Gravity and decoherence: the double slit experiment revisited
Joseph Samuel

TL;DR
This paper explores how gravity and related phenomena like thermal and Unruh radiation may cause decoherence, potentially explaining the quantum-to-classical transition observed in the double slit experiment.
Contribution
It introduces two thought experiments that support gravity as a mechanism for decoherence, linking acceleration, radiation, and quantum interference suppression.
Findings
Thermal radiation can suppress interference.
Unruh radiation in accelerating frames can cause decoherence.
Supports gravity's role in the quantum-classical transition.
Abstract
The double slit experiment is iconic and widely used in classrooms to demonstrate the fundamental mystery of quantum physics. The puzzling feature is that the probability of an electron arriving at the detector when both slits are open is not the sum of the probabilities when the slits are open separately. The superposition principle of quantum mechanics tells us to add amplitudes rather than probabilities and this results in interference. This experiment defies our classical intuition that the probabilities of exclusive events add. In understanding the emergence of the classical world from the quantum one, there have been suggestions by Feynman, Diosi and Penrose that gravity is responsible for suppressing interference. This idea has been pursued in many different forms ever since, predominantly within Newtonian approaches to gravity. In this paper, we propose and theoretically analyse…
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Gravity and decoherence:
the double slit experiment revisited
Joseph Samuela
a Raman Research Institute, Bangalore 560 080
Abstract
The double slit experiment is iconic and widely used in classrooms to demonstrate the fundamental mystery of quantum physics. The puzzling feature is that the probability of an electron arriving at the detector when both slits are open is not the sum of the probabilities when the slits are open separately. The superposition principle of quantum mechanics tells us to add amplitudes rather than probabilities and this results in interference. This experiment defies our classical intuition that the probabilities of exclusive events add. In understanding the emergence of the classical world from the quantum one, there have been suggestions by Feynman, Diosi and Penrose that gravity is responsible for suppressing interference. This idea has been pursued in many different forms ever since, predominantly within Newtonian approaches to gravity. In this paper, we propose and theoretically analyse two ‘gedanken’ or thought experiments which lend strong support to the idea that gravity is responsible for decoherence. The first makes the point that thermal radiation can suppress interference. The second shows that in an accelerating frame, Unruh radiation does the same. Invoking the Einstein equivalence principle to relate acceleration to gravity, we support the view that gravity is responsible for decoherence.
1 Gravity and Quantum Theory:
The outstanding problem of theoretical physics today is the relation between quantum theory and gravitation. Both these theories are experimentally very successful in their respective domains. Numerous experimental tests have vindicated Einstein’s general theory of relativity and the remarkable success of quantum physics in atomic, molecular, condensed matter physics and relativistic quantum field theory needs no elaboration. The problem of merging these two successful theories into a coherent whole has remained, despite much theoretical effort. A popular approach these days is to investigate new theories which reduce, in the low energy limit, to general relativity. Unfortunately, the energy scales of quantum gravity are too high for us to get any experimental guidance in this venture. The only guidance we have is from considerations of internal consistency and aesthetics. Since aesthetic considerations are subjective, it is not entirely surprising that there is no consensus in the physics community today about the best approach to quantum gravity.
Faced with this situation, an alternative strategy is to understand the existing theories better, by formulating gedanken or “thought” experiments in which both theories come into play. The “thought” experiments do not actually have to be performed, though they must be performable in principle. As theorists, we can command imaginary resources beyond the reach of current experiments, explore energy and length scales beyond the reach of technology and imagine idealised situations (like frictionless pulleys) which are not accessible to experimenters. Gedanken experiments have been used in the past, most famously in the Bohr-Einstein debates about the fundamentals of quantum mechanics.
In this paper, we propose two “thought” experiments, which are variations of the double slit experiment, which Feynman [1] described as “the only mystery of quantum mechanics”. While the electron double slit experiment has been performed in laboratories [2, 3, 4] over the world, the variations we propose here have not, to our knowledge, been discussed or analysed in any detail before.
