Periodic Solutions to Nonlinear Wave equation with $X$-dependent Coefficients under the General Boundary Conditions
Bochao Chen, Yong Li, Xue Yang

TL;DR
This paper proves the existence of time-periodic solutions for a nonlinear wave equation with spatially varying coefficients, relevant to nonhomogeneous strings and seismic wave propagation, using advanced mathematical techniques.
Contribution
It introduces a novel approach combining Lyapunov-Schmidt reduction and Nash-Moser iteration to establish solutions under general boundary conditions.
Findings
Existence of families of time-periodic solutions proven.
Applicable to models of nonhomogeneous string vibrations.
Relevant to seismic wave propagation in nonisotropic media.
Abstract
In this paper we consider a class of nonlinear wave equation with -dependent coefficients and prove existence of families of time-periodic solutions under the general boundary conditions. Such a model arises from the forced vibrations of a nonhomogeneous string and the propagation of seismic waves in nonisotropic media. The proofs are based on a Lyapunov-Schmidt reduction together with a differentiable Nash-Moser iteration scheme.
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Taxonomy
TopicsQuantum chaos and dynamical systems · Numerical methods for differential equations · Nonlinear Photonic Systems
Periodic Solutions to Nonlinear Wave equation with -dependent Coefficients under the General Boundary Conditions
Bochao Chen
School of Mathematics and Statistics, Center for Mathematics and Interdisciplinary Sciences, Northeast Normal University, Changchun, Jilin 130024, P.R.China
,
Yong Li
School of Mathematics and Statistics, Center for Mathematics and Interdisciplinary Sciences, Northeast Normal University, Changchun, Jilin 130024, P.R.China.
College of Mathematics, Jilin University, Changchun 130012, P.R.China
and
Xue Yang
School of Mathematics and Statistics, Center for Mathematics and Interdisciplinary Sciences, Northeast Normal University, Changchun, Jilin 130024, P.R.China.
Abstract.
In this paper we consider a class of nonlinear wave equation with -dependent coefficients and prove existence of families of time-periodic solutions under the general boundary conditions. Such a model arises from the forced vibrations of a nonhomogeneous string and the propagation of seismic waves in nonisotropic media. The proofs are based on a Lyapunov-Schmidt reduction together with a differentiable Nash-Moser iteration scheme.
Key words and phrases:
Wave equations; General boundary conditions; Periodic solutions; Lyapunov-Schmidt reduction; Nash-Moser iteration.
The research of YL was supported in part by NSFC grant 11571065, 11171132 and National Research Program of China Grant 2013CB834100
1. Introduction
This paper is devoted to the study of time-periodic solutions to nonlinear wave equation subject to the general boundary conditions
[TABLE]
where , , , is a small parameter, the potential , and the nonlinear forcing term is -periodic in time, i.e. is -periodic.
Equation (1.1) with depending on is a more realistic model, which describes the forced vibrations of a bounded nonhomogeneous string and the propagation of seismic waves in non-isotropic media, see [3, 4, 6, 5, 28, 29, 26, 27, 30, 2]. More precisely, the vertical displacement of a plane seismic waves at time and depth is described by the following equation
[TABLE]
where is the rock density, is the elasticity coefficient.
The search for periodic solutions to nonlinear wave equations has a long standing tradition. If the coefficients are nonzero constants, Equation (1.1) corresponds to the classical wave equation. The problem of finding time-periodic solutions to the classical nonlinear wave equation has received wide attention due to the first pioneering work of Rabinowitz [35, 36, 37, 38]. Provided that the nonlinearity is monotonic in , he [35] rephrased the problem as a variational problem and verified the existence of periodic solutions whenever the time period is a rational multiple of the length of spatial interval. Subsequently, Rabinowitz’s variational methods was developed by Bahri, Brézis, Corn, Nirenberg etc., and many related results was obtained, see [1, 14, 15, 16]. In these papers, time period is required to be a rational multiple of , i.e. the frequency has to be rational. When the forced frequency is irrational, the spectrum of the wave operator approaches to zero for almost every , which will leads to a “small denominators problem”. The case in which is irrational has been investigated by Fečkan [22] and McKenna[34], where the frequencies are essentially the numbers whose continued fraction expansion is bounded. At the end of the 1980s, a quite different approach which used the Kolmogorov-Arnold-Moser (KAM) theory was developed from the viewpoint of infinite dimensional dynamical systems by Kuksin [32], Eliasson[21] and Wayne [39]. This method allows one to obtain solutions whose periods are irrational multiples of the length of the spatial interval. In addition, this method is easily extended to construct quasi-periodic solutions, see [17, 33, 40, 23, 24, 25]. Later, in order to overcome some limitations inherent to the usual KAM procedures, Craig, Wayne [19] applied a novel method based on a Lyapunov-Schmidt decomposition and the Nash-Moser technique to construct the periodic of the wave equation with the Dirichlet boundary conditions and periodic boundary conditions. Bourgain successfully constructed the periodic or quasi-periodic solutions of the wave equation using the similar method, see [12, 13]. The advantage of this approach is to require only the “first order Melnikov” non-resonance conditions, which are essentially the minimal assumptions. Some recent results on Nash-Moser theorems can be found in [7, 8, 9, 10, 11] and the references there in.
