Special zeta values using tensor powers of Drinfeld modules
Nathan Green

TL;DR
This paper investigates tensor powers of rank 1 Drinfeld modules over elliptic curves, providing formulas for associated functions and proving the transcendence of Goss zeta values and related periods.
Contribution
It introduces new formulas for logarithm and exponential coefficients of Drinfeld modules and establishes the transcendence of Goss zeta values and periods.
Findings
Formulas for coefficients of logarithm and exponential functions
Existence of vectors containing Goss zeta values with special properties
Proof of transcendence of Goss zeta values and certain ratios
Abstract
We study tensor powers of rank 1 sign-normalized Drinfeld A-modules, where A is the coordinate ring of an elliptic curve over a finite field. Using the theory of vector valued Anderson generating functions, we give formulas for the coefficients of the logarithm and exponential functions associated to these A-modules. We then show that there exists a vector whose bottom coordinate contains a Goss zeta value, whose evaluation under the exponential function is defined over the Hilbert class field. This allows us to prove the transcendence of Goss zeta values and periods of Drinfeld modules as well as the transcendence of certain ratios of those quantities.
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\diagramstyle
[labelstyle=]
Special Zeta Values using Tensor Powers of Drinfeld Modules
Nathan Green
Department of Mathematics, Texas A&M University, College Station, TX 77843, USA
Abstract.
We study tensor powers of rank 1 sign-normalized Drinfeld -modules, where is the coordinate ring of an elliptic curve over a finite field. Using the theory of vector valued Anderson generating functions, we give formulas for the coefficients of the logarithm and exponential functions associated to these -modules. We then show that there exists a vector whose bottom coordinate contains a Goss zeta value, whose evaluation under the exponential function is defined over the Hilbert class field. This allows us to prove the transcendence of Goss zeta values and periods of Drinfeld modules as well as the transcendence of certain ratios of those quantities.
This project was partially supported by NSF Grant DMS-1501362.
Contents
- 1 Introduction
- 2 Background and notation
- 3 Review of tensor powers of Drinfeld modules and Anderson generating functions
- 4 Coefficients of the exponential function
- 5 Coefficients of the logarithm function
- 6 Zeta values
- 7 Transcendence implications
- 8 Examples
1. Introduction
The Carlitz module has been studied extensively since Carlitz introduced it (see [16]) and we have explicit formulas for many objects related to its arithmetic. In particular, we have formulas for the coefficients of the exponential and logarithm functions and many formulas for special values of its zeta function and -functions. Many years after Carlitz’s original work, Drinfeld introduced the notion of Drinfeld modules which serve as important generalizations of the Carlitz module (see [23] for a thorough account). Since their introduction, much work has been done to develop an explicit theory for Drinfeld modules which parallels that for the Carlitz module, notably work by Anderson in [2] and [3], Thakur in [41] and [42], Dummit and Hayes in [20], and Hayes in [28].
Further generalizing the Carlitz module, Anderson introduced th tensor powers of Drinfeld modules in [1], which serve as -dimensional analogues of (1-dimensional) Drinfeld modules (see [15] for a thorough introduction to tensor powers of Drinfeld modules). In their remarkable paper [5], Anderson and Thakur develop much of the explicit theory for the arithmetic of the th tensor power of the Carlitz module, including recursive formulas for the coefficients of the exponential and logarithm functions. Notably, their techniques allow them to connect special evaluations of the logarithm function to function field zeta values, which are defined in the case of the Carlitz module to be
[TABLE]
where is a prime power. They find ([5, Thm. 3.8.3]) for (as a special case) that
[TABLE]
where is the logarithm function associated to the th tensor power of the Carlitz module. In recent years, there has been a surge of work using Drinfeld modules to study zeta functions, -functions, and their special values over functions fields (see [6]-[12], [30], [31], [34]-[38], [40]).
To state the results of the present paper, we give a short review of rank 1 sign-normalized Drinfeld modules over affine coordinate rings of elliptic curves . Let , where and satisfy a cubic Weierstrass equation for . Define an isomorphic copy of with variables and satisfying the same cubic Weierstrass equation for , which we denote as . Let be the fraction field of , let be the completion of at the infinite place, an let be the completion of an algebraic closure of . Denote as the Hilbert class field of , which we can take to be a subfield of . For an algebraically closed field , if we let denote the ring of twisted polynomials in the th power Frobenius endomorphism , then a rank 1 sign-normalized Drinfeld module is an -module homomorphism
[TABLE]
which satisfies certain naturally defined conditions (see §3). There is a point associated to called the Drinfeld divisor, satisfying the equation on
[TABLE]
where and . Using the norm defined in §2, we require that so that is uniquely determined. By (1), there exists a function with divisor
[TABLE]
with suitable normalization, called the shtuka function.
In this paper we continue the study of tensor powers of rank 1 sign-normalized Drinfeld -modules which was commenced by the author in [25]. These tensor powers provide a further generalization of the Carlitz module and are examples of Anderson -modules. If we define to be the ring of twisted polynomials in the th power Frobenius endomorphism , which we extend to matrices entry-wise, then an -dimensional Anderson -module is an -module homomorphism
[TABLE]
satisfying certain naturally defined conditions (see §3). We will denote the th tensor power of the Drinfeld module as and denote the exponential and logarithm functions connected with it as and respectively, noting that both functions can be represented as power series in for . The construction and basic properties of tensor powers of rank 1 Drinfeld modules are studied by the author in [25] and we will refer frequently to results from it for our present considerations. In an effort to make the present paper as self-contained as possible, we recall the necessary facts from [25] in §3.
