Perturbed moments and a longer mollifier for critical zeros of $\zeta$
Kyle Pratt, Nicolas Robles

TL;DR
This paper develops new main terms for integrals involving the Riemann zeta function and Dirichlet polynomials, extends mollifier length, and improves the lower bound on the proportion of zeros on the critical line.
Contribution
It introduces refined main terms for zeta integrals and extends mollifier length from 17/33 to 6/11, enhancing zero proportion results.
Findings
Extended mollifier length from 17/33 to 6/11.
Improved main term formulas for zeta integrals.
Slight increase in the known proportion of zeros on the critical line.
Abstract
Let be a general Dirichlet polynomial and be a smooth function supported in with mild bounds on its derivatives. New main terms for the integral are given. For the error term, we show that the length of the Feng mollifier can be increased from to by decomposing the error into Type I and Type II sums and then studying the resulting sums of Kloosterman sums. As an application, we slightly increase the proportion of zeros of on the critical line.
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Perturbed moments
and a longer mollifier for critical zeros of
Kyle Pratt
Department of Mathematics, University of Illinois, 1409 West Green Street, Urbana, IL 61801, United States
and
Nicolas Robles
Department of Mathematics, University of Illinois, 1409 West Green Street, Urbana, IL 61801, United States
Wolfram Research Inc, 100 Trade Center Dr, Champaign, IL 61820, USA
Abstract.
Let be a general Dirichlet polynomial and be a smooth function supported in with mild bounds on its derivatives. New main terms for the integral are given. For the error term, we show that the length of the Feng mollifier can be increased from to by decomposing the error into Type I and Type II sums and then studying the resulting sums of Kloosterman sums. As an application, we slightly increase the proportion of zeros of on the critical line.
2010 Mathematics Subject Classification:
Primary: 11L05, 11L26, 11M26; Secondary: 11L07, 11M06.
Keywords and phrases: Riemann zeta-function, critical line, zeros, mollifier, Weil bound, incomplete Kloosterman sums, bilinear Kloosterman sum, Type I and Type II sums, convolution structure
1. Introduction
1.1. Background and motivation
Let be the Dirichlet polynomial
[TABLE]
Research on the twisted second moment
[TABLE]
with a smooth function supported in and with derivatives satisfying , has been well studied in the literature of the Riemann zeta-function, see e.g. [1, 3, 7, 8, 21]. The applications of are very deep, as one may use asymptotic estimates for to make sense of the distribution of values of -functions, the location of their critical zeros, as well as upper and lower bounds for the size of -functions (see, among many examples, [11, 9, 10, 16, 19, 23, 24]).
As often stressed, one key aspect to obtaining good results is to make sure that be as large as possible. One notorious example of such a benefit is that the larger is, the larger the proportion of zeros of on the critical line becomes, up to certain limitations. For example, it is known that if one could take , then the Lindelöf hypothesis follows (see e.g. [3]). Moreover, as shown in [4], if one could take in the Conrey-Levinson mollifier (see below), then the Riemann hypothesis would follow.
For values of such that , the literature goes back, at least, to Levinson [21]. Indeed, taking is not at all taxing, and it is powerful enough to show that at least a third of non-trivial zeros of are on the critical line. Refinements on the value of due to Conrey [8] have increased that percentage to . Adding, or refining, the structure of the coefficients of the Dirichlet polynomial in (1.1) also leads to improved values of the above mentioned proportion, [6, 7, 16, 19, 20, 24].
One of the first systematic results on was produced by Balasubramanian, Conrey and Heath-Brown in [1]. For , they showed that
[TABLE]
where and are the gcd and the lcm of and , respectively. Here is Euler’s constant.
When is a mollifier, a loose term to indicate that approximately replicates the behavior of , they showed that one could increase from to . This improvement allowed them to show that at least of the zeros are on the critical line.
An important and subtle change of behavior takes place when . This is because when only the “diagonal” terms contribute to the main term, and the rest is absorbed in the error; for there is a nontrivial contribution from the “off-diagonal” terms.