The idea that gravity decoheres the wave function has been championed by Diosi [5, 6] and Penrose[7]. The line of thought can be traced back even further to Feynman [8, 9]. One focuses on the large distance behaviour of quantum mechanics rather than the short distance behaviour of gravity. To quote Feynman [8], “I would like to suggest that it is possible that quantum mechanics fails at large distances and for large objects, it is not inconsistent with what we do know. If this failure of quantum mechanics is connected with gravity, we might speculatively expect this to happen for masses such that , or near .” We will return to this quote at the end of this paper.
The idea of gravity induced decoherence has been pursued in many forms. See [10, 11, 12, 13, 14, 15] and references therein, for work on this topic. There are approaches which put in “by hand” a stochastic mechanism that effects non Unitary evolution, thereby altering the quantum theory to include a description of the “collapse of the wave function”. This is not the approach we take here. We wish to keep both GR and Quantum theory intact and look for decohering effects that destroy superpositions on larger scales.
Our objective here is to propose two gedanken experiments E1 and E2 and analyse them mathematically to work out the expected outcome, using only known physics. The two experiments are very similar in that they are both double slit experiments. Both experiments are performed under stationary conditions, with a monoenergetic electron beam tuned in intensity so that there is just about one electron at any time in the apparatus. E1 considers the electron double slit experiment in a thermal photon bath: we find that thermal fluctuations of the electromagnetic field destroy coherence of the electron beams. E2 considers the double slit experiment in a uniformly accelerated frame. We find that here too coherence is destroyed by fluctuations, though now they are quantum fluctuations of the Minkowski vacuum, seen by the accelerated Rindler observer as thermal. Our objective in linking these two experiments is that the first (E1) is based on very familiar laboratory physics, which will be readily accepted by the reader. The second (E2) is far removed from everyday experience. Yet, the mathematical analysis we present for E1 and E2 is virtually identical and serves as a bridge connecting everday physics to exotic physics.
2 E1:Double Slit experiment in a thermal environment
Figure 1 shows the setup for the double slit experiment. The source S emits a beam of monoenergetic, single electrons which are allowed to pass through two slits (separated by a distance ) in a screen, (shown in black) and fall on a detector (shown in grey). The interference pattern expected is drawn just behind the detector. Shown in the figure (Fig.1) are two paths and which the electron could have taken to get from the source to the detector. The probability for arriving at the detector with both slits open is , which is not the same as , the sum of the probabilites and of arrival with the slits open one at a time. The difference is the quantum interference term.
Let us clarify here that the two paths and can be arbitrary curves along which the electrons are guided by external potentials. We must specify that the kinetic energy of the electrons is much smaller than their rest energy . i.e, the electrons are moving at non-relativistic speeds. Else, there is a possibility of pair creation under the influence of the external potentials and slits, which could confuse the experiment.
Let us now look at the effect of a thermal environment on this experiment. We make the idealised assumption that the entire apparatus is transparent to photons. If the experiment is done at a finite temperature (much less than ), there will be ambient black body photons present. These photons could scatter off the electrons and in doing so, impart some momentum to them. The ambient photons are shown as wavy lines (Fig.1) in blue and red. The red photons have long wavelengths (long compared to , the slit separation) and these do not carry much momentum. The blue photons have shorter wavelengths than and so have enough momentum to deflect an electron from a bright fringe into a dark one. At a temperature , there is an abundance of thermal photons at a frequency , but higher frequency photons are exponentially scarce. We would expect then, that the interference pattern is progressively washed out as the temperature is raised. This physical argument shows that as increases beyond the electron interference pattern disappears and we recover the classical probability rule. Put differently, the thermal electromagnetic field has spatial correlations that die out with distance as where is the Wien wavelength. At high temperatures, the electromagnetic field fluctuations over the two slits are independent and the interference pattern is destroyed. (By high temperatures, we mean , where is the electron mass, else thermal production of electron positron pairs would confuse the experiment.)
