Ghost-spin chains, entanglement and $bc$-ghost CFTs
Dileep P. Jatkar, K. Narayan

TL;DR
This paper investigates one-dimensional ghost-spin chains with various interactions, establishing their connection to $bc$-ghost conformal field theories in the continuum limit through analytical and transformation techniques.
Contribution
It introduces new models of ghost-spin chains with different Hamiltonians and demonstrates their continuum limit corresponds to $bc$-ghost CFTs, expanding understanding of ghost-spin systems.
Findings
Finite ghost-spin chains with Ising interactions clarified entanglement properties.
Infinite ghost-spin chains with hopping interactions linked to $bc$-ghost CFTs.
Fermionic variables via Jordan-Wigner transformation established for continuum limit analysis.
Abstract
We study 1-dimensional chains of ghost-spins with nearest neighbour interactions amongst them, developing further the study of ghost-spins in previous work, defined as 2-state spin variables with indefinite norm. First we study finite ghost-spin chains with Ising-like nearest neighbour interactions: this helps organize and clarify the study of entanglement earlier and we develop this further. Then we study a family of infinite ghost-spin chains with a different Hamiltonian containing nearest neighbour hopping-type interactions. By defining fermionic ghost-spin variables through a Jordan-Wigner transformation, we argue that these ghost-spin chains lead in the continuum limit to the -ghost CFTs.
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Ghost-spin chains, entanglement
and -ghost CFTs
Dileep P. Jatkar1,2 and K. Narayan3
*1. Harish-Chandra Research Institute
Chhatnag Road, Jhusi, Allahabad 211019, India
- Homi Bhabha National Institute
Training School Complex, Anushakti Nagar, Mumbai 400085, India
- Chennai Mathematical Institute,
SIPCOT IT Park, Siruseri 603103, India.
We study 1-dimensional chains of ghost-spins with nearest neighbour interactions amongst them, developing further the study of ghost-spins in previous work, defined as 2-state spin variables with indefinite norm. First we study finite ghost-spin chains with Ising-like nearest neighbour interactions: this helps organize and clarify the study of entanglement earlier and we develop this further. Then we study a family of infinite ghost-spin chains with a different Hamiltonian containing nearest neighbour hopping-type interactions. By defining fermionic ghost-spin variables through a Jordan-Wigner transformation, we argue that these ghost-spin chains lead in the continuum limit to the -ghost CFTs.
Contents
1 Introduction
Theories with gauge symmetry described in a covariant formulation are known to contain sectors with negative norm states in part described by ghost field excitations, although the physical content is often captured by a physical positive norm subspace alone. In 2-dim conformal field theories, ghost sectors have negative central charge, a reflection of the negative norm states. In [2], the entanglement entropy properties of certain 2-dim ghost conformal field theories were studied, with the finding that entanglement entropy was non-positive under certain conditions: we will discuss later the motivations that led to those investigations. Ghost-spins were constructed as a simple quantum mechanical toy model for theories with negative norm states and a study of their entanglement properties was also carried out. This was developed further in [3] where ensembles of ghost-spins entangled with ordinary spins was studied in more detail. While a single spin is defined as a 2-state spin variable with a positive definite inner product and , a single ghost-spin is defined as a 2-state spin variable with the indefinite inner product and , akin to the inner products in the -ghost system as is well-known (see e.g. [4]). The indefinite norm leads to negative norm states: tracing over a subset of these leads to a reduced density matrix for the remaining variables that is not positive definite, and thereby to non-positive entanglement entropy (EE) (reviewed in sec. 2). This study involves only information about the state of the system, with no recourse to dynamics.
In this work, we will study dynamical models of ensembles of ghost-spins. In sec. 3, we study 1-dimensional ghost-spin chains with a finite number of ghost-spins and discuss certain Ising-like nearest neighbour interactions. This helps organize the study of ghost-spin entanglement in [2, 3]. In particular we describe the properties of the reduced density matrix and entanglement in such systems.
In sec. 4, we study a concrete example of a family of infinite ghost-spin chains motivated by the well-known family of -ghost conformal field theories. The -ghost system has been discussed extensively in e.g. [4, 5], as well as [6], and more recently [7, 8, 9, 10, 11]: they arise as Fadeev-Popov ghosts under gauge fixing, as is well-known from the -CFTs in worldsheet string theory. The -ghost CFT with can also be thought of as the nonlogarithmic subsector of logarithmic CFTs consisting of 2-dim anticommuting (ghost) scalars, e.g. [12, 13, 14, 8, 9, 10, 11]. By constructing fermionic ghost-spin variables through a version of the Jordan-Wigner transformation, we show that the infinite ghost-spin chains here in fact lead to the -ghost CFTs in the continuum limit. Our investigation here is motivated by the well-known that an Ising spin chain in the continuum limit maps to a conformal field theory of free massless fermions (see e.g. [15],[16]). Sec. 5 contains a Discussion.
2 Reviewing ghost-spin ensembles and entanglement
Here we review “ghost-spins” constructed in [2], ensembles of ghost-spins and spins studied in [3], and their entanglement structures.
Firstly, for ordinary spin variables with a 2-state Hilbert space consisting of , we take the usual positive definite norms in the Hilbert space
[TABLE]
Then a generic state has adjoint and a positive definite norm . Thus states can be normalized as . For 2-spin systems, entangled states lead after tracing over say the second spin to a reduced density matrix with components which is automatically normalized as . The positive definite norm structure here ensures that has von Neumann entropy which is positive definite since each eigenvalue makes the .
We define a single “ghost-spin” by a similar 2-state Hilbert space , but with norms
[TABLE]
This is akin to the normalizations in the -ghost system in [2] (see e.g. [4], Appendix, vol. 1 where this inner product appears). Now a generic state and its non-positive norm are
[TABLE]
where the adjoint is , and the ghost-spin inner product is given by the off-diagonal metric . An alternative convenient basis is
[TABLE]
A generic state with nonzero norm can be normalized to norm or . Then a negative norm state can be written as with . For a system of two ghost-spins, are basis states. We define the states, adjoints and (indefinite) norms as
[TABLE]
where repeated indices, as usual, are summed over. A generic normalized positive/negative norm state has norm
[TABLE]
normalized with norm , using the diagonal metric (2.4) in the basis.