The main theorems of the present paper give explicit formulas for the coefficients of the exponential and the logarithm function associated to tensor powers of rank 1 sign-normalized Drinfeld modules, show that evaluating the exponential function at a special vector with a zeta value in its bottom coordinate gives a vector in . As an application of the main theorems we use techniques of Yu from [45] to show that these zeta values and the periods connected to the Drinfeld module are transcendental. This generalizes both the work of Thakur on Drinfeld modules and zeta values in [42] as well as that of Anderson and Thakur on tensor powers of the Carlitz module in [5]. The methods which Anderson and Thakur apply to obtain formulas for the coefficients for the exponential and logarithm functions for tensor powers of the Carlitz module involve recursive matrix calculations, which allow them to analyze a particular coordinate of those coefficients. In the case of tensor powers of Drinfeld modules, however, the matrices involved are much more complicated and do not give clean formulas as they do in the Carlitz case. We develop new techniques to analyze the coefficients of the logarithm and exponential function inspired partially by work of Papanikolas and the author in [26] and partially by ideas of Sinha in [39]. Further, Anderson and Thakur use special polynomials (called Anderson-Thakur polynomials) in [5] to relate evaluations of the logarithm function to zeta values. It is not yet clear how to generalize these Anderson-Thakur polynomials to tensor powers of Drinfeld modules, and so instead we use a generalization of techniques developed by Papanikolas and the author in [26] to prove formulas for zeta values. We comment that this technique allows us to study zeta values only for ; developing techniques to study zeta values for all is a topic of ongoing study (see Remark 6.1).
We begin by setting out the notation and background in §2, then in §3 we give a brief review of the theory of tensor powers of rank 1 Drinfeld -modules and vector-valued Anderson generating functions as laid out in [25]. In particular, for a fixed dimension we recall the functions for which form convenient bases for the -motives and defined in [25, §3] and recount some of their properties (see Proposition 3.1). In section §4 we move on to analyzing the coefficients of the exponential function associated to tensor powers of rank 1 Drinfeld -modules. Define the Frobenius twisting automorphism for to be
[TABLE]
and let denote the th iteration of twisting. First, we define functions for and
[TABLE]
and find that there is a unique expression for of the form
[TABLE]
for , where the functions satisfy naturally defined conditions given in §4. We denote , and we obtain our first main theorem about the coefficients of the exponential function.
Theorem 4.1.
For dimension and , if we write
[TABLE]
then for , the exponential coefficients and .
We prove this theorem by observing a recursive matrix equation which uniquely identifies the coefficients of the exponential function (see Lemma 4.3), and then proving that the matrices satisfy the recursive equation. After a bit more analysis, we obtain more exact formulas for the first column of .
Corollary 4.4.
For we have the expression
[TABLE]
Next, we transition to studying the coefficients of the logarithm function in §5. Our main technique in this section involves proving the commutativity of diagram (50), which is inspired by work of Sinha in [39]. We then define a single variable function which, using the machinery from the diagram, allows us to recover the logarithm function. This gives formulas for the logarithm coefficients in terms of residues of quotients of the functions , and .
Theorem 5.4.
For inside the radius of convegence of , if we let
[TABLE]
for and let be the invariant differential on , then for and
[TABLE]
With a little further analysis we obtain cleaner formulas formulas for the bottom row of the logarithm coefficients.
Corollary 5.6.
For the coefficients of the function , the bottom row of , for , can be written as
[TABLE]
In section §6 we show that evaluating the exponential function at a special vector with a Goss zeta value in its bottom coordinate is in . To state our results, we recall the extension of a rank 1 sign-normalized Drinfeld module to integral ideals due to Hayes [28] (see §6), which maps . We define to be the constant term of with respect to and let denote the Artin automorphism associated to , and let the be the integral closure of in . We define a zeta function associated to twisted by the parameter to be
[TABLE]
Theorem 6.2.
For and for , there exists a constant and a vector such that
[TABLE]
where and are explicitly computable as outlined in the proof.
In §7 we discuss the transcendence implications of theorem 6.2. Using techniques similar to Yu’s in [45] we prove the following theorem.
Theorem 7.1.
Let be a rank 1 sign-normalized Drinfeld module, let be a fundamental period of the exponential function associated to and define as above. Then for
[TABLE]
From Theorem 7.1 we get a corollary which relates to a theorem of Goss (see [24, Thm. 2.10]).
Corollary 7.4.
For , the quantities are transcendental. Further, the ratio for if and only if .
Finally in §8 we give examples of the constructions in our main theorems.
Remark 1.1*.*
The author would like to thank his doctoral adviser Matt Papanikolas for many helpful discussions on the topics of this paper and for his continued support throughout his studies.
2. Background and notation
As this paper builds on the foundation laid out in [25], we require much of the same notation given there. Let for a prime and an integer . Define the elliptic curve over , the finite field of size , with Weierstrass equation
[TABLE]
and denote the point at infinity as .
Table of Symbols 2.1**.**
We use the following symbols throughout the paper
, *the affine coordinate ring of *
, *the field of fractions of *
, *the invariant differential on *
, *an isomorphic copy of with variables , *
*an isomorphic copy of with variable , *
=
the valuation of (and ) at the infinity place
, *the degree function on , normalized with and *
, *an absolute value on *
the completion of at the infinite place
*the completion of an algebraic closure of *
, *a point on *
**
Define canonical isomorphisms
[TABLE]
such that and and similarly for . For ease of notation, for we will sometimes refer to , i.e. denotes the element expressed with the variable and . We remark that the isomorphisms and extend to finite algebraic extensions of and , and that , and extend to and .
