Homotopical Algebraic Context over Differential Operators
Gennaro Di Brino, Damjan Pistalo, Norbert Poncin

TL;DR
This paper demonstrates that the category of non-negatively graded chain complexes of differential operator modules over a smooth affine algebraic variety can be integrated into a homotopical algebraic framework, extending previous theoretical work.
Contribution
It establishes a homotopical algebraic context for chain complexes of D-modules over smooth affine varieties, building on and extending prior theoretical foundations.
Findings
Category of chain complexes of D-modules fits into homotopical algebraic context
Extends Toen and Vezzosi's framework to D-module categories
Provides a new perspective for homotopical methods in algebraic geometry
Abstract
Building on previous works, we show that the category of non-negatively graded chain complexes of -modules -- where is a smooth affine algebraic variety over an algebraically closed field of characteristic zero -- fits into a homotopical algebraic context in the sense of Toen and Vezzosi.
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Homotopical Algebraic Context over Differential Operators
Gennaro Di Brino, Damjan Pištalo, and Norbert Poncin
(Date: 14 June 2017)
Abstract.
Building on previous works [DPP15a, DPP15b, PP15], we show that the category of non-negatively graded chain complexes of -modules – where is a smooth affine algebraic variety over an algebraically closed field of characteristic zero – fits into a homotopical algebraic context in the sense of [TV08].
Contents
-
2 Monoidal model structure on modules over differential graded -algebras
-
2.2 Differential graded -algebras and modules over them as algebras over a monad
-
D Homotopy categories, derived categories, and derived functors
-
D.1 Localization of a category with respect to a class of morphisms
-
D.6 Derivation of a functor whose source category is equipped with a class of morphisms
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D.7 Derived functors between categories with weak equivalences
-
D.9 Derived functors between derived categories of Abelian categories
Introduction
The classical Batalin-Vilkovisky complex is, roughly, a kind of resolution of . The functions of the shell are obtained by identifying those functions of the infinite jet bundle of the field bundle that coincide on-shell (quotient). We then get the functions by selecting those on-shell functions that are gauge invariant, i.e., constant along the gauge orbits (intersection). When working dually, i.e., with spaces instead function algebras, we first mod out the gauge symmetries, i.e., we consider some space where refers to integrated gauge symmetry vector fields – thought of as vector fields prolonged to . Since, in the function algebra approach, we determine the shell by solving the algebraic infinite jet bundle equation that corresponds to the equation , where denotes the functional acting on sections of , it is clear that, in the dual approach, the functional must be defined on , i.e., and , and that we have then to find those ‘points ’ in that satisfy .
When switching to the context of algebraic geometry, we start with a quasi-coherent module over the function sheaf of a scheme . Let now be the corresponding symmetric tensor algebra functor. The quasi-coherent commutative -algebra can be viewed as the pushforward of the function sheaf of a vector bundle (we think about as the module of sections of the dual bundle ). If is a smooth scheme, the infinite jet functor [BD04] leads to a sheaf of commutative algebras over the sheaf of rings of differential operators on , which is quasi-coherent as sheaf of -modules. The spectrum of the latter is the infinite jet bundle . This bundle is thus an affine --scheme .
Since intersections of two sub-schemes in an affine scheme can be singular at some points (non-transversal intersections), or, algebraically, since tensor products of commutative rings viewed as certain modules can be badly behaved (tensor product functor only right-exact), these tensor products should be left-derived, i.e., commutative rings or commutative algebras should be replaced by simplicial commutative rings or differential non-negatively graded commutative algebras (category DGCA). Similarly, since quotients of affine schemes can be non-affine (non-trivial automorphism groups), they should be derived, i.e., replaced by groupoids, or, in the case of higher symmetries, by infinity groupoids or simplicial sets (category SSet). For the functor of points approach to schemes – schemes are viewed as, say, locally representable sheaves (for the Zariski topology) from commutative algebras to sets – this means that we pass to functors .
In the following we assume that is a smooth affine algebraic variety, so that we can, roughly speaking, replace sheaves by their total sections. In particular, in the above -geometric setting, the differential non-negatively graded commutative algebras of the preceding paragraph, i.e., the objects of , become the objects of , i.e., the sheaves of differential non-negatively graded -quasi-coherent commutative -algebras, and, due to the assumption that is smooth affine, the category is equivalent [DPP15a] to the category of differential non-negatively graded commutative algebras over the ring of total sections of . Let us mention that the latter category is of course the category of commutative monoids in the symmetric monoidal category of differential non-negatively graded modules over (i.e., the category of non-negatively graded chain complexes of -modules), as well as that, despite the used simplified notation and , the reader should keep in mind the considered non-negative grading and underlying variety .
It follows that, in -geometry, the above functors become functors
[TABLE]
As suggested in the second paragraph, the category is opposite to the category of derived affine --schemes. Those functors or presheaves that are actually sheaves are referred to as derived --stacks and the model category of presheaves models the category of derived --stacks [TV05, TV08]. The sheaf condition is a natural homotopy version of the standard sheaf condition [KS90]. This homotopical variant is correctly encoded in the fibrant object condition of the local model structure of . That structure encrypts both, the model structure of the target and the one of the source [DPP15a, DPP15b]. More precisely, one starts with the global model structure on , which is the one implemented ‘object-wise’ by the model structure of the target category . The model structure of the source category is taken into account via the left Bousfield localization with respect to the weak equivalences of , what leads to a new model category denoted by . If is an appropriate model pre-topology on , it should be possible to define homotopy -sheaves of groups, as well as a class of homotopy -hypercovers. The mentioned local model category arises now as the left Bousfield localization of with respect to . The local weak equivalences are those natural transformations that induce isomorphisms between all homotopy sheaves. The fibrant object condition in , which is roughly the descent condition with respect to the homotopy -hypercovers, is the searched sheaf or stack condition for derived --stacks [TV05, TV08]. The notion of derived --stack represented by an object in , i.e., by a derived affine --scheme, can easily be defined.
Notice finally that our two assumptions – smooth and affine – on the underlying algebraic variety are necessary. Exactly the same smoothness condition is indeed used in [BD04][Remark p. 56], since for an arbitrary singular scheme , the notion of left -module is meaningless. On the other hand, the assumption that is affine is needed to replace the category by the category and to thus avoid the problem of the non-existence of a projective model structure [Gil06]. However, the confinement to the affine case, does not only allow to use the artefacts of the model categorical environment, but may also allow to extract the fundamental structure of the main actors of the considered problem and to extend these to an arbitrary smooth scheme [PP15].
To implement the preceding ideas, one must prove that the triplet is a homotopical algebraic context (HA context) and consider moreover a homotopical algebraic geometric context (HAG context). A HA context is a triplet made of a symmetric monoidal model category and two full subcategories and , which satisfy several quite natural but important assumptions that guarantee that essential tools from linear and commutative algebra are still available. Further, is a class of morphisms in that is compatible with (a priori one may think about as being the étale topology and about as being a class of smooth morphisms). In this framework, a 1-geometric derived --stack is, roughly, a derived --stack, which is obtained as the quotient by a groupoid action – in representable derived --stacks – that belongs to . Hence, determines the type of action we consider (e.g., a smooth action, maybe a not really nice action) and determines the type of geometric stack we get.
Let us now come back to the first two paragraphs of this introduction. Since is a representable derived --stack, it is natural to view , or, better, as a -geometric derived --stack (or even an -geometric one). Further evidence for this standpoint appears in [CG15, Pau11, Pau12, Vin01].
The full implementation of the above -geometric [BD04] extensions of homotopical algebraic geometric ideas [TV05, TV08], as well as of the program sketched in the first paragraph within this HAG setting over differential operators, is being written down in a separate paper [PP17]. In the present text, we prove that is indeed a HA context. Let us recall that modules over the non-commutative ring of differential operators are rather special. For instance, the category is closed monoidal, with internal Hom and tensor product taken, not over , but over . More precisely, one considers in fact the -modules given, for , by and , and shows that their -module structures can be extended to -module structures. This and other specificities must be kept in mind throughout the whole of the paper, and related subtleties have to be carefully checked.
It can be shown that the new homotopical algebraic -geometric approach provides in particular a convenient way to encode total derivatives and allows to recover the classical Batalin-Vilkovisky complex as a specific case of the general constructions [PP17].
1. Monoidal model structure on differential graded -modules.
In this section, we show that the category is a symmetric monoidal model category. Such a category is the basic ingredient of a Homotopical Algebraic Context.
Definition 1.0.1**.**
A symmetric monoidal model structure on a category is a closed symmetric monoidal structure together with a model structure on , which satisfy the compatibility axioms:
- MMC1.
The monoidal structure is a Quillen bifunctor.
- MMC2.
If is the cofibrant replacement of the monoidal unit (obtained from the functorial ‘cofibration - trivial fibration’ decomposition of ), then the map
[TABLE]
is a weak equivalence for every cofibrant .
We briefly comment on this definition [Hov99].
- It is known that a morphism of model categories needs not respect the whole model categorical structure – this would be too strong a requirement. The concept of Quillen functor is the appropriate notion of morphism between model categories. In the preceding definition, we ask that be a Quillen *bi *functor, i.e., that, for any two cofibrations and , the universal morphism or pushout product in the next diagram be a cofibration as well – which is trivial if one of the inducing maps or is trivial.
[TABLE]
If the model category is cofibrantly generated, it suffices to check the pushout axiom MMC1 for generating (trivial) cofibrations.
- Note that the axiom MMC2 is obviously satisfied if is cofibrant.
The category is an Abelian symmetric monoidal and a finitely generated model category [DPP15a] over any smooth affine variety over an algebraically closed field of characteristic 0.
The monoidal unit is viewed as concentrated in degree 0 and with zero differential. This complex is cofibrant if the unique chain map is a cofibration, i.e., an injective chain map with degree-wise projective cokernel. It is clear that this cokernel is itself. It is degree-wise projective if and only if is a projective -module. Therefore, the axiom MMC2 is not obvious, if is not a flat -module. The -module is flat if and only if, for any injective -linear map between right -modules, the induced -linear map is injective as well. Let now , consider the complex affine line and denote by the right ideal of the ring . The right -linear injection induces the morphism
[TABLE]
Since is sent to , the kernel of the last morphism does not vanish; hence, in the case of the complex affine line, is not -flat. Eventually, MMC2 is not trivially satisfied.
Before proving that MMC1 and MMC2 hold, we have still to show that the category , which carries a (cofibrantly generated) model structure, is closed symmetric monoidal. Let us stress that the equivalent category is of course equipped with a model structure, but is a priori not closed, since the internal Hom of -modules does not necessarily preserve -quasi-coherence (whereas the tensor product of quasi-coherent -modules is quasi-coherent). On the other hand, the category is closed symmetric monoidal [Sch12, Sch94], but not endowed with a projective model structure [Gil06] (it has an injective model structure, which, however, is not monoidal [Joy84]). The problem is actually that the category has not enough projectives. The issue disappears for , since this category is equivalent to the category of modules over the ring .
Let us start with the following observation. Consider a topological space – in particular a smooth variety – and a sheaf of unital rings over , and let be the ring of global sections of . We will also denote the global sections of other sheaves by the Latin letter corresponding to the calligraphic letter used for the considered sheaf. The localization functor is left adjoint to the global section functor :
[TABLE]
for any and [Mil86].
As mentioned above, the category is Abelian closed symmetric monoidal. More precisely, for any , there is an isomorphism
[TABLE]
Let now be or . The preceding Hom functor is the ‘internal’ Hom of sheaves of -modules, i.e., the functor defined, for any such sheaves and for any open , by
[TABLE]
where the RHS Hom denotes the morphisms of sheaves of -modules. This set is an Abelian group and an -module, if is commutative. Hence, by definition, we have
[TABLE]
Recall now that, in the (considered) case of a smooth affine variety , the global section functor yields an equivalence
[TABLE]
of Abelian symmetric monoidal categories. The quasi-inverse of is well-known if ; for , we refer the reader to [HTT08]; the quasi-inverses are both strongly monoidal. If and , we can thus write , where , and, in view of (1.0.3), also
[TABLE]
When applying the global section functor to (1.0.4), we get
[TABLE]
and, when assuming that and using (1.0.5), we obtain
[TABLE]
or, still,
[TABLE]
Since any -module can be viewed as , where , the equation (1.0.6) proves that is – just as ( – an Abelian closed symmetric monoidal category. Observe that the internal Hom of is given by:
[TABLE]
Both categories satisfy the AB3 (Abelian category with direct sums) and AB3* (Abelian category with direct products) axioms. It thus follows from [LH09, Lemma 3.15] that the corresponding categories of chain complexes are Abelian closed symmetric monoidal as well. The tensor product is the usual tensor product of chain complexes and the internal is defined, for any complexes and and for any , by
[TABLE]
and, for any by
[TABLE]
The closed structure of defines a closed structure on the equivalent category via usual transfer
[TABLE]
[TABLE]
where we used (1.0.7). According to what has been said above, we have the adjunction
[TABLE]
so that commutes with limits:
[TABLE]
where is now the above closed structure of . However, since is in general not quasi-coherent, the RHS is in the present case not isomorphic to the module . More precisely, the closed structure on is given by the coherator of the closed structure on . Note also that, since and are equivalent symmetric monoidal categories and the internal Hom of the latter is the transfer of the one of the former closed symmetric monoidal category, the second category is closed symmetric monoidal as well (i.e., its monoidal and its closed structures are ‘adjoint’).
