and together with their results in [27] to prove that similar results are true for three dimensional Riemannian manifolds under a weaker condition that the Ricci curvature is bounded from below.
Remarkably, although the initial metric does not have uniformly bounded curvature on , it is possible that the curvature of the evolving metric becomes bounded instantaneously. Moreover, most of the examples mentioned above satisfy for some when is small and positive.
Comparatively, not much is known about the uniqueness except for some special cases. To the best of our knowledge, it is still unknown whether any of the above examples are unique. There are a very few results in this direction. For example, Chau-Li-Tam [4] (see also [9]) showed the uniqueness of Kähler-Ricci flow when the flows are uniformly equivalent to a fixed metric with bounded curvature. Sheng-Wang [26] studied complete solutions with lower bound on complex sectional curvature and proved uniqueness under some extra assumptions on the initial metric. When , Chen [5] obtained a strong uniqueness result which says that any complete solution of the Ricci flow starting from the Euclidean metric must be stationary. Recently, Kotschwar [19, 18] introduced an energy method which extended the classical uniqueness result to the case when two flows are uniformly equivalent and their curvature is bounded above by or . However, most of the solutions mentioned in the constructions above satisfy a curvature bound of the form .
In this note, we discuss the uniqueness problem on the class of solutions with curvature bound . Within the Kähler category, we consider flows which are uniformly equivalent. In this work, we will prove the following.
Theorem 1.1**.**
Let be a complete noncompact Kähler manifold with complex dimension . Suppose and is a solution to the Kähler Ricci flow with initial data . Assume further that such that
- (i)
* and* 2. (ii)
[TABLE]
Then on .
In fact, one might only require to be Kähler by the result of Huang and Tam [16]. In particular, they showed that the Ricci flow will remain Kähler if it is Kähler initially and satisfies for some . In the most of the recent constructions discussed above, the solutions satisfy non-integrable curvature bounds, and it is hard to say whether two such solutions remain uniformly equivalent to each other. From this point of view, we discuss Ricci flows in which uniform equivalence is not assumed. We use the energy method in [19] to prove that if the curvature of the initial metric is of polynomial growth and the curvature of flows is bounded by where is relatively small, then the solutions must agree.
Theorem 1.2**.**
For any , such that the following holds: Suppose is a complete noncompact manifold satisfying
[TABLE]
for some and a fixed point . If and are two smooth solutions to Ricci flow on with for which
[TABLE]
on , then for all .
Acknowledgement: The author would like to thank his advisor Professor Luen-Fai Tam for his constant support and encouragement. He also thanks the referee for useful comments.
2. Uniqueness of Kähler-Ricci flow
In [18], the author consider the uniqueness problem if the curvature is bounded above by for . By integrability of the Ricci curvature, two solutions and are also uniform equivalent to and hence to each other. In this section, we consider the problem within Kähler category and extend the uniqueness to the case of provided that the and are uniformly equivalent along the flow.
Proof of Theorem 1.1.
By parabolic re-scaling, we may assume . Since has bounded curvature. By [31, Theorem 1], such that
[TABLE]
for some . By Ricci flow equation, for all ,
[TABLE]
where . We may assume
As in [4], we define to be . Let , then
[TABLE]
On the other hand,
[TABLE]
Hence,
[TABLE]
In particular,
[TABLE]
Let by where . Using (2.1) and (2.2), we have
[TABLE]
For any , the function satisfies
[TABLE]
Since and are uniformly equivalent, for some . Hence, such that for all , . On the other hand, as is bounded, there exists a compact set such that for all ,
[TABLE]
Suppose somewhere, then it achieves its positive maximum at which is impossible by (2.3). Therefore, for any , on . By letting , we conclude that which implies on by differentiating with respect to space. ∎
3. Uniqueness of Ricci flow
If the curvature is bounded above by where , then one can easily see that two flows are equivalent along the flow. However there are examples of solutions with curvature bounded above by which is not integrable, then it is hard to say if two Ricci flow are uniformly equivalent. In this section, we consider the uniqueness problem of the Ricci flow without the assuming the uniform equivalence of the solutions. Instead, we consider the Ricci flow solutions starting from a metric with curvature of at most polynomial growth bound and enjoy where is small relative to the polynomial order. More precisely, we prove the following.