This physical argument can be made mathematically precise. In the absence of the electromagnetic field, let the amplitude for arriving at the detector via path be and similarly the amplitude for arrive via path . For simplicity, we will assume that . Then , and . The interference term is
[TABLE]
and the fringe visibility is unity. In the presence of the electromagnetic field, these amplitudes are modified to and , where is the vector potential of the electromagnetic field. Eq. (1) naturally brings in the closed Wilson loop where the loop , goes from source to detector via following the arrow (Fig.1) and returns via against the arrow. The Wilson loop measures the total magnetic flux passing through the loop and puts an additional random phase into the interference term. The interference term is now given by
[TABLE]
In order to calculate this quantity, we decompose the electromagnetic field into modes ,
[TABLE]
where is a label for the modes. In E1, the modes are labelled by the momentum and polarisation, and , where is the frequency and the volume of the box. (We use periodic boundary conditions, so space is a torus). Computing the exponent of the Wilson loop, we find . Here , the “form factor” of the loop is given by
[TABLE]
We then find that the Wilson loop expectation value can be written as a product of independent contributions from the individual modes:
[TABLE]
Since each mode is an oscillator, the contribution from each mode can be worked out (see the appendix for mathematical details). is a Unitary operator , where destroys and creates a photon in the mode. is the “form factor” of the loop , essentially, the Fourier transform of the loop. To find the expectation value of , we use the thermal average
[TABLE]
where is the oscillator Hamiltonian for the mode. Each is real ( and lies between [math] and . quantifies the decohering effect of the single mode .
The product (5) of the , which measures the total decohering effect of all modes is also real and lies between [math] and . Since multiplies the interference term, the fringe visibility is the thermal average of the Wilson loop (we drop the label since the loop is held fixed). Our analysis (described in detail in the appendix) yields the closed analytic form
[TABLE]
This result is valid for arbitrary closed loops , where is the Fourier transform of the loop. For ease of calculation, we choose to be a square of side . (Such a loop could be realised in a an interferometer.) The form of for this specific choice of is plotted in Fig.2 as a function of .
As expected, is unity at low temperatures (and small loops) and decreases to zero at higher temperatures (and larger loops). Thus, the interference pattern is washed out by thermal effects. This calculation confirms the physical picture given earlier in terms of photons.
3 E2 :Double Slit Experiment in an Accelerated Frame:
Let us now consider our second thought experiment E2, performing the double slit experiment in a Rindler frame, which is a uniformly accelerated frame. We suppose that the apparatus, at rest in the accelerating frame, is transparent to photons and that electron-positron pair creation effects can be neglected.
Fig. 3 shows empty Minkowski spacetime and the world lines of uniformly accelerated observers. Such observers are known as Rindler observers. We consider Minkowski space with inertial coordinates and metric . We perform a coordinate transformation to new coordinates ( here is the acceleration)
[TABLE]
Computing , we find that this coordinate transformation only works in the region which consists of the right and left wedges (Fig.3). Our interest is only in the right Rindler wedge, where the Rindler observers are shown in red(Fig.3). This transformation is very similar to the transformation from Cartesian coordinates in the plane to polar coordinates, with playing the role of the “angle” and the radial coordinate. Just as circles have constant curvature, the world lines of accelerated observers are hyperbolae , which have constant acceleration. Two of these world lines are shown in red in Fig.3.
There has been much work in quantum field theory in non-inertial frames (and also in curved spacetimes). A surprising result of this field is that the notion of a particle is observer dependent[16]. It is known that [17, 18, 19] in the Minkowski vacuum (when the inertial observer sees no particles), Rindler observers see a thermal bath of particles with a temperature proportional to the acceleration :
[TABLE]
From the analogy with E1, we will readily see that for large enough acceleration, the Unruh photons will deflect the interfering electrons and thus destroy the interference pattern. This physical argument can also be placed on a mathematical footing, by computing the expected value of the Wilson loop in Rindler spacetime. The calculation is virtually identical to the one in E1 . The only difference is that the mode functions are no longer plane waves but those of Rindler spacetime. In E2, the modes are labelled by , where is now the frequency as seen by a Rindler observer and the transverse wave vector of the mode. These correspond to symmetries of the Rindler spacetime: translation in Rindler time and the transverse space coordinates . The modes of Rindler spacetime are plane waves in the transverse directions and involve Bessel functions in the direction. The formal steps of calculation are exactly the same for both E1 and E2. Our final conclusion is that acceleration causes destruction of the interference pattern in a manner very similar to that shown in Fig.1.