Hence, the
Proposition 1.0.9**.**
The category resp., ({\tt DG_{+}qcMod}({\mathcal{D}}_{X}),\otimes_{\bullet},{\mathcal{O}}_{X},{{\mathcal{H}}}om_{\bullet})$$\,) is Abelian closed symmetric monoidal. The closed structure is obtained by transfer of resp., as the coherator of the closed structure of . In particular, for any , there is a -module isomorphism
[TABLE]
which is natural in and .
To examine the axiom MMC1, we need the next proposition. As up till now, we write (resp., ) instead of (resp., ).
Proposition 1.0.11**.**
If the variety is smooth affine, the module is projective as - and as -module.
Proof.
Projectivity of as -module is obvious, since . Recall now that the sheaf of differential operators is a filtered sheaf of -modules, with filters defined by
[TABLE]
. The graded sheaf associated to is the sheaf, whose terms are defined by
[TABLE]
Consider now, for , the short exact sequence of -modules
[TABLE]
Due to the local freeness of , this is also an exact sequence in . Since is affine, we thus get the exact sequence
[TABLE]
in – in view of the equivalence of Abelian categories
[TABLE]
However, the functor transforms a locally free -module of finite rank into a projective finitely generated -module. We can therefore conclude that is -projective, what implies that the sequence (1.0.12) is split, i.e., that
[TABLE]
An induction and commutation of the left adjoint with colimits allow to conclude that
[TABLE]
Finally, is -projective as direct sum of -projective modules. ∎
Theorem 1.0.13**.**
The category is a symmetric monoidal model category.
Proof of Axiom MMC1.
In this proof, we omit the bullets in the notation of complexes. We have to show that the pushout product of two generating cofibrations is a cofibration and that the latter is trivial if one of its factors is a generating trivial cofibration. Recall that the generating cofibrations (resp., generating trivial cofibrations) in are the canonical maps
[TABLE]
[TABLE]
Here is the -disc, i.e., the chain complex
[TABLE]
whereas is the -sphere, i.e., the chain complex
[TABLE]
The map vanishes, except in degree , where it is the identity map ; the differential in vanishes, except in degree , where it is the desuspension map .
Step 1. We consider the case of () (the cases or is zero and are similar but easier), i.e., we prove that the pushout product in the diagram
[TABLE]
is a cofibration.
Remark that
[TABLE]
[TABLE]
[TABLE]
and
[TABLE]
The non-trivial terms of the differentials are, in , in , as well as and in .
In an Abelian category pushouts and pullbacks do exist. For instance, the pushout of two morphisms and is the cokernel of the morphism . In the Abelian category of chain complexes in an Abelian category, and in particular in , cokernels are taken degree-wise. Hence, in degree , the pushout of the chain maps and is the cokernel
[TABLE]
This cokernel is computed in the category of -modules and is thus obtained as quotient -module of the direct sum by the -submodule generated by
[TABLE]
In degree , we divide out, and, in degree , we divide the module
[TABLE]
by the submodule
[TABLE]
This shows that the considered pushout is
[TABLE]
The non-trivial term of the pushout differential is direct sum differential viewed as valued in .
It is clear that the unique chain map , which renders the two triangles commutative, vanishes, except in degrees and , where it coincides with the identity. Recall now that the cofibrations of are the injective chain maps with degree-wise projective cokernel. In view of (1.0.19) and (1.0.18), the cokernel of the injective map vanishes in all degrees, except in degree , where it is equal to . It thus suffices to show that is -projective, i.e., that is an exact functor valued in Abelian groups. In view of (1.0.6), we have
[TABLE]
It follows from Proposition 1.0.11 that is an exact functor , so also an exact functor .
Step 2. Take now the pushout product (, see (1.0.14)) (the other cases are analogous). It is straightforwardly seen that the considered chain map is the map
[TABLE]
which vanishes in all degrees, except in degrees and , where it coincides with the identity. To see that this cofibration is trivial, i.e., induces an isomorphism in homology, we compute the homologies and . Since is acyclic and since is -projective, hence, -flat (this fact has also been proven independently in [DPP15a]), it follows from Künneth’s formula [Wei94, Theorem 3.6.3] that . Therefore, the map is a -module isomorphism. ∎
Proof of Axiom MMC2.
Axiom MMC2 holds for , thanks to the following more general result, which will be proven independently in 3.1.
Lemma 1.0.20**.**
Let be a weak equivalence in and let be a cofibrant object. Then is again a weak equivalence.
2. Monoidal model structure on modules over differential graded -algebras
2.1. Modules over commutative monoids
It turned out that -geometric Koszul-Tate resolutions [PP15] are specific objects of the category
[TABLE]
of commutative monoids in the category of modules in (see Definition 2.1.1) over an object of the category . Moreover, it is known that model categorical Koszul-Tate resolutions [DPP15b] are cofibrant replacements in the coslice category
[TABLE]
The fact that the latter are special -geometric Koszul-Tate resolutions seems to confirm the natural intuition that there is an isomorphism of categories
[TABLE]
Despite the apparent evidence, this equivalence will be proven in detail below (note that, since in this proof the unit elements of the commutative monoids and of the differential graded -algebras play a crucial role, a similar equivalence for non-unital monoids and non-unital algebras does not hold). Eventually it is clear that an object of the latter under-category is dual to a relative derived affine --scheme, where is the fixed underlying smooth affine algebraic variety (see above). Similar spaces appear [DPP15b] in the classical Koszul-Tate resolution, where vector bundles are pulled back over a vector bundle with the same base manifold .
We first recall the definition of and explain that this category is closed symmetric monoidal.
Definition 2.1.1**.**
Let be a closed symmetric monoidal category with all small limits and colimits. Consider an (a commutative) algebra in , i.e., a commutative monoid . The corresponding algebra morphisms are defined naturally and the category of algebras in is denoted by . A (left) -module in is a -object together with a -morphism , such that the usual associativity and unitality diagrams commute. Morphisms of -modules in are also defined in the obvious manner and the category of -modules in is denoted by .
The category of right -modules in is defined analogously. Since is commutative, the categories of left and right modules are equivalent (one passes from one type of action to the other by precomposing with the braiding ‘com’).
The tensor product of two modules is defined as usual [Mac98, VII.4, Exercise 6] as the coequalizer in of the maps
[TABLE]
Since is commutative, inherits an -module structure from those of and [TV08].
Even for an abstract , one can further define an internal in , see Appendix C. Moreover, the expected adjointness property holds,
[TABLE]
and the category of -modules in has all small limits and colimits. We thus get the
Proposition 2.1.2**.**
[TV08]** Exactly as the original category , the category
[TABLE]
of modules in over is closed symmetric monoidal and contains all small limits and colimits.
Proposition 2.1.3**.**
For any nonzero there exists an isomorphism of categories
[TABLE]
where notation has been introduced above.
Lemma 2.1.4**.**
The initial DGA can be viewed as a sub-DGA of any nonzero DGA .
Proof.
It suffices to notice that the (unique) -morphism , which is defined by
[TABLE]
is injective, since it is the composition of the injective -morphism and the bijective -morphism . ∎
Remark 2.1.5**.**
In the sequel, is assumed to be a nonzero differential graded -algebra, whenever needed.
Proof of Proposition 2.1.3.
As already said, the category , or, better, satisfies all the requirements of Definition 2.1.1 and the category has thus exactly the same properties, see Proposition 2.1.2.
Note also that in the Abelian category of chain complexes in , we get
[TABLE]
so that
[TABLE]
where the -submodule in the RHS quotient is given by
[TABLE]
where all sums are finite and where (resp., ) denotes the -action (resp., ). Hence, in all degrees, the tensors are the tensors where we identify the tensors with the tensors It is straightforwardly checked that the differential of stabilizes the submodules, so that the quotient is again in . Moreover, a -morphism , which vanishes on the submodules, defines a -morphism .
Now, an object in is a -morphism , i.e., a -morphism that respects the multiplications and units. The target is an element and is endowed with two -morphisms and , which render commutative the usual associativity, unitality and commutativity diagrams.
On the other hand, an object is an equipped with a -morphism , for which the associativity and unitality diagrams commute. Moreover, it carries a commutative monoid structure, i.e., there exist -linear -morphisms and , such that the associativity, unitality and commutativity requirements are fulfilled.
Start from and set and . Remember that is -bilinear associative unital and graded-commutative, and define an -action on by
[TABLE]
In view of [DPP15a, Proposition 6], the well-defined map is a -morphism and it can immediately be seen that
[TABLE]
where denotes the multiplication in . Since, we have
[TABLE]
[TABLE]
the -morphism is a well-defined and -linear morphism on . As for , note that is completely defined by , see Lemma 2.1.4. Define now an -linear morphism by setting . It follows that
[TABLE]
so that is a -morphism, which coincides with on :
[TABLE]
Conversely, if is given, set . The composition of the -morphism with the -morphism is a -morphism . The restriction of the -morphism to the subcomplex in is a -morphism . We thus obtain a differential graded -algebra structure on with unit . Define now a -morphism by
[TABLE]
This map visibly respects the units and, since is -bilinear in the sense of (2.1.7), it respects also the multiplications.
When starting from a -morphism and applying the maps (2.1.6) and (2.1.8), we get a -morphism
[TABLE]
Conversely, we obtain
[TABLE]
with self-explaining notation.
In fact, the two maps we just defined between the objects of the categories and , say and , are functors and even an isomorphism of categories.
Indeed, if
[TABLE]
is a morphism in , then is a morphism in between the modules and , with -action given by
[TABLE]
and similarly for . To prove this claim, it suffices to check that is -linear:
[TABLE]
Conversely, if is a morphism in and if is the morphism (2.1.8) in defined by and similarly for , then , given by the commutative triangle
[TABLE]
is a morphism in between and Eventually, the maps and are actually functors, and, as verified above, the composites and coincide with the corresponding identity functors on objects. It is easily seen that the same holds on morphisms. This is clear for , whereas for one has to notice that and analogously for .
∎
2.2. Differential graded -algebras and modules over them as algebras over a monad
For the purpose of further studying the category of modules in over an algebra , as well as the category itself, we rely on results of [SS98]. To be able to apply the latter, we must view the two preceding categories as categories of algebras over monads. For details on adjunctions, monads and algebras over them, we refer to Appendix B. Information on locally presentable categories can be found in Appendix A.
2.2.1. Differential graded -algebras
Consider the adjunction
[TABLE]
where is the graded symmetric tensor product functor and the forgetful functor [DPP15a]. This Hom-set adjunction can be viewed as a unit-counit adjunction . It implements a monad in .
Proposition 2.2.1**.**
The category of differential graded -algebras and the Eilenberg-Moore category of -algebras in are equivalent.
Proof.
The statement is true if the forgetful functor is monadic. This can be checked using the crude monadicity theorem, see Appendix B.3. However, there is a quicker proof. It is known [Por08] that, if is a symmetric monoidal, locally presentable category, and such that, for any , the functor respects directed colimits, then the forgetful functor is monadic. Note first that the category is locally presentable. The result can be proven directly, but follows also from [Ros07]. Moreover, this category is Abelian closed symmetric monoidal. In view of closedness, the functor is a left adjoint functor and respects therefore all colimits. Hence, the functor is monadic. ∎
2.2.2. Modules over a differential graded -algebra
Let and consider the adjunction
[TABLE]
where is the functor and the forgetful functor. Checking that these functors really define an adjunction, so that, for any , the product is the free -module in , is straightforward. When interpreting this Hom-set adjunction as a unit-counit adjunction , we get an induced monad in .
Proposition 2.2.2**.**
The category of -modules in and the Eilenberg-Moore category of -algebras in are equivalent.
We address the proof of this proposition later on. In view of the requirements of a Homotopical Algebra Context, we will show that the model structure of can be lifted to :
Theorem 2.2.3**.**
The category , , is a cofibrantly generated symmetric monoidal model category that satisfies the monoid axiom (see below). For its monoidal structure we refer to Proposition 2.1.2. The weak equivalences and fibrations are those -module morphisms whose underlying -morphisms are weak equivalences or fibrations, respectively. The cofibrations a defined as the morphisms that have the LLP with respect to the trivial fibrations. The set of generating cofibrations (resp., generating trivial cofibrations) is made of the image (resp., ) of the set of generating cofibrations (resp., the set of generating trivial cofibrations) of .