The density matrix for the full system is . We split this sytem into two subsystems and . The reduced density matrix for the subsystem , which consists of one ghost-spin is obtained by carrying out the trace over the subsystem (environment) consisting of the other ghost-spin. This process can be defined on a multi-spin state using a partial contraction as
[TABLE]
[TABLE]
Then . Thus the reduced density matrix is normalized to have depending on whether the state (2.6) is positive or negative norm. The entanglement entropy calculated as the von Neumann entropy of is
[TABLE]
where the last expression pertains to the basis with . This requires defining as usual as an operator expansion: here the contractions use the indefinite norm and are perhaps more transparent in terms of the mixed-index reduced density matrix .
As an illustration, consider a simple family of states studied in [2] with a diagonal reduced density matrix, so is also diagonal and easily calculated. For the states (2.6), this gives and : so (2) gives
[TABLE]
where the pertain to positive and negative norm states respectively. The location of the negative eigenvalue is different for positive and negative norm states, leading to different results for the von Neumann entropy. For negative norm states, . From the mixed-index RDM in the second line above, we see that manifestly. Now we obtain and , the referring again to positive/negative norm states respectively. The entanglement entropy (2.9) becomes and so
[TABLE]
For positive norm states, is manifestly positive since , just as in an ordinary 2-spin system. For negative norm states, we note that for the principal branch, i.e. , the imaginary part is independent of : in other words the imaginary part is the same for all such negative norm states provided we choose the same branch of the logarithm. In what follows whenever we get a logarithm with negative argument we will list all branches but in our analysis we will consider the principal branch only (with ), i.e. we will effectively set . The real part of entanglement entropy is negative since and the logarithms are negative.
We now review ensembles of ghost-spins and spins, possibly entangled, regarding them in general as toy models for quantum systems containing negative norm states. For multiple variables, the spin Hilbert space has a positive definite metric , while the ghost-spin states have a non-positive metric , with components , as in (2.4) by a basis change which makes negative norm states manifest. The entanglement entropy properties of the reduced density matrix after tracing over ghost-spins in such systems was studied in [3].
In general, the Hilbert space of spins and ghost-spins contains positive as well as negative norm states. One might ask if the entanglement entropy of is uniformly positive for all positive norm states, and uniformly negative for all negative norm states. This can be shown to be identically true when the spin sector is not entangled with the ghost-spin sector (both of which could be entangled within themselves). Firstly, considering observables of the spin variables alone, we expect that the correlation function satisfies . Performing the trivial trace over all the ghost-spins shows that the reduced density matrix for the remaining spin sector alone is . Now disentangled ghost-spins and spins can be represented as product states with
[TABLE]
where the spin inner product is positive definite while can be positive or negative. Normalizing positive/negative norm states to have norm respectively gives
[TABLE]
The reduced density matrix after tracing over all ghost-spins is \rho_{A}^{s}=tr_{gs}\big{(}|\psi_{s}\rangle\ |\psi_{gs}\rangle\langle\psi_{s}|\ \langle\psi_{gs}|\big{)} giving
[TABLE]
This implies the normalization for positive/negative norm states \big{(}\langle\psi|\psi\rangle\gtrless 0\big{)}.
We see that the sign of the norm of the state enters as an overall sign in . Thus for positive norm states, is positive definite with eigenvalues satisfying giving positive definite entanglement entropy . For negative norm states however, we see that is negative definite with eigenvalues . Thus the von Neumann entropy is (taking as stated earlier). The entanglement entropy thus has a negative definite real part and a constant imaginary part, similar to the subfamily (2), (2.11), of two ghost-spin states.
When the spins are entangled with the ghost-spins, then this straightforward correlation between positive norm states and positivity of the entanglement entropy appears to not be true. With the reduced density matrix for the remaining spin variables after tracing over all the ghost-spins, the von Neumann entropy contains components of which in turn contains linear sub-combinations of the norm of the state. Thus even for positive norm states, some components of can be negative in general (while keeping positive the trace of , which is the norm of the state): this leads to new entanglement patterns in general. Requiring that positive norm states give positive entanglement amounts to requiring that the components are positive ( being labels for the remaining spin variables): this is only true for specific subregions of the Hilbert space, i.e. only certain families of states. When the number of ghost-spins is even, we can restrict to subfamilies of states which have correlated ghost-spins, i.e. the ghost-spin values are the same in each basis state. This implies that all allowed states are positive norm, i.e. negative norm states are excluded. This restricts to half the space of states which are now all positive norm, and the entanglement entropy is manifestly positive. The intuition here is in a sense akin to simulating e.g. the subsector of the 2-dim sigma model representing the string worldsheet theory: in general negative norm states are cancelled between and the -ghost subsectors in the eventual physical theory. The more general subsectors in the Hilbert space where gives positive entanglement entropy for positive norm states can then be interpreted as the component of the state space that is connected to this correlated ghost-spin sector. As an example, consider a system of one spin entangled with two ghost-spins: the general state is and tracing over both ghost-spins leads to the reduced density matrix . The subfamily of states represented by characterizes here the subspace of correlated ghost-spins: this is manifestly positive norm so that is uniformly positive definite as is the entanglement entropy. This is also true for part of the component of the Hilbert space continuously connected to this subspace. For instance, the family of states have norm and lead to a diagonal reduced density matrix . This is positive definite as long as the states are “mostly” correlated ghost-spins, i.e. the components , are appropriately small. More generally, even ghost-spins allow sensible interpretations.
