On the exponential large sieve inequality for sparse sequences modulo primes
Mei-Chu Chang, Bryce Kerr, Igor E. Shparlinski

TL;DR
This paper improves the large sieve inequality for sparse exponential sequences modulo primes, extending its applicability to more rapidly increasing sequences and applying it to digit-prescribed integers.
Contribution
It introduces a stronger version of the large sieve inequality for sparse exponential sequences, surpassing previous bounds and enabling new applications.
Findings
Enhanced inequality valid for sequences with s_n ≤ n^{2+o(1)}
Applicable to sequences with faster growth than previous bounds
Applied to arithmetic properties of integers with prescribed digits
Abstract
We complement the argument of M. Z. Garaev (2009) with several other ideas to obtain a stronger version of the large sieve inequality with sparse exponential sequences of the form . In particular, we obtain a result which is non-trivial for monotonically increasing sequences provided , whereas the original argument of M. Z. Garaev requires in the same setting. We also give an application of our result to arithmetic properties of integers with almost all digits prescribed.
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Taxonomy
TopicsAnalytic Number Theory Research · Limits and Structures in Graph Theory · Finite Group Theory Research
On the exponential large sieve inequality for sparse sequences modulo primes
Mei-Chu Chang
Department of Mathematics, University of California. Riverside, CA 92521, USA
,
Bryce Kerr
Department of Pure Mathematics, University of New South Wales, Sydney, NSW 2052, Australia
and
Igor E. Shparlinski
Department of Pure Mathematics, University of New South Wales, Sydney, NSW 2052, Australia
Abstract.
We complement the argument of M. Z. Garaev (2009) with several other ideas to obtain a stronger version of the large sieve inequality with sparse exponential sequences of the form . In particular, we obtain a result which is non-trivial for monotonically increasing sequences provided , whereas the original argument of M. Z. Garaev requires in the same setting. We also give an application of our result to arithmetic properties of integers with almost all digits prescribed.
Key words and phrases:
exponential sums, sparse sequences, large sieve
2010 Mathematics Subject Classification:
11L07, 11N36
1. Introduction
The classical large sieve inequality, giving upper bounds on average values of various trigonometric and Dirichlet polynomials with essentially arbitrary sequences , has proved to be an extremely useful and versatile tool in analytic number theory and harmonic analysis, see, for example, [13, 17, 18]. Garaev and Shparlinski [10, Theorem 3.1] have introduced a modification of the large sieve, for both trigonometric and Dirichlet polynomials with arguments that contain exponentials of rather than the elements of . In the case of trigonometric polynomials, Garaev [9] has introduced a new approach, which has led to a stronger version of the the exponential large sieve inequality, improving some of the results of [10], see also [1, Lemma 2.11] and [22, Theorem 1] for several other bounds of this type. Furthermore, stronger versions of the exponential large sieve inequality for special sequences , such as consecutive integers or the first primes, can also be found in [1, 10], with some applications given in [21].
Here we continue this direction and concentrate on the case of general sequences without any arithmetic restriction. We introduce several new ideas which allow us to improve some results of Garaev [9]. For example, we make use of the bound of [15, Theorem 5.5] on exponential sums over small multiplicative subgroups modulo , which hold for almost all primes , see Lemma 3.2. We also make the method more flexible so it now applies to much sparser sequences than in [9].
More precisely, let us fix some integer . For each prime number , we let denote the order of . For real and we define the set
[TABLE]
Note that by a result of Erdös and Murty [8], see also (2.8), for almost all primes belong to .
For integer and two sequences of complex weights and integers we define the sums
[TABLE]
where .
These sums majorize the ones considered by Garaev [9] where each term is divided by the divisor function of . Here we obtain a new bound of the sums which in particular improves some bounds of Garaev [9].
The argument of Garaev [9] reduces the problem to bounding Gauss sums for which he uses the bound of Heath-Brown and Konyagin [12], that is, the admissible pair (2.1), which is defined below. In particular, for the result of Garaev [9] is nontrivial provided
[TABLE]
Our results by-pass significantly the threshold (1.1) allow to replace with any fixed .