4 The Gravitational Analogue
We have focussed our attention on double slit experiments with charged particles and their decoherence due to fluctuations of the electromagnetic field. Obviously, this mechanism only works for charged particles. However, a corresponding mechanism with gravity replacing electromagnetism is expected to work for all particles, since gravity is Universal. In section II, we had first given a physical argument that the interfering charged particles scatter off thermal photons and destroy the fringe pattern. This argument applies also in the gravitational context: massive (mass ) neutral particles scatter off thermal gravitons. Within linearised gravity, one ignores self interaction of the gravitational field, and the blackbody gravitons have a spectrum very similar to photons, as they are both massless (differing only in spin). In a gravitational version of E1, we expect that the thermal bath of gravitons, imparts momentum to the interfering neutral masses and so destroys the interference pattern. In E2, we will assume that the perturbatively quantised gravitational field will also lead to a thermal bath of Unruh gravitons, just as in the electromagnetic case.
The mathematical analysis is more involved because, although gravity is a gauge theory like electromagnetism, it is non-Abelian and therefore nonlinear. However, if we confine ourselves to perturbative gravity, with , a linearised analysis reveals that the gravitational Aharonov Bohm effect [20] has a structure very similar to the electromagnetic case. We have in mind the gravielectric AB effect [21] rather than the smaller gravimagnetic one.
Imagine an interferometer, rather like LIGO, except that we use massive particles (as in atom interferometry) rather than photons. The action of a neutral particle of mass traversing a timelike path is
[TABLE]
leading to a phase in the amplitude for traversing . Let us first set the flat Minkowski metric. If and are the paths of the two arms of the interferometer, there is a fixed phase difference between the two arms. If we now perturb the metric away from flat spacetime: , () as happens for instance when a gravitational wave is incident on the interferometer, the phase difference depends on the perturbation , around flat Minkowski space.
We can expand the action in powers of . The first term in the expansion is (where is the unit four velocity of the massive particle), which represents the motion in the flat Minkowski background. The first order correction in is , which contributes a gravitational Aharonov-Bohm phase to the interference term. The phase is linear in the perturbation .
We now assume that the perturbation is thermal, corresponding to a black body radiation of gravitons. The only difference from the electromagnetic case is that the thermally fluctuating Wilson loop involves (where is the unit four velocity of the massive particle, normalised relative to the Minkowski metric) and therefore, the form factor is defined accordingly. The expansion of in modes and the passage from to follow the same steps as in electromagnetism.
As we can expect by analogy, the dimensionless fine structure coupling constant in (7) will be replaced by , leading to
[TABLE]
which answers exactly to Feynman’s expectation that the decohering effects will set in when the masses of interfering particles are comparable to the Planck mass.
5 Conclusion:
We have presented a simple solvable model for gravity induced decoherence. Our main results are contained in (7,11) and Fig.2, which show the progressive degradation of coherence. Our two gedanken experiments E1 and E2 clarify the relation between acceleration, temperature and decoherence. The Einstein equivalence principle states that the effects of gravity are indistinguishable from those of acceleration. We would therefore conclude from our analysis of E2 that gravity also must have a decohering effect on quantum interference. This is the main conclusion of this paper and it is entirely in consonance with the proposal of Feynman. Similar decohering effects are also expected to be seen by static observers outside the event horizons of black holes due to Hawking radiation.
Before concluding, we address a few questions that have been raised by readers of an earlier version of this paper.