For systems with odd number of ghost-spins however, such a consistent subfamily of correlated ghost-spin states does not exist so it is not possible to uniformly pick a family of entangled states mentioned above such that positive norm states give positive entanglement entropy. For example, with one spin entangled with one ghost-spin, the general state is giving as the reduced density matrix. A simple entangled state is with and . Thus , so the entanglement entropy is S_{A}=-|\psi^{+,+}|^{2}\log\big{(}|\psi^{+,+}|^{2}\big{)}+|\psi^{--}|^{2}\log\big{(}|\psi^{-,-}|^{2}\big{)}+|\psi^{-,-}|^{2}(i\pi). Thus a positive norm state does not give positive EE. Likewise, for a system of ghost-spins with odd (and no spins), the family of states with norm leads to a reduced density matrix , structurally similar to the one spin and one ghost-spin case above. That is, there always exist positive norm states that lead to entanglement entropy with negative real part (and nonzero imaginary part).
In the next section, we will discuss how introducing nearest neighbour interactions in the context of a finite ghost-spin chain organizes our understanding of this subspace of correlated ghost-spins and small deformations thereof.
3 Interactions and finite ghost-spin chains
We study 1-dimensional chains with a finite number of ghost-spins in this section: we imagine this to be a generalization to ghost-spins of ordinary 1-dimensional spin chains that are familiar in statistical physics and condensed matter systems (see e.g. [15], [16]). The simplest such configuration here consists of two ghost-spins: consider an Ising-like nearest neighbour interaction
[TABLE]
where are ghost-spin variables and we have written their action in the basis. If , this has the same structure as for ordinary spin ferromagnetic interactions. For instance,
[TABLE]
The expectation values are the same as for spins,
[TABLE]
where e.g. using the norms in (2.5), and the minus sign cancels in the numerator and denominator in the expectation value (note that , i.e. these correlation functions acquire an additional minus sign).
The above nearest neighbour interaction implies that two positive/negative norm configurations attract while one positive and one negative norm repel. This suggests the mapping
[TABLE]
so that the ghost-spin ensemble with the interactions as defined here in the -basis maps identically to an ordinary spin ensemble in the -basis. Thus we have
[TABLE]
i.e. the ground states are positive norm while the excited states are negative norm. The partition function is
[TABLE]
identical to that for two Ising-like spins, as expected from the mapping . This is despite the fact that the ghost-spin system has negative norm states. In this regard, we should note that this is akin to the partition function for the -ghost CFT with which is positive definite although there is a plethora of negative norm states.
Time evolution: Let us now study the time evolution generated by this Hamiltonian (3.1) using the usual rules of quantum mechanics. It is clear that all eigenstates evolve simply through phases so that in the Schrodinger picture. This implies that
[TABLE]
Then a generic state evolves as , and the norm remains invariant under time evolution. The phases cancel out since the basis states are -eigenstates and orthogonal to each other. This means that ve norm states evolve to ve norm states and do not mix.
To contrast the present case of negative norm states with ordinary spins, it is interesting to ask if a probabilistic interpretation exists. The amplitude for the state to evolve to itself is given by which is
[TABLE]
using the norm condition above. By comparison, for ordinary spins, we have and . So for positive norm states, the overlap amplitude for ghost-spins is of the same form as for ordinary spins: for negative norm states, the sign is different.
Consider now a state normalized as : then the probabilities to be measured in or are
[TABLE]
Thus the total probability which is the sum of component probabilities is not unity, even when is positive norm: probability conservation does not hold, since the negative norm components give a minus sign as expected (by comparison, for ordinary spins, we have , with probability conserved as is familiar).
3 ghost-spins: The Hamiltonian for the ghost-spin chain is
[TABLE]
There are states in all and their energies are
[TABLE]
It is clear that at each level, there are both positive and negative norm states: e.g. at the ground state level, is positive norm while is negative norm. This structure also holds for ghost-spins with odd, i.e. the ground states contain which has negative norm. The partition function is
[TABLE]
where is the partition function (3.6) for 2 ghost-spins.
4 ghost-spins: The Hamiltonian for the ghost-spin chain is
[TABLE]
There are states in all and the energies are
[TABLE]
In this case, the ground states are uniformly positive norm, as for two ghost-spins: these states fall in the category of “correlated ghost-spins” in [3]. Some (but not all) of the excited states are negative norm. The partition function is
[TABLE]
and is identical to the case of 4 Ising-like ordinary spins. This sort of structure persists for an even number of ghost-spins.
** ghost-spins:** The Hamiltonian is
[TABLE]
There are states in all. If is even, the form of the ground states, and the corresponding energy, are
[TABLE]
and are both positive norm. (If is odd, then has negative norm.)
Some of the excited states have negative norm, somewhat similar in structure to the 4 ghost-spins case above. The highest energy states (and corresponding energy) are of the form
[TABLE]
i.e. maximally alternating ghost-spins (as in the case of 4 ghost-spins). These contain ghost-spins each (for even) and so are positive norm if is even.
The first excited level, with energy , consists of states which have exactly one “kink” i.e. one (or one ) interface, as illustrated above for 4 ghost-spins (3)). In other words, (starting from the left) the first ghost-spin can be in one of locations out of (as in the second line in (3)). Thus the first excited level comprises states, of the form
[TABLE]
Higher excited states comprise multiple kinks and can be analysed similarly. Note that a kink here has a single or interface and is in general distinct from a “bulk” flipped spin, since (in 1-dim) that would have two interfaces. We are considering “open” chains here: if we consider “closed” chains instead, then the absence of endpoints means that each excitation of a flipped spin comes with two kinks.
Thus the partition function has the form
[TABLE]
again a product over 2 ghost-spin partition functions (3.6).
Before discussing entanglement issues, we make a brief comment on the basis used here. Consider the action of the spin variable : this means
[TABLE]
Thus is like a spin-flip operator for these states, akin to the Pauli matrix . The Hamiltonian (3.1) itself, restricting to two ghost-spins for simplicity, can be written as
[TABLE]
Explicitly changing basis using and expanding and simplifying gives
[TABLE]
whereas in the -basis.
