Schatten class Hankel and $\overline{\partial}$-Neumann operators on pseudoconvex domains in $\mathbb{C}^n$
Nihat Gokhan Gogus, Sonmez Sahutoglu

TL;DR
This paper investigates the Schatten class properties of Hankel and $ar{ abla}$-Neumann operators on smooth pseudoconvex domains in complex space, establishing conditions under which these operators are compact or belong to specific Schatten classes.
Contribution
It proves that certain Hankel operators are in Schatten $p$-class only for constant symbols when $p o 2n$, and demonstrates the $ar{ abla}$-Neumann operator is not Hilbert-Schmidt on these domains.
Findings
Hankel operators in Schatten $p$-class imply constant symbols for $p o 2n$.
The $ar{ abla}$-Neumann operator is not Hilbert-Schmidt.
Provides conditions linking operator class membership to function constancy.
Abstract
Let be a -smooth bounded pseudoconvex domain in for and let be a holomorphic function on that is -smooth on the closure of . We prove that if is in Schatten -class for then is a constant function. As a corollary, we show that the -Neumann operator on is not Hilbert-Schmidt.
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Schatten class Hankel and -Neumann operators
on pseudoconvex domains in
Ni̇hat Gökhan Göğüş
Sabancı University, Tuzla, 34956, Istanbul, Turkey
and
Sönmez Şahutoğlu
University of Toledo, Department of Mathematics & Statistics, Toledo, OH 43606, USA Sabancı University, Tuzla, 34956, Istanbul, Turkey [email protected]
Abstract.
Let be a -smooth bounded pseudoconvex domain in for and let be a holomorphic function on that is -smooth on the closure of . We prove that if is in Schatten -class for then is a constant function. As a corollary, we show that the -Neumann operator on is not Hilbert-Schmidt.
Key words and phrases:
Hankel operators, -Neumann problem, Hilbert-Schmidt, Schatten -class, pseudoconvex domains
2010 Mathematics Subject Classification:
Primary 47B35; Secondary 32W05
Let be a bounded domain in and denote the Bergman space, the set of square integrable holomorphic functions on . We define the Hankel operator with symbol as follows: for , where is the identity map and is the Bergman projection.
In this paper we study Schatten -class membership of Hankel operators. The Hankel operator is said to be in the Schatten -class, , if the operator is in the trace class, . We recall that a self-adjoint compact operator on a separable Hilbert space is in if its eigenvalues are absolutely summable. We note that is the class of Hilbert-Schmidt operators and we refer the reader to [Zhu07] for more information about these notions.
On the unit disc, , Arazy-Fisher-Peetre [AFP88] (see also [Zhu07, Theorem 8.29]) showed that for the Hankel operator is in the Schatten -class if and only if is in the Besov space consisting of holomorphic functions on such that
[TABLE]
where is the Lebesgue measure.
In higher dimensions, that is for , the first result is due to Kehe Zhu. He [Zhu90] showed that in case is the unit ball and is holomorphic, for if and only if is constant. Since then Schatten -class membership of Hankel operators has been studied by many authors. For example, to list a few, it has been studied on the unit ball [Zhu91, Xia02, Pau16], strongly pseudoconvex domains [Li93], finite type pseudoconvex domains in [KLR97], Reinhardt domains [Le14, ÇZ13, ÇZ17], and the Fock spaces [Sch04, Sch09, SY13]. In this paper, we study it on -smooth bounded pseudoconvex domains in for . Throughout the paper denotes the space of holomorphic functions on .
Our main result is the following theorem.
Theorem 1**.**
Let be a -smooth bounded pseudoconvex domain in for and . Then is in for if and only if is a constant function.
The following is a trivial corollary of Theorem 1.
Corollary 1**.**
Let be a -smooth bounded pseudoconvex domain in for and . Then is Hilbert-Schmidt on the Bergman space if and only if is a constant function.
Hankel operators, through the Kohn’s formula, are connected to the -Neumann operator, an important tool in several complex variables. Now we explain this connection.