Define a seminorm on which extends as in [33, §2.2] by defining
[TABLE]
Note that the seminorm is not multiplicative in general, but for matrices and we do have
[TABLE]
Also, for and we have
[TABLE]
Observe that has a basis for and that each term has unique degree. Thus, when expressed in this basis, an element has a leading term which allows us to define a sign function
[TABLE]
by setting to be the coefficient of the leading term of . We also define on , and in the natural way. We extend further, for any extension using the same notion of leading term for the field , and we denote this extended sign function
[TABLE]
If is an algebraically closed extension of fields, then we define to be the th power Frobenius map and to be the ring of twisted polynomials in , subject to the relation for . Define the Frobenius twisting automorphism for to be
[TABLE]
and let denote the th iteration of twisting. We extend twisting to matrices in by twisting entry-wise and use this notion of twisting to define , the non-commutative ring of polynomials in subject to the relation for . In the setting of Anderson -modules, we let act on for via twisting, i.e. for , with and ,
[TABLE]
Further, for , we define and extend twisting to divisors in the obvious way, noting that for
[TABLE]
For , define the Tate algebra
[TABLE]
the set of power series which converge on the closed disk of radius . For convenience, we set , and we have natural embeddings . For a fixed dimension , define the Gauss norm for a vector of functions with by setting
[TABLE]
where is the matrix seminorm described above. Extend to by setting for . Note that is complete under the Gauss norm. Using the definition given in [22, Chs. 3–4], we observe that the rings and are affinoid algebras corresponding to rigid analytic affinoid subspaces of . If we denote as the rigid analytic variety associated to and as the inverse image under of the closed disk in of radius centered at 0, then is the affinoid subvariety of associated to . Note that Frobenius twisting extends to and its fraction field and that and have and , respectively, as their fixed rings under twisting (see [32, Lem. 3.3.2]). We extend the action of on described in (6) to an action of on in the natural way.
3. Review of tensor powers of Drinfeld modules and Anderson generating functions
We recall several facts about rank 1 sign-normalized Drinfeld modules as set out in [26, §3] (see also [23], [29] or [43] for a thorough account of Drinfeld modules). First note that we can pick a unique point in whose coordinates have positive degree such that satisfies the equation on
[TABLE]
If we set , then , , and . There is a unique function in , called the shtuka function, with and with divisor
[TABLE]
We can write
[TABLE]
where is the slope between the collinear points and , and , and
[TABLE]
Let be an algebraically closed field. A Drinfeld -module over is an -algebra homomorphism such that for all ,
[TABLE]
The rank of is the unique integer such that for all . Rank 1 sign-normalized means that we require and that .
For a Drinfeld -module , we denote the exponential and logarithm function as
[TABLE]
Formulas for the coefficients of and are given in [26, Thm. 3.4 and Cor. 3.5] as
[TABLE]
[TABLE]
where is the unique differential -form such that .
We now recount the theory of -dimensional tensor powers of -motives and dual -motives from [25, §3-4]. For , let be the affine curve . Define the underlying space of the -motive and the dual -motive as
[TABLE]
define an -action on and an -action on by letting act by multiplication and defining the action for and as
[TABLE]
We remark that and are the th tensor powers of an -motive and a dual -motive respectively, and we refer the reader to [25, §3] for details on this construction.
Define a functions for with divisors
[TABLE]
and functions with divisors
[TABLE]
with . When it is convenient, we will extend the definitions of the functions and for by writing , where , and then denoting,
[TABLE]
Proposition 3.1**.**
The following facts about the functions and are proved in [25, §3-4]:
- (a)
For , the set of functions generate as a free -module and the set of functions generate as a free -module. 2. (b)
For we obtain the following identities of functions
[TABLE]
[TABLE] 3. (c)
For , the quotient functions have divisors
[TABLE] 4. (d)
We can write as a quotient of a linear function of degree 3 and a linear function of degree 2, which we label
[TABLE]
for , where is the slope between the points and . 5. (e)
For , there exist constants such that we can write
[TABLE] 6. (f)
For the constants defined in (e) we have for and 7. (g)
The coefficients are given by
[TABLE]
An -dimensional Anderson -module is a map , such that for
[TABLE]
where for some nilpotent matrix . We will always label the constant coefficient of as , and we remark that is a ring homomorphism. The map describes an action of on the underlying space in the sense defined in (6), allowing us to view as an -module. In what follows, for convenience, we fix the algebraically closed field to be , although we remark that much of the theory applies equally to any algebraically closed field.
To ease notation throughout the paper, for a fixed dimension , we define for an integer to be the matrix with ’s along the th super-diagonal and [math]’s elsewhere and define for to be the matrix with ’s along the th sub-diagonal and [math]’s elsewhere. We also define to be the matrix with a single in the lower left corner and zeros elsewhere and in general define to be . We also define to be the matrix with the entries along the th super diagonal and similarly for and .
Given , an affine coordinate ring of an elliptic curve, [26, §3] describes how to construct , the unique sign-normalized rank 1 Drinfeld module associated to . Then [25, §4] describes how to construct the th tensor power of by setting
[TABLE]
[TABLE]
where , and are given in Proposition 3.1.
To simplify notation later, we define strictly upper triangular matrices
[TABLE]
With the definitions of and , we define the -linear map
[TABLE]
for any by writing with , and extending using linearity and the composition of maps . A priori, the map is just an -linear map, but using ideas from [27] the author proves in [25] that is actually an Anderson -module.
We will label the exponential and logarithm function associated to as
[TABLE]
defined so that . We note that is defined to be the formal inverse of the power series , and that the exponential and logarithm functions satisfy functional equations for all and
[TABLE]
We also note that is an entire function from to and that has a finite radius of convergence in which we denote .
We now recall facts about the spaces and and about vector-valued Anderson generating functions from [25, §5-6]. For define the space of rigid analytic functions
[TABLE]
where is the inverse image under of the closed disk in of radius centered at 0 defined in section §2 and define -modules of functions
[TABLE]
where we recall the dual -motive . For a function , define the map by
[TABLE]
where the functions are the basis elements defined in Proposition 3.1. For ease of notation later on, we also define
[TABLE]
Define operators on the space which act in the sense defined in §2 by setting
[TABLE]
[TABLE]
A quick calculation shows that for any , and thus the operator can be viewed as a vector version of the operator . In fact, the relationship is even stronger, as is proved in the following lemma.
Lemma 3.2** (Lemma 5.3 of [25]).**
A vector satisfies if and only if there exists some function such that .