3.1 Entanglement: ghost-spins
For a chain of ghost-spins with Hamiltonian (3.16), the generic ground state and its norm are
[TABLE]
which is positive norm for even: the norm is , after normalizing. This is an entangled state: tracing over ghost-spins, the reduced density matrix for the remaining single ghost-spin (using the notation in sec. 2) has mixed index components , with von Neumann entropy , where satisfies . Thus the ground state entanglement entropy of the ghost-spin chain is manifestly positive definite, for even.
The excited states include negative norm states and these can exhibit new entanglement patterns. For instance for the case of 4 ghost-spins above, consider from (3) the states
[TABLE]
where we are normalizing positive/negative norm states to respectively. The negative norm states are necessarily “more excited”, i.e. have a larger contribution of the negative norm excited states to the total norm.
For odd number of ghost-spins, the ground state continues to be of the above form (3.24): however it is no longer uniformly positive norm, since is negative for . Thus no interpretation in terms of negative norm states being “more excited” is possible for odd since the ground states themselves are not uniformly positive norm. Instead, at each energy level, there are equal numbers of positive and negative norm states for odd.
For 4 ghost-spins, the reduced density matrix for the subsystem comprising a single ghost-spin (say the first index) after tracing over the 3 ghost-spins, generalizing (2.7), is
[TABLE]
Explicitly, for the states (3.1), this becomes
[TABLE]
(We have chosen a family of states that lead to a diagonal RDM for convenience.) The mixed index reduced density matrix then becomes
[TABLE]
The entanglement patterns here can be analysed using the norm and setting
[TABLE]
This is very similar to the case of one spin and two ghost-spins analysed in [3], sec. 5. As in that case, we see that for we have for positive norm states, implying , and is positive definite, with .
If , then , giving , with and for positive norm states. In this case, we have implying that , i.e. there is a larger contribution from the negative norm excited state component , than the positive norm ground state component: it is these components that arise since the reduced density matrix involves these particular segregations of the full state. Note that there are several fully positive norm states comprising other states at the first level, e.g. . These have a positive reduced density matrix and positive entanglement.
This sort of structure is also true more generally: e.g. for two ghost-spins, the generic state with norm is
[TABLE]
From the entanglement patterns in [2], [3], reviewed in sec. 2, we have seen that the subfamily (2), (2.11), with a diagonal RDM shows in fact that positive norm states lead to a positive RDM and positive entanglement, while negative norm states have a negative definite RDM (all eigenvalues negative) giving and . To explore the interpretation a little further, consider setting , i.e. the state and reduced density matrix from (2.7), (2), are
[TABLE]
where we suppress writing the off-diagonal components of given the considerations below. For small , with , this state is positive norm and thus gives a positive RDM and entanglement entropy. However for larger , the effective probability decreases due to the negative norm nature of : for , this probability vanishes. Beyond this, the effective “probability” is negative and so the entanglement entropy is not positive definite. To give further perspective, consider an observable , of the first ghost-spin alone (for simplicity, we have taken to be diagonal with ). Then the correlation function of in the state is
[TABLE]
The expectation value becomes
[TABLE]
For ordinary spins, and are always positive with . For ghost-spins, can become negative, with for positive/negative norm states. In particular, for (3.31) with positive norm states, as through positive values, we have , and the expectation value becomes
[TABLE]
In other words, in the limit with , the state behaves as if the expectation value of an observable cares only about the component: the component, in general nonzero, does not contribute. Similar phenomena occur with ghost-spins as well.
For ghost-spins with even, the structure of ground states and excited states at the first level (3.17) (3) again suggests considering states of the form (for conveniently obtaining a diagonal reduced density matrix)
[TABLE]
[TABLE]
Again the reduced density matrix for the first index ghost-spin, after tracing over the remaining ghost-spins, can be seen to have the simple diagonal form
[TABLE]
and the mixed index reduced density matrix becomes
[TABLE]
With , the entanglement patterns are similar to the 4 ghost-spin case (3.29). Thus leads to and : means , i.e. there is a larger contribution from the negative norm excited state component in the RDM element. Here also, there are several fully positive norm states comprising other states at the first level, e.g. , with a positive reduced density matrix and positive entanglement.
For ensembles of ghost-spins and spins, possible Hamiltonians might be of the form , with the spin and ghost-spin sectors having nearest neighbour interactions within themselves but with the spins being decoupled from the ghost-spins. Then the ground states might be expected to be disentangled product states.
3.2 The reduced density matrix and its eigenvalues
Let us now study the reduced density matrix obtained after tracing over ghost-spins and its eigenvalues in some generality. First, it is useful to study explicit examples (e.g. 2, 4 ghost-spins etc). As a simple case, consider a 2-spin state
[TABLE]
The reduced density matrix and eigenvalue equation are
[TABLE]
where the top signs correspond to ordinary spins, while the bottom signs pertain to ghost-spins. For ordinary spins, the basis states are all positive norm while for ghost-spins, a single minus sign gives negative norm as we have seen. Thus for an ensemble of ordinary spins, the eigenvalue equation is
[TABLE]
Since there are only positive norm states here, giving
[TABLE]
Simplifying from (3.40) above, it can be seen that
[TABLE]
Since the norm condition on the state for ordinary spins is , we see that each is bounded with implying that is bounded (with maximum value ). This in turn implies that the eigenvalues are always real.
Now consider ghost-spins: the eigenvalue equation for the mixed index reduced density matrix is
[TABLE]
giving
[TABLE]
Since for positive/negative norm states respectively, this becomes
[TABLE]
From (3.40) specializing to 2 ghost-spins, it can be seen that
[TABLE]
However in this case, the norm condition gives
[TABLE]
so that are not forced to be bounded, but in fact can be arbitrarily large while retaining the norm condition. For positive norm states, we have , with , while for negative norm states, we have . This makes the determinant potentially unbounded, as we will see below. From the norm condition, we see that for positive norm states, the can be parametrized as , while for negative norm states, the parametrizations can be switched as . On the real slice, we have all real, i.e. the phases are all zero.