The proof will turn out to be a consequence of [SS98, Theorem 4.1(2)]. For convenience, we recall that this theorem states that, if , here , is a cofibrantly generated symmetric monoidal model category, which satisfies the monoid axiom and whose objects are small relative to the entire category, then, for any , the category is a cofibrantly generated symmetric monoidal model category satisfying the monoid axiom. The monoidal and model structures are defined as detailed in Theorem 2.2.3. The model part of this result [SS98, Proofs of Theorems 4.1(1) and 4.1(2)] is a direct consequence of [SS98, Lemma 2.3]. This allows in fact to conclude also that the generating sets of cofibrations and trivial cofibrations are the sets and described in 2.2.3.
Since any chain complex of -modules is small relative to all chain maps, any object in is small relative to all -morphisms. Hence, to finish the proof of Theorem 2.2.3, it suffices to check that satisfies the monoid axiom:
Definition 2.2.4**.**
A monoidal model category satisfies the monoid axiom [SS98, Definition 3.3], if any -cell a concise definition of cells can be found, for instance, in [DPP15a, Appendix 6], i.e., any cell with respect to the class of the tensor products of a trivial cofibration and the identity of an object , is a weak equivalence.
If is cofibrantly generated and closed symmetric monoidal, the monoid axiom holds, if any -cell, where is a set of generating trivial cofibrations of , is a weak equivalence [SS98, Lemma 3.5].
Hence, to prove that satisfies the monoid axiom, it suffices to show that a -cell, i.e., a transfinite composition of pushouts of morphisms in , is a weak equivalence. Since is a finitely generated model category [DPP15a] and the domains and codomains of its generating cofibrations are finite, i.e., -small (), relative to the whole category [Hov99, Lemma 2.3.2], weak equivalences are closed under transfinite compositions [Hov99, Corollary 7.4.2]. Therefore, it is enough to make sure that a pushout of a morphism () is a weak equivalence. Here and
[TABLE]
Using standard arguments that have already been detailed above, one easily checks that the pushout of along a morphism is given by
Applying Künneth’s Theorem to the complexes and – noticing that both, and (which vanishes, except in degree , where it coincides with ), are termwise flat -modules (see Proposition 1.0.11; for a direct proof, see [DPP15a]) –, we get, for any , a short exact sequence
[TABLE]
Since is acyclic, the central term of this exact sequence vanishes, as the first and the third do. Eventually, the pushout of is a weak equivalence, since
[TABLE]
is obviously an isomorphism.
The category thus satisfies all the conditions of [SS98, Theorem 4.1(2)]. It now follows from [SS98, Proofs of Theorems 4.1(1) and 4.1(2)] that the category is equivalent to the category (the result can also be obtained via the crude monadicity theorem). This completes the proofs of Proposition 2.2.2 and Theorem 2.2.3.
Remark 2.2.5**.**
For any , an -algebra is defined in [SS98] as a monoid . Theorem 4.1(3) in [SS98] states that is a cofibrantly generated model category. When choosing , we find that is cofibrantly generated. However, the theorem does not treat the case of commutative -algebras, of commutative monoids in , or, still, of differential graded -algebras . The fact that is a cofibrantly generated model category has been proven independently in [DPP15a].
Remark 2.2.6**.**
In the sequel, we write instead of , whenever no confusion arises.
2.3. Cofibrant objects in
In this last Subsection, we describe cofibrant -modules. We need a similar lemma as [DPP15b, Lemma 1] that we used to characterize cofibrations in .
Lemma 2.3.1**.**
Let , , let be a family of symbols of degree , and let be the free non-negatively graded -module with homogeneous basis .
(i) To endow the graded -module – equipped with the naturel -module structure induced by the -actions of and – with a differential that makes it an -module, it suffices to define
[TABLE]
to extend as -linear map to , and to finally define on , for any , by
[TABLE]
where is the -action on . The inclusion
[TABLE]
is a morphism of -modules. Moreover, the differential (2.3.3) is the unique differential that restricts to on , maps into and provides an -module structure on the graded -module equipped with its natural -action.
(ii) If and , it suffices – to define a morphism (where the -module is constructed as described in (i)) – to define
[TABLE]
to extend as -linear map to , and to eventually define on by
[TABLE]
where is the -action on . Moreover, 2.3.5 is the unique -module morphism that restricts to on .
Note that Condition (2.3.2) corresponds to the characterizing lowering condition in relative Sullivan -algebras [DPP15a].
Proof.
(i) It is straightforward to see that is a well-defined, degree and -linear map on . It squares to zero, since the -action on commutes with the differentials on and ,
[TABLE]
and thus compensates the other non-vanishing term in . Hence, . Its naturel -action – also denoted by – endows it with an -module structure, if it commutes with the differentials of and of . This condition is easily checked, so that is actually an -module for the differential and the -action
[TABLE]
It is clear that is an -submodule of . Concerning uniqueness, let be any differential that has the required properties. Then,
[TABLE]
[TABLE]
with
[TABLE]
(ii) Similar proof. ∎
We are now prepared to study cofibrant -modules. This description will be needed later on. Let us recall that the cofibrations in , or, equivalently, in – where is the composite of the free differential graded -algebra functor (symmetric tensor product functor) and the forgetful functor – , are the retracts of relative Sullivan -algebras [DPP15a]. We will prove that, similarly, cofibrant objects in , or, equivalently, in – where is the composite of the free -module functor and the forgetful functor – , are retracts of ‘Sullivan -modules’. If one remembers that the binary coproduct in (resp., ) is the direct sum (resp., tensor product), and that the initial object in (resp., ) is (resp., ), the definition of relative Sullivan -modules is completely analogous to that of relative Sullivan -algebras [DPP15a]:
Definition 2.3.6**.**
Let . A relative Sullivan -module (RSM) is a -morphism
[TABLE]
that sends to . Here is a free non-negatively graded -module, which admits a homogeneous basis that is indexed by a well-ordered set, or, equivalently, by an ordinal , and is such that
[TABLE]
for all . In the last requirement, we set . We translate (2.3.7) by saying that the differential is lowering. A RSM over is called a Sullivan -module (SM) .
In principle the free -module functor is applied to and leads to . In the preceding definition, this functor is taken on and provides a graded -module with an -action. The latter is endowed with a lowering differential such that .
Theorem 2.3.8**.**
Let . Any cofibrant object in is a retract of a Sullivan -module and vice versa.
Since we do not use the fact that any retract of a Sullivan module is cofibrant, we will not prove this statement.
Proof.
By Proposition 2.2.3, the model category is cofibrantly generated. Cofibrations are therefore retracts of morphisms in -cell [Hov99, Proposition 2.1.18 (b)], i.e., they are retracts of transfinite compositions of pushouts of generating cofibrations .
We start studying the pushout of a generating cofibration
[TABLE]
along a -morphism , where (the case is simpler). This pushout is given by the square
[TABLE]
where the differential and the -maps and are defined as follows.
Observe that meets the requirements of point (i) of Lemma 2.3.1. Indeed, if is the basis of , the differential constructed in Lemma 2.3.1 satisfies and
[TABLE]
where denotes the action of on . It now follows from point (ii) of Lemma 2.3.1 that is completely determined by its value (we identify with .
Using again Lemma 2.3.1.(i), we define as the unique differential on satisfying
[TABLE]
The morphism is defined as the inclusion of into .
As for , we define it as on . Then we set and , and observe that the differential on
[TABLE]
given by
[TABLE]
coincides with the differential . In view of this observation, the -map can be defined as the extension of to . Part (ii) of Lemma 2.3.1 allows to see that is now fully defined by
[TABLE]
Next, we prove that the diagram (2.3.9) commutes and is universal among all such diagrams.
A concerns commutativity, note that any element of is a finite sum of elements , so that the two -maps and coincide if they do on – what is a direct consequence of the preceding definitions.
To prove universality, consider any -module , together with two -morphisms
[TABLE]
and , such that and show that there is a unique -map
[TABLE]
that renders commutative the ‘two triangles’.
When extending by means of Lemma 2.3.1 to a -map on , we just have to define . Observe that, if exists, we have necessarily and . It is easily seen that the latter choice satisfies the preceding conditions and that is unique. Notice that, obviously, and that , since this equality holds on and : for , we have
[TABLE]
Finally (2.3.9) is indeed the pushout diagram of along .
The maps in -cell are the transfinite compositions of such pushout diagrams. A transfinite composition of pushouts is the colimit of a colimit respecting functor (where is an ordinal), such that the maps () are pushouts of generating cofibrations . Let therefore
[TABLE]
be such a functor. The successive maps are pushouts in the category :
[TABLE]
[TABLE]
where any . It follows that the transfinite composition or colimit is
[TABLE]
where denotes the successor ordinals, or, better, the composition is the -map
[TABLE]
where is defined by () and is defined inductively by and by with self-explaining notation (if , then is defined by its restrictions to the , ). Eventually, any -cell is a relative Sullivan -module and any cofibration is a retract of a relative Sullivan -module.
Let now be a cofibrant -module and let be its cofibrant replacement, given by the small object argument [Hov99, Theorem 2.1.14]: the -map is in -cell , hence it is a relative Sullivan -module. Moreover, in the commutative diagram
[TABLE]
the right-down arrow is in and the left-down in , so that the dashed -arrow does exist. The diagram encodes the information , i.e., the information that the cofibrant is a retract of the Sullivan -module . ∎
3. Homotopical Algebraic Context for
A Homotopical Algebraic Context (HAC) is a context that satisfies several minimal requirements for the development of Homotopical Algebra within this setting. Such a context is a triplet made of a symmetric monoidal model category and two full subcategories and , which satisfy assumptions that will be recalled and commented below.
We will show that the triplet
[TABLE]
is a HAC. Therefore, some preparation is needed.
3.1. Transfinite filtrations and graduations
We start with a useful lemma. If and , the tensor product can be an object in , in essentially two ways. If comes with its own differential, i.e., if , the natural choice for the differential on is the standard differential on a tensor product of complexes. If, on the contrary, has no own differential, the tensor product can be a Sullivan -module. We will tacitely use the following
Lemma 3.1.1**.**
Let , , and such that . Then, the -module and the -module – with canonical -action and transferred differential coming from the differential of – are isomorphic as -modules. If and the differential of is the standard differential, the transferred differential on is also the standard differential, so that the isomorphism of -modules holds with standard differentials.
Proof.
We consider first the general case. The -action on the graded -module is the natural action implemented by the action of . Set now
[TABLE]
It can straightforwardly be checked that is a well-defined isomorphism of -modules in . Let now (resp., ) be the differential of (resp., ). The differential
[TABLE]
makes an -module and an isomorphism of -modules. The particular case mentioned in the lemma is obvious.∎
We also need in the following some results related to -filtrations, where is an ordinal. Recall first that, if is a cocomplete category, the colimit is a functor , whose source is the category of diagrams of type in .
Definition 3.1.4**.**
Let be an ordinal and let be a category, which is closed under small colimits. An object is -filtered, if it is the colimit of a -sequence of -monomorphisms, i.e., of a colimit respecting functor , such that all maps , , are -monomorphisms:
[TABLE]
The family is called a -filtration of .
Let and be -filtrations of and , respectively. A -morphism is compatible with the -filtrations, if it is the colimit of a natural transformation :
[TABLE]
In the first two lemmas below, we replace our standard category by the more general category , where is, as usual, an arbitrary unital ring. For the model structure on , we refer to [DPP15a], as well as to references therein.
Lemma 3.1.5**.**
Consider a nonzero ordinal , two -filtered chain complexes , with -filtrations and , and let be a -morphism, which is compatible with the filtrations and whose corresponding natural transformation is denoted by . If, for any , the map is a weak equivalence in , then the same holds for .
Proof.
In the following, we assume temporarily that and are injective, for all . Note first that, any -map induces a -isomorphism . Hence, for any , we get
[TABLE]
This identification implies that is the canonical injection
[TABLE]
and that the differentials of satisfy
[TABLE]
The same observation holds for . For the natural transformation , we get
[TABLE]
Recall now that a colimit in , say , is constructed degree-wise in :
[TABLE]
where , if there is such that , i.e., It follows that
[TABLE]
The set can be made an object in a way such that the maps become -morphisms and becomes the colimit in of . Due to (3.1.6), the maps are the canonical injections
[TABLE]
Universality of the colimit allows to conclude that there is a -morphism such that
[TABLE]
We thus get a complex , together with -morphisms
[TABLE]
and this complex is the colimit in of [DPP15a].