On the other hand, the problem of finding periodic solutions to equation (1.1) with depending on was firstly considered by Barbu and Pavel in [4, 6, 5]. In [6], if is rational, then the spectrum of the linear operator has the following form
[TABLE]
Under the assumption , the linear spectrum possesses at most finite many zero eigenvalues and the other eigenvalues are far away from zero. For , , the infinite eigenvalues tend to zero for . Under assuming , Ji and Li obtained a series of results on looking for periodic solutions to equation (1.1) with under the general boundary conditions and periodic boundary conditions, see [28, 29, 26, 27]. The case of was also posed as an open problem by Barbu and Pavel in [6]. The difficulty arising from have been actually overcame by Ji and Li in [30] when the forced frequency is rational. For the forced frequency is irrational, the small denominators phenomenon arises. For the forced frequency is irrational with , Baldi and Berti [2] investigated equation (1.1) under Dirichlet boundary conditions, where the nonlinearity was assumed to be analytic in and in . They proved the existence of time-periodic solutions of the equation via a Lyapunov-Schmidt reduction together with a analytic Nash-Moser iteration scheme. In this paper, we will consider the case of the forced frequency is irrational and . There are two main difficulties in this work: (i) the finite differentiable regularities of the nonlinearity. All above results are carried out in analytic nonlinearities cases. However, there is no existence result of nonlinear wave equation (with dependent coefficients) with perturbations having only finitely differentiable regularities presently, which is the main motivation for this paper. (ii) the more general boundary conditions, which contain Dirichlet boundary conditions, Neumann boundary conditions, Dirichlet-Neumann boundary conditions and the general boundary condition. We have to give the asymptotic properties of the eigenvalues for different boundary conditions. Applying a differentiable Nash-Moser method [8, 9, 10, 11], under the “first order Melnikov” non-resonance conditions, we obtain the existence of time-periodic solutions to equation (1.1).
The rest of the paper is organized as follows: we decompose equation (2.1) as the bifurcation equation and the range equation by a Lyapunov-Schmidt reduction and state the main result in subsection 2.2. In subsection 2.3, the -equation is solved by the classical implicit function theorem under Hypothesis 1. Based on the type of boundary conditions, we give the asymptotic formulae for the eigenvalues of Sturm-Liouville problem (3.1) in section 3. Relayed on a differentiable Nash-Moser iteration scheme, we devote section 4 to solve the -equation under the “first order Melnikov” non-resonance conditions. In subsection 4.1, we give the properties -. The inversion of the linearized operators is the core of the differentiable Nash-Moser iteration. The aim of subsection 4.2 is to verify inversion of the linearized operators (see ). In subsection 4.3, we give the inductive lemma (see Lemma 4.5). At the end of the construction, we obtain a large measure Cantor-like set in subsection 4.4. Finally, in section 5, we list the the proof of some related results for the sake of completeness.
2. Main results
In this section, we decompose equation (2.1) into the bifurcation equation and the range equation by a Lyapunov-Schmidt reduction.
2.1. Notations
Rescaling the time , we consider the existence of -periodic solutions in time of
[TABLE]
with the corresponding boundary condition
[TABLE]
where with given positive constant . The -periodic forcing term is in and in for some large enough, more precisely , where
[TABLE]
with . It follows from the continuously embedding of into and the definition of that . In addition, if , then with .
Remark 2.1**.**
It is obvious that if , then is not the solution of equation (2.1).
Denote by with the following Sobolev space
[TABLE]
where
[TABLE]
Our aim is to look for solutions defined on of equation (2.1) in .
Remark 2.2**.**
Let denote a constant depending on . The Sobolev space with has the following properties:
[TABLE]
Proof.