Our improvement is based on a modification of the argument of Garaev [9] which allows us to use the bounds of short sums with exponential functions, given in [15, Theorem 5.5], see also Lemma 3.2 below. This alone allows us to extend the result of [9] to sparse sequences , roughly growing as at most for any fixed in the same scenario where the result of [9] limits the growth to . Furthermore, using bounds of exponential sums over small subgroups of finite fields, in particular that of Bourgain, Glibichuk and Konyagin [5] we relax the condition on to .
Using a different argument which combines a bound of Bourgain and Chang [4] for Gauss sums modulo a product of two primes with a duality principle for bilinear forms, we obtain another, although less explicit bound which allows the elements to grow as fast as . Furthermore, for this result we do not need to limit the summation to primes from but can consider all primes from , in which case we denote
[TABLE]
We also give an application of our new estimate to investigating arithmetic properties of integers with almost all digits prescribed in some fixed base. To simplify the exposition, we only consider binary expansions (and hence we talk about bits rather than binary digits). Namely, for an integer , an -bit integer and a sequence of integers with , we denote by the set of -bit integers whose bits on all positions (counted from the right) must agree with those of except maybe when .
We first recall that Bourgain [2, 3] has recently obtained several very strong results about the distribution of prime numbers among the elements of , see also [11]. However, in the setting of the strongest result in this direction from [3], the set of “free” positions has to be very massive, namely its cardinality has to satisfy for some small (and unspecified) absolute constant . In the case of square-free numbers instead of prime numbers, a similar result has been obtained in [6] with any fixed (one can also find in [6] some results on the distribution of the value of the Euler function and quadratic non-residues in ). Here we address some problems at the other extreme, and relax the strength of arithmetic conditions on the elements from but instead consider much sparse sets of available positions.
2. Main results
Throughout the paper, the letter always denotes a prime number.
As usual , , are all equivalent to for some absolute constant , whereas means that .
We say that a pair is admissible if for any prime and any integer with we have
[TABLE]
as , where is the multiplicative order of modulo .
Concerning admissible pairs, Korobov [16] has shown that the pair
[TABLE]
is admissible. For shorter ranges of Korobov’s bound has been improved by Heath-Brown and Konyagin [12] who show that the pairs
[TABLE]
and
[TABLE]
are admissible.
More recently Shkredov [19, 20] has shown that the pair
[TABLE]
is admissible, which improves on the pairs (2.1) and (2.2) in the medium range of .
Furthermore, the truly remarkable result of Bourgain, Glibichuk and Konyagin [5] implies that for any there is some that depends only on such that
[TABLE]
is admissible.
Our first result is as follows.
Theorem 2.1**.**
Suppose that for an admissible pair and some positive numbers and , we have
[TABLE]
Suppose further that , and are parameters satisfying
[TABLE]
Let and integer satisfy
[TABLE]
Then for any sequence of complex numbers with and integers with we have
[TABLE]
We note that under (2.6) the condition (2.7) also follows from a simpler inequality
[TABLE]
Considering the strength of Theorem 2.1, we take and . Using the admissible pair of Heath-Brown and Konyagin (2.1), we obtain a power saving in Theorem 2.1 provided , improving of Garaev’s range of . With the same choice of parameters and using the admissible pair of Bourgain, Glibichuk and Konyagin (2.4), we obtain a power saving in Theorem 2.1 provided .
Using a different method we can set and also extend the range of for which we may obtain a nontrivial bound for at the cost of making the power saving explicit.
Theorem 2.2**.**
There exists some absolute constant such that
[TABLE]
Comparing the bound of Theorem 2.2 with the trivial bound , we see that it is nontrivial provided
[TABLE]
which on taking , we obtain a power saving in Theorem 2.2 provided .