Bettin, Chandee, and Radziwiłł [3] succeeded in breaking the barrier for an arbitrary Dirichlet polynomial. They showed that if with , then
[TABLE]
Observe that .
The key to the error term in (1.3) was a result of Bettin and Chandee [2] on bounds of generic trilinear Kloosterman sums, see 2.
Let us now move on to the details of this paper. Suppose that and denote the usual Möbius and von Mangoldt functions, respectively. Using the insights and methods of [3], we study the more general twisted second moment
[TABLE]
where . We consider three cases for the coefficients , namely
[TABLE]
Here denotes the class of smooth functions given by
[TABLE]
where is a polynomial.
The third case of (1.6) was studied by Conrey in 1989, and we call this third case the “Levinson-Conrey,” or simply “Conrey,” mollifier. The main innovations of this paper lie in studying the second case of (1.6), and extending the range of for which one may prove an asymptotic formula. The second case is colloquially known as the “Feng” mollifier, since it was first exploited in [16, 19].
The reason behind the choice of (1.5) needs to be explained. As it will be elaborated in 5, the presence of the terms and is due to the fact that in order to compute the percentage of zeros on the critical line, one first computes and then sets , where is a bounded positive real number of our choice (to be optimized). Therefore, the integral in (1.2) needs to be generalized to accommodate the variables and .
The strength of the result appearing in [3] is the generality of . However, often times applications of or allow for specialization of the shape of . In fact, the mollifier encountered earlier to produce percentages of zeros requires that should be close to the Möbius function . The precise bonus coming from the shape will be explained in 5.
1.2. Main result
Set . We are now in a position to state the results of the paper.
Theorem 1.1**.**
Let . Then one has
[TABLE]
with given by the following cases
[TABLE]
with .
Remark 1.1**.**
Let denote the main term of Theorem 1.1. By the use of the Laurent series of around we have
[TABLE]
This implies that
[TABLE]
Therefore when we obtain
[TABLE]
which is the main term from (1.4).
Remark 1.2**.**
Colloquially, this means that the length of the Feng mollifier can be “pushed” from to . We succeed by exploiting more of the structure of the mollifier, rather than relying on estimates for generic forms in Kloosterman sums.
1.3. Additional results
Sometimes it is useful to consider moment integrals where there is a cross product of two different Dirichlet polynomials. More specifically, suppose we have two Dirichlet polynomials of the form
[TABLE]
In this case and . Now we focus on integrals of the form
[TABLE]
In this scenario, we have the following result.
Theorem 1.2**.**
Let . Then one has
[TABLE]
with given by
[TABLE]
with .
Remark 1.3**.**
Theorem 1.2 states that if one couples the Conrey mollifier along with a generic mollifier under the same twisted second moment, then the limiting exponent in the error above becomes .
Lastly, we consider
[TABLE]
where and are defined in (1.7) and the additional condition that . The result is as follows.
Theorem 1.3**.**
Let and . Then one has
[TABLE]
where given by
[TABLE]
and with .
1.4. Final remarks
The original approach presented in [8] to get the main terms of required the functional equation of the more complicated Estermann zeta-function (at ) [15],
[TABLE]
The more modern method of [3, 6, 27] utilizes the approximate functional equation of the simpler Riemann zeta-function. Both techniques are equivalent, in the sense that they lead to the same main and error terms. We have shown preference for the latter in order to parallel [3].
Finally, throughout the paper, we use shall use the convention that denotes and arbitrarily small positive quantity that may not be the same at each occurrence.