The proof is postponed to Appendix 5.1. ∎
2.2. The Lyapunov-Schmidt reduction
For any , can be written as the sum of , where . Then we perform the Lyapunov-Schmidt reduction with respect to the following decomposition
[TABLE]
where
[TABLE]
Denote by , the projectors onto and respectively. Letting with , , equation (2.1) is equivalent to the bifurcation equation and the range equation :
[TABLE]
where
[TABLE]
In the same way, the nonlinearity can be written into
[TABLE]
where . This indicates that for
[TABLE]
Then the -equation is the time-independent equation
[TABLE]
We call (2.3) the infinite-dimensional “zeroth-order bifurcation equation”. This is a second order ODE with the corresponding general boundary conditions. The following hypothesis is required to make.
Hypothesis 1**.**
The following system
[TABLE]
admits a nondegenerate solution , i.e. the linearized equation
[TABLE]
possesses only the trivial solution in .
Let us explain the rationality of Hypothesis 1. The linearized equation (2.5) possesses only the trivial solution for . Thus the trivial solution of (2.4) with is nondegenerate. Due to the implicit function theorem, Hypothesis 1 is satisfied for small enough. This fact implies that there exists a constant small enough, such that, for all , Hypothesis 1 holds.
Remark 2.3**.**
Under Hypothesis 1, the -equation may be solved by the classical implicit function theorem. This idea is based on the technique of Craig and Wayne in [19]. By means of assuming the existence of a nondegenerate solution of the “zeroth-order bifurcation equation”, the finite dimensional bifurcation equation can be solved. The main reason that we apply the technique is the presence of the Cantor set of good parameters caused by solving the range equation via a Nash-Moser iteration. It’s very difficult to guarantee that the critical points lie in the Cantor set of good parameters if we use variational methods in the case of PDEs.
Let us state our main theorem as follows.
Theorem 2.4**.**
Assume that Hypotheses 1 and 2 (see (3.12)) hold for . Set , with , , and fix . If small enough, then there exist a constant depending on , a neighborhood of , and a map defined on , with values in , a map with
[TABLE]
and a Cantor-like set of positive measure satisfying
[TABLE]
such that, for all ,
[TABLE]
is a solution of equation (2.2), where stands for a rectangle contained in , and are defined by (4.34) and (4.69) respectively.
2.3. Solution of the bifurcation equation
In this subsection, under Hypothesis 1, we will solve the ()-equation relaying on the classical implicit function theorem.
Lemma 2.5**.**
Fix . There exist a neighborhood of , and a map defined on , with values in , such that solves the ()-equation in (2.2).
Proof.
According to Hypothesis 1, the linear operator
[TABLE]
is invertible from to . In addition, Lemma 5.5 implies that the following map
[TABLE]
belongs to . Therefore, by the implicit function theorem, there is a -path
[TABLE]
such that is a solution of the ()-equation in (2.2) with . ∎
Remark 2.6**.**
Lemma 2.5 indicates that belong to , where denotes the Fréchet derivative with respect to .
3. The general boundary value
Before solving the -equation, we first propose the asymptotic formulae of the eigenvalues to the following Sturm-Liouville problem
[TABLE]
Denote by the eigenvalues of (3.1).
Remark 3.1**.**
Based on the invertibility of the linearized operators (see (4.4)) on the -equation, we have to consider the Sturm-Liouville problem (3.1). The related application can be seen in subsection 4.2.
3.1. The Liouville substitution
Let
[TABLE]
Make the Liouville substitution
[TABLE]
where
[TABLE]
and satisfy
[TABLE]
Moreover we make the Liouville change
[TABLE]
where . Note that , which leads to
[TABLE]
Therefore the system (3.5) can be reduced into
[TABLE]
where
[TABLE]
We have to make an additional hypothesis:
Hypothesis 2**.**
[TABLE]
Now consider the following Sturm-Liouville problems
[TABLE]
where are defined by (3.11), , . By (3.7)-(3.8), it shows that depends on . However, for brevity, we do not write . The eigenvalues of the Sturm-Liouville problem (3.13)-(3.14) have the following properties.
Theorem 3.2**.**
[18, Theorem 2.1]** The eigenvalues of (3.13)-(3.14) form an infinite number sequence with , and as . In addition, the eigenfunctions with respect to have exactly zeros on .
Lemma 3.3**.**
If Hypothesis 2 holds, then for , where
[TABLE]
In particular, if .
Proof.
Multiplying both sides of (3.13) by and integrating over , it yields that
[TABLE]
Multiplying the first term of (3.14) by gives
[TABLE]
On the other hand, we obtain
[TABLE]
via multiplying the second equality of (3.14) by . Then . The combination of above estimates establishes
[TABLE]
which implies .
In what follows, we further prove that if . Supposed by contrary that , formula (3.1) leads to
[TABLE]
Since is the eigenfunction, it checks that . Plugging it back into the boundary conditions (3.14), we derive . This leads to a contradiction to . Hence . ∎
Since the eigenvalues of (3.13)-(3.14) are different when the type of boundary conditions is different, we restrict our attention to the following four cases:
Case 1: , , , .