Define the operator and denote the diagonal matrices
[TABLE]
where , and are defined in Proposition 3.1. Then for denote
[TABLE]
where we understand to be , and define matrices
[TABLE]
Also define matrices
[TABLE]
where above we formally evaluate at and .
Proposition 3.3**.**
We have the following facts from [25, §5] about the above operators:
- (a)
** 2. (b)
** 3. (c)
**
We now recall the functions , and defined in [26, §4]. Let
[TABLE]
where , , and are given at the beginning of this section and recall that and . For define
[TABLE]
[TABLE]
We remark that 1-dimensional Anderson generating functions have proved useful in studying algebraic relations among logarithm values, periods, quasi-periods, -series and motivic Galois groups of Drinfeld modules (e.g., see [17], [18], [21], [34]–[37], [39]). In this paper we use vector-valued Anderson generating functions to get formulas for the coefficients of the exponential and logarithm functions.
Proposition 3.4**.**
We collect the following facts from [25, §5-6] about the above functions:
- (a)
The function generates as a free -module. 2. (b)
The function and we have the following identity of functions in
[TABLE]
where are the coefficients of from (22). 3. (c)
The function extends to a meromorphic function on with poles in each coordinate only at the points for . 4. (d)
The operators and acting on give
[TABLE]
Define to be the submodule of consisting of all elements in which have a meromorphic continuation to all of . Now define the map for a vector of functions as
[TABLE]
where is the invariant differential of from (2.1).
Proposition 3.5**.**
We recall the following facts about the map from [25, §6]:
- (a)
** 2. (b)
If we denote then and the period lattice of equals . 3. (c)
If is a fundamental period of the exponential function from (12), and if we denote the last coordinate of as , then .
4. Coefficients of the exponential function
The coefficients of the exponential function for rank 1 sign-normalized Drinfeld modules are well understood (see (12)). Further, the coefficients for the exponential function of the th tensor power of the Carlitz module are also well understood. These coefficients were first studied by Anderson and Thakur in [5, §2.2], and have recently been written down explicitly using hyper derivatives by Papanikolas in [33, 4.3.6]. In this section we give explicit formulas for the coefficients of the exponential function for the th tensor power of a rank 1 sign-normalized Drinfeld module.
In order to write down a formula for the coefficients of we must first analyze certain functions which arise when calculating residues of the vector-valued Anderson generating functions . For a fixed dimension , for and for , define the functions
[TABLE]
where for we understand . Using (9) and (16) we see that the polar part of the divisor of equals
[TABLE]
We temporarily fix an index . Using the Riemann-Roch theorem, we observe that we can find unique functions with in each of the following 1-dimensional spaces, for and ,
[TABLE]
Then, for appropriate constants we subtract off the principal part of the power series expansion of at , for , to find that
[TABLE]
So for further constants we can write
[TABLE]
where we note that each of the functions vanishes with order at and that the coefficients are implicitly dependent on . To ease notation, for each we will write and denote
[TABLE]
so that we can write equation (37) for as
Theorem 4.1**.**
With the notation as above, for dimension and , if we write
[TABLE]
then for , the exponential coefficients and .
Remark 4.2*.*
We remark that in the case for , if one interprets the empty divisors in (16) correctly, then Theorem 4.1 still holds. However, for clarity of exposition, we restrict to .
Before giving the proof of Theorem 4.1, we require a lemma about the coefficients of the exponential function.
Lemma 4.3**.**
Given a sequence of matrices for with , then the are the coefficients of if and only if they satisfy the recurrence relation for
[TABLE]
where and are defined in (31) and is defined in (29). Further, the coefficients .
Proof.
First note that by (23)
[TABLE]
Then, using Proposition 3.3(c),
[TABLE]
and expanding on both sides in terms of its coefficients and equating like terms gives the equality
[TABLE]
Thus the coefficients of the exponential function satisfy the recurrence relation (39). Next, for , let be a sequence of matrices satisfying recurrence relation (39). We will show that is uniquely determined by , and thus if we fix , the matrices will be the coefficients of . Given a term of the sequence for , define
[TABLE]
so that by (39)
[TABLE]
Then, denote where is the diagonal part of and is the nilpotent (super-diagonal) part. Then collect the diagonal and off-diagonal terms of (40) to obtain
[TABLE]
where we recall the definition of and from (21). Next, we denote the matrix and note that it is diagonal and invertible. Define
[TABLE]
to be the -linear map given for by
[TABLE]
Note that is a nilpotent map with order at most , since matrix in definition (42), except , is strictly upper triangular, and thus each term of will have at least strictly upper triangular matrices on either the left or the right of each matrix . Then, using the map and rearranging slightly we can rewrite (41) as
[TABLE]
Applying to , multiplying by , then adding these together for gives a telescoping sum. Since is nilpotent with order at most , we find
[TABLE]
Thus we have determined uniquely in terms of , and so each element in the sequence is determined by . If we require that , then the matrices are the coefficients of . Further, since and each matrix in the definition of is in , we see that the exponential function coefficients . ∎
We now return to the proof of Theorem (4.1).
Proof of Theorem (4.1).
We first recall that and hence by (37) we have , so that the theorem is true trivially for . We then show that the sequence of matrices satisfies the recurrence in Lemma 4.3 for . First observe that by Proposition 3.1(e)
[TABLE]
with defined as in (26). Using (45), we write
[TABLE]
We examine the first term in the right hand side of the above equation, which we denote
[TABLE]
and the second term, which we denote
[TABLE]
separately. By the discussion immediately following (38) we see that (46) equals
[TABLE]
with and as given in (30). Then, writing out the coordinates of using the functions from (36) and finding a common denominator gives
[TABLE]
since by Proposition 3.3(b). Thus vanishes coordinate-wise with order at least at , because the functions from (38) each vanish with order at least at . Further, the presence of the factored-out shows that from (47) also vanishes coordinate-wise with order at least at . Thus we see that
[TABLE]
consists of a constant matrix in multiplied by , and equals a vector of functions which vanishes coordinate-wise with order at least at . However, recall from (16) that , and thus
[TABLE]
identically, which proves that satisfies the recursion equation (39) and proves the proposition. ∎
Corollary 4.4**.**
For we have the formal expression
[TABLE]
Proof.