The minus signs in the norm make the determinant behaviour non-uniform: there are several branches. It is easiest to illustrate this on the real slice with all real. First consider the 1-parameter family of states (2) which give a diagonal reduced density matrix: from (3.40), these have
[TABLE]
and
[TABLE]
It can be seen now that
[TABLE]
so that the eigenvalues on this diagonal 1-parameter branch are always real. At the point the eigenvalues are both for positive norm states.
On the other hand, a distinct branch arises taking , i.e. the states (3.31): this gives
[TABLE]
For , this state is positive norm: it continues to be positive norm for small nonzero so is small as well and the eigenvalues continue to be real. However for large satisfying the norm condition, the determinant is large and negative rendering the eigenvalues complex using (3.2), even for positive norm states. The real and complex branches intersect at a locus of coinciding eigenvalues when .
Thus we see that for 2 ghost-spins, the reduced density matrix exhibits several distinct branches with the eigenvalue spectrum varying from real to complex, much unlike the ordinary spin case.
It can also be checked that for an ensemble of one spin and two ghost-spins, tracing over all the ghost-spins leads to a reduced density matrix for the spin alone whose eigenvalue equation is again of the form above, for spins alone.
Zero norm states: There are zero norm states in ghost-spin systems of the sort we have been discussing: e.g. states and are zero norm themselves. To study entanglement in these cases, consider the 2 ghost-spin case: zero norm states (3.39) have , i.e.
[TABLE]
We also have as above. So the eigenvalue equation (3.45) is
[TABLE]
since and the eigenvalues are always pure imaginary. The entanglement entropy can of course have real and imaginary parts on evaluating this. Again can acquire large negative values: e.g. on the branch , we have which becomes large and negative when are large. Most basically however, zero norm states do not have any canonical normalization: an overall scaling changes the and therefore as well.
3.3 RDM, eigenvalues and symmetry
In the -basis, we have : then the 2 ghost-spin state (3.39) is
[TABLE]
with norm
[TABLE]
The reduced density matrix after tracing over the second ghost-spin is
[TABLE]
The eigenvalue equation in the second line becomes
[TABLE]
with
[TABLE]
So for a state , we obtain giving which is for norm and for norm. Other previous cases can be recast in this basis as well.
Consider now a symmetry which exchanges up and down ghost-spins. Retaining only states invariant under this symmetry, the general state above collapses to
[TABLE]
and the norm is
[TABLE]
This is always positive definite. The RDM above becomes
[TABLE]
The determinant is
[TABLE]
so
[TABLE]
This is quite like the case for ordinary spins. Since , we have the determinant bounded and so above is real, positive and bounded with . So .
In the -basis, the symmetry is even more strikingly simple: we see that the state simply collapses as leaving only the state which is positive definite. Thus truncating all states in any ensemble of ghost-spins to only those invariant under symmetry renders the ghost-spin Hilbert space manifestly positive definite.
3.4 Modified inner product and unitarity
It is known that various non-Hermitian Hamiltonians admit -symmetric extensions [17, 18] which render the system unitary. In light of the fairly ordinary looking positive definite ghost-spin partition functions e.g. (3.6), (3.20), it is interesting to ask if there is a modified inner product that leads to an effectively unitary structure for these systems (see e.g. [19] for similar discussions in the context of 3-dim symplectic fermion theories). Consider introducing an operator such that nonzero expectation values are obtained only after a insertion: i.e.
[TABLE]
Then a generic ghost-spin state and its adjoint can be defined as
[TABLE]
Using the above inner products with insertions, we have the modified inner product for the state as
[TABLE]
which is positive definite, thus defining a unitary structure on the Hilbert space. Thus all states are now positive norm: in particular the states have norm
[TABLE]
The fact that the partition functions previously discussed resemble those for an ordinary spin system can be taken to imply the existence of such an operator and the above unitary modification of the inner product to be positive definite. With this unitary inner product, the reduced density matrix for any subsystem of ghost-spin states is always positive definite and therefore so is the entanglement entropy.
Now consider coupling an ensemble of ghost-spins to an ensemble of ordinary spins. Define the inner product on states to be the usual one for the spin sector and to be the above unitary inner product on the ghost-spin sector. For instance in the one spin and two ghost-spins system, a family of states (which formerly contained negative norm states) and the associated inner product then are
[TABLE]
using the above unitary inner products for . This is always positive definite so there are no negative norm states. In fact this now maps the spin and 2 ghost-spins system to a system of 3 ordinary spins. However the physical system originally was a single spin coupled with 2 ghost-spins: the ghost-spins are regarded as unphysical, reflecting the negative norm subsector arising from fixing a gauge symmetry. The physical subsector therefore is the single spin. From this point of view, the mapping to a system of 3 ordinary spins is a formal process since the physical subspace of the original system continues to be the single spin. The modified inner product in the “ghost spin” sector unitarises the system. This process in our case turns out to be a formal tool to “explain” why we get relatively ordinary looking partition functions for our choice of the Hamiltonian. So we will not pursue this -symmetric formulation further here.
Interesting generalizations of the finite ghost-spin chains we have been studying so far involve infinite ghost-spin chains and their possible continuum limits at criticality where a conformal field theory may emerge. We will study one concrete class of examples in the next section.
4 Ghost-spin chains and the -ghost CFT
In this section we will look at a family of infinite ghost-spin chains with a different interaction, although still based on the ghost-spins used so far treated as the underlying microscopic variables. Motivated by the well-known fact that the Ising spin chain at criticality is described by a CFT of free massless fermions (see e.g. [15],[16]), one might expect that infinite ghost-spin chains exhibit critical points at which a continuum description of the chain exists in terms of ghost-CFTs such as the -CFT (discussed extensively in e.g. [4, 5], as well as [6], and more recently [7, 8, 9, 10, 11]). The off-diagonal inner products for states here reflect the off-diagonal oscillator algebra of the -ghost CFT.