2. Preliminary results
2.1. The approximate functional equation
As mentioned in the introduction, the starting point is an adaptation of the approximate functional equation of the Riemann zeta function (see [6, Lemma 4.1] and [27, Lemma 4], or more generally [18, Theorem 5.3]). More precisely, let
[TABLE]
In other words, is an entire function such that for any fixed and . We note that , and . Next, we define
[TABLE]
where
[TABLE]
for large and in any fixed vertical strip. With this notation, the approximate functional equation becomes
[TABLE]
for with real part less than , and for any . Here
[TABLE]
for large and in any fixed vertical strip. As remarked in [6, p. 43], , also known as a pole annihilator, can be chosen from a wide class of functions. This particular choice has the advantage of making vanish at . If , then (2.1) becomes
[TABLE]
and we also get
[TABLE]
Therefore
[TABLE]
This is, in fact, the starting point of [3].
2.2. Bounds on Kloosterman sums
We require some results on Kloosterman sums that will be used to bound various error terms. We start with a result of Deshouillers and Iwaniec [12, 13].
Lemma 2.1**.**
Assume and . Then
[TABLE]
The next result is due to Bettin and Chandee [2], and it improves a result of Duke, Friedlander and Iwaniec [14] on bounds of bilinear Kloosterman sums.
Lemma 2.2**.**
Let be complex numbers, where , , and . Then for any , we have
[TABLE]
where denotes the norm.
We may now proceed with the proof of the results.
3. Proof of Theorem 1.1
From (2.1) we get
[TABLE]
where
[TABLE]
and
[TABLE]
We first concentrate on , then describe the modifications necessary to handle . Pulling the sums out of the integrals, we get
[TABLE]
where the sum is over , is the sum when and is the sum when .
3.1. Diagonal terms
We start with . For , we write where . The contribution from the diagonal term is therefore
[TABLE]
by the use of (2.2) in the last line. This term will be later combined with a contribution from the off-diagonal terms. Together, they give the main term in 1.1.
3.2. Off-Diagonal terms
Let us now move on to the off-diagonal terms . First, recall that
[TABLE]
We now write . From (4.4) of [27] (note the typo) or [18, Proposition 5.4] we have that for any and , we have uniformly in ,
[TABLE]
This means that we can truncate the sum over to . We introduce the smooth partition of unity
[TABLE]
where is smooth, supported in , and satisfies for all . This partition of unity will also satisfy \sideset{}{{}^{\prime}}{\sum}\nolimits_{M}1\ll\log(2+T). Therefore the non-diagonal term becomes
[TABLE]
where and . Using (3.1) and integration by parts, it is not hard to show that with , where , give a negligible contribution. In other words
[TABLE]
where is large enough. Next, we move on to . By (2.2) we have
[TABLE]
where is an analytic function of and for sufficiently large and . Moreover, we have the estimate
[TABLE]
The error term associated to this approximation is then given by
[TABLE]
As is analytic in for , we can move the line of integration in from to . We now apply the triangle inequality and proceed to use trivial estimations. We upper bound the quantity by 1, and use our bound for . From the rapid decay of in vertical strips and the fact that is supported in , it is then easy to see that
[TABLE]
We deduce that
[TABLE]
Since we have , and
[TABLE]
Taking square roots and using the same bounds and approximations as in [3] (see also the treatment below), we then obtain
[TABLE]
Next, we extract the greatest common divisor of , and obtain
[TABLE]
We study the innermost sum. By the support of , the inner sum is bounded by
[TABLE]
for some positive constants and some residue class modulo . We change variables and approximate the sum by an integral, which yields
[TABLE]
Summing over the rest of the variables trivially, we obtain
[TABLE]
for some and . Applying these bounds yields
[TABLE]
In the case we have , and
[TABLE]
Hence for , we get the approximation
[TABLE]
as well as
[TABLE]
Since , we have that . So, we have the bound , and the error term from using the above approximations in (3.2) is
[TABLE]
by the definition of and the above bound on . This gives us the split
[TABLE]
where
[TABLE]
as well as
[TABLE]
since the rest of the terms arising from the above approximations also give a contribution which is . We set the temporary notation . Let us first examine . To this end, extract the common divisor of and and write as
[TABLE]
where
[TABLE]
Using Poisson’s summation formula yields
[TABLE]
Next, we make the change of variable so that
[TABLE]
where
[TABLE]
Now we must study three cases: , and . The first case will provide the contribution to the main term, the second case is negligible and the third case will require estimates on Kloosterman sums.