This follows from Theorem 4.1 by evaluating (37) at , noticing that vanishes for , then solving for . ∎
Remark 4.5*.*
Theorem 4.1 and Corollary 4.4 should be considered generalizations Proposition 2.2.5 of [5] and of the remark that follow it.
5. Coefficients of the logarithm function
The coefficients for the logarithm function associated to a rank 1 sign-normalized Drinfeld module were first studied by Anderson (see [42, Prop. 0.3.8]) and are described in (13). The coefficients for the logarithm associated to the th tensor power of the Carlitz module were studied by Anderson and Thakur, who give formulas for the lower right entry of these matrix coefficients in [5, §2.1]. Recently, Papanikolas has written down explicit formulas using hyperderivatives in [33, 4.3.1 and Prop. 4.3.6(a)]. In this section we develop new techniques to write down explicit formulas for the coefficients of the logarithm function associated to the th tensor power of rank 1 sign-normalized Drinfeld modules. Our method was inspired by ideas of Sinha from [39] (see in particular his “main diagram” in section 4.2.3). However, where Sinha uses homological constructions to prove the commutativity of his diagram, we take a more direct approach using Anderson generating functions for ours.
For with with , define the map
[TABLE]
by writing in the -basis for described in Proposition 3.1(a),
[TABLE]
where we denote , and set
[TABLE]
We define the following diagram of maps, where we recall the definition of from §3 and of from (24)
[TABLE]
and where the maps and are defined in (25) and (35) respectively. We remark that using the operator one quickly sees that .
One of the main goals of this section is to prove that the diagram commutes. Before we prove this, however, observe that if is not a period of , then is not in the image of in diagram 50. We require a preliminary result which allows us to modify to be in the image of . For , write the coordinates of from (34) as
[TABLE]
and then define the vector
[TABLE]
Next we define the vector valued function
[TABLE]
and note that vanishes at the point . Also denote
[TABLE]
where is the operator defined in (28), and let and denote its coordinates .
Proposition 5.1**.**
The vector is in and equals
[TABLE]
Proof.
By Proposition 3.3(a), Proposition 3.4(d) and (23) we write
[TABLE]
In particular, from the last line of the above equation we see that is a vector of rational functions in the space . Further, for each rational function , the highest degree term in the numerator is and the highest degree term in the denominator is (coming from the matrix ). Thus each is a rational function in of degree 2 (recall the ) with . We also observe that
[TABLE]
and that each coordinate has degree 1. This implies that each is in and has degree 2 with . Writing out the action of on the coordinates of we obtain equations for
[TABLE]
From (28), Proposition 3.1(d) and (52) we see that the only points at which might have poles are the zeros of , namely the points
[TABLE]
We remark that this shows that the coordinates of are regular at for , even though the coordinates of themselves have poles at . Recall from Proposition 3.4(c) that the only poles of occur at and for and from (51) that vanishes at , while from Proposition 3.1(c) we observe that is regular away from infinity except for a simple pole at . Therefore, the equations in (53) show that each coordinate is regular at the points and . Thus, the coordinates , being rational functions of degree 2 in , which are regular away from , are actually in . Further, we see from that each function vanishes at the point . Since we know that , and since we’ve identified one of the zeros of , we find using the Riemann-Roch theorem that ∎
Theorem 5.2**.**
Diagram (50) commutes. In other words, for , if we let
[TABLE]
and let , then we have
Proof.
First observe that the case for is proved in Theorem 5.1 of [26]. For the rest of the proof, assume . Write with , and for let be any element in such that
[TABLE]
where is defined for in (48). The main method for the proof of Theorem 5.2 is to write in terms of Anderson generating functions. To do this we compare the result of under the operator with the result of under for .
By the definition (28) we see that for any
[TABLE]
Since , using the notation of (48) we can write
[TABLE]
Next, we analyze for . For the equations in , if we set , then we can solve for . We then substitute that into the equation for , then solve that for , and so on to get equations for
[TABLE]
where we understand . We note that the functions and depend implicitly on . Using these equations we find that
[TABLE]
In general we will call , noting the implicit dependence on . Then by (55) and by (57) with we find
[TABLE]
Denote the entry in the th coordinate of the last equation as
[TABLE]
so that we can restate (57) with as
[TABLE]
Observe then by Proposition 3.1(b) and by Proposition 5.1 for that
[TABLE]
so (59) becomes
[TABLE]
For the vector from (54), denote
[TABLE]
and notice that Specializing the above discussion to , we see that the th coordinate of matches up with the first terms of the th coordinate of from (56).
In general for we find that
[TABLE]
and to ease notation, for let us denote the matrix
[TABLE]
Then we use (60) times and apply the fact that is linear to obtain
[TABLE]
Then, if we let the operator act on , applying (55) to the last line of (62) we obtain a telescoping sum, and find that
[TABLE]
for defined in (61). Note again that the terms in the last coordinate of the above vector are exactly the through terms of the last coordinate of (56).
Also, note that each term in the last line in (62) is coordinate-wise regular at except , so
[TABLE]
Then, recalling that each function and each quotient for is regular at , using definitions (51) and (58) together with Proposition 3.5(a) we see that
[TABLE]
Next, define
[TABLE]
and observe by the above discussion that
[TABLE]
Further, for , by Lemma 3.2 if and only if . Since I is the sum of elements in the image of the map , we see that is itself in the image of the map . Thus there is some such that . Then, Proposition 3.4(a) together with Proposition 3.5(b) implies that for some
[TABLE]
Finally, by (63), we calculate that
[TABLE]
and thus by (49) and (54) we obtain
[TABLE]
∎
Having proven that diagram (50) commutes, we now apply the maps from the diagram to write down formulas for the coefficients of . First, for define the function
[TABLE]
where are from Proposition 3.1(a). Then define the formal sum
[TABLE]
for the vector . We remark that is similar to the function defined by Papanikolas in [32, §6.1].