We have still to remove the temporary assumption. Note first the following:
Remark 3.1.9**.**
If and is a -diagram in a cocomplete category , then, for any , the map , which assigns to any -object the -morphism , is a natural transformation between the constant functor and the functor , both restricted to . The application of the colimit functor to this natural transformation leads to
[TABLE]
Further, a functor preserves colimits, if, in case is the colimit of a diagram in , then is the colimit of the diagram in . Hence, the functor preserves colimits means that, for a limit ordinal in , i.e., for the colimit of the diagram in , the colimit of the diagram in is . In other words,
[TABLE]
We are now prepared to show, by transfinite induction on , that the temporary hypothesis assuming that (the case of is similar) is injective for , is in fact a consequence of the actual assumptions of Lemma 3.1.5. The induction starts, since is injective for . The induction assumption is that is injective for . In the case , we have , which is injective, because the first acting map is injective in view of the induction assumption (or the fact that it is identity) and the second map is injective since is a -filtration. If , , it follows from (3.1.11), applied to the colimit respecting functor , that
[TABLE]
is the map
[TABLE]
Moreover, the equation (3.1.10) shows that the map (3.1.8) is nothing but . When, at the beginning of the proof of Lemma 3.1.5, the role of is played by , the temporary assumption is exactly the induction assumption, so that is the natural injection (3.1.8) for the considered case , what eventually removes the temporary assumption.
In the sequel, we omit the subscript , as well as the index of chain maps and differentials.
When considering both colimits, and , we use the above notation, adding a superscript or , if confusion has to be avoided. Further, the colimit map is obtained using the universality of the colimit . More precisely, the -morphisms factor through , i.e.,
[TABLE]
We are now prepared to show that the -morphism induces an isomorphism of graded -modules in homology.
If the induced degree zero -morphism is not injective, one of its components , has a non-trivial kernel, i.e., there is a -cycle that is not a -boundary, such that
[TABLE]
We have
[TABLE]
for some It is clear that is a -cycle, but not a -boundary. Moreover,
[TABLE]
Depending on whether or , this contradicts the fact that or that is an isomorphism. Therefore, we finally conclude that is indeed injective.
As for the subjectivity of , let : and . Since is surjective, the homology class is the image by of the homology class of some . Thus
[TABLE]
Since , it follows that is sent by to . ∎
To state and prove the next lemma, we need some preparation.
Consider the setting of Lemma 3.1.5. The cokernel of any -map is computed degree-wise, so that , where the RHS differential is induced by the differential of .
In our context, we thus get that, for any , the cokernel of is the -morphism
[TABLE]
The target complex is denoted by and its differential is the differential induced by . It follows that induces a -map
[TABLE]
It is possible to extend , defined so far on successor ordinals, to a colimit respecting functor , which we call -graduation associated to the -filtration .
Although we will not need this extension, we will use the precise definition of a colimit respecting functor . Recall first that, if is a -diagram, its -colimit, if it exists, is an object , together with -morphisms , such that (i.e., together with a natural transformation between and the constant functor ). The functor is said to be colimit preserving, if the -colimit of exists and is given by the object , together with the -morphisms (i.e., the natural transformation is the whiskering of and ).
Observe now that, since is colimit respecting by assumption, we have, for ,
[TABLE]
The same holds for replaced by . Since the colimit is obtained using the universality of with respect to the cocone , this colimit map is the unique -map , such that , i.e., such that . Hence, for any limit ordinal , we have
[TABLE]
Lemma 3.1.16**.**
Let , let , with -filtrations and , and let be a -morphism, which is compatible with the filtrations and whose corresponding natural transformation is denoted by . Assume that is a weak equivalence and that, for any , the induced -map is a weak equivalence. Then is a weak equivalence, for all , and therefore is also a weak equivalence.
Proof.
We proceed by transfinite induction. The induction starts, since is a weak equivalence by assumption. Let now and assume that is a weak equivalence for all .
If , say , we consider the commutative diagram
{0}$${\!\!\mathop{\rm~{}F}\nolimits_{\mathchar 28941\relax}C}$${\!\!\mathop{\rm~{}F}\nolimits_{\mathchar 28941\relax+1}C}$${\!\!\mathop{\rm~{}Gr}\nolimits_{\mathchar 28941\relax+1}C}$${0}$${0}$${\!\!\mathop{\rm~{}F}\nolimits_{\mathchar 28941\relax}D}$${\!\!\mathop{\rm~{}F}\nolimits_{\mathchar 28941\relax+1}D}$${\!\!\mathop{\rm~{}Gr}\nolimits_{\mathchar 28941\relax+1}D}$${0}$$\scriptstyle{\sim}$$\scriptstyle{\sim}
,
whose rows are exact and whose left (resp., right) vertical arrow (resp., ) is a weak equivalence. The connecting homomorphism theorem now induces in the diagram
[TABLE]
with exact rows and isomorphisms as non-central vertical arrows. Further the diagram commutes. Indeed, the connecting homomorphism is defined by
[TABLE]
if and only if there exists , such that
[TABLE]
i.e., if and only if
[TABLE]
Hence, in the LHS square of the preceding diagram, the top-right composition leads to
[TABLE]
On the other hand, the left-bottom composition
[TABLE]
coincides with the value , if and only if
[TABLE]
what is obviously the case.
It now follows from the Five Lemma that is an isomorphism, for all , i.e., that is a weak equivalence.
If , it follows from Lemma 3.1.5 that is a weak equivalence. ∎
The last lemma may be advantageously used to prove Lemma 1.0.20.
Proof of Lemma 1.0.20. Recall that our aim is to prove that, if, in , is a weak equivalence and is a cofibrant object, then is a weak equivalence as well (we omit the subscript in the tensor product). It follows from the description of the model structure on [DPP15a], that cofibrant objects are exactly those differential graded -modules that are degree-wise -projective. In particular, each term of is -flat. On the other hand, is -projective and thus -flat. Therefore, if is a short exact sequence (SES) in , the free -module functor on transforms the considered SES into a new SES in and even in . Further, left-tensoring the latter sequence over by any term , leads to a SES in Abelian groups and even in . Since , one deduces that any term of is also -flat.
Let now be the chain complex truncated at degree . Then, in the diagram (3.1.17) below, the top and the bottom rows are -filtrations of and , respectively. In addition, the product is compatible with these -filtrations and is the colimit of the natural transformation .
[TABLE]
The morphism is a weak equivalence, if the assumptions of Lemma 3.1.16 are satisfied. For any , the induced map
[TABLE]
Moreover, the map
[TABLE]
To show that , , is a weak equivalence, we prove the equivalent statement that its mapping cone is acyclic. Notice that
[TABLE]
as , since has zero differential. To find that the RHS is acyclic, it suffices to consider the involved complexes in , to recall that is -flat and that, since is weak equivalence, The looked for acyclicity then follows from Künneth’s formula.∎
3.2. HAC condition 1: properness
The first of the HAC assumptions mentioned at the beginning of this section is the condition HAC1 [TV08, Assumption 1.1.0.1].
HAC1. The underlying model category is proper, pointed, and, for any , the morphisms
[TABLE]
where (resp., ) denotes the cofibrant (resp., the fibrant) replacement functor, are weak equivalences. Moreover, the homotopy category of is additive.
Assumption HAC1 implies that is an Abelian group. This fact and the homotopy part of the assumption allow to understand that the idea is to require that be a kind of ‘weak’ additive or Abelian category.
Let us briefly explain the different parts of condition HAC1. Properness is defined as follows [Hir03, Def. 13.1.1]:
Definition 3.2.2**.**
A model category is said to be:
- (1)
left proper*, if every pushout of a weak equivalence along a cofibration is a weak equivalence,* 2. (2)
right proper*, if every pullback of a weak equivalence along a fibration is a weak equivalence,* 3. (3)
proper*, if it is both, left proper and right proper.*
Pointed means that the category has a zero object [math]. The first morphism in (3.2.1) comes from the composition of the weak equivalences and with the canonical maps and , respectively. As for the second, note that, in addition to the weak equivalence , we have also the map , hence, finally, a map . Similarly, there is a map , so, due to universality, there exists a map .
We now check HAC1 for the basic model category of the present paper.
Properness of will be dealt with in Theorem 3.2.3 below. Since is Abelian, hence, additive, it has a zero object – in the present situation – . As for the arrows in (3.2.1), note that the coproduct and the product of chain complexes of modules are computed degree-wise and that finite coproducts and products of modules coincide and are just direct sums. Since the direct sum of two quasi-isomorphisms is a quasi-isomorphism, the first canonical arrow is a quasi-isomorphism. Recall moreover, that, in , every object is fibrant, so that we can choose the identity as fibrant replacement functor . Therefore, the second canonical arrow is the identity map and is thus a quasi-isomorphism. Further, the homotopy category is equivalent to the derived category (see Appendix D), which is triangulated and thus additive. This additive structure on the derived category can be transferred to the homotopy category (so that the functor that implements the equivalence becomes additive).
We are now left with verifying properness of . By [Hir03, Corollary 13.1.3], a model category all of whose objects are fibrant is right proper: it is easily seen that this is the case, not only for , but also for and . We will check that these three categories are left proper as well, so that
Theorem 3.2.3**.**
The model categories and are proper.
Proof.
Since and , it suffices to prove the statement for and , where is any object of . Below, the letter denotes systematically any of the latter categories, or .
We already mentioned that is cofibrantly generated, so that any cofibration is a retract of a map in -cell, where is the set of generating cofibrations [Hov99, Proposition 2.1.18(b)]. More precisely, the small object argument allows to factor any -morphism as , with -cell and -inj . If , it has the LLP with respect to . Hence, the commutative diagram
[TABLE]
where is the lift and where .
We must show that the pushout of a weak equivalence along the cofibration is a weak equivalence.
Note first that, if is the pushout of along , then is a retract of . To see this, consider the following commutative diagram, where the dashed arrows come from the universality of a pushout:
[TABLE]
Due to the uniqueness property encrypted in any universal construction, the composite of the two dashed arrows is the identity of . Hence, is indeed a retract of . As weak equivalences are closed under retracts, it thus suffices to show that the pushout is a weak equivalence.
We will actually prove that the pushout of a weak equivalence along any map in -cell, i.e., along any transfinite composition of pushouts of maps in , is a weak equivalence.
Step 1. In this step, we explain – separately in each of the two categories and – why the pushout of a weak equivalence along a pushout of a map in , i.e., along a pushout of a generating cofibration, is again a weak equivalence.
In , see [DPP15b, Example 1], any pushout of a generating cofibration is a (minimal) relative Sullivan -algebra , where is defined as described in [DPP15b, Lemma 1]. Similarly, in , see Proof of Theorem 2.3.8, any pushout of a generating cofibration is a relative Sullivan -module , where is defined as detailed in Lemma 2.3.1.
We first examine the -case. Here the pushout
[TABLE]
of a weak equivalence along a relative Sullivan -algebra is made of
the relative Sullivan -algebra , whose differential is given by
[TABLE]
where is the basis of , and
- -
the -morphism .
Reference [DPP15b, Lemma 1(i)] allows to see that (3.2.6) defines a relative Sullivan -algebra. Since the RHS arrow in the above diagram is necessarily an extension of , we apply [DPP15b, Lemma 1(ii)] to the morphism . Therefore we note that the relative Sullivan -algebra is actually constructed according to [DPP15b, Lemma 1(i)]. Indeed, in view of the first paragraph below [DPP15b, Lemma 1], since the differential restricts to on and satisfies , it is necessarily given by Equation (9) in [DPP15b, Lemma 1]. Hence, the reference [DPP15b, Lemma 1(ii)] can be used and the extension is fully defined by
[TABLE]
The extending -morphism is then given, for any and any , by , so that . As concerns universality, let and be -maps, such that , and define the ‘universality map’ as extension of (using the same method as for ), by setting
[TABLE]
To check the latter condition on , it suffices to note that, on , we have
[TABLE]
due to (3.2.6). Further, the condition is satisfied by construction, and to see that , we observe that
[TABLE]
where coincides with , since both maps are -maps and coincides with , by definition. Eventually, uniqueness of the ‘universality map’ is easily checked.
As is a weak equivalence in if it is a weak equivalence in , we continue working in the latter category. Notice first that, if denotes or and if denotes or , the differential stabilizes the graded -submodule () of [DPP15b, Lemma 1(i)]. Hence, the restriction
[TABLE]
of the -map is itself a -map. Moreover, the injections () are canonical -maps, so that we have a functor , with obvious colimit . Since is a natural transformation between the -filtrations of and , with colimit , it remains to prove that the diagram
[TABLE]
satisfies the hypotheses of Lemma 3.1.16, i.e., that for any , the -map induced by between the -terms of the -graduations associated to the two -filtrations, is a weak equivalence. This will be done independently in Lemma 3.2.11, what then concludes our argument in the -case.
In the category , the pushout
[TABLE]
of a weak equivalence along a relative Sullivan -module is made of
the relative Sullivan -module , whose differential is determined by
[TABLE]
and
- -
the -morphism .