For a sequence of points we define the discrepancy of by
[TABLE]
where denotes the number of points of falling in the interval . Garaev [9] combines his bound for with a result of Erdös and Murty [8], ††margin:
I: Expanded with (2.8), split one sentence into 2
which in particular implies that
[TABLE]
and the Erdös-Turán inequality (see for example [7]). This allows Garaev [9, Section 3] to show that for any there is some such that for almost all primes , the sequence
[TABLE]
with , has discrepancy
[TABLE]
provided as .
For comparison with our bound, Theorem 2.2 produces the following result. For any and almost all primes , the sequence (2.9) with has discrepancy
[TABLE]
provided as .
We now give an application of Theorem 2.2 to the numbers with prescribed digits, namely to the integers from the set , defined in Section 1. We denote by the number of distinct prime divisors of an integer .
Theorem 2.3**.**
Let us fix some . For any sequence of integers with with
[TABLE]
and any -bit integer , we have
[TABLE]
for some which depends only on .
3. Preliminary results
We recall that and are both equivalent to the inequality for some constant , which throughout the paper may depend on and occasionally, where obvious, on the integer parameter .
We alslo use to indicate that the summation is taken over a reduced residue system. That is, for any function and integer , we have
[TABLE]
We need the following simplified form of the large sieve inequality, see [13, Theorem 7.11].
Lemma 3.1**.**
For any and increasing sequence of integers with , we have
[TABLE]
The following is [15, Theorem 5.5].
Lemma 3.2**.**
For each integer and prime we fix some element of multiplicative order modulo . Then, for any fixed integer and an arbitrary , the bound
[TABLE]
holds for all primes except at most of them.
Lemma 3.3**.**
Let be a fixed integer. For any we have
[TABLE]
Proof.
If then . This implies that
[TABLE]
where as before, denotes the number of distinct prime divisors of an integer . Hence,
[TABLE]
which gives the desired result. \sqcap$$\sqcup
The following is a special case of [4, Corollary 4.2].
Lemma 3.4**.**
Let and be primes and let be a subgroup of , where such that
[TABLE]
for some fixed . Then
[TABLE]
for some which depends only on .
4. Proof of Theorem 2.1
4.1. Initial tranformations
Let
[TABLE]
It is also convenient to define as any integer with
[TABLE]
so that
[TABLE]
However, it is more convenient to work with the sums where each term is divided by the divisor function . We define
[TABLE]
and note the inequality implies that
[TABLE]
Hence it is enough to prove
[TABLE]
where satisfy (2.5) and is an admissible pair.
Fix some and consider . We split into arithmetic progressions mod . Using the orthogonality of exponential functions, we obtain
[TABLE]
and hence
[TABLE]
Let be a real parameter to be chosen later. We set
[TABLE]
and partition summation over according to . This gives
[TABLE]
where
[TABLE]
and
[TABLE]
The equation (4.3) implies that
[TABLE]
which on averaging over gives
[TABLE]
where
[TABLE]
4.2. The sum
To bound we use the argument of Garaev [9, Theorem 3.1]. Fix some and consider . From (4.4) and the Cauchy-Schwarz inequality
[TABLE]
Expanding the square and interchanging summation gives
[TABLE]
By the orthogonality of exponential functions, the inner sum vanishes unless . Hence
[TABLE]
where we have used the inequality
[TABLE]
since . Summing over we see that
[TABLE]
We define the sequence of numbers for , where
[TABLE]
by
[TABLE]
and partition the set of primes into the sets
[TABLE]
Writing
[TABLE]
we have
[TABLE]
For each integer , we define the set by
[TABLE]
so that, replacing with for , we obtain
[TABLE]
For each prime we have and hence for we also have
[TABLE]
This implies that
[TABLE]
and hence
[TABLE]
where is given by
[TABLE]
An application of Lemma 3.1 gives
[TABLE]
which combined with (4.12) implies that