In this light, consider an infinite 1-dimensional ghost-spin chain with a nearest neighbour interaction Hamiltonian
[TABLE]
where and are two species of 2-state spin variables defined at each site and labels the lattice site in the chain. The nearest neighbour interaction in this Hamiltonian is more akin to a hopping type interaction than the Ising type Hamiltonian in (3.1), (3.16): we will describe this in detail later. The spin variables satisfy the (anti-)commutation relations
[TABLE]
which are consistent with the off-diagonal inner product between ghost-spin states. These spin variables are self-adjoint and act on the two states , at each lattice site , as
[TABLE]
Thus the act as lowering operators while the act as raising operators. It is worth noting that the cannot be Pauli matrices, since the latter satisfy but with . The present algebra is off-diagonal, with hermitian operators.
As an example, for 2 ghost-spins, we have 4 states, . These states can be expressed as
[TABLE]
the last expression implying that the -excitations in have no particular order. As is natural for spin systems, the spin -variables at distinct lattice sites commute as in (4.2), e.g. . Now with the off-diagonal inner-products between states, we have
[TABLE]
In the second set of inner products, note that the spins have been ordered right to left in the bra states: this is distinct from that used throughout the paper so far, e.g. (2.5). We have re-ordered in this manner anticipating our description of fermionic excitations in what follows.
The inner products above can be written explicitly in terms of the spin operators as e.g.
[TABLE]
and so on, using : in this form, the ordering of spin operators is unimportant since they are commuting, however, it will be relevant once we have fermionic representations of these states. Now a basis of positive and negative norm states for 2 ghost-spins is
[TABLE]
4.1 Ghost-spin chains and fermionic excitations
We want to construct fermionic operators out of the commuting spin operators , . This can be achieved using a version of the Jordan-Wigner transformation [15, 16], which we will describe in the next subsection. These fermionic operators satisfy anti-commutation relations
[TABLE]
So in particular unlike the spin operators, these anticommute not just at the same site but also at distinct sites . The ket and bra states exhibit the action
[TABLE]
Now to construct ket states and their corresponding bra states, we have to be careful about the ordering of the operators and the spin excitations at the various sites, especially in constructing inner products of states. We adopt the convention that
[TABLE]
where we have illustrated two fermionic ghost-spins for simplicity. In other words, the underlining right arrow below the spins in the ket state displays the order of the operator excitations to be increasing to the right, and the underlining left arrow below the spins in the bra state shows the order to be increasing to the left. The states and above are the empty and filled ket and bra states respectively so the ghost-spins in them are not underlined since they do not need ordering. Likewise for three fermionic ghost-spins, we have
[TABLE]
The intuition here is that the ket state being corresponds to an empty state, and then an operator acts on it to the right to fill it with a “particle”-like -excitation. These being fermionic have to be ordered towards the right. By contrast, the bra state corresponding to is a “filled” state and then an operator acts on it to the left to remove a -excitation or create a “hole”-like -excitation. The are ordered increasing towards the left.
Let us now focus on two fermionic ghost-spins and explore further. A state of the form below and its adjoint defined appropriately are
[TABLE]
The first expression in each line is written purely in terms of the ordered fermionic ghost-spin basis states while the second expression expresses this in terms of the fermionic ghost-spin operators ordered appropriately, with the spins in the bra going right to left as the underlining arrow indicates. The inner product of these states then is
[TABLE]
This is the expected indefinite norm so the system contains negative norm states: for instance has norm . This definition of the adjoints (4.1) is consistent with the off-diagonal inner products of the commuting spin states (4.5).
The rule for constructing the adjoint state is to write the bra state with the spins written as in the ket, but ordered right to left (along the underlining arrow in the bra states). The states and as stated below (4.1) do not need ordering, while for instance, the ket has adjoint . Thus using these basis states, we have states and their adjoints,
[TABLE]
The inner product is
[TABLE]
This is again the expected indefinite norm: e.g. is a negative norm state with norm . We see that a state (with ) has adjoint and zero norm since .
Consider now 3 fermionic ghost-spins, and states/adjoints,
[TABLE]
The norm of this state is given by the inner product
[TABLE]
which is the expected indefinite norm. Along these lines, note that a state of the form has its adjoint : this has zero norm, since .
Likewise for 4 fermionic ghost-spins, states/adjoints of the form
[TABLE]
have norm given by the inner product
[TABLE]
We see that a state (with ) is then zero norm, its adjoint being .
4.2 Ghost-spins and a Jordan-Wigner transformation
As stated earlier, we want to start with the ghost-spin chain described in terms of the commuting spin -variables and go to the fermionic ghost-spin -variables. Consider the following generalization of the usual Jordan-Wigner transformation [15, 16], written here for the commuting ghost-spin variables,
[TABLE]
The inverse transformations for the fermionic ghost-spin variables are
[TABLE]
The factor is or depending on whether the -th location is occupied () or not (): this means as can be checked explicitly as . Furthermore we see that the term
[TABLE]
is hermitian as the factors ensure, thereby ensuring that the operators are also hermitian: for instance
[TABLE]
Now it can be seen that the -variables are anticommuting: e.g.
[TABLE]
since the s at distinct locations are commuting. Similarly other anticommutation relations can be checked. The fact that the contains a factor whereas contains ensures that the anticommutator works out correctly: e.g.
[TABLE]
where we have used the fact that each factor commutes through the and . Now note that
[TABLE]
We have used the fact that commutes through each factor, leaving a nontrivial action with . It is now important to note that in the above calculation, we have assumed that the ghost-spin chain is infinite thereby allowing us to restrict to “bulk” terms: if the chain is finite, then there would be a boundary term of the form which would not simplify to the above form (with the exception of 2 ghost-spins). For instance, for a finite chain of 3 ghost-spins, this boundary term gives which simplifies to give a term of the form which does not cancel with any other, and is not of the above quadratic form.