Case 2: , , .
Case 3: , , .
Case 4: , , .
Remark 3.4**.**
Case 1 is called the Neumann boundary conditions, Case 2 and 3 are called Dirichlet-Neumann boundary conditions, and we call case 4 the general boundary conditions. In fact, the result about the Dirichlet boundary condition with finite differentiable nonlinearities can also be obtained. However, the Dirichlet boundary condition with analytical nonlinearities have been investigated in [2]. Thus, we only consider above four cases.
3.2. Neumann boundary value problem
In Case 1, the Sturm-Liouville problem (3.13)-(3.14) may be written as
[TABLE]
Lemma 3.5**.**
Denote by and the eigenvalues and orthonormal eigenfunctions of the Sturm-Liouville problem (3.17) respectively. Then, for , we have the following asymptotic formulae
[TABLE]
with , where is defined in (3.15) and
[TABLE]
Proof.
Before approching the lemma, we first claim for
[TABLE]
In fact, Lemma 3.3 shows for . On the one hand, applying the first equality in (3.17) and the Prüfer transformation
[TABLE]
with , we derive for
[TABLE]
Moreover we may choose , thanks to that has exactly zeros in and . Integrating (3.2) over , we get for
[TABLE]
And on the other hand, from the first term of (3.17) and the Prüfer transformation
[TABLE]
with , it yields that
[TABLE]
Denoting , , , by integrating (3.22) over , the quadratic formula and the elementary inequality , we obtain
[TABLE]
The above analysis verifies the claim (3.20), which implies
[TABLE]
Let . By Taylor expansion at , we have
[TABLE]
In view of the inequality: , there exists a constant with such that
[TABLE]
This completes the proof. ∎
3.3. Dirichlet-Newmann boundary value problem
In Case 2, the Sturm-Liouville problem (3.13)-(3.14) becomes
[TABLE]
Notice that Case 3 is reduced to Case 2 if the transform is made. Consequently, we just consider Case 2 in the section.
Lemma 3.6**.**
Let and denote the eigenvalues and orthonormal eigenfunctions of the Sturm-Liouville problem (3.23) respectively. Then, for , the following asymptotic formulae hold:
[TABLE]
with , where are given by (3.15) and (3.19) respectively.
Proof.
Applying the similar technique as in the proof of Lemma 3.5, we prove
[TABLE]
It follows from Lemma 3.3 that for . Denote by with the zeros of in . Letting , , we take satisfying for . This infers that for
[TABLE]
by Sobolev inequality. On the other hand, integrating by parts yields
[TABLE]
From multiplying both sides of the equation in system (3.13) by and integrating over , it derives that
[TABLE]
Then
[TABLE]
As a result
[TABLE]
This leads to
[TABLE]
Moreover for . The fact shows
[TABLE]
Let us check the upper bound in (3.25). We introduce the Prüfer transformation
[TABLE]
with . The calculation similar to the one used in Lemma 3.5 shows
[TABLE]
Since has exactly zeros in and , we may choose , which then gives . Integrating the above inequality over , we have
[TABLE]
where , , . Furthermore the quadratic formula together with the elementary inequality may give rise to
[TABLE]
Therefore the inequality in (3.25) is established. This reads
[TABLE]
Set . By Taylor expansion at , we have
[TABLE]
With the help of the fact , we have
[TABLE]
for some constant with . This completes the proof. ∎
3.4. General boundary value problem
In Case 4, we write the Sturm-Liouville problem (3.13)-(3.14) as
[TABLE]
Lemma 3.7**.**
Denote by and the eigenvalues and orthonormal eigenfunctions of the Sturm-Liouville problem (3.26) respectively . Then there exists an integer such that, for , the following asymptotic formulae hold:
[TABLE]
with , where is defined by (3.15) and .
Proof.