This statement can be understood similarly to (but more easily than) its counterpart in the -case (replace Sullivan algebras and [DPP15b, Lemma 1] by Sullivan modules and Lemma 2.3.1).
As above, since is a weak equivalence in if it is a weak equivalence in , we continue working in the latter category. Notice also that the rows of the preceding diagram are -filtrations of and , respectively, that is compatible with these filtrations and that the corresponding natural transformation is defined by the vertical arrows of the diagram. Since is a weak equivalence, and the induced -map between the 1-terms of the associated -graduations is, as -map, the identity , the map is a weak equivalence, thanks to Lemma 3.1.16.
From here to the end of this proof, we consider the two cases, and , again simultaneously and denote both categories by . We have just shown that the pushout of any weak equivalence along the pushout of any generating cofibration is itself a weak equivalence. In the sequel, we denote the pushout of a generating cofibration, or, better, the corresponding relative Sullivan -algebra or relative Sullivan -module , by
[TABLE]
where is an ordinal.
Step 2. In this second step, we finally show that the pushout of a weak equivalence in along a -map in -cell, i.e., along a transfinite composition of pushouts of maps in , is again a weak equivalence. More precisely, such a composition is the colimit
[TABLE]
of a colimit respecting functor (), such that any map () is the pushout of a map in , i.e., is a Sullivan ‘object’ of the type (3.2.8).
It might be helpful to notice that the considered transfinite composition is given, in the -case, by (2.3.10), and in the -case, by
[TABLE]
see [DPP15b, Proof of Theorem 4(i)].
Step 2.a. The idea is to first construct the following commutative diagram:
[TABLE]
Figure: Pushout along an -cell
More precisely, for , we will build, by transfinite induction,
a colimit respecting functor with injective elementary maps () and
- -
a natural transformation between and ,
such that is a weak equivalence and
[TABLE]
is the pushout of
[TABLE]
This construction is based on the assumption that and have been constructed with the mentioned properties, for any .
The induction starts since the requirements concerning and are obviously fulfilled and is a weak equivalence.
We first examine the case . We can begin with the functor , the natural transformation and the square of the pushout . Then we build the pushout
[TABLE]
of
[TABLE]
as in Step 1. It follows from the induction assumption and the description in Step 1 that there is a canonical functor that has the required properties, as well as a canonical natural transformation . Moreover, the map is a weak equivalence, and, since the outer square of two pushout squares is a pushout square, the map has the requested pushout property.
If , note that, since colimits commute, the searched pushout
[TABLE]
of along , i.e., along , is equal to
[TABLE]
[TABLE]
Of course, the functors (resp., the natural transformations ), , define a functor with the same properties (resp., a natural transformation ). The functor can be extended by
[TABLE]
as colimit respecting functor with injective elementary maps. Similarly, the natural transformation can be extended, via the application of the colimit functor,
[TABLE]
to a natural transformation . Hence, the colimit (3.2.10) is given by
[TABLE]
It now suffices to check that is a weak equivalence in . Since, as easily seen, (resp., ) is a -filtration of (resp., ), since is filtration-compatible with associated natural transformation , and since , , is a weak equivalence, it follows from Lemma 3.1.5 that is a weak equivalence as well.
Step 2.b. The pushout of along
[TABLE]
is given by Equation (3.2.10) with replaced by (and by ). It is straightforwardly checked that (resp., ) is a functor defined on (resp., a natural transformation between such functors). Hence, the colimit (3.2.10) is given by
[TABLE]
Since are -filtrations of and , respectively, and the considered pushout of is filtration-compatible, it follows from Lemma 3.1.5 that this pushout is a weak equivalence.
To complete the proof of Theorem 3.2.3, it remains to show that the following lemma, which we state separately for future reference, holds.
Lemma 3.2.11**.**
Diagram (3.2.7) satisfies the assumptions of Lemma 3.1.16.
Proof.
For , the term () of the -graduation, associated to the -filtration with filters (), is isomorphic as -object to
[TABLE]
where the RHS is endowed with the usual tensor product differential. A similar statement holds for . Moreover, when read through the preceding isomorphisms, say and , the -map induced by , is the -map
[TABLE]
Since is a weak equivalence, it remains to show that is a weak equivalence, for all , or, still, that is a weak equivalence, for all .
Just as in Equation (3.1.18), we have here
[TABLE]
as -object, since has zero differential. We now proceed as in [DPP15a, Sections 7.5 and 8.7]: The symmetrisation map induces a short exact sequence
[TABLE]
in the Abelian category . Since this sequence canonically splits, we get the -isomorphism
[TABLE]
To prove the weak equivalence condition, it suffices to show that the LHS-homology vanishes. Assume that the claim is proven for . The induction starts since is a weak equivalence, i.e., a quasi-isomorphism. The fact that
[TABLE]
is then a consequence of the Künneth formula for complexes and the previously mentioned fact that is -flat. ∎
3.3. HAC condition 2: combinatoriality
All the requirements of the second axiom HAC2 [TV08, Assumption 1.1.0.2] of a Homotopical Algebraic Context have been established above, except the combinatoriality condition for the model structure of . For future reference, we will also prove the combinatoriality of the model structures of and of . A reader, who is interested in set-theoretical size issues and universes, finds all relevant information in Appendix E.
Roughly, a combinatorial model category is a well manageable type of model category, in the sense that it is generated from small ingredients: it is a category
in which any object is the colimit of small objects from a given set of generators, and
- -
which carries a cofibrantly generated model structure, i.e., a model structure whose cofibrations (resp., trivial cofibrations) are generated by sets (resp., ) of generating morphisms whose sources are small.
More precisely,
Definition 3.3.1**.**
A combinatorial model category, is a locally presentable category that is endowed with a cofibrantly generated model structure.
For locally presentable categories, i.e., categories that are locally -presentable for some regular cardinal , we refer to Appendix A. Aspects of the foundational background of and further details on combinatorial model categories are available in [Dug01, AR94]. Eventually, a category that satisfies all the conditions of a locally presentable category, except that it is not necessarily cocomplete, is referred to as an accessible category.
Our categories of interest, , , and , are cofibrantly generated model categories. In particular, they are (complete and) cocomplete, so that, to prove their combinatoriality, it suffices to prove their accessibility. As for , we mentioned in the proof of Proposition 2.2.1 that it is locally presentable, hence, accessible. Regarding the accessibility of (see Proposition 2.2.1) and (see Proposition 2.2.2), we recall [AR94, 2.78] that a category of algebras over a monad is accessible, if the monad is. Furthermore [AR94, 2.16], a monad over a category is accessible, if its endofunctor is accessible. Finally, a functor is called accessible, if it is accessible for some regular cardinal , i.e., if and are -accessible categories, and if preserves -directed colimits. Summarizing, to prove that and are accessible, we only need to show that both, and , preserve -directed colimits. In fact, since the left adjoints and respect all colimits, it suffices to reassess the right adjoints and . However, in [DPP15a], we showed that commutes with directed colimits (and -directed ones), and the proof for is similar. Hence,
Proposition 3.3.2**.**
The (proper) model categories , , and are combinatorial model categories.
3.4. HAC condition 3: cofibrancy and equivalence-invariance
As above, we choose . The condition HAC3 [TV08, Assumption 1.1.0.3] asks that, for any cofibrant , the functor
[TABLE]
respect weak equivalences. The requirement is not really surprising. Indeed, to avoid ‘equivalence-invariance breaking’ in the model category via tensoring by , this operation should preserve weak equivalences – at least for ‘good’ objects , i.e., for cofibrant ones. This is similar to tensoring, in the category of modules over a ring , by an -module , what is an operation that respects injections for ‘good’ objects , i.e., for flat -modules.
Proposition 3.4.1**.**
Let . For every cofibrant , the functor
[TABLE]
preserves weak equivalences.
Proof.
We have to prove that, if is a weak equivalence in , then is a weak equivalence as well.
By Lemma 2.3.8, the module is a retract of a Sullivan -module, i.e., there exist a Sullivan -module and -morphisms and such that . Since the diagram
[TABLE]
is a retract diagram in , it suffices to show that is a weak equivalence.
The proof of Lemma 2.3.8 shows that is the colimit of the -sequence defined by
[TABLE]
where is the sphere , , see Equation 2.3.10. If we shift the index of the generators by , we get
[TABLE]
As the morphisms are the canonical injections, the -module is equipped with the -filtration , i.e., with the -filtration
[TABLE]
Since is a closed monoidal category, the tensor product is a left adjoint functor and thus preserves colimits. Hence,
[TABLE]
is a -filtration of the -module , or, in view of Lemma 3.1.1,
[TABLE]
is a -filtration of the -module . If we tensor by instead of , we get an analogous -filtration for . Moreover, one easily checks (see Equation 3.1.2) that
[TABLE]
so that the used identifications imply that the -morphism coincides with the -morphism Since the weak equivalences in are those -morphisms that are weak equivalences in , it actually suffices to show that is a weak equivalence in .
We already mentioned (see paragraph above Proposition 3.3.2) that the forgetful functor respects directed colimits (alternatively we may argue that preserves filtered colimits as right adjoint between two accessible categories). Thus, the -filtrations of and in are also -filtrations in . Let now be the natural transformation between the -filtration functors and , defined by :
[TABLE]
The colimit is given by , so that the -morphism is compatible with the considered -filtrations.
In order to apply Lemma 3.1.16, note that is a weak equivalence and look at
[TABLE]
where
[TABLE]
Observe first that, we have a -isomorphism and denote by the pushforward
[TABLE]
of the differential of . As, in view of Equation (3.1.3), the differential of is the pushforward
[TABLE]
of the differential of , and as is the lowering differential of the Sullivan -module (i.e., ), we get, for any argument in ,
[TABLE]
[TABLE]
where the natural differential on . It follows that
[TABLE]
so that is a -isomorphism and that we can identify and as differential graded -modules (and similarly for replaced by ). It is now easily checked that, when read through these isomorphisms, the morphism is the -morphism
[TABLE]
In view of Lemma 3.1.16, it finally suffices to prove that is a weak equivalence.
Via the by now standard argument, we get
[TABLE]
Since is a weak equivalence by assumption, Künneth’s formula gives
[TABLE]
so that is a weak equivalence. This completes the proof. ∎
3.5. HAC condition 4: base change and equivalence-invariance
In this section, we investigate the condition HAC4 [TV08, Assumption 1.1.0.4].
It actually deals with the categories and of unital and non-unital commutative monoids in . In [TV08], the HAC conditions are formulated over an underlying category, which is not necessarily , but any combinatorial symmetric monoidal model category . The category of non-unital monoids appears in Assumption 1.1.0.4, only since is not necessarily additive [TV08, Remark 1.1.0.5]. In our present case, the category is Abelian and thus additive, so that the condition on non-unital algebras is redundant here.
Just as there is an adjunction , see Subsection 2.2.1, we have an adjunction
[TABLE]
which is defined exactly as , except that the tensor product is not over but over . Hence, it is natural to define weak equivalences (resp., fibrations) in , as those morphisms that are weak equivalences (resp., fibrations) in , or, equivalently, in . Assumption 1.1.0.4 now reads
HAC 4.
The preceding classes of weak equivalences and fibrations endow with a combinatorial proper model structure. 2. -
For any cofibrant , the functor
[TABLE]
respects weak equivalences.
The axiom is easily understood. Recall first that the category is isomorphic to the category , see Proposition 2.1.3. Moreover, in [DPP15b] and [PP15], we emphasized the importance of a base change, i.e., of the replacement of by (we actually passed from to , where was interpreted as the function algebra of an infinite jet bundle). This suggests to reflect upon a functor from to , or, simply, from to . The *natural * transition functor is , provided is not only an object but an object . Just as the functor in HAC3, the functor is required to preserve weak equivalences, at least for cofibrant objects . HAC4 further asks that the above-defined weak equivalences and fibrations implement a model structure on and that cofibrancy be with respect to this structure. Finally, exactly as the so far considered model categories , , and , the model category must be combinatorial and proper.
Note that there are important examples that do not satisfy this axiom. For instance, it does not hold if the underlying category is the category of non-negatively graded chain complexes of modules over a commutative ring with nonzero characteristic. Our task is to show that it is valid, if is replaced by the non-commutative ring of characteristic 0. On the other hand, the assumption HAC4 is essential in proving, for instance, the existence of an analog of the module of relative differential 1-forms. The existence of this cotangent complex ‘’ is on its part the main ingredient in the definition of smooth and étale morphisms.
Proposition 3.5.1**.**
The category , whose morphisms are weak equivalences (resp., fibrations) if they are weak equivalences (resp., fibrations) in , and whose morphisms are cofibrations if they have in the left lifting property with respect to trivial fibrations, is a combinatorial proper model category.