Theorem 3.1**.**
For any , such that the following holds: Suppose is a complete noncompact manifold satisfying
[TABLE]
for some and a fixed point . If and are two smooth solutions to the Ricci flow on with same initial data and satisfy
[TABLE]
together with
[TABLE]
on for some , then for all .
3.1. Exhaustion function on
In order to apply maximum principle using energy method. We first construct a exhaustion function on .
Lemma 3.1**.**
Suppose is a solution of Ricci flow on satisfying
[TABLE]
Then for any , there exists and a smooth function such that
[TABLE]
on where for some .
Proof.
By [11, proposition 2.1], there exists smooth function such that and . Due to the curvature assumption, for any ,
[TABLE]
Let , then while
[TABLE]
Hence if we take
[TABLE]
then the first inequality holds. The second inequality holds when we choose and small enough. ∎
3.2. Estimates on curvature and its derivatives
In this subsection, we use a result in [5] to modify estimate of in term of if and initial curvature is of polynomial growth.
Lemma 3.2**.**
Suppose is a complete solution of the Ricci flow on which satisfies
[TABLE]
for some , . Then there exists such that
[TABLE]
Proof.
Let be a fixed constant first. Let so that . On ,
[TABLE]
We may assume to be sufficiently large so that . Then by [5, Corollary 3.2],
[TABLE]
But since on , by [13, Theorem 17.2] (see also [22, Lemma 8.3]),
[TABLE]
Hence if we choose even larger, then . Hence, such that
[TABLE]
On the other hand, the curvature is bounded on . Use Chen’s result again, we get the upper bound of on . So by choosing a larger , we conclude that
[TABLE]
∎
By Shi-estimate, we can also obtain a estimate of in term of spatial information.
Lemma 3.3**.**
Suppose is a complete solution to the Ricci flow which satisfies
[TABLE]
for some , . Then there exists such that
[TABLE]
Proof.
Since on , we conclude by integrating time that for ,
[TABLE]
Now we fix , take and . For , . Thus, on ,
[TABLE]
Using (3.2) with Shi’s first order estimate [7, Theorem 5.8], one can conclude that on ,
[TABLE]
Put into (3.3),
[TABLE]
where . As is arbitrary, we know that if , then
[TABLE]
Now we wish to get pointwise estimate. If , then
[TABLE]
If , . And hence,
[TABLE]
∎
Combines the above result and interpolates with Shi-estimate [7, Theorem 5.8] in its standard form, we have the following estimate.
Corollary 3.1**.**
Suppose is a complete Ricci flow for satisfying
[TABLE]
for some , . Then there exists such that for any , , ,
[TABLE]
and
[TABLE]
Proof.
The proof on the estimates of and are same. We only work on here. When , it was already proved in [7, Theorem 5.8]. By interpolating it with Lemma 3.3, we have for any , , ,
[TABLE]
It suffices to compare and .
By [13, Theorem 17.2] again (see also [22, Lemma 8.3]), we have
[TABLE]
If , then . Substitutes it back to (3.9), we have the desired result for . If , we can choose a larger constant so that the conclusion holds. ∎
3.3. Evolution for energy quantities
Following the idea in [19], we consider the following quantities
[TABLE]
Our goal is to show that all these three quantities vanishes on . Now let us recall the evolution equation of and which can be found in [19, Page 153-154].
[TABLE]
and
[TABLE]
Denote to be a function on such that
[TABLE]
For any , and satisfies
[TABLE]
where .
Moreover,
[TABLE]
Here we use and to denote the norm with respect to metric and respectively.
In [19], the author considered the uniqueness problem where the metrics are uniformly. Equivalently, is assumed to be uniformly bounded on . In the following, we show that under assumption of Theorem 3.1, can be controlled in term of .
Lemma 3.4**.**
Under the assumption of theorem 3.1, there exists such that
[TABLE]
for all . In particular, we can pick
[TABLE]
Proof.