Lemma 5.3**.**
There exists a constant such that for , the function is a rigid analytic function in , the space of rigid analytic functions on with at most a pole of order at .
Proof.
Using (10) together with the facts that , and , for we find that and
[TABLE]
This implies that
[TABLE]
Since each , we see that is finite, and thus we can choose small enough such that for all with the norm
[TABLE]
as . This guarantees that for such , the function
[TABLE]
To finish the proof, we simply note that
[TABLE]
∎
Theorem 5.4**.**
For inside the radius of convegence of , if we write
[TABLE]
for , then for the invariant differential defined in (2.1)
[TABLE]
and for .
Remark 5.5*.*
As for Theorem 4.1, we remark that the above theorem holds for , but again for ease of exposition in the proof we restrict to the case of .
Proof.
One quickly observes from the definition of , that , and thus . Denote so that by Theorem 5.2 combined with the definition of the map in (49) and (64)
[TABLE]
We wish to switch our viewpoint to thinking about as a vector-valued function with input , where is the constant defined in Lemma 5.3. For the hyper-disk in of radius , we define for , as
[TABLE]
From the above discussion, we find that
[TABLE]
is the identity function. Writing out the definition for gives
[TABLE]
which we can express as an -linear power series with matrix coefficients
[TABLE]
We conclude that is an -linear power series which as a function on is the identity. Recall that is the functional inverse of on the disk with radius . Thus, on the disk with radius we have the functional identity
[TABLE]
Comparing the coefficients of the above expression, and recalling that , and are defined over finishes the proof. ∎
Corollary 5.6**.**
For the coefficients for of the function , the bottom row of can be written as
[TABLE]
Proof.
Recall from (16) and (17) that and from (9) that . This implies that, for , each coordinate of the bottom row of the matrix (67) is regular at except the last coordinate, which equals
[TABLE]
Using various facts from Proposition 3.1, and observing that is regular at and that is a uniformizer at , a short calculation gives
[TABLE]
where denotes negation on . Finally, one calculates from the definition of from Proposition 3.1(d) that , which implies that
[TABLE]
Thus, for , the bottom row of (67) equals , which is the bottom row of .
Then, for note that the only functions in the bottom row of (67) which have zeros or poles at are and , and that the quotient has a simple pole at , thus
[TABLE]
which completes the proof using (70). ∎
Remark 5.7*.*
Theorem 5.4 and Corollary 5.6 should be compared with the middle and last equalities in (13), respectively.
6. Zeta values
In [5], Anderson and Thakur analyze the lower right coordinate of the coefficient of the logarithm function for tensor powers of the Carlitz module to obtain formulas similar to the ones we have provided in §5. They then define a polylogarithm function and use their formulas to relate this to zeta values,
[TABLE]
for all . In this section, we prove a similar theorem for tensor powers of Drinfeld -modules, but at the present it is unclear how to generalize the special polynomials which Anderson and Thakur used in their proof (the now eponymous Anderson-Thakur polynomials) to tensor powers of -modules, and so we developed new techniques. Presently, we only consider values of because these allow us to appeal to formulas from [26].
Remark 6.1*.*
We remark that Pellarin, Angles, Ribeiro and Perkins develope a multivariable version of -series in [8]-[11], [36], [37] and that it is possible that such considerations could enable one to obtain formulas for all zeta values; this is an area of ongoing study.
To define a zeta function for a rank 1 sign-normalized Drinfeld module , we first define the left ideal of for an ideal by
[TABLE]
where we recall that from §2. Since is a left principal ideal domain [23, Cor. 1.6.3], there is a unique monic generator , and we define to be the constant term of with respect to . Let denote the Artin automorphism associated to , and let the be the integral closure of in . We define the zeta function associated to twisted by the parameter to be
[TABLE]
Theorem 6.2**.**
For and for , there exists a vector such that
[TABLE]
where .
Remark 6.3*.*
We remark that the vector is explicitly computable as outlined in the proof of Theorem 6.2.
Remark 6.4*.*
One would like to be able to express the above theorem in terms of evaluating at a special point and then getting a vector with as its bottom coordinate, as is done in [5]. However, one discovers that is not necessarily within the radius of convergence of , and in fact can be quite large! It is possible that one could use Thakur’s idea from [41, Thm. VI] to decompose into small pieces which are each individually inside the radius of convergence of the logarithm for specific examples.
Before giving the proof of Theorem 6.2 we require several additional definitions and preliminary results. First, we denote as the Hilbert class field of (which is the fraction field of ), and denote as the Galois group of over . Then we observe that elements act on elements in the compositum field by applying to elements of and ignoring elements of . We also define the (isomorphic) Galois group and observe that elements act on the compositum field by applying to elements of and ignoring elements of . Let be a degree 1 prime ideal, to which there is an associated point such that , and let denote the Artin automorphism associated to via class field theory. Define the power sums
[TABLE]
where is the set of monic elements of and is the set of monic, degree elements of . Then define the sums
[TABLE]
We next prove a proposition which allows us to connect to the sums given above. Much of our analysis follows similarly to that in [26, §7-8], and we will appeal to it frequently throughout the remainder of the section.
Proposition 6.5**.**
Let for be the degree 1 prime ideals as described above which represent the non-trivial ideal classes of where is the class number of and set . Then, for we can write the zeta function
[TABLE]
Proof.