Proof.
The categorical isomorphism
[TABLE]
of Proposition 2.1.3 allows endowing with the model structure of : a -morphism is a weak equivalence (resp., a fibration, a cofibration), if it is a weak equivalence (resp., a fibration, a cofibration) in [Hir15]. Hence, a -morphism is a weak equivalence (resp., a fibration), if it is a weak equivalence (resp., a fibration) in [DPP15a]. We know that these definitions provide with a model structure, so that a -morphism is a cofibration if and only if it has in the left lifting property with respect to trivial fibrations. It follows that the distinguished classes of Proposition 3.5.1 equip with a model structure. In addition, in view of [Hir15, Theorem 2.8], this model category is proper and cofibrantly generated. Its generating cofibrations (resp., trivial cofibrations) are obtained from the cofibrations (resp., trivial cofibrations ) of by means of the left adjoint functor
[TABLE]
It remains to show that the category is accessible. Remark that the monad coincides with the coproduct functor , and that, if is monadic, we have the equivalence of categories . To prove the accessibility of , it thus suffices to show that respects directed colimits and that satisfies the requirements of the monadicity theorem B.3.12. However, the coproduct functor of commutes with colimits and in particular with directed ones. The first condition of Theorem B.3.12 asks that reflect isomorphisms, what is easily checked. The second condition asks that admit coequalizers of reflexive pairs and that preserve them. Since is a model category, it has all coequalizers. Finally, when applying to the coequalizer of two parallel morphisms in , we get the coequalizer in of the images by of the considered parallel morphisms. Indeed, as for the universality of this coequalizer-candidate in , any second coequalizer-candidate can be canonically lifted to , and universality in provides a unique factorization-morphism in , whose projection via is a factorization-morphism in . It can further be seen that the latter is unique, what completes the proof of the accessibility of .∎
The next proposition ensures that also Part 2 of HAC4 is satisfied.
Proposition 3.5.3**.**
Let be an object in and let be a cofibrant object in . The functor
[TABLE]
preserves weak equivalences.
Proof.
By assumption the morphism is a cofibration in , i.e., a cofibration in . Consider now, in , the cofibration - trivial fibration factorization of constructed in [DPP15b, Theorem 5]:
[TABLE]
The dashed arrow in this diagram exists in view of the left lifting property of cofibrations with respect to trivial fibrations. The diagram
[TABLE]
now shows that is a retract of in , or, equivalently, that is a retract of in and so in .
Let now be a weak equivalence in . Since, as easily checked, is a retract of in , it suffices to show that the latter morphism is a weak equivalence in . Indeed, in this case is also a weak equivalence in , so a weak equivalence in ; it follows that the -morphism is a weak equivalence in , what then completes the proof.
If we use the identification detailed in Lemma 3.1.1, the morphism
[TABLE]
becomes
[TABLE]
and it suffices to prove that is a weak equivalence in , i.e., in .
It is known from [DPP15b, Theorem 5 and Section 6.2] that is the colimit in of a -sequence of injections
[TABLE]
where has the usual meaning (see above) and where is the restriction of . Since colimits in an undercategory are computed as colimits in the underlying category, the commutative -monoid is also the colimit of the preceding -sequence in . Moreover, as a coslice category of an accessible category is accessible, the categories and are both accessible. It follows that the forgetful functor commutes with filtered colimits as right adjoint between accessible categories. Hence, the sequence (3.5.6) is a -filtration of in . We can now argue as in the proof of Proposition 3.4.1: the sequence
[TABLE]
is a -filtration of – in , as well as in . Here
[TABLE]
is the differential pushed forward from to . Let now be, as in the proof of Proposition 3.4.1, the natural transformation between the -filtration functors and , defined by :
[TABLE]
It follows again that the -morphism is compatible with the -filtrations. To show that is a weak equivalence in , it suffices to prove that the , , are weak equivalences, see Lemma 3.1.5. This proof will be a transfinite induction on .
The induction starts, since is a weak equivalence by assumption. We thus must show that , , is a weak equivalence, assuming that the , , are weak equivalences.
The limit ordinal case is a direct consequence of Lemma 3.1.5.
Let now be the successor of an ordinal .
To simplify notation, we denote the differential graded -module
[TABLE]
by (resp., ) and we denote the morphism by . The isomorphism
[TABLE]
of graded -modules (it just replaces by and vice versa, so that we will use it tacitly) allows to push the differential
[TABLE]
of forward to a differential of and to thus obtain an isomorphic differential graded -module structure on . The lowering property of induces a kind of lowering property for :
[TABLE]
Indeed, let be an element in (notation is self-explaining, in particular and ). We have
[TABLE]
[TABLE]
When noticing that
[TABLE]
where is the multiplication in , and when remembering that is a derivation of , we see that the expression in Equation (3.5.10) reads
[TABLE]
[TABLE]
[TABLE]
The first term (two first rows) is equal to
[TABLE]
[TABLE]
[TABLE]
[TABLE]
Since , the remaining term in Equation (3.5.11) is an element of , so that the claim (3.5.9) holds true.
The -isomorphism (3.5.8) and the lowering property (3.5.9) are of course also valid for . Recall now that it remains to prove that
[TABLE]
is a weak equivalence in , i.e., that
[TABLE]
is a weak equivalence. In view of the afore-detailed lowering property (3.5.9), it suffices to replicate the proof of the -case in Step 1 of the proof of Theorem 3.2.3.
4. Acknowledgments
The work of G. Di Brino was partially supported by the National Research Fund, Luxembourg, and the Marie Curie Actions Program of the European Commission (FP7-COFUND).
5. Appendices
In the sequel, various (also online) sources have been used; notation is the same as in the main part of the text.
Appendix A Locally presentable categories
Recall that an infinite cardinal is regular, if no set of cardinality is the union of less than sets of cardinality less than . For instance, if , no countable set is a finite union of finite sets, so that is regular.
Let be a directed poset, i.e., a partially ordered set in which every pair of elements has an upper bound, i.e., for any , there exists such that and . We view this poset as a category whose morphisms correspond to the inequalities . A diagram of type in a category is a direct system and its limit is a direct limit or directed colimit. More generally, for a regular cardinal , a -directed poset is a poset in which every subset of cardinality less than has an upper bound. Then a colimit over a diagram of type in a category is called a -directed colimit. For , we recover the preceding notion of directed colimit.
A finitely presented (left) module over a ring is an -module that is generated by a finite number of its elements, which satisfy a finite number of relations. The categorical substitute for this idea is a category all of whose elements are directed colimits of some generating objects . This leads to the concept of locally -presentable category: such a category is, roughly, a category that comes equipped with a (small) subset of -small objects that generate all objects under -directed colimits.
Remember first that the idea of smallness of an object is that the covariant Hom functor commutes with a certain type of colimits. This actually means (see, for instance, [DPP15a]) that any morphism out of the small into a certain type of colimit factors through one of the maps . If is a regular cardinal, a -small, -compact, or -presentable object is an object, such that commutes with -directed colimits. An object is called small, if it is -small, for some regular
Combining the two last paragraphs, we get the
Definition A.0.1**.**
For a regular cardinal , a locally -presentable category is
a locally small category
- 2.
that has all small colimits
- 3.
and admits a set of -small objects, such that any object in is the -directed colimit of objects in .
A category is termed a locally presentable category, if it is locally -presentable, for some regular
Appendix B Operads, monads and algebras
B.1. Adjunctions
Let us recall that the term whiskering refers to the composition of a natural transformation between two functors and a functor or a functor . The result is a natural transformation (where we omitted the symbol ). Its component is given by Similarly is the natural transformation with component .
Any adjunction is a unit-counit adjunction. Indeed, let be an adjunction:
[TABLE]
functorially in and . For any and for , we thus get a map
[TABLE]
The resulting arrow
[TABLE]
is a natural transformation. For any , and , we now have a map and a map
[TABLE]
When using the inverse of , we obtain a natural transformation
[TABLE]
with components
[TABLE]
Moreover, we see that
[TABLE]
so that the composition of natural transformations
[TABLE]
gives the identity transformation The dual relation, stating that the composition
[TABLE]
is equal to , is obtained analogously.
Definition B.1.2**.**
A unit-counit adjunction between two categories and is a pair of functors and , together with two natural transformations and , called the unit and the counit, such that the compositions
[TABLE]
and
[TABLE]
are equal to and , respectively.
The concept of unit-counit adjunction is clearly related to the notion of equivalence of categories. Moreover, as sketched above, an adjunction in the usual Hom-set sense (see (B.1.1)) is a unit-counit adjunction . The converse is true as well, i.e., a Hom-set adjunction is the same as a unit-counit adjunction.
B.2. Classical definition of operads
An operad lifts (the fundamental aspects of) the operations of algebras of a given type (e.g., of associative algebras or Lie algebras), their possible symmetries, the compositions of operations, as well as the specific relations they satisfy (e.g., associativity or Jacobi identity), to a more universal and abstract level. The latter is best thought of by viewing a universal abstract -ary operation as a tree with leaves (or inputs) and root (or output).
To be more explicit, an algebra of a given type is a vector space together with concrete generating operations, i.e., linear maps (with possibly varying ), which satisfy certain defining relations . We will assume that the relations are multilinear, i.e., of the form
[TABLE]
where is a composite of generating operations. To any such type of algebras, we can associate an operad. This operad of made of a family of vector spaces , , over a field of characteristic 0. The elements of are the mentioned abstract -ary operations or trees . If some symmetries must be encoded, the -th symmetric group must act appropriately (from the right) on , so that we deal with a family of (right) -, or, better, -modules ( denotes the group algebra of ) – which we refer to as an -module. Eventually, in an operad, the -module comes equipped with -linear composition maps
[TABLE]
of the abstract operations or trees. This composition is associative and has a unit (further, it respects the possible -action).
An algebra over an operad is given by a sequence of -linear maps
[TABLE]
that respect composition and send the operadic unit to the identity (and respect the -action). These maps should be thought of as maps that assign to an abstract operation , whose leaves are labelled by elements of , a specific element of . In other words, they assign a concrete operation to any abstract one, thus defining an algebraic structure on , i.e., thus endowing with a so-called -algebra structure. The -algebras and their morphisms form a category, which turns out to be equivalent to the category of algebras of the initially considered type.
Operads are of importance for several reasons. One of them is that they often highlight a common feature that underlies (apparently) different concepts. Likewise, when dealing with a result that should hold for all types of algebras, one can try to prove it once for all using an operadic approach. Furthermore, operads exhibit quite a number of common aspects with associative algebras. Hence, an algebraic or geometric situation that gives rise to an associativity property of some sort, might be advantageously dealt with via operads. These examples are however far from being exhaustive.
B.3. Functorial definition of operads - monads - algebras
The category End(C)=[C,C] of endofunctors of a category C is strict monoidal. The monoidal product is the composition of endofunctors and the monoidal identity is the identity functor . A monad in C is a monoid in End(C), i.e., an endofunctor of that, roughly, is equipped with an associative unital multiplication.
Let us be more precise. If is an endofunctor, we set and .
Definition B.3.1**.**
*A **monad *** in a category consists of an endofunctor and two natural transformations
[TABLE]
which make the following diagrams commutative (we write instead of and instead of )
{T^{2}\circ T=T\circ T^{2}}$${T^{2}}$${T^{2}}$${T}$$\scriptstyle{T\mu}$$\scriptstyle{\mu T}$$\scriptstyle{\mu}$$\scriptstyle{\mu}
*, * {\operatorname{id}\circ T}$${T^{2}}$${T\circ\operatorname{id}}$${T}$$\scriptstyle{\mathchar 28945\relax T}$$\scriptstyle{\operatorname{id}}$$\scriptstyle{\mu}$$\scriptstyle{T\eta}$$\scriptstyle{\operatorname{id}} .
We now give the functorial definition of an operad:
Definition B.3.2**.**
An operad is monad in the category of -vector spaces.
Below, we write instead of . In the classical definition, operads are defined as -modules equipped with an associative unital composition (of trees) (which is equivariant with respect to the -action). However, any -module gives rise to an endofunctor , called Schur functor, and defined on objects by
[TABLE]
where the tensor product is over The map from -modules to Schur functors is bijective and respects all operations. Hence, it is possible to identify -modules and Schur endofunctors . Now (functorially defined) operads that are implemented by Schur functors, and, more generally, monads (in Definition B.3.1) can be thought of as the realm of abstract operations . The transformation ‘is’ the composition of abstract operations, and the square diagram means that this composition is associative. When viewing as a Schur functor and similarly for , we realize that corresponds to the -module and . Hence, the transformation must be identified with the -module morphism, which is just given by the -linear map defined by . In view of the triangle diagrams, this means that the transformation ‘is’ the unit abstract operation . We thus understand that functorially defined operads induced by Schur functors are the same objects as classically defined operads.