[TABLE]
and hence by (4.10)
[TABLE]
4.3. The sum
Fix some and consider . For each value of in the outermost summation we split summation over into arithmetic progressions mod . Recalling that is given by
[TABLE]
we see that
[TABLE]
and hence
[TABLE]
where is chosen to satisfy
[TABLE]
Let
[TABLE]
so that
[TABLE]
We consider bounding the terms . By the Cauchy-Schwarz inequality
[TABLE]
Using the orthogonality of exponential functions again, we see that the last sums vanishes unless . This gives
[TABLE]
After rearranging and extending the summation over to the complete residue system modulo , we derive
[TABLE]
where for an integer we define
[TABLE]
Substituting this in (4.14) gives
[TABLE]
Summing over gives
[TABLE]
which by the Cauchy-Schwarz inequality implies that
[TABLE]
At this point our strategy is to rearrange summation so we may apply Lemma 3.2. We define the sequence as in (4.8), we let be given by (4.11) and for each integer we define the following subsets of
[TABLE]
Writing
[TABLE]
the above implies that
[TABLE]
To further transform the sums define the numbers by
[TABLE]
so that
[TABLE]
After interchanging summation, we arrive at
[TABLE]
Let be a parameter to be chosen later. We now partition summation over and in as follows
[TABLE]
where
[TABLE]
To estimate , we first fix some with . Considering the inner summation over , we partition according to Lemma 3.2. Let
[TABLE]
and for integer we define the sets and by
[TABLE]
Lemma 3.2 implies that
[TABLE]
Considering and using the fact that for gives
[TABLE]
which implies that
[TABLE]
Recalling the choice of we see that
[TABLE]
which on assuming that
[TABLE]
simplifies to
[TABLE]
Hence considering , we have
[TABLE]
after the change of variable . Writing
[TABLE]
the above implies
[TABLE]
Considering the sum and recalling the definition of given by (4.15), we have
[TABLE]
Considering the last sum on the right, we have
[TABLE]
Since the term
[TABLE]
is bounded by the number of divisors of , we see that
[TABLE]
and hence
[TABLE]
which gives
[TABLE]
Substituting the above into (4.22) we get
[TABLE]
which simplifies to
[TABLE]
on recalling the choice of given by (4.16).
We now assume that
[TABLE]
Without loss of generality, we can also assume that and thus . Hence, the above bounds further simplify to
[TABLE]
Summing over and with we arrive at
[TABLE]
and hence
[TABLE]
We next consider . We begin our treatment of in a similar fashion to . In particular, we use (4.17) and the assumption that is admissible to obtain
[TABLE]
as .
Using (4.19) and then rearranging the order of summation, the above reduces to
[TABLE]
where
[TABLE]
We see from the definition (4.15) that
[TABLE]
and hence
[TABLE]
Since obviously , we can replace both and with . Recalling the choice of and the assumption (4.24), we get
[TABLE]
This implies that
[TABLE]
Substituting the bounds (4.25) and (4.27) in (4.18), we see that
[TABLE]
4.4. Concluding the proof
Substituting (4.13) and (4.28) in (4.5), gives
[TABLE]
Let be a parameter and make the substitution
[TABLE]
The above transforms into
[TABLE]
Next we chooise
[TABLE]
to balance the second and fourth terms. This gives
[TABLE]
We now note that the assumption (2.5) implies that
[TABLE]
which is the desired bound.
Finally, to complete the proof, it remains to note that (4.20) is satisfied by the assumption (2.7) and (4.24) is satisfied by (2.6).
5. Proof of Theorem 2.2
5.1. Initial tranformations
As before, for each prime we define the number by (4.1). Taking in Lemma 3.3 and recalling that denotes the order of mod , we have
[TABLE]
We define the sequence of numbers , as in (4.8) with . We also define the sets as in (4.9) for with given by (4.7).
Hence, partitioning summation over in (5.1) according to gives,
[TABLE]
where
[TABLE]
We define the number by
[TABLE]
and let be the largest integer with (since we obviously have so is correctly defined).