We should adopt the similar technique as in the proof of Lemma 3.5. Let us assert that there exists an such that, for , the following holds:
[TABLE]
Since , by Lemma 3.3, we arrive at for . First, we introduce the Prüfer transformation for
[TABLE]
The calculation similar to the one used in Lemma 3.5 shows for
[TABLE]
Denote by the zeros of in . Let , and . Hence we may choose , which gives and . It follows from for and that , . As a consequence . Integrating (3.29) over yields for
[TABLE]
In order to get the upper bounded in (3.28), we take the Prüfer transformation
[TABLE]
with . Proceeding as in the proof of Lemma 3.5, we have
[TABLE]
Let denote the zeros of in . Setting , and , we take . Then , . With the help of and , we derive and . Moreover the fact as implies that as , and that as . Integrating (3.30) over gives
[TABLE]
Furthermore for , it is obvious that
[TABLE]
Since as , we get
[TABLE]
It follows from (3.31) that there exists an integer such that, for , the following inequalities hold:
[TABLE]
Therefore for
[TABLE]
Setting , , , the elementary inequality verifies for
[TABLE]
The above discussion carries out the assertion. Thus, by (3.28), we obtain that for
[TABLE]
Denote . It is clear to see that by Taylor expansion at . Since , there exists a constant with such that
[TABLE]
We complete the proof of the lemma. ∎
3.5. Summary
Summarize what we have obtained in Lemmas 3.5-3.7 as the following lemma.
Lemma 3.8**.**
Denote by the eigenvalues and the eigenfunctions of the sturm-Liouville problem (3.1) respectively. Let (see (3.4)) be fixed constant and Hypothesis 2 hold. Then
[TABLE]
with as . Moreover each eigenvalue is simple and, for all , , it has the following asymptotic formulae:
* If , then for ,*
[TABLE]
with , where
[TABLE]
and is given by (3.9);
* If either or , then for ,*
[TABLE]
with ;
* If , then there exists (see Lemma 3.7) such that for *
[TABLE]
with
[TABLE]
And form an orthogonal basis of with the scalar product . In addition we define an equivalent scalar product on
[TABLE]
which establishes that for all
[TABLE]
for some constants , . The eigenfunctions are also an orthogonal basis of with respect to the scalar product . For , it has
[TABLE]
Proof.
Formula (3.10) gives . Then it follows from Hypothesis 2 and Lemma 3.3 that for all and . By dividing by , (3.18), (3.24), (3.27) and the inverse Liouville substitution of (3.3), eigenvalues of (3.1) have the asymptotic formulae (3.32)-(3.34). Moreover the eigenfunctions of (3.17) or (3.23) or (3.26) form an orthonormal basis for . The Liouville substitution (3.6) yields
[TABLE]
where . It follows from the inverse Liouville substitution of (3.3) that
[TABLE]
Hence the eigenfunctions of (3.1) form an orthogonal basis for with respect to the scalar product . A simple calculation gives (3.35). Furthermore, it is obvious that
[TABLE]
Multiplying above equality by and integrating by parts yield
[TABLE]
which implies (3.36). ∎
4. Solution of the -equation
In this section, our aim now is to solve the following -equation
[TABLE]
where .
Theorem 4.1**.**
There exists with
[TABLE]
and the large Cantor set , where are defined by (4.61) (or see (4.62)) and (4.69) respectively, such that, for , solves equation (4.1).
Let us denote by the symbol the integer part. Define
[TABLE]
where with and . Evidently there is a direct sum decomposition
[TABLE]
Furthermore denote the orthogonal projectors onto and respectively, namely
[TABLE]
The existence result of the solutions of ()-equation is based on a differentiable Nash-Moser iteration scheme. Denote by for the set of satisfying the Melnikov non-resonance conditions, i.e.
[TABLE]
where are given by Lemma 2.5, is given by (4.21) and is defined by (3.4).
4.1. Some properties on
To guarantee the convergence of the iteration scheme, we need the following properties -, see also [8, 9].
(Regularity) and are bounded on .
(Tame) , and ,
[TABLE]
(Taylor Tame) , , and ,
[TABLE]
In particular, for ,
[TABLE]
(Smoothing) For all , we have
[TABLE]
(Invertibility of ) Let for fixed with . The linear operator is defined as
[TABLE]
where , . There exist such that if
[TABLE]
then is invertible with
[TABLE]
In particular, for ,
[TABLE]
Proof.
() It follows from formula (5.11) and Lemma 2.5 that . Furthermore, according to (5.4), Lemma 5.5 and Remark 2.6, it yields that
[TABLE]
() It is easy to obtain that
[TABLE]
With the help of (5.2), (5.4), Lemma 5.5 and Remark 2.6, we get
[TABLE]
() According to , it is clear to see that holds.
() Obviously, we can obtain owing to (4.2) and the definition of -norm. ∎
4.2. Invertibility of the linearized operator
The invertibility of the linearized operators is the core of any Nash-Moser iteration. Let us complete the proof of the property .
Let for fixed with , where is defined by (4.3). The linear operator may be written as, for all ,
[TABLE]
where
[TABLE]
Lemma 3.8 gives that, for all , the -norm
[TABLE]
is equivalent to the norm , i.e.