Is the Unruh effect real? Is it not too small to observe? Do we not need experimental confirmation before we assume that the effect exists? Our model for gravity induced decoherence is based on the Unruh effect, which is expected to be present for Rindler observers. As noted by Peña and Sudarsky[22, 23], the Unruh effect does not represent new physics beyond that predicted by quantum field theory in Minkowski space-time. It is merely standard quantum field theory (which has been rigorously tested in laboratories) viewed from a non-inertial frame. To use an analogy, if one accepts that Newton’s laws of mechanics are valid in inertial frame, one must also accept that there will be a Coriolis’ effect in a rotating frame. Our belief in the Unruh effect need not wait upon further experimental confirmation. Experiments attempting to see the Unruh effect in acoustic analogues are an ongoing effort. However, these would only be demonstration experiments (like the Foucault pendulum in Paris), illustrating a theoretical prediction that is already well established.
Like many relativistic effects, the Unruh effect is tiny in normal laboratory conditions. For example, an acceleration equal to the earth’s gravity corresponds to a temperature of and a decoherence length of a light year. For an acceleration equal to the surface gravity of a neutron star, the temperature is and the decoherence length is . However, it is not the size of the Unruh effect that is the main point here. We are concerned with the principle that gravity can alter quantum mechanics at large distances. The size of the effects will increase as one gets to the stronger gravitational fields which one expects in the early Universe and the quantum gravity regime.
*Would there not be classical radiation from particles at rest (or slow motion) in the accelerating frame?
This relates to an old discussion about whether a static charge in an accelerated frame will radiate. This has been a lively and heated debate and the matter has been resolved. Much of the confusion disappears [24, 25] when one realises that the separation of an electromagnetic field into ‘Coulomb’ and ‘radiation’ fields is frame dependent. A uniformly accelerated charge in an inertial frame will indeed radiate. One can compute the electromagnetic field of the charge using the Lienard-Wiechert potentials. However, the same electromagnetic field if transformed into the frame of a Rindler observer will appear as a pure Coulomb field due to a charge at rest. In fact, in the Rindler frame there are only electric fields, no magnetic fields. To summarise, the Rindler observer sees no radiation, just the Coulomb field of the charge. There is no conflict between these two observations. The inertial observer has access to spacetime regions not accessible to the Rindler observer. Within the spacetime regions seen by the Rindler observer, there is a pure Coulomb field.
A similar argument applies to our case where the charges are not static but moving slowly and uniformly. Since we assume a monoenergetic electron beam, the current is steady. In this case there will be electric as well as magnetic fields due to the charges, but they will all be constant fields, independent of the Rindler time coordinate in the right Rindler wedge. These fields are therefore time independent fields and not radiation fields. In summary, the answer is no, there is no classical radiation in the Rindler frame. The Rindler observer can perform his two slit experiment without worrying about radiation from his experiment.
*How are divergences in the field correlation function dealt with?
*In plotting the curve of Fig. 2, we have plotted the visibility relative to its zero temperature value
[TABLE]
This is a vacuum subtraction and the procedure is described below. The calculation in the appendix for the loss of visibility from a single mode labelled gives (22)
[TABLE]
Even at zero temperature (when vanishes), there is a residual term coming from zero point fluctuations. The “vacuum subtraction” consists of dropping the in the exponent of (12). In the product over modes (5) the term dropped is
[TABLE]
The sum in the exponent is formally divergent. However, this divergence comes because, we have pretended that the loop is infinitely thin. This is both physically and mathematically incorrect, but it simplifies the presentation. The loops have to be thickened to many times the electron de Broglie wavelength to allow for a “bundle of paths” as in a real experiment. In fact, in a real experiment, they would be tubes or wave guides, which would smear the path and produce a finite answer.
In E2, we have assumed that the total system is in the vacuum of the inertial observer. The “vacuum subtraction” is done with respect to the Rindler vacuum.