Let be the complex Laplacian on , the square integrable -forms on . This is an unbounded, self-adjoint, closed operator. Hörmander [Hör65] showed that (see also [CS01, Theorem 4.4.1]), if is a bounded pseudoconvex domain in , then the complex Laplacian has a bounded solution operator , called the -Neumann operator. Furthermore, Kohn [Koh63] (see also [CS01, Theorem 4.4.5]) proved that the Bergman projection and are connected trough the following formula
[TABLE]
Therefore, one can show that if is a bounded pseudoconvex domain and then for . So it is reasonable to expect to be closely connected to . Indeed this is true in terms of compactness of the operators. We refer the reader to [Str10, Proposition 4.1] and [ČŞ09, ÇŞ14, ŞZ17] for some recent results in this direction, and to books [CS01, Str10, Has14] for more information about the -Neumann problem.
In terms of Schatten -class membership of we have the following corollary, which will be proven at the end of the paper. We note that the result in Corollary 2 below also holds for the restriction of onto , the space of -forms with square integrable holomorphic coefficients on Furthermore, while (canonical solution operator to ) is Hilbert-Schmidt for , it fails to be Hilbert-Schmidt when is the unit ball in for . We refer the reader to [Has14, Chapter 2] and the references therein for results about Schatten -class membership of .
Corollary 2**.**
Let be a -smooth bounded pseudoconvex domain in for and denote the -Neumann operator. Then is not in and is not Hilbert-Schmidt.
The rest of the paper is organized as follows. In the next section we will present some necessary basic results that are well known. We include them here for the convenience of the reader. In the last section we give the proofs of Theorem 1 and Corollary 2.
Preparatory Results
In this section we will include some preparatory results that will be useful in the proof of Theorem 1. We include them here for the convenience of the reader but we don’t claim any originality about these results.
Let be a bounded domain and . Then the Berezin transform of is defined as
[TABLE]
where . Furthermore, we define
[TABLE]
We denote . In case we have
[TABLE]
as .
Lemma 1**.**
Let be a bounded domain in and . Then for .
Proof.
Let . Then
[TABLE]
Hence the proof of the lemma is complete. ∎
Corollary 3**.**
Let be a bounded domain in and . Then
[TABLE]
for .
Lemma 2**.**
Let be a bounded domain in and . Then .
Proof.
Let . Lemma 1 implies that . Then
[TABLE]
Hence the proof of the lemma is complete. ∎
We note that even though Lemmas 1 and 2 in [Zhu91] (used in the proof below) are stated for the ball, they are actually true on any domain. The following corollary can also be deduced from [Li93, Theorem 3.1]. We present a proof here for the convenience of the reader.
Corollary 4**.**
Let be a bounded domain in , and . Then implies that
Proof.
Let us assume that for . Then is in trace class on (see [Zhu07, Theorem 1.26]). Then [Zhu91, Lemma 1] (see also proof of [Zhu07, Theorem 6.4]) implies that
[TABLE]
Next we use Lemma 2 and [Zhu91, Lemma 2] (see also [Zhu07, Proposition 1.31]) to conclude that
[TABLE]
Therefore, the proof of the corollary is complete. ∎
Remark 1*.*
We will use [BBCZ90, Theorem F] in the proof of Theorem 1. So we take this opportunity to comment that even though [BBCZ90, Theorem F] is stated for bounded symmetric domains, observation of the proof (see [BBCZ90, Remark on pg 321] reveals that it is actually true on all bounded domains in . Indeed, let be a rotation-invariant -smooth function with and . Then for and sufficiently small we define
[TABLE]
where and . Then we have (see, for instance, [JP13, Remark 12.1.5]). To prove that , it is enough to show that
[TABLE]
where . We will show only the first equality as the second one is similar. Let where is a real number at the th spot. Since we are dealing with holomorphic functions, it is enough to prove that where . Since is a bounded linear operator with norm equal to 1 and we have
[TABLE]
as . Therefore, . Furthermore, using induction we conclude that for any multi-index .
The following is a version of [BBCZ90, Theorem F] for bounded domains in .
Theorem 2** ([BBCZ90]).**
Let be a bounded domain in and be a -smooth curve. Assume that denote the arc-length of with respect to the Bergman metric of and . Then
[TABLE]
Then we have the following useful corollary.
Corollary 5**.**
Let be a bounded domain in , and . Then
[TABLE]
where denotes the Bergman metric applied to the vector at .
Proofs of Theorem 1 and Corollary 2
Before we start the proof of Theorem 1 we present two results in several complex variables. We note that denotes the open ball centered at with radius . We will use the notion of CR functions in the following proposition. We refer the reader to [CS01, Chapter 3] for the definition and properties of CR functions.