4.3 Ghost-spin chain for the -ghost CFT
Consider a 1-dimensional ghost-spin chain with a nearest neighbour interaction Hamiltonian
[TABLE]
repeating (4.1), where label nearest neighbour lattice sites in the chain, which comprises 2-state spin variables at each site. This is not quite Ising-like: in fact it describes a “hopping” type Hamiltonian, which kills an -spin at site and creates it at site , so that hops to . It is useful to note that this Hamiltonian can also be written as
[TABLE]
and so on a nearest neighbour pair the action of is seen quite generally to be
[TABLE]
While (4.27) represents an infinite ghost-spin chain, it is worth illustrating its action by considering finite chains: so consider a system of two ghost-spin lattice sites, with
[TABLE]
where we have imposed periodic boundary conditions (which thus gives the second term). We then see that acts on the 4 states (in the commuting spin basis) as
[TABLE]
since e.g. kills and so on. The energy expectation values (for states with nonzero norm ) are
[TABLE]
using the basis in (4), i.e. etc. This gives the partition function which is identical to that for 2 ordinary spins. Consider now 3 lattice sites (again with periodic boundary conditions): the Hamiltonian is
[TABLE]
The action of on the 8 states is
[TABLE]
Thus some eigenstates with norms are
[TABLE]
Norms for some generic states then are
[TABLE]
[TABLE]
while their energy eigenvalues are [math] and respectively.
gs bc: Starting with the ghost-spin chain Hamiltonian in the commuting spin variables
[TABLE]
we see using the Jordan-Wigner transformation (4.2), (4.2), and the simplification (4.2), that the Hamiltonian simplifies as
[TABLE]
where . Commuting the various factors gives
[TABLE]
In what follows, we will take a continuum limit of this system where is scaled as : then we see that the difference becomes the derivative, i.e. , in the continuum limit. Note that the Hamiltonian (4.40) is hermitian: after anticommuting the through, we have . The ghost-spin Hamiltonian (4.27) that we began with was also hermitian of course.
Momentum space variables: So far we have been working with the lattice variables, which are real space representation of the spin degrees of freedom. To give the momentum space description of these operators let us consider the Fourier transform of the real space operators
[TABLE]
The hermiticity of imposes a relation between negative Fourier modes and hermitian conjugate operators,
[TABLE]
The inverse transforms are
[TABLE]
The operators are fermionic and satisfy anticommutation relations. The anticommutation relation between then translates into the following anticommutation relations between and Fourier modes,
[TABLE]
In addition to these modes we see that there also exist “zero mode” operators, which are momentum space analogs of the centre of mass modes,
[TABLE]
Note that we are considering a chain of fermionic ghost-spins with odd and the momentum moding
[TABLE]
which in the large continuum limit becomes . To illustrate this, consider 3 ghost-spins: the lattice sites are labelled by , and , giving
[TABLE]
and likewise for the operators. These Fourier modes allow a faithful mapping of the various spin states in terms of the momentum basis. The anticommutation relations are
[TABLE]
with a 3rd root of unity. Likewise for general odd , the anticommutation relation vanishes as with , a general -th root of unity. It is worth pointing out at this stage that for even, it turns out that the zero mode operators, if they exist, do not yield sensible anticommutation relations with the other modes. This is perhaps due to implicit anti-periodic boundary conditions. Our description of these momentum modes here with odd is similar to the discussion in e.g. [15].
There is a pair of ground states for these momentum basis modes defined by the zero modes , in (4.45),
[TABLE]
and all higher modes , with annihilate . Note that these are distinct from the position basis states described earlier. Then states such as clearly have negative norm. Excited states such as also have negative norm using the oscillator algebra.
In terms of the momentum basis modes, the ghost-spin chain Hamiltonian becomes
[TABLE]
Reinstating the lattice spacing by replacing by in the sine function and then taking the continuum limit gives
[TABLE]
In order to obtain the critical theory we need to scale the coupling as while taking the continuum limit to obtain a nonzero finite expression as : this is simply a way of ensuring that the nearest neighbour lattice interaction leads to nontrivial continuum interactions as the lattice spacing goes to zero. This then gives
[TABLE]
The constant is a normal ordering constant that arises as usual after rewriting creation operators to the left of annhilation operators.
The above is of the same form as of the -ghost CFT with . We can construct other Virasoro generators by picking up appropriate Fourier modes of the ghost-spin chain Hamiltonian density . For example
[TABLE]
Thus in the continuum limit we recover conformal invariance and we can express the Virasoro generators in terms of modes of and ghosts. In addition to the Virasoro symmetry we also have the ghost current symmetry .
It is worth asking what the symmetries of the original ghost-spin chain Hamiltonian (4.27) were. In this regard we note that term-by-term respects a phase rotation symmetry
[TABLE]
This is a microscopic reflection of the symmetry in the continuum -CFT. In addition, note that there is a global scaling symmetry
[TABLE]
We see that the ghost-spin variables exhibit this symmetry for any constant (although was implicit in most of our discussion above): this is the reflection of the fact that the -CFT is a conformal theory for any conformal weights . This arises from the fact that each term in involves two separate variables allowing a partial “cancellation” of the scaling factor . This would not be possible for an Ising-like Hamiltonian, e.g. of the form (3.1), (3.16).
Further let us recall that for a general -CFT with weights , the energy-momentum tensor is . This can be rewritten as . It is then useful to note that the lattice discretization of the last expression is
[TABLE]
where we have taken from (4.40), and the last simplification can be seen by appropriately recasting the in the second infinite lattice sum in the first line. In other words, the local expression can be split into the two terms in for any . This is consistent with the fact that is apart from a total derivative. Thus the lattice Hamiltonian (4.40) obtained from (4.27) captures the general -CFTλ equally well in the continuum limit with , along with the scaling (4.55).