Due to Corollary 3.1, when where , we have
[TABLE]
for some . By integrating it and using the Ricci flow equation, we therefore conclude that for any ,
[TABLE]
Now we choose so that . Noted that if is sufficiently large. Then (3.14) becomes
[TABLE]
∎
3.4. Energy argument
Proof of theorem 3.1.
We will modify the estimates so that we can apply the energy argument used in [19].
Let be a sufficiently large constant. By [11, proposition 2.1], there is a smooth function in which and . Define where is a smooth non-increasing function defined on which is identical to on , vanishes outside and satisfies . Let be the function obtained from Lemma 3.1 with to be chosen later. Define the energy quantity to be
[TABLE]
We will specify the choice of and later.
We would like to point out that in [19], the author defined the energy quantity using the same quantity but with sightly different choice of and . Moreover, the cutoff function and the estimates in [19] are in term of while the cutoff function here and estimates in Corollary 3.1 are with respect to and .
By Corollary 3.1, there exists such that for any , , ,
[TABLE]
and
[TABLE]
On the other hand, by Lemma 3.4
[TABLE]
For notational convenience, we will denote to be an generic constant depending only on for our convenience. It may vary from line to line.
By substituting (3.16)- (3.18) into (3.10)-(3.13) and applying Cauchy inequalities on equations (3.10)-(3.13), we have on ,
[TABLE]
where can be any number in . Now we specify our choice of and . Choose
- (a)
, 2. (b)
, 3. (c)
and 4. (d)
.
Now we are ready to get a differential inequality of . The calculation below is similar to the one in [19, Page 172-174]. With the above choice of and together with estimate (3.16), we have
[TABLE]
on where we have used Lemma 3.1. Similarly, we can also deduce that
[TABLE]
We apply integration by part on the last term yielding
[TABLE]
By Cauchy inequality again, we conclude that
[TABLE]
for some constant . We choose so that the term involving can be eliminated.
Combining (LABEL:EEq), (3.21), (LABEL:EEEEQ) and (LABEL:EEEEEQ), we arrive at the following inequality
[TABLE]
on for some .
In view of (3.1), we have the following estimate.
[TABLE]
Together with Corollary 3.1 and Lemma 3.4, the last term is bounded above by
[TABLE]
where we have used volume comparison theorem on . Hence, for sufficiently large
[TABLE]
And thus the function satisfies
[TABLE]
if we choose to be sufficiently large. Since is relatively compact and hence for some . By [19, Lemma 10], as . By integrating (3.26) from to , we get
[TABLE]
By letting and followed by , we conclude that on . By the uniqueness theorem [6] or iterating the arguments, we can then conclude that on .
∎
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] Cabezas-Rivas, E.; Wilking, B. How to produce a Ricci Flow via Cheeger-Gromoll exhaustion , J. Eur. Math. Soc. (JEMS) 17 (2015), no. 12, 3153–3194, MR 3429162, Zbl 1351.53078.
- 2[2] Cabezas-Rivas, E.; R. Bamler; Wilking, B., The Ricci flow under almost non-negative curvature conditions , ar Xiv:1707.03002 (2017).
- 3[3] Chau, A.; Li, K.-F.; Tam, L.-F., Deforming complete Hermitian metrics with unbounded curvature , Asian J. Math. 20 (2016), no. 2, 267–292, MR 3480020, Zbl 1381.53135.
- 4[4] Chau, A.; Li, K.-F.; Tam, L.-F., Longtime existence of the Kähler-Ricci flow on ℂ n superscript ℂ 𝑛 \mathbb{C}^{n} , Transactions of the American Mathematical Society 369.8 (2017): 5747-5768.
- 5[5] Chen, B.-L., Strong uniqueness of the Ricci flow , J. Differential Geom. 82 (2009), 363–382.
- 6[6] Chen, B.-L.; Zhu, X.-P. Uniqueness of the Ricci flow on complete noncompact manifolds , J. Differential Geom. 74(1) (2006), 119–154.
- 7[7] Chow, B.; Peng L.; Ni, L., Hamilton’s Ricci flow . Vol. 77. American Mathematical Soc., 2006.
- 8[8] De Turck, D.-M. Deforming metrics in the direction of their Ricci tensors , Journal of Differential Geometry 18.1 (1983): 157-162.