Define the sum
[TABLE]
where the sum is over integral ideals equivalent to in the class group of , and observe
[TABLE]
Then, for , the fact that follows from slight modifications to equations (98)-(100) and Lemma 7.10 from [26]. ∎
Now, we let (the reader should not confuse these with the coordinates of from §5) be the sequence of linear functions with and divisor
[TABLE]
and let be the sequence of functions with and divisor
[TABLE]
We now extend Theorem 6.5 from [26] to values , where we recall the definition of from (11).
Proposition 6.6**.**
For we find
[TABLE]
Proof.
The proof of this proposition involves a minor alteration to the proof given for Proposition 6.5 in [26]. Namely, for the deformation one sets (rather than as is done in [26]) then one solves for and sets to obtain the formula given above. The proof for is similar. ∎
Using equations (82) and (117) from [26] we see that
[TABLE]
which inspires the definition
[TABLE]
where we recall that from (8), that are from (3) and for that as in (4). Observe by (10) that and hence
[TABLE]
Finally, we define
[TABLE]
Proposition 6.7**.**
We have , where is the dual -motive from (14) and .
Proof.
Our function equals the function from [26, (125)] (there they set and ), and so our function differs from the function from [26, (126)] only by the th power in our definition. The proof of this theorem follows as in the proof of Theorem 8.7 from [26], replacing by and multiplying the divisors by a factor of where appropriate. We arrive at the statement that the polar divisor of equals , and that vanishes with degree at least at so that as desired. Finally, since the coefficients of and are all in , we conclude that . ∎
We are now equipped to give the proof of Theorem 6.2.
Proof of Theorem 6.2.
Our starting point is Proposition 6.5,
[TABLE]
where we recall that for a degree 1 prime ideal and its associated Galois automorphism
[TABLE]
If we let denote the negation isogeny on , by comparing divisors and leading terms of the functions in (11) and (17) we find
[TABLE]
We will denote C=\frac{(-1)^{n+1}(h_{1}\circ[-1])}{t-t([n]V^{(1)})}\bigg{|}_{\Xi}\in H. Combining (73), Proposition 6.6, (77) and (80) we find
[TABLE]
Next, we temporarily fix a prime for . The combination of equations (86) and (118) and Lemma 7.12 from [26] gives
[TABLE]
since . Then, (79) and Proposition 6.6 together with (82) and the fact that gives
[TABLE]
We observe by (10) and (76) that f^{\phi^{-1}}\bigl{(}V^{(i)}\bigr{)}=\bigl{(}\mathcal{G}^{\overline{\phi}^{-1}}\bigr{)}^{(i)}(\Xi) and so by (80) this gives
[TABLE]
Therefore, returning to (78) we see by (81) and (84) that
[TABLE]
From the proof of Proposition 6.7 we see that and from (18) that . Let us write where so that . Since by Proposition 6.7, we can express it in terms of the basis from Proposition 3.1(a) with coefficients ,
[TABLE]
where we comment that for . Since by Proposition 6.7, a short calculation involving evaluating (86) at for shows that . Substituting formula (86) into (85) and recalling that gives
[TABLE]
We observe that the terms of the above sum are the bottom row of the coefficients for of from Corollary 5.6 up to the factor of . Then, since is the inverse power series of , if we label for and sum over , then we find that there exists some vector such that
[TABLE]
∎
7. Transcendence implications
In this section we examine some of the transcendence applications of Theorem 6.2. This is in line with Yu’s results on transcendence in [44] for the Carlitz module, where he proves that the ratio is transcendental if and rational otherwise. Yu’s work builds on Anderson’s and Thakur’s theorem in [5], where they express Carlitz zeta values as the last coordinate of the logarithm of a special vector in similarly to how we have done in Theorem 6.2. In the last couple decades, there has been a surge of research answering transcendence questions about arithmetic quantities in function fields, notably [4], [13], [17]-[19], [32] and [45].
Theorem 7.1**.**
Let be a rank 1 sign-normalized Drinfeld -module, let be a fundamental period of and define as in (71) for , the integral closure of in the Hilbert class field of . Then for
[TABLE]
Our main strategy for proving Theorem 7.1 is to appeal to techniques Yu develops in [45], where he proves an analogue of Wüstholz’s analytic subgroup theorem for function fields. Yu’s theorem applies to Anderson -modules (called -modules), whereas here we deal with -modules. Thus, we switch our perspective slightly by forgetting the -action of in order to view as an -module with extra endomorphisms provided by the -action. We will denote this -module by . Under the construction given in §3, the -module corresponds to the dual -motive when viewed as a -module (we have forgotten the -action on ), which we denote by . Before giving the proof of Theorem 7.1 we require a couple of lemmas which ensure that satisfies the correct properties as a -module to apply Yu’s theorem.
Lemma 7.2**.**
The Anderson -module is simple.
Proof.
We recall the explicit functor between -modules and dual -motives as given in [27, §5.2]. For a -module with underlying algebraic group , define the dual -motive (note that this is denoted as in [27, §5.2]) as , the -module of all -linear homomorphisms of algebraic groups over . One defines the -module structure on by having act by pre-composition with scalar multiplication, act as pre-composition with the th-power Frobenius and acting by for . Note that is naturally isomorphic to where acts for by and acts by scalar multiplication on the right. To maintain clarity, when we mean with the action described above we will denote it as a . Also note that is isomorphic to as -modules.
Now suppose that is a non-trivial algebraic subgroup of invariant under defined by non-zero -linear polynomials for . We may assume that one of the polynomials, which we will denote as has a non-zero term in . Then note that we have the injection of -modules given by inclusion
[TABLE]
which allows us to view as a -submodule of , where the -action is given by right multiplication by as descrived above. Then observe that the map given by
[TABLE]
is a -vector space map, that and that . By considering degrees in , we see that the -vector subspace maps to an infinite dimensional -vector subspace of under . This implies that also has infinite dimension over .