3.2.1. The case .
The contribution to from is
[TABLE]
As argued in [3], we can extend the sum over to , since, as done previously, we can show that the term yields a negligible contribution. Next, we make the change of variables and integrate by parts twice the second line of (3.2.1) to get
[TABLE]
where by a trivial estimate of the part of integral over with and the properties of and and . Now we sum over and . We start with so that
[TABLE]
Summing over and yields
[TABLE]
The interchange of sum over and the integrals can be justified by absolute convergence. Here is the sum over and is the sum over . Changing variables and re-arranging yields
[TABLE]
since we had previously set for . The next step is to see that
[TABLE]
Using the Mellin transform of , namely [22]
[TABLE]
valid for , turns the -integral into
[TABLE]
We have used the duplication formula for the gamma function. We were able to move the path of integration from to without encountering singularities because the simple pole of is canceled by the simple zero of the cosine in the integrand at . Note that if , then would still guarantee the lack of a pole 111In [3, p. 13] it is argued, in addition, that cancels the pole of at .. Inserting this into the -integral yields
[TABLE]
after an application of the functional equation of the Riemann zeta-function and the change of variables noting that . From the diagonal terms we have
[TABLE]
Now, we move the path of integration of the integral to and we only pick up a simple pole at for which
[TABLE]
since . This is the only singularity since the pole of at is canceled by the simple zero of at .
We take the chance to explain what happens with . Recall that
[TABLE]
We split into diagonal and off-diagonal cases. In the diagonal case we can immediately use the approximation (2.4). In the off-diagonal case we truncate the sum by means of the rapid decay of , then integrate by parts. Here we use the fact that
[TABLE]
which follows from Cauchy’s integral formula and Stirling’s approximation for . Having done so, we may then use (2.4) and bound the error as we did with the error in the approximation (2.2). A similar analysis then shows that the diagonal terms of are given by
[TABLE]
The off-diagonal terms coming from are given by
[TABLE]
Therefore, we see that
[TABLE]
where
[TABLE]
Likewise, , where
[TABLE]
To account for the arithmetical terms in front of the integral we have used the fact that
[TABLE]
since . Consequently, the total contribution to the main terms coming from the diagonal terms and the two contributing pieces of the off-diagonal terms is
[TABLE]
This explains the main term of Theorem 1.1. In the next sections we estimate the error terms.
3.2.2. The case .
Recall that . We make the change variables so that
[TABLE]
Since is supported in we have that . Moreover, since is supported in the interval . Furthermore, due to the rapid decay of . Integrating by parts times, we obtain
[TABLE]
Therefore, the contribution to from is
[TABLE]
when is sufficiently large. Thus, the terms for which yield a negligible contribution.
3.2.3. The case .
It is sufficient to consider the terms . We change of variables , followed by , and consider
[TABLE]
To decouple the variables and we write in terms of its Mellin transform , i.e.
[TABLE]
Let , , and . With this notation, we arrive at the following
[TABLE]
Observe that since is supported in we have . Moreover, because is supported in . We now distinguish three cases.
The first, and easiest, case is when we have no information about the coefficients other than . Here we use Lemma 2.2, as in [3]. In our slightly modified setting we have only to note that and . The second and third cases, in which we specialize the coefficients, are more difficult and we give the proofs after we bound the error .
3.2.4. The bound for
Here we bound the error , which appeared in (3.2). As with we extract the common divisor from and , apply the Poisson summation formula, and change variables to obtain
[TABLE]
where
[TABLE]
If we integrate by parts, as in Case 2 of , we see that the contribution coming from the terms with is . The rest of the proof is finished by estimating trivially the remaining terms, namely
[TABLE]
from which we obtain
[TABLE]
3.2.5. Bounding the Error Terms: Feng and Conrey
For specialized coefficients , we study here the sum
[TABLE]
where are functions satisfying . We give full details only when the coefficients are coefficients of the Feng mollifier. The argument is virtually identical in the case of the Conrey mollifier, and we indicate some of these differences as we go along. Our argument is based on that of Conrey [8].