We now further partition the summation over and re-write (5.1) as
[TABLE]
where
[TABLE]
5.2. The sum
We fix some with . Considering , we define the sets
[TABLE]
so that
[TABLE]
where is given by
[TABLE]
For each we define the complex number by
[TABLE]
so that
[TABLE]
and writing
[TABLE]
we see that
[TABLE]
We have
[TABLE]
where
[TABLE]
and hence by the Cauchy-Schwarz inequality
[TABLE]
Expanding the square and interchanging summation gives
[TABLE]
which implies that
[TABLE]
Since
[TABLE]
the set
[TABLE]
is a subgroup of and from the inequalities
[TABLE]
we see that the conditions of Lemma 3.4 are satisfied. An application of Lemma 3.4 gives
[TABLE]
which by the Cauchy-Schwarz inequality implies that
[TABLE]
and hence by (5.7)
[TABLE]
Since
[TABLE]
we get
[TABLE]
Recalling (5.9) and the assumption each , we see that
[TABLE]
where is defined by (4.15). By (5.11) we have
[TABLE]
and hence by (5.8)
[TABLE]
Combining the above with (5.6) gives
[TABLE]
As in the proof of Theorem 2.1, see (4.23), we have
[TABLE]
where we have used the assumption and as otherwise Theorem 2.2 is trivial. Substituting the above into (5.12) gives
[TABLE]
and hence by (5.4)
[TABLE]
5.3. The sum
We fix some with and arrange as follows
[TABLE]
and hence there exists some sequence of complex numbers with such that
[TABLE]
An application of the Cauchy-Schwarz inequality gives
[TABLE]
Since the sequence is increasing and bounded by , we see that
[TABLE]
so that writing
[TABLE]
the above implies
[TABLE]
Considering , expanding the square and interchanging summation gives
[TABLE]
for some integers with . By (5.5) and (5.10)
[TABLE]
and hence
[TABLE]
where
[TABLE]
Considering , by the Cauchy-Schwarz inequality, we have
[TABLE]
Now, since
[TABLE]
we see that
[TABLE]
Since , we have
[TABLE]
which implies
[TABLE]
which after substituting the above in (5.15) gives
[TABLE]
We have
[TABLE]
and
[TABLE]
so that
[TABLE]
Combining the above with (5.14) gives
[TABLE]
which simplifies to
[TABLE]
since we may assume . By (5.4) we have
[TABLE]
5.4. Concluding the proof
Substituing (5.13) and (5.16) in (5.3) we derive
[TABLE]
Recalling the choice of in (5.2) the above simplifies to
[TABLE]
and the result follows with (as clearly and thus )
6. Proof of Theorem 2.3
First we note that without loss of generality we may assume the binary digits of are zeros on all positions .
For a prime , let be the number of with . One can easily see that is the number of solutions to the congruence
[TABLE]
We now proceed similarly to the proof of [15, Theorem 18.1]. Using the orthogonality of exponential functions, we write
[TABLE]
Therefore,
[TABLE]
where
[TABLE]
Using [15, Equation (18.2)] we write
[TABLE]
where
[TABLE]
Now, by Theorem 2.2 if we fix some , then there is some such that if
[TABLE]
then we have
[TABLE]
Since , to satisfy the above conditions, it is enough to define by the equation
[TABLE]
or, more explicitely,
[TABLE]
Combining this with (2.8), we see that for all but primes we have . For each of these primes , a combination of (6.1) and (6.2) implies that (provided that is large enough), which concludes the proof.
7. Possible improvements
We note that one can get an improvement of Theorem 2.1 by using a combination of different admissible pairs depending on the range of in our treatement of the sum (4.17) in and thus making the choice of and in (4.26) dependent on and .
In particular, one can use the admissible pairs (2.1), (2.2), (2.3) and (2.4) as well the admissible pairs of Konyagin [14] and Shteinikov [23] for small values of in (4.17).
Acknowledgement
This work was partially supported by the NSF Grant DMS 1600154 (for M.-C. C.) and by ARC Grant DP170100786 (for I. S.).
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