Example B.3.3**.**
Any adjunction between categories and defines a monad , with composition and unit .
Just as we defined algebras over operads, i.e., functorially, monads in , see Equation (B.2.2), we can define algebras over arbitrary monads.
Definition B.3.4**.**
If is a monad in , a -algebra* consists of a -object and a -arrow , which make the following diagrams commutative:*
{T^{2}c}$${Tc}$${Tc}$${c}$$\scriptstyle{T\mathchar 28941\relax}$$\scriptstyle{\mu_{c}}$$\scriptstyle{\mathchar 28941\relax}$$\scriptstyle{\mathchar 28941\relax}
{c}$${Tc}$${c}$$\scriptstyle{\eta_{c}}$$\scriptstyle{\operatorname{id}}$$\scriptstyle{\mathchar 28941\relax}
.
In fact the object and the morphism correspond to the vector space and the maps
[TABLE]
see Equation (B.2.2), hence, to the assignment of concrete operations to abstract ones. The square diagram encodes the information that ‘the composition of concrete maps’ (upper and right parts of the diagram) and ‘the concrete map associated to abstract composition’ (left and lower parts) coincide. The triangle diagram means that the abstract identity is sent to the concrete one.
Example B.3.5**.**
If denotes an operad implemented by a Schur functor, the free -algebra over – in the categorical sense – is the vector space , endowed with the -linear map given by the component . In the case of the associative unital operad , for instance, one actually finds the tensor algebra over .
Definition B.3.6**.**
A -algebra morphism* is a -arrow , which renders commutative the diagram*
{c^{\prime}}$${Tc^{\prime}}$${c^{\prime\prime}}$${Tc^{\prime\prime}}$$\scriptstyle{f}$$\scriptstyle{\mathchar 28941\relax^{\prime}}$$\scriptstyle{Tf}$$\scriptstyle{\mathchar 28941\relax^{\prime\prime}}
.
For any underlying category , -algebras and -algebra morphisms form a category , which is often referred to as the Eilenberg-Moore category. Further, as already mentioned, we have the
Proposition B.3.7**.**
Any type T of algebras (in the usual sense of the word), which satisfies the condition (B.2.1), determines an operad . The category of -algebras is equivalent to the category Alg of algebras of the considered type T.
Remark B.3.8**.**
There are different ways to construct the operad that encodes a given type of algebras. Often one considers the -module GO spanned by the generating operations of type and encrypts their symmetries into the -action. The defining relations span an -submodule DR of GO, which in turn generates an operadic ideal of the free operad over GO. The operad is then given by
[TABLE]
On the other hand, according to Proposition B.3.7 and Example B.3.5, the free algebra of type over a vector space , or the free -algebra over , is given by , where is the Schur functor
[TABLE]
associated to an -module . This observation allows to determine this module and this functor, which is even an operad. For instance, in the case of associative unital algebras, we find
[TABLE]
so that the associative unital operad is defined by
[TABLE]
for all . It can be shown that the operads in (B.3.9) and (B.3.10) coincide.
In this paragraph, we emphasize that the equivalence mentioned in Proposition B.3.7 does not hold in more general situations. Let be a Hom-set adjunction between two categories and , or, equivalently a unit-counit adjunction :
[TABLE]
In view of Example B.3.3, the latter defines a monad over . Actually any monad is implemented by an (and even by many) adjunction(s). One of the inducing adjunctions of the monad , beyond , is an adjunction between the categories and :
[TABLE]
It is defined by the free -algebra functor (see Example B.3.5) and by the forgetful functor . The unit and counit are and with components . Recall now that the original counit is a natural transformation . For any -object , we thus get a -morphism
[TABLE]
This leads to a -algebra and even to a functor
[TABLE]
called the comparison functor. It is the unique functor between these categories, such that
[TABLE]
In other words, the following diagram commutes:
{{\tt D}}$${{\tt C}^{T}}$${{\tt C}}$${{\tt C}}$$\scriptstyle{K}$$\scriptstyle{G}$$\scriptstyle{G^{T}}$$\scriptstyle{F}$$\scriptstyle{=}$$\scriptstyle{F^{T}}
.
Let now and be the categories of -vector spaces and of associative unital -algebras, respectively. The free associative unital algebra functor is left adjoint to the forgetful functor , i.e.,
[TABLE]
If we start from this adjunction , the comparison functor is a functor
[TABLE]
As mentioned above, this functor induces an equivalence of categories. When identifying isomorphic objects in the source and the target categories, we get isomorphic categories and when identifying the latter, becomes identity and : the free object functors and the forgetful functors in and coincide. However, in general situations, the comparison functor yields an equivalence, if the right adjoint is nice enough, i.e., if it is monadic. In the present paper, we use the so-called crude monadicity theorem:
Theorem B.3.12**.**
A functor is monadic, if
- (1)
* has a left adjoint,* 2. (2)
* reflects isomorphisms,* 3. (3)
* has and preserves coequalizers of reflexive pairs.*
Let us recall that a functor reflects isomorphisms, if a -morphism is a -isomorphism whenever is a -isomorphism. Furthermore, a pair is said to be a reflexive pair, if and have a common section, i.e., if there is a morphism , such that
Appendix C Internal Hom in modules over a commutative monoid
Let be a closed symmetric monoidal category with all small limits and colimits.
In the main part of the present text, we reminded that the category of modules in over a commutative monoid in is also a closed symmetric monoidal category with all small limits and colimits. However, we did not define the internal of this category of modules, at least not in the considered abstract setting. Remember first that and are endowed with bifunctors Hom and , and that is in addition equipped with an internal Hom. Before considering the internal , recall still that a closed monoidal category can be equivalently defined as a monoidal category together with, for any two objects and , a -object and a -morphism
[TABLE]
which are universal in the sense that, for every -object and -morphism , there exists a unique -morphism such that . Indeed, if we start for instance from the usual definition, the existence of comes from
[TABLE]
when choosing . Moreover, if we get a -map
[TABLE]
Conversely, if , there exists a unique , such that Now, if , the -object should be the kernel of the map
[TABLE]
To put this idea right, we consider the isomorphism
[TABLE]
and define the preceding kernel as the equalizer of the pair of parallel -arrows
[TABLE]
This -object inherits an -module structure.
Appendix D Homotopy categories, derived categories, and derived functors
The interesting category is not the category of topological spaces, but the category of classes of topological spaces that have the same homotopy groups, i.e., roughly the same shape, although the are not necessarily homeomorphic. Therefore, we wish to view weak homotopy equivalences – continuous maps that induce isomorphisms between homotopy groups – as isomorphisms, i.e., we aim at introducing a new category in which weak homotopy equivalences become invertible. This is reminiscent of the localization of a commutative ring by a multiplicative subset – which consists in the ‘best possible’ construction of a commutative ring and a ring morphism , such that the images of become invertible elements in . Similarly, it is possible to ‘localize’ by the class of its weak homotopy equivalences, so that the elements of become invertible in the ‘localized category’ .
The exist various constructions of localized categories, of homotopy and derived categories, as well as of derived functors. It is actually difficult to find a structured approach that insists on differences between the most important of these notions and studies some relations between them carefully. We thought that a paper on a Homotopical Algebraic Context should contain a concise account on all this.
D.1. Localization of a category with respect to a class of morphisms
The localization of a category by any collection of -morphisms is a universal pair, made of a category and a functor , which sends the morphisms in to isomorphisms in . In fact one asks that the factorization resulting from the universal property be valid only up to natural isomorphism and that the functor be fully faithful.
Specific examples of localization are, for instance, the localization of a model category at its class of weak equivalences, as well as, a bit more generally (recall that, in a model category, any isomorphism is a trivial cofibration and a trivial fibration (hence a weak equivalence), in view of the lifting property characterization), the localization at its weak equivalences of a category with weak equivalences, i.e., of a category that comes equipped with a subcategory , which contains all the isomorphisms of and satisfies the 2 out of 3 axiom.
There exists a general construction for (the objects of are the same as those of and is the identity on objects), but its result is not sufficiently handy. In the sequel, we often add conditions on or/and on . These then allow to avoid set-theoretical problems, to use less abstract constructions, and to give suitable detailed descriptions.
We describe now the localization of a category , in the case has ‘good’ properties, i.e., is a multiplicative or localization system, i.e., is a class of morphisms that satisfies four properties MS1 – MS4 that we will not recall here [KS90]. We set and decide that, for any objects , a morphism is an equivalence class of triplets , , or, more precisely, of diagrams
[TABLE]
for the relation if and only if there exists , as well as a commutative diagram
[TABLE]
If one defines to be the functor given by and, for , by (in view of MS1, we have ), then the pair is the localization of by .
Let us still mention that, for an Abelian category , the category of chain complexes in together with its class of quasi-isomorphisms, is a category with weak equivalences, but that is not a multiplicative system.
D.2. Homotopy category of a model category
Above we stressed the importance of the localization of at the class of its weak homotopy equivalences, i.e., at the class of its weak equivalences in its standard Quillen model structure.
More generally, if is a model category or (only) a category with weak equivalences, the interesting category is the localization of at the class of weak equivalences. It is referred to as the homotopy category of the considered model category or category with weak equivalences:
[TABLE]
Actually the model category models the more fundamental category , which has the same objects as , but different morphisms. Explicit results on the homotopy category of a model category and on its morphisms can be found in [Hov99].
D.3. Localization of additive and triangulated categories
If is an additive category and a multiplicative system, then the localized category and the localization functor become additive as well, and they are universal among such additive pairs that send morphisms in to isomorphisms.
Localization of triangulated categories – specific additive categories – is still richer and it can be defined with respect to a class of objects!
Roughly, a triangulated category or -category is an additive category endowed with an invertible endofunctor , called translation functor, and with a distinguished class of triangles (d.t.-s), i.e., of ‘triangular’ sequences of morphisms
[TABLE]
subject to six axioms TR0 – TR5 that we will not describe [KS90]. The prototypical example of a -category is the additive category of chain complexes in an additive category together with chain maps up to chain homotopies. The invertible endofunctor is the shift functor (with inverse ) and the d.t.-s are the (triangles that are isomorphic to a) mapping cone triangles (triangle)
[TABLE]
where is any morphism and are the canonical ones (and where a morphism of triangles is made of four morphisms such that the resulting diagram commutes). The mentioned axioms TR0 - TR5 are actually the abstractions of the basic properties of the mapping cone triangles, which therefore satisfy of course these axioms.
It is possible to localize a -category with respect to a family of objects. More precisely, we localize a triangulated category with respect to a null system, i.e., any subset of objects of , which satisfies three axioms NS1 – NS3 that we do not describe [KS90]. To such a null system, we can associate a (right) multiplicative system made of those morphisms that can be extended to a d.t. with . The idea is here that each morphism can be extended by a d.t. (axiom TR2) and that instead of looking at we can look at . The localization of with respect to is then the localization of with respect to the associated multiplicative . The localization of a -category with respect to a null system it is itself a -category.
D.4. Derived category of an Abelian category
Let be an additive category and denote by the category of chain complexes in together with chain maps. The category of chain complexes in together with chain maps up to chain homotopies, is usually called the homotopy category of the additive category . In the case is Abelian, this implies that those chain maps, which are quasi-isomorphisms in for the good reason that they have an inverse up to chain homotopy, become isomorphisms in . Note that the denomination homotopy category of is not unambiguous, since the homotopy category of or – the weak equivalences of are all the quasi-isomorphisms – has been defined above as the localization .
The category is in some sense intermediate between the category and the derived category of the Abelian category . The latter is the category of chain complexes, but all chain maps, which are quasi-isomorphisms in , become isomorphisms in .
We will first construct this derived category and then explain that, as suggested by this paragraph, it is actually equivalent to the homotopy category .
In fact the derived category of an Abelian category is the localization of the -category with respect to the null system
[TABLE]
where is the homology functor. The associated multiplicative system is then the class of morphisms of , i.e., morphisms of considered up to chain homotopies, such that , or, still, such that is a quasi-isomorphism (this condition is of course independent of the chosen representative ). It is thus clear that in the localization
[TABLE]
the quasi-isomorphisms of considered up to chain homotopies become isomorphisms. The same construction goes through for , whose objects are non-negatively graded, non-positively graded, and bounded chain complexes in , respectively.