We have thus argued that the ghost-spin chain with Hamiltonian (4.27) with weights for the ghost-spin variables , under the scaling symmetry (4.55) maps to the -ghost CFT with conformal weights in the continuum limit. Note that while the scaling symmetry can be demonstrated in both the ghost-spin variables as well as the fermionic ghost-spin variables representation, the Jordan-Wigner transformation which is a non-local relation between these two representations does not have this scaling symmetry. For ghost fields with conformal weights , the Virasoro generators are given by , and the normal ordering constant in (4.52) above is fixed by the Virasoro algebra of the s of the -CFT as usual.
5 Discussion
We have studied 1-dimensional chains of ghost-spins with nearest neighbour interactions amongst them, developing the description of ghost-spins in [2, 3]. Ghost-spins, 2-state spin variables with indefinite norm, serve as simple quantum mechanical toy models for theories with negative norm states. In the finite ghost-spin chains, we have described how the Ising-like nearest neighbour interaction helps organize and clarify the study of entanglement earlier and we have further developed the properties of the reduced density matrix and its entanglement entropy. We have then studied a family of infinite ghost-spin chains with hopping type Hamiltonian, where defining fermionic ghost-spin variables through a Jordan-Wigner transformation maps these ghost-spin chains in the continuum limit to the -ghost CFTs. It may be interesting to explore other ghost-like field theories in this light and more generally the space of non-unitary CFTs that ghost-spin ensembles provide microscopic realizations for.
Along the lines of the Ising-like ghost-spin chains, a simple generalization of an infinite ghost-spin chain is the transverse Ising model for a ghost-spin chain with Hamiltonian e.g. , where are the ghost-spin variables we have been describing so far, and are complementary variables (not commuting with ). For , the ground states are eigenstates , as discussed previously, while for , the ground state is the eigenstate : this is very similar to the ordinary transverse Ising spin chain, except that the variables here represent ghost-spins with indefinite norms and thus encode negative norm states. It would seem that is a critical point where some scale invariant theory emerges. In light of our discussion here on the -ghost CFT which arises from a very different ghost-spin chain, it is unclear what this critical theory might be.
Another interesting system is a “ghost-spin glass”, with a Hamiltonian of the Ising spin glass form but with ghost-spins with . The couplings are not restricted to nearest neighbour and so represent random nonlocal interaction couplings. In the -basis, it would appear based on the discussions in sec. 3 that this system would have parallels with ordinary spin-glasses (see e.g. [20] for a relatively recent review), exhibiting many nearly degenerate ground states, but also containing negative norm states. It would be interesting to explore these.
The appearance of the -ghost system in the continuum limit of the infinite ghost-spin chain points towards a gauge symmetry which has been fixed using the Faddeev-Popov method. Such a symmetry would become manifest if this ghost system is coupled to ordinary matter. In familiar theories with gauge symmetry, the negative norm sector decouples from any physical process, a truncation which is technically implemented by the familiar BRST procedure. In the present case also, we expect that an appropriate BRST symmetry will enable a truncation of the full indefinite norm Hilbert space to the physical Hilbert space which comprises positive norm states alone, thereby leading in principle to positive entanglement entropy. We hope to report on this in the future.
The original motivation for constructing “ghost-spins” in [2] was to explore solvable toy models for ghost-CFTs and study their entanglement properties: this builds on earlier studies [21, 22] of generalizations of the Ryu-Takayanagi formulation [23, 24] to gauge/gravity duality for de Sitter space or [25, 26, 27]. In [21, 22], the areas of certain complex codim-2 extremal surfaces (involving an imaginary bulk time parametrization) were found to have structural resemblance with entanglement entropy of dual Euclidean CFTs, effectively equivalent to analytic continuation from the Ryu-Takayanagi expressions in . In the areas are real and negative. Certain attempts were made in [2] towards gaining some insight on this in CFT and quantum mechanical toy models: certain 2-dim ghost-CFTs under certain conditions were found to yield negative entanglement entropy using the replica formulation [28]. Likewise a toy model of two ghost-spins was found to yield the reduced density matrix and associated entanglement properties reviewed earlier in sec. 2. In the context of [25, 26, 27], de Sitter space is conjectured to be dual to a hypothetical Euclidean non-unitary CFT that lives on the future boundary , with the dictionary [27], where is the late-time wavefunction of the universe with appropriate boundary conditions and the dual CFT partition function. This usefully organizes de Sitter perturbations, independent of the actual existence of the CFT. The dual CFTd energy-momentum tensor correlators reveal central charge coefficients in (effectively analytic continuations from ). This is real and negative in so that is reminiscent of ghost-like non-unitary theories. In [29], a higher spin duality was conjectured involving a 3-dim CFT of anti-commuting (ghost) scalars (studied previously in [30, 19]). In this light, we are thinking of ensembles of ghost-spins as toy models for the latter theories and thereby possibly. In general such an ensemble of a large number of ghost-spins is non-unitary, containing large families of negative norm states. However as we have seen, there are subsectors of positive norm states as well, which in fact appear perfectly well-defined and sensible. It is interesting to speculate on possible parallels in the context of a possible dual cosmology.
Acknowledgements: It is a pleasure to thank Dionysios Anninos and Ashoke Sen for some early discussions. We thank the Organizers of the ISM 2016 Indian Strings Meeting, IISER Pune, for hospitality while this work was in progress. KN thanks the String Theory Groups at HRI, Allahabad, and TIFR Mumbai as well as the organizers of “String Theory: Past and Present” Discussion Meeting (SpentaFest), ICTS Bangalore, for hospitality while this work was in progress. The work of KN is partially supported by a grant to CMI from the Infosys Foundation and of DPJ by the DAE project 12-R&D-HRI-5.02-0303.
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