Let us now suppose that the are given by the coefficients of the Feng mollifier (see, e.g. [16]), that is,
[TABLE]
where the are polynomials satisfying certain properties and is a fixed integer. By linearity we see it suffices to study
[TABLE]
What shows up in is not , but , and we need to separate and from one another as much as possible. It is easy to separate and inside of : by linearity and the binomial theorem we reduce to studying
[TABLE]
for some integers . The presence of the factor means we may assume , and thus . It therefore remains to separate and in .
For coprime integers , we have
[TABLE]
Since we have or , but we cannot have and . It follows that is the sum of sums of the form
[TABLE]
Since with we may uniquely write , where and . Obviously . Moreover, it is easy to see that . We therefore have
[TABLE]
and this gives the desired separation of and .
It follows that is a linear combination of sums of the form
[TABLE]
where and are fixed integers. Observe that .
Before proceeding, it is helpful to slightly clean up the notation. We set and , so that we need to estimate
[TABLE]
The next step is to decompose into different pieces. This will give rise to Type I and Type II sums, as they are often called in the literature. We recall the following identities, due essentially to Heath-Brown [17], for and , valid for :
[TABLE]
We apply these identities with . We split the range of summation of each variable into dyadic intervals of the form , which implies that for the function is a linear combination of functions of the form
[TABLE]
Here , , and for . It is possible that some contain only the integer 1.
Let be a parameter to be chosen. We claim that either there is some with , or there is a subset such that . If there exists an with we are done, and if there is some such that we are also done (take ). Thus we may suppose for all . Since and , there is some minimal such that
[TABLE]
By minimality we have
[TABLE]
the last inequality following since . We finish by taking . To balance the various error terms arising we eventually take .
It follows that is a linear combination of functions of the form , where is supported on integers and is equal to the constant one function or (the Type I case), or functions of the form , where are supported on integers (the Type II case). The functions are supported on dyadic intervals, and satisfy the bounds .
In dealing with the Conrey mollifier we perform a similar combinatorial decomposition on the Möbius function, and introduce a similar parameter , which is eventually taken to be .
Let us first consider a Type I sum. Using the binomial theorem to separate variables inside the logarithm, we must therefore estimate
[TABLE]
where , , and is an integer. By summation by parts, we have
[TABLE]
for some interval . By inclusion-exclusion this latter sum is equal to
[TABLE]
The inner sum is trivially . By Weil’s bound for Kloosterman sums [26], the inner sum is also . Taking the minimum of these two bounds and using the inequality , we have
[TABLE]
On summing over , and we obtain that the contribution to from a Type I sum is
[TABLE]
In the case of Conrey’s mollifier we also arrive at incomplete Kloosterman sums, but now the summation variable is not weighted by a factor . We are therefore able to apply Weil’s bound for Kloosterman sums directly.
We turn now to studying Type II sums. Separating variables via the Mellin transform of and the binomial theorem, it suffices to bound the sum
[TABLE]
say, where , and . We may assume without loss of generality that , so that in fact . This is almost in a form where we may apply Lemma 2.1, but we have the condition . However, this condition may be removed with Möbius inversion at no cost. We deduce that the contribution to from a Type II sum is
[TABLE]
where
[TABLE]
(The non-alphabetic ordering of the components of the tuples of is to facilitate comparison with [8, p. 23]). With Conrey’s mollifier we bound the Type II sums in the same fashion, but here there is no need for Möbius inversion to remove a coprimality condition.
Combining our bounds and integrating over , we find that
[TABLE]
We set and recall that . Summing over dyadic intervals , , and , we find that the contribution to from is bounded by
[TABLE]
If this error is for . For Conrey’s mollifier one finds that the error term is
[TABLE]
which is sufficiently small provided with .