[TABLE]
where are seen in (3.35). Denote . It follows from (5.11) and the fact that , ,
[TABLE]
Moreover, with the help of decomposing , , the operator can be written as
[TABLE]
where
[TABLE]
It is evident that and . Hence, by Lemma 3.8, we obtain that for
[TABLE]
Then is a diagonal operator on . In addition we define as
[TABLE]
If , then its invertibility is
[TABLE]
Thus can be written as
[TABLE]
where
[TABLE]
The definitions of , give
[TABLE]
Consequently, is invertible with
[TABLE]
Hence is reduced to
[TABLE]
where with
[TABLE]
To verify the invertibility of for all and , it is required to estimate the upper bounds of . This indicates that, , , the upper bounds of and have to be given.
First, the equivalent norm (4.8) shows for all
[TABLE]
To establish a proper upper bound of , assume the following “Melnikov’s” non-resonance conditions:
[TABLE]
Let
[TABLE]
satisfy . Based on assumption (4.15), we claim that, , , the operator satisfies
[TABLE]
It is clear that
[TABLE]
Applying this together with (4.8), (4.15)-(4.16), we derive
[TABLE]
The next step is to verify the upper bounds of for all and . Assume that the other “Melnikov” non-resonance conditions holds:
[TABLE]
where is defined by (3.4). In fact, condition (4.19) will be applied in the proof of the claim (F1) (see (4.24)). To prove the claim (F1), we have to use the asymptotic formulae (3.32)-(3.34) of and guarantee . This leads to some restrictions on . We discuss it in three cases:
. For all , there exists a constant such that, , , the following holds:
[TABLE]
where is given by (4.16). Owing to (3.32) and Taylor expansion, there exists some constant such that
[TABLE]
Moreover we obtain that for some constant
[TABLE]
Either or . The same discussion is adopted as in . There exists some constant such that , , ,
[TABLE]
Formula (3.33) together with Taylor expansion can derive
[TABLE]
for some constants . Furthermore
[TABLE]
: . The same discussion can be taken as . There exists a constant satisfying , , ,
[TABLE]
where is seen in Lemma 3.7. It follows from formula (3.34) and Taylor expansion that for some
[TABLE]
In addition there exists some constant such that
[TABLE]
Hence, , , , , the eigenvalues (see (4.16)) of (3.1) satisfy
[TABLE]
or
[TABLE]
where , and
[TABLE]
Lemma 4.2**.**
For , under the non-resonance conditions (4.15) and (4.19), there exists some constant such that
[TABLE]
Proof.
By formulae (4.11)-(4.12) and the definition of , we obtain for all
[TABLE]
which then leads to
[TABLE]
Formulae (3.35)-(3.36) verify that
[TABLE]
In addition we claim that the following fact holds:
(F1): Supposed that the non-resonance conditions (4.15) and (4.19) hold, if , for all with , then we have
[TABLE]
for some constant , where is defined by (4.16), with .
It follows from formulae (4.23)-(4.24) that
[TABLE]
Let us define for ,
[TABLE]
It is straightforward that . Moreover
[TABLE]
where . Hence, , we get for
[TABLE]
If , then combining above inequality with (4.2) completes the proof of the lemma. ∎
Lemma 4.3**.**
Given the non-resonance conditions (4.15), (4.19) and , , , we have for some constant
[TABLE]
Proof.
The fact in the claim (F1) gives rise to
[TABLE]
Therefore, according to (4.7), (4.9)-(4.10), (4.12), (4.17), (5.2) and , we derive for all
[TABLE]
Combining above inequality with (4.2), if , then we give (4.25). ∎
It follows from Lemmas 4.2-4.3 that the operator is invertible for small enough. Furthermore we have the following estimate for the invertible operator.
Lemma 4.4**.**
For small enough, we have
[TABLE]
Proof.
First, we claim that:
(F2): There exists such that, , , and
[TABLE]
The claim (F2) can be proved by induction. For , , (4.22) and (4.25) imply
[TABLE]
In particular, for , formula (4.28) infers
[TABLE]
Suppose that (4.27) holds for with . Based on the assumption and (4.28)-(4.29), for small enough, we get for
[TABLE]
where . As a consequence, for small enough, the claim (F2) is proved. Thus, for small enough, the claim (F2) establishes
[TABLE]
which completes the proof. ∎
Now, let us show that the claim (F1) holds.
The proof of* (F1).*
Recall that and the asymptotic formulae (3.32) or (3.34).
Case 1: with . The condition (4.15) shows
[TABLE]
Case 2: . Since , if , then
[TABLE]
In the same way, if , then . As a result . Moreover denote
[TABLE]
and with .