Proposition 1**.**
Let be a domain in for , and . Assume that there exists such that is -smooth in the ball , the Levi form of has at least one positive eigenvalue at , and is CR function on . Then is constant.
Proof.
Using a holomorphic change of coordinates we may assume that is the origin, -axis is the real normal direction and is complex tangential (corresponding to a positive eigenvalue of the Levi form, and the two dimensional slice ) at , and
[TABLE]
is strictly convex at the origin. Furthermore, since small perturbations of strictly convex surfaces are strictly convex, the slices are strictly convex for sufficiently small . Then we conclude that there exists such that is union of discs parallel to -axis whose boundaries lie in .
Since is a CR function, [CS01, Theorem 3.3.2] implies that it has a holomorphic extension onto for some (here we shrink if necessary). Then the fact that and are harmonic and they match on imply that on . Hence, and are holomorphic on . Therefore, is constant. ∎
In the following theorem (see also [Ohs02, Theorem 6.8] for a statement) denotes the point in closest to and denotes the distance from to . We note that the function is well defined near -smooth portion of the boundary.
Theorem 3** (Diederich [Die70]).**
Let be a pseudoconvex domain in and . Assume that there exists an open neighborhood of such that is -smooth in and is composed of strongly pseudoconvex points. Then there exists a neighborhood of and such that
[TABLE]
for where and denote that complex tangential and complex normal component of at , respectively.
Now we are ready to present the proof of Theorem 1. We will use the fact that every bounded -smooth pseudoconvex domain has some strongly pseudoconvex boundary points (see, for instance, [Bas77]). Then we will follow the ideas in [Li93] and localize the estimate near a strongly pseudoconvex point in the boundary to get a contradiction in case for .
Proof of Theorem 1.
We will only prove the non-trivial direction. Since for we start the proof by assuming that . Then Corollary 4 (see also [Li93, Theorem 3.1]) implies that
[TABLE]
Let be a strongly pseudoconvex point and so that all points in are strongly pseudoconvex. By Corollary 5 we have
[TABLE]
for . Furthermore, Theorem 3 implies that there exists such that
[TABLE]
for where and are the tangential and normal components of , respectively. Combining the previous two estimates, we conclude that for any we have
[TABLE]
Then
[TABLE]
Combining the previous inequality with (1) we get
[TABLE]
We note that is comparable to near strongly pseudoconvex boundary points (see, for example, [Hör65, Theorem 3.5.1]). Then there exists such that for sufficiently small we get
[TABLE]
where and . Then . Since is continuous on we conclude that on . Finally, Proposition 1 implies that is constant. ∎
Finally we present the proof of Corollary 2.
Proof of Corollary 2.
Let denote the square integrable -closed -forms on and denote the -Neumann operator on . We note that is a closed subspace (as it is the kernel of ) of and maps into itself (as ). Range’s Theorem (see, for instance, [Str10, p.77] and [Ran84]) implies that on . Furthermore, if and only if (see [Zhu07, Theorem 1.26]). If is Hilbert-Schmidt then where is the space of -forms with square integrable holomorphic coefficients. However, for and . Therefore, and is not Hilbert-Schmidt. ∎
Acknowledgment
Part of this work was done while the second author was visiting Sabancı University. He thanks this institution for its hospitality and good working conditions. He also thanks Trieu Le for fruitful discussions. We are thankful to the anonymous referee for constructive comments that improved the presentation of the paper.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 2[Bas 77] Richard F. Basener, Peak points, barriers and pseudoconvex boundary points , Proc. Amer. Math. Soc. 65 (1977), no. 1, 89–92.
- 3[BBCZ 90] D. Békollé, C. A. Berger, L. A. Coburn, and K. H. Zhu, BMO in the Bergman metric on bounded symmetric domains , J. Funct. Anal. 93 (1990), no. 2, 310–350.
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- 7[ÇZ 13] Mehmet Çelik and Yunus E. Zeytuncu, Hilbert-Schmidt Hankel operators with anti-holomorphic symbols on complex ellipsoids , Integral Equations Operator Theory 76 (2013), no. 4, 589–599.
- 8[ÇZ 17] by same author, Hilbert-Schmidt Hankel operators with anti-holomorphic symbols on complete pseudoconvex Reinhardt domains , Czechoslovak Math. J. 67(142) (2017), no. 1, 207–217.