The simple, solvable model for gravity induced decoherence proposed here differs considerably from that proposed in [11, 12]. One way to see this is to note the different regimes of validity. Our model shows decoherence even when the experiment E2 is done “horizontally” (in the plane, when gravity is along ) and even when the system in question has no internal structure. In contrast, the model of Refs[11, 12] need a composite interfering object (at least a clock[26, 27], which must have at least two internal states) and also need a vertical separation between parts of the apparatus. More seriously, the effects of [11, 12] can be undone by reversing the direction of the gravitational field, as noted by Adler and Bassi[13]. The effects we describe in E2 are irreversible. In E1, the loss of fringe visibility is due to the fact that we trace over the photon degrees of freedom, i.e, we do not observe the final state of the photons. Needless to say, if one works with the total system, the evolution is still unitary and there is no information loss or irreversibility. In E2, however, the final state of the photons is inaccessible to the Rindler observer, since they are scattered into inaccessible spacetime regions beyond the Rindler horizon. The Rindler observer sees irreversible loss of coherence and information.
Our experiment E1 is closer in spirit to work by Haba [28, 29] and Blencowe[30] who also investigate the decohering effect of thermal gravitons, relics from the early Universe. Our results seem to differ in detail from Ref.[30]. He finds that the decohering effects appear when the energy spread is of the order of the Planck scale. In our treatment, the decohering effect appears even for a monoenergetic system (. Our treatment of E1 is in broad agreement with Ref. [28, 29], but differs in detail since Ref. [28, 29] treats a time dependent, situation while, we are in a simpler stationary one. The use of the Unruh effect in E2 to produce a “thermal environment” from vacuum fluctuations is not considered in these references.
It will not have escaped the alert reader that while both experiments are proposed as gedanken experiments, E1 is well within reach of today’s laboratories. Apart from the qualitative fact of destruction of interference fringes, we are also able to quantitatively calculate the expected degree of coherence between the two beams. Fig. 1 therefore gives a quantitative prediction which can be tested in the laboratory. The single electron experiments [2, 3, 4], which have been performed to date use a loop size of order . At room temperature, decoherence effects are expected to set in when the loop size is about 20 times larger. Of course, the effect can be enhanced by using charged ions in place of electrons, since the decoherence effect is proportional to in the exponent.
The main conclusion of this study is that gravity does have a decohering effect on quantum systems, the effect being larger for sytems which are larger in size and more strongly coupled. The final formula (11) has the curious feature that it involves the fundamental constants and , representing quantum theory, relativity, gravity and statistical physics.
6 Acknowledgements:
It is a pleasure to thank T.R. Govindarajan, H.S. Mani, R. Rajaraman, G. Rajasekharan, Suvrat Raju, T.R. Ramadas and Supurna Sinha for discussions and Zbigniew Haba for drawing my attention to [28, 29]. Critical comments by two anonymous referees have helped me to improve this paper. I thank Gee-hyun Yang for spotting a missing factor (eq. 7) in the arxiv version, which is fixed the present version.
7 Appendix
This appendix presents the main steps involved in the computation of the thermal average of the Wilson loop . As explained in the text, the mode decomposition of the field reduces this to the computation of the thermal average of , where is the form factor of the loop and and , the destruction and creation operators for the th mode. Here we will drop the suffix , it being understood that and , all carry the suffix . Our notation is standard for the quantum harmonic oscillator. In this derivation we will set and equal to one and restore them only in the final expression. The calculation applies equally to E1 and E2 using the replacement to convert the acceleration to the Unruh temperature.
Using the oscillator Hamiltonian , we find
[TABLE]
where and , where . We introduce the short hand notation (used only in this appendix) and . evaluates to . is given by
[TABLE]
The expectation value of is evaluated using the standard (Baker-Campbell-Hausdorff) formula
[TABLE]
yielding
[TABLE]
Using the notation , we find by expanding the exponential
[TABLE]
Similarly, letting ,
[TABLE]
This yields
[TABLE]
where is the th Laguerre polynomial. Using the generating function for the Laguerre polynomials, we get
[TABLE]
which gives
[TABLE]
where is the Bose distribution. Restoring the fundamental constants we finally arrive at the simple form
[TABLE]
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