Let us consider . Suppose . It follows from (4.19)-(4.20), and that
[TABLE]
The expression leads to . Hence, from and , we derive
[TABLE]
The same conclusion is reached if . In addition the inequality in (4.31) implies that
[TABLE]
holds. Without loss of generality, we suppose . Then
[TABLE]
which leads to
[TABLE]
where is taken as to ensure .
If , then
[TABLE]
Formula (4.24) is reached if we take the minimums of lower bounds in (4.30), (4.32)-(4.33). The next step is to consider and the asymptotic formula (3.33). The only difference is that
[TABLE]
Since , the remainder of the lemma may be proved in the similar way as above with , or , or . ∎
The proof of* (P5).*
It follows from (4.13)-(4.2), (4.18) and (4.26) that
[TABLE]
where . By means of the fact , we get for
[TABLE]
Thus the property holds. ∎
4.3. The Nash-Moser scheme
Denote by the open set
[TABLE]
where are the eigenvalues of the Sturm-Liouville problem
[TABLE]
In addition, define for
[TABLE]
where , and denote by the open ball of center 0 and radius .
Lemma 4.5**.**
(inductive scheme) For all , there exists a sequence of subsets , where
[TABLE]
and a sequence with
[TABLE]
such that, if , for small enough, then is a solution of
[TABLE]
Furthermore , where with
[TABLE]
for depending on at most.
Proof.
The lemma is verified by induction.
Step1: initialization. Let , where . By the definition of , it is easy to see that
[TABLE]
where is the eigenvalue of . Then, for , the operator is invertible with
[TABLE]
Moreover, for small enough, we also have
[TABLE]
Formulae (4.38) and (4.40) establish that the map is a contraction in for small enough, where .
Step 2: assumption. Assume that we have obtained a solution of satisfying conditions (4.36)-(4.37).
Step 3: iteration. Our goal is to find a solution of with conditions (4.36)-(4.37) at ()-th step. For , denote by
[TABLE]
a solution of
[TABLE]
From the fact , it yields that
[TABLE]
where
[TABLE]
By means of (4.5)-(4.6), (4.36) and , the linear operator is invertible with
[TABLE]
and
[TABLE]
Define a map
[TABLE]
Then solving is reduced to find the fixed point of . Let us show that there exists such that, for and small enough, is a contraction in
[TABLE]
where
[TABLE]
In fact, the properties - imply
[TABLE]
where
[TABLE]
If is small enough, then we claim that the following
[TABLE]
holds for some constant . While the proof of (F3) will be given in the next lemma.
Combining (4.45) with definition (4.35) on and formulae (4.39), (4.42)-(4.43), for small enough, we have
[TABLE]
Moreover
[TABLE]
Using definition (4.35) on , for small enough, we derive
[TABLE]
Hence the map is a contraction, which gives rise to . In addition, for small enough, the following holds:
[TABLE]
This completes the proof. ∎
Remark 4.6**.**
In Lemma 4.5, we construct the function depending on the parameters .
Let us give the proof of the fact (F3).
Lemma 4.7**.**
Let be given by (4.44). Given conditions (4.36)-(4.37) for all , there exist such that for small enough
[TABLE]
Proof.
Firstly, let us claim
[TABLE]
In fact, it follows from -, the definitions of and the fact that
[TABLE]
In view of the equality , formula (4.41), definition (4.43) on and the definition of , for small enough, it yields that
[TABLE]
which leads to
[TABLE]
This indicates
[TABLE]
Consequently, with the help of the inequality: , the definition of and the claim (4.48), we have
[TABLE]
where . ∎
To give the measure estimates on defined by (4.69), the estimates on the derivatives of with respect to have to be required.
Lemma 4.8**.**
For small enough, the map belong to with
[TABLE]
where depend on at most.
Proof.
This lemma is verified by induction. For , define
[TABLE]
The definition of indicates for small enough
[TABLE]
This implies that is invertible. Clearly, it can be seen that by the implicit function theorem. Taking the derivative of the identity with respect to yields
[TABLE]
Then, due to the definition of , we get
[TABLE]
It follows from taking the derivative of with respect to that
[TABLE]
which carries out in view of (4.50). Furthermore we have
[TABLE]
by taking derivative of with respect to . A similar process yields .
Assume with , , . By assumption, it is easy to see that
[TABLE]
Moreover denote
[TABLE]
We also claim that
(F4): For small enough, the following inequalities
[TABLE]
hold for some constant . While the proof of (F4) will be given in Lemma 4.11.