D.5. Relations
The localization of the category at its class of weak equivalences or quasi-isomorphisms is traditionally called the derived category of (see nLab: ‘homotopy category’). However, in view of the preceding subsection, the derived category of is also the localization of the -category at the multiplicative system . The canonical composite functor sends an element in , i.e., a quasi-isomorphism, to an element in , i.e., a quasi-isomorphism in up to chain homotopies, and finally to an isomorphism. The functor thus factors through the homotopy category , i.e., we get a functor . It can be proven [MilDC] that implements an equivalence of categories:
[TABLE]
In the case , we get
[TABLE]
So far we considered the category of differential non-negatively graded -modules endowed with its standard weak equivalences or even with its standard projective model structure. There exists a dual situation, i.e., an injective model structure on the category of differential non-positively graded -modules. Its week equivalences are the quasi-isomorphisms (just as for the projective model structure), the cofibrations are the chain maps that are injective in each (strictly) negative degree (for the projective structure, they are the chain maps that are degree-wise injective with degree-wise -projective cokernel), and the fibrations are the chain maps that are degree-wise surjective and have degree-wise an -injective kernel (for the projective structure, they are the chain maps that are surjective in each (strictly) positive degree). Of course,
[TABLE]
D.6. Derivation of a functor whose source category is equipped with a class of morphisms
One defines left and right derived functors for a functor , whose source is endowed with a class of distinguished morphisms, even when does not transform morphisms in into isomorphisms. A right derived functor (resp., a left derived functor) of is then a functor (resp., a functor ) and a natural transformation (resp., a natural transformation ), such that the pair (resp., the pair ) be universal.
In the case does transform elements of into isomorphisms, it factors through the localized category, i.e., there is a functor such that . If we denote the latter natural isomorphism by (resp., by ), the pair (resp., the pair ) is the right derived functor (resp., the left derived functor ) of . The factorization can thus be interpreted as right and as left derived functor of .
D.7. Derived functors between categories with weak equivalences
Let
[TABLE]
be a functor of categories with weak equivalences, i.e., a functor between categories with weak equivalences and , such that
[TABLE]
Since the localization functor satisfies , the image of by the composite functor is included in , so that this functor factors through :
[TABLE]
The functor between homotopy categories is called the derived functor of .
In the case and are model categories – specific categories with weak equivalences – , the following holds. Let
[TABLE]
be a Quillen adjunction, i.e., an adjunction where respects Cof and respects Fib (or, equivalently, respects TrivCof and respects TrivFib, or respects Cof and TrivCof, or, still, respects Fib and TrivFib). Brown’s lemma states roughly that, if a functor takes trivial cofibrations between cofibrant objects (resp., trivial fibrations between fibrant objects) to weak equivalences (weq-s), it takes all weq-s between cofibrant objects (resp., fibrant objects) to weq-s. It follows that the restriction of to the full subcategory of cofibrant objects (resp., that the restriction of to the full subcategory of fibrant objects) sends weq-s to weq-s. Since the cofibrant replacement functor (resp., the fibrant replacement functor ) respects weq-s, and since the functor (resp., ) sends weq-s to isomorphisms, the functor (resp., ) sends weq-s to isomorphisms. It thus factors through (resp., ), so that we get functors
[TABLE]
that we call left derived functor of and right derived functor of , respectively. They are usually denoted simply by and .
D.8. Localization of a triangulated functor
We can localize with respect to a null system of a triangulated functor between triangulated categories, i.e., an additive functor that commutes with the translations and preserves the d.t.-s. The localization of a triangulated functor will also be triangulated. More precisely, to localize with respect to , it suffices to localize its restriction to a full triangulated subcategory of with respect to the induced null system of . However, the subcategory must satisfy two conditions. First, any object of must be connected to an object of by a morphism in – the multiplicative system associated to (this condition implies that the category is equivalent to the category : we denote the quasi-inverse functors by and ). The second condition is that has to send any element of to 0 (this condition implies that admits a localization ). If these two conditions are satisfied, we say that the full triangulated subcategory of is -injective with respect to . In this case, the right localization with respect to exists and is given by
[TABLE]
The left localization of with respect to is defined dually via a full triangulated subcategory of that is -projective with respect to .
D.9. Derived functors between derived categories of Abelian categories
Let
[TABLE]
be right and left exact covariant functors of Abelian categories.
We focus on the right localization of ; the left localization of is obtained dually. Due to its additivity, can be extended to any additive category. In particular, we have canonical functors
[TABLE]
which are obtained by just applying to chain complexes, maps, and homotopies. Since does in general not respect quasi-isomorphisms, it cannot be derived as functor between categories with weak equivalences. However, when post-composing with the localization functor we get a triangulated functor
[TABLE]
between -categories. It can therefore be localized with respect to the null system of made of all acyclic complexes. As mentioned before, it suffices to localize – with respect to the induced null system – the restriction of to a -injective full triangulated subcategory of .
It is actually possible to deduce the injective full triangulated subcategory of the source of the functor , from an injective full additive subcategory of the source of the functor . A full additive subcategory of is called -injective, if any object in is related by a monomorphism to an object in , if the RHS object of a SES with LHS and central objects in , is in , and if transforms any SES with LHS object in into a SES. It can quite easily been checked that, if is an -injective full additive subcategory of , then is a -injective full triangulated subcategory of .
The localization of with respect to is called right derived functor
[TABLE]
of . By definition, we have
[TABLE]
where notation is the same as in the preceding subsection. Since the homology functor , , factors through the derived category, thus inducing a homology functor , we obtain the -th right derived functor
[TABLE]
For any , i.e., , there exists and a quasi-isomorphism in , so that in and . It follows from the definition (D.9.1) that
[TABLE]
If has enough injectives, the full subcategory of all injective objects of is a full additive subcategory that is injective for any left exact covariant functor [KS90], in particular for . Hence, is a -injective full triangulated subcategory of , so that, for any , we have, in view of (D.9.2),
[TABLE]
where is a non-positively graded chain complex made of injective objects of that is quasi-isomorphic in to , i.e., where is an invective resolution of the chain complex of .
Dually, if has enough projectives, the full subcategory of all projective objects of is a full additive subcategory that is projective for any right exact covariant functor [KS90], in particular for . Hence, is a -projective full triangulated subcategory of , so that, for any , we have
[TABLE]
and
[TABLE]
where is a non-negatively graded chain complex made of projective objects of that is quasi-isomorphic in to , i.e., where is a projective resolution of the chain complex of .
D.10. Relations
a. Relation to classical derived functors. For any left exact covariant functor between Abelian categories (the case of a right exact covariant functor between Abelian categories is dual), whose source has enough injectives (dually, whose source has enough projectives), the classical right derived functors
[TABLE]
, are defined on using an injective resolution of the object , i.e., an exact sequence
[TABLE]
made of injective objects (or, equivalently, an injective resolution
[TABLE]
of viewed as a non-positively graded chain complex concentrated in degree 0 and with zero differential). More precisely, one considers the complex and computes its homology at any spot :
[TABLE]
When applying the results of the preceding subsection to the present situation, we (also) view as a complex and note that the complex is quasi-isomorphic to . Hence, we get
[TABLE]
We thus recover the classical situation as a particular case of the derived functors constructed via localization of triangulated functors. The classical approach is interesting inter alia for practical computations.
b. Relation to model categorical derived functors. Let now be unital rings and let
[TABLE]
be an adjunction of covariant additive functors. The latter can be extended to an adjunction
[TABLE]
where the fact that the canonically constructed adjoint of a chain map (resp., ) respects the differentials, comes from the naturality of the original adjunction. As any left (resp., right) adjoint, the functor (resp., ) is right (resp., left) exact and respects colimits (resp., limits), in particular cokernels (resp., kernels). Since categories of modules are Abelian and have enough projectives (resp., injectives), the result (D.9.4) (resp., (D.9.3)) holds.
If we now endow the source and the target, as indicated, with the projective model structure, the extended adjunction is not necessarily a Quillen adjunction. Let us assume that (resp., ) respects injections (resp., surjections) (these conditions are automatically satisfied if the injections (resp., surjections) are split). Then respects fibrations and transforms cofibrations, i.e., degree-wise injective chain maps with degree-wise projective cokernels into degree-wise injective chain maps with cokernels . The latter are projective. Indeed, a projective object can be defined as an object such that the covariant Hom-functor transforms surjections into injections. The adjunction isomorphism shows that any surjection is transformed into
[TABLE]
where the RHS is an injection, since respects surjections. Hence, respects cofibrations, the extended adjunction is Quillen, and Equation (D.7.1) is valid as well.
Note now that the sources and (resp., the targets) of and coincide in view of (D.5.2), and that their objects are just those of . Moreover, we already mentioned that an object in is cofibrant if and only if its terms are -projective. It is thus clear that , , is a projective resolution of and that On the other hand, the localization functor is the identity on objects and the localization , being the factorization through the homotopy category , the localized and non-localized functors coincide on objects. Eventually, we have
[TABLE]
When extending the original adjunction to an adjunction
[TABLE]
and assuming again that (resp., ) respects injection (resp., surjections), we see similarly that the model categorical derived functor and the triangulated derived functor coincide.
Appendix E Universes
It is well-known that the set of all sets is not a set but a proper class. In the following, we consider a pyramid of types of set. Start with some type of set on top of the pyramid and call it the 0-sets. Then the set of all 0-sets is not a 0-set, but a set of a next, more general, type, say a 1-set. Similarly, the set of all 1-sets is not a 1-set but a 2-set, and so on. Finally, the union of all types of set is the proper class of all sets.
The adequate formalization of the idea of set of all sets of a certain type is the notion of Grothendieck universe (). A Grothendieck universe a (very large) set , whose elements are sets and which is closed under all standard set-theoretical operations. More precisely [SGA4-I],
Definition E.0.1**.**
A universe is a set that satisfies the axioms:
- (1)
if and , then , 2. (2)
if , then the set is an element of , 3. (3)
if , then the set of all subsets of is an element of , 4. (4)
if and , for all , then , 5. (5)
.
The preceding axioms allow to prove many additional closure properties, but it is not impossible to leave a universe. The elements of are termed -sets. In particular, is the set of all -sets (see ()). As suggested above , but there exists a pyramid of universes , so that any element of is also an element of and of , and so on. It is therefore natural to think about the union of all Grothendieck universes as the proper class of all sets. Moreover, this interpretation implies that any set belongs to some universe (Grothendieck’s axiom).
We continue with a number of basic definitions.
A set is -small, if is isomorphic to a -set (not all authors distinguish between -set and -small set). The category -Set is the category with objects all the -sets and with morphisms all the maps between two -sets. Both, the collection of objects and the collection of morphisms are sets, although no -sets, but we can speak about the category -Set without having to pass to proper classes.
Moreover, a -category C, or, better, a locally -small category C, is a category such that, for any , the set is -small. In [SGA4-I], a category C is viewed as the set of its arrows (containing the subset of identity arrows, i.e., the subset of objects). Hence, and is -small can be given the usual meanings. More precisely, if , then : for , we have and , i.e., objects and morphisms are -sets. Similarly, if a category is -small, it is easily seen that and are -small sets. Let us stress that:
Remark E.0.2**.**
Contrarily to a -set , which is just a set , a -category is not a category : A -category is a locally -small category in the above sense, whereas a category is a category such that . Note that, in view of what has been said above, any category belongs to , is -small, and is locally -small, for some universe .
The necessity to change from a universe to a larger universe appears in particular when speaking about generalized spaces. If denotes some category of spaces, its Yoneda dual category
[TABLE]
i.e., the category of contravariant -valued functors defined on , or, still, the category of presheaves defined on , may be viewed as a category of generalized spaces. In our work, the category
[TABLE]
of simplicial presheaves on with respect to will play an important role. We start recalling some fundamental results [SGA4-I]:
Proposition E.0.3**.**
Consider a universe , two categories , as well as the category of functors from to .
- (1)
If resp., are -small, the category is an element of resp., is -small. 2. (2)
If is -small and is a -category, the category is a -category. 3. (3)
If is -small, the category is a -category. 4. (4)
If is a -category, the category is not necessarily a -category.
Remark E.0.4**.**
Usually people do not specify the universe in which they work, assuming implicitly that their constructions and results hold in any universe . However, sometimes set-theoretical size issues force them to pass to a higher universe . In this case, their theory is (considered as) valid in any universes . One says that the theory has been universally quantified over 1,2, or several universes, and one speaks about the universal polymorphism approach. If the passage to higher universes is also implicit, one speaks about typical ambiguity. However, this ambiguity, although often used and even sometimes recommended, can be dangerous [Sch11, Remarks 1.3.2 and 2.5.12].
In our paper, we start with the category , which is locally -small for some universe (it is clear that the categories and are also locally -small). However, and can be sets that belong only to a higher universe , so that is then -small (and the same holds for and ). Since is -small, the category
[TABLE]
is locally -small (E.0.3) and thus it is -small for some higher universe . When considering the -small category , we conclude that
[TABLE]
is locally -small and -small [TV05, Appendix A.1].
The preceding paragraph explains the idea behind the introduction of the three universes in [TV08]. In the present paper, we work implicitly in an arbitrary universe that we need a priori not mention. However, since typical ambiguity can lead to problems, we mention explicitly the change of universe each time it is required. In fact, this is not necessary until we pass to simplicial presheaves.
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