On the other hand, recall that is isomorphic to as -modules and that is an ideal of the ring . Given a -submodule we may choose a non-zero element , and we claim that is linearly independent from over . If not, then we would have
[TABLE]
for some . However, this implies that the rational function is fixed under the negation isogeny on , and in particular, for we have
[TABLE]
Since is a polynomial in and , we see that for , thus (88) shows that for all . But from (87) we see that
[TABLE]
which is a contradiction, since . So contains a rank 2 -submodule and thus has finite index in as a -vector space. We conclude that all the -submodules of have finite index over which contradicts our observation in the preceding paragraph, thus must be simple as a -module. ∎
Lemma 7.3**.**
The Anderson -module has endomorphism algebra equal to .
Proof.
Recall that endomorphisms of are -linear endomorphisms of such that for all . Thus is certainly contained in . On the other hand, the -module and the -module both have the same exponential function and same period lattice (given in Proposition 3.5(b)) associated to them. We note, however, that whereas is a rank 1 -module, when viewed as an -module it is rank 2. If we let as an -vector space, then [14, Prop. 2.4.3] implies that . Since is a rank 2 -module, we see that , and thus is a rank 2 -module containing . Further, , and thus as an -vector space. Since is finitely generated over , it is also integrally closed over and thus .
∎
Proof of Theorem 7.1.
This proof follows nearly identically to the proof of [45, Prop. 4.1]. First, assume by way of contradiction that
[TABLE]
so that there is a -linear relation among the and for and . Then, let be the 1-dimensional trivial -module and set
[TABLE]
For set to be the vector from Theorem 6.2 such that , where is the Hilbert class field of . For , let be a fundamental period of such that the bottom coordinate of is an multiple of as described in Proposition 3.5(c). Define the vector
[TABLE]
and note , where is the exponential function on . Our assumption that there is a -linear relation among the and implies that is contained in a -invariant hyperplane of defined over . This allow us to apply [45, Thm. 3.3], which says that lies in the tangent space to the origin of a proper -submodule . Then, Lemmas 7.2 and 7.3 together with [45, Thm 1.3] imply that there exists a linear relation of the form for some and . Since and since , this implies that . However, we see from the product expansion for in [26, Thm. 4.6] that if and only if , which cannot happen because . This provides a contradiction, and proves the theorem. ∎
Corollary 7.4**.**
For , the quantities are transcendental. Further, the ratio for if and only if .
Proof.
The transcendence of , as well as the statement that for follows directly from Theorem 7.1. On the other had, if , then [24, Thm. 2.10] guarantees that . ∎
Remark 7.5*.*
We comment that the statement in Corollary 7.4 that for is transcendental can be recovered from Anderson’s theorem on log-algebraicity from [2, Thm. 5.1.1] together with Yu’s analytic subspace theorem [45].
8. Examples
Example 8.1**.**
In the case of tensor powers of the Carlitz module (see [33] for a detailed account on tensor powers of the Carlitz module), the formulas in Theorems 4.1 and 5.4 for the coefficients of and can be worked out completely explicitly using hyper-derivatives. For instance, we find that and that the shtuka function is , so the left hand side of (36) is
[TABLE]
We can expand in terms of powers of by using hyper-derivatives, as described in [33, §2.3], namely
[TABLE]
Using this we recover the coefficients of as given in formula (4.3.2) and Proposition 4.3.6(b) from [33]. The formulas for coefficients of the logarithm given in (4.3.4) and Proposition 4.3.6(a) from [33] can be derived similarly using Theorem 5.4.
Example 8.2**.**
Let be defined over , and note that has class number 1. Then from [42] we find that
[TABLE]
The Drinfeld module associated to the coordinate ring of is detailed in Example 9.1 in [26]. Further, the 2-dimensional Anderson -module is discussed in Example 7.1 of [25], where formulas are given for the functions and from Proposition 3.1(a). We calculate that the function from (76) is and that for we can express in the form given in (86) as
[TABLE]
This allows us to write the formulas in Theorem 6.2 as
[TABLE]
Thus the special vector is in the period lattice for which by [25, Thm. 6.7] implies that the bottom coordinate of is a -multiple of , the fundamental period associated to . Hence as implied by Goss’s [24, Thm. 2.10].
Example 8.3**.**
Now let and let be defined by , where is a root of the polynomial . Then we know from [42, §2.3] that has class number 1, that and that
[TABLE]
Setting the dimension and the parameter , from (76) we find that
[TABLE]
and that . Then we compute the expansion from (86) as
[TABLE]
whereupon Theorem 6.2 gives
[TABLE]
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] G. W. Anderson, t 𝑡 t -motives , Duke Math. J. 53 (1986), no. 2, 457–502.
- 2[2] G. W. Anderson, Rank one elliptic A 𝐴 A -modules and A 𝐴 A -harmonic series , Duke Math. J. 73 (1994), no. 3, 491–542.
- 3[3] G. W. Anderson, Log-algebraicity of twisted A 𝐴 A -harmonic series and special values of L 𝐿 L -series in characteristic p 𝑝 p , J. Number Theory 60 (1996), no. 1, 165–209.
- 4[4] G. W. Anderson, W. D. Brownawell and M. A. Papanikolas, Determination of the algebraic relations among special Γ Γ \Gamma -values in positive characteristic , Ann. of Math. (2) 160 (2004), no. 1, 237–313.
- 5[5] G. W. Anderson and D. S. Thakur, Tensor powers of the Carlitz module and zeta values , Ann. of Math. (2) 132 (1990), no. 1, 159–191.
- 6[6] B. Anglès, T. Ngo Dac, and F. Tavares Ribeiro, Stark units in positive characteristic , to appear in Trans. Amer. Math. Soc.
- 7[7] B. Anglès, T. Ngo Dac, and F. Tavares Ribeiro, Twisted characteristic p 𝑝 p zeta functions , J. Number Theory 168 (2016), 180–214.
- 8[8] B. Anglès and F. Pellarin, Functional identities for L 𝐿 L -series in positive characteristic , J. Number Theory 142 (2014), 223–251.