4. Proof Theorem 1.2 and Theorem 1.3
4.1. Proof of Theorem 1.2
The strategy of the main terms is identical to the proof of the previous case with replaced by . The difference is in the error term involving the case when the structure of and are different. Recalling that
[TABLE]
We finish by a very similar analysis to that of 3.2.5.
4.2. Proof of Theorem 1.3
Once again the technique is the same, we first apply the approximate functional equation and separate into and . This time we bear in mind the convolution
[TABLE]
when computing the integral
[TABLE]
A similar analysis to that of [3, 4] ends the proof. We summarize the steps. By following a path like that of the proof of Theorem 1.1, we arrive at
[TABLE]
Let us now write as , where and . We leave unchanged. This implies that the quantity we need to bound is
[TABLE]
Here the sums over and are dyadic sums up to and , respectively.
The key instruments are now a separation of the variables like the one performed in 3.2.5 via the Mellin transforms of the functions and , followed by an application of Lemma 2.1. For convenience to the reader we remark the following identification of indices: the sum over in the lemma is the sum over with but the sum over remains the same with ; moreover, the sum over is the sum over with , and the sum over becomes the sum over with . Lastly, . Once the dyadic sum over is performed, the result of Lemma 2.1 implies that the above expression is bounded by
[TABLE]
see [3, p. 17] for further details.
5. Application to critical zeros
We mentioned in 1 that one needed rather than in order to compute the percentage of zeros on the critical line. More precisely, let and be the number of zeros inside the rectangle and on the critical line, respectively, both up to height , (see e.g. [25, 9 and 10]). The proportion of zeros222A history of the values of is documented in [19]. Bui, Conrey and Young [6] were able to get . Feng [16] claimed a value of , though this was contested in [5, 19, 24], and reduced to due to an incomplete claim on the error terms. The calculation in this note shows that the length of Feng’s mollifier may indeed be taken to be larger than , but pushing past to (perhaps) will require more effort. on the line is defined as
[TABLE]
Littlewood’s lemma yields the useful inequality [25, p. 290] and [8, p. 7]
[TABLE]
thereby linking the percentage to twisted second moments. Here is defined by
[TABLE]
where is a real polynomial satisfying and , and (recall that is a bounded constant of our choice). In this case the Dirichlet polynomial is chosen to mimic or . Rather than computing the integral in (5.1), it is more useful to compute defined by
[TABLE]
We use a two-piece mollifier . We take to be the Conrey mollifier, with coefficients given by
[TABLE]
where is a polynomial satisfying some minor conditions, and with . We take to be the Feng mollifier, with coefficients
[TABLE]
The polynomials also satisfy some minor conditions, and we are free to choose the integer parameter . We have with .
We next open the square in (5.1) and employ Theorem 1.1 for integrals involving for , and Theorem 1.2 for the integrals involving and . The error terms associated with this process will hold uniformly by Cauchy’s integral formula [6, p. 41]. For the sums over and one first uses the fact that
[TABLE]
and then follows the technique of the main term computations given in [7, 6] and [8, p. 13] for Conrey’s mollifier and in [16, 3] for Feng’s mollifier.
We utilize these main term computations in conjunction with the following choice of parameters: take , , and in the main terms of Feng mollifier (see e.g. [16, Theorem 2] [19, Theorems 1.1, 1.2 and 1.3]) as well as
[TABLE]
This yields .
6. Acknowledgments
The authors would like to acknowledge Roger Baker, Maksym Radziwiłł, Arindam Roy, and Alexandru Zaharescu for fruitful and helpful comments. The second author would like to thank Maksym Radziwiłł for his hospitality at McGill University.
The authors thank Roger Heath-Brown for discovering a misprint in the statement of Theorem 1.2 in earlier versions of this manuscript.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 7[7] J. B. Conrey. Zeros of derivatives of the Riemann’s ξ 𝜉 \xi -function on the critical line . J. Number Theory, (16):49–74, 1983.
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