Let us verify the results of the lemma for . Set
[TABLE]
Since is a solution of (4.54), it is straightforward to give
[TABLE]
Formula (4.46) indicates
[TABLE]
Then estimate (4.47) shows that the operator is invertible with
[TABLE]
The implicit function theorem establishes , which then infers
[TABLE]
by (4.55). Consequently, using , we obtain
[TABLE]
where
[TABLE]
[TABLE]
Furthermore - and Remark 2.6 imply
[TABLE]
and
[TABLE]
By means of , , and , some simple calculation leads to
[TABLE]
[TABLE]
where is given by (4.44), are given by (4.52). For small enough, applying (4.39), (4.45), (4.51), (4.53), and the definitions of (see (4.43)), (see (4.35)), we can obtain
[TABLE]
This completes the proof of Lemma 4.8. ∎
Remark 4.9**.**
Lemma 4.8 implies that, for all , and for some .
To prove (F4), we first have to estimate the upper bound of .
Lemma 4.10**.**
For small enough, one has
[TABLE]
where is given by (4.35).
Proof.
Denote . It is obvious that
[TABLE]
According to, (4.41)-(4.43), (4.46) and , it leads to
[TABLE]
Combining above inequality with (4.47), (4.59) and (5.2) yields
[TABLE]
Then, for small enough, it shows that
[TABLE]
which implies
[TABLE]
Hence, for small enough, it follows from (4.56) and (4.41)-(4.42) that
[TABLE]
∎
Now, let us verify that the claim (F4).
Lemma 4.11**.**
Supposed , , , for small enough, we have
[TABLE]
with the constants .
Proof.
First, let us check that for small enough, there exists some constant such that
[TABLE]
In fact, it is obvious that
[TABLE]
Formula (4.58) and Lemma 4.10 yield , where
[TABLE]
Applying (4.49), (5.2), Remark 4.9, property and definition (4.43) on , for small enough, we can obtain
[TABLE]
The proof of the relationship between and can apply the similar step as above. For the sake of convenience, we omit the process.
Denote , , . Formula (4.60) leads to
[TABLE]
where
[TABLE]
Since the upper bound on is proved in the same way as shown in Lemma 4.7, the detail is omitted. As a consequence,
[TABLE]
We write , where
[TABLE]
On the one hand, formula (4.45) shows
[TABLE]
And on the other hand, a simple computation yields
[TABLE]
Thus, for , we obtain , where . The upper bound of can be proved by the similar method as employed on . ∎
4.4. Whitney extension
Define
[TABLE]
Remark that will be given in Lemma 4.12. Define a cut-off function as
[TABLE]
with
[TABLE]
where is defined by (4.34). Then . From the definition of , (4.37), (4.63) and Lemma 4.8, for small enough, it yields that
[TABLE]
Formulae (4.64)-(4.66) show that is an extention of with for all . Then belongs to with
[TABLE]
Furthermore, for , (4.64) gives rise to
[TABLE]
Let denote the eigenvalues of the Sturm-Liouville problem
[TABLE]
where is defined by (3.4). Define
[TABLE]
where
[TABLE]
Lemma 4.12**.**
If is small enough, then we have for some
[TABLE]
Before proving Lemma 4.12, we have to introduce the following “perturbation of self-adjoint operators” result developed by T.Kato [31]. Denote by and a Hilbert space and the space of bounded operators from to respectively.
Theorem 4.13**.**
[31, Theorem 4.10]** Define with self-adjoint in and symmetric. Then is a self-adjoint operator with , namely
[TABLE]
where and are spectrums of and respectively.
This implies the following lemma.
Lemma 4.14**.**
The eigenvalues of (3.1) satisfy , ,
[TABLE]
for some constant .
The proof can be seen in the Appendix.
Proof.
(Lemma 4.12) It is clear to read that . Moreover we claim that
(F5): There exists , for small enough, such that
[TABLE]
The claim (F5) shows that may belong to for all .
Now we verify (F5) by induction. If , , , then we can obtain
[TABLE]
Another step is to suppose that
[TABLE]
which implies that . As a result .
Finally, let us check that the claim (F5) holds at -th step. A similar argument yields ,
[TABLE]
if . For brevity, denote , . Moreover, let
[TABLE]
Lemma 3.8 together with formula (4.70) can show that is a constant. It follows from (4.70), Remark 4.9, (4.68) and that
[TABLE]
If the fact holds, then, for small enough, we infer
[TABLE]
In fact, define a function on as
[TABLE]
It is evident that . This shows that owing to . Consequently, by means of (4.71), , , we can obtain that for small enough
[TABLE]
The proof is completed. ∎
Let stand for a rectangle contained in . Denote by (. ) the (. )-section as follows:
[TABLE]
We have to fix .
Lemma 4.15**.**
For small enough, the measure estimate on satisfies
[TABLE]
for some constant . Furthermore
[TABLE]
Proof.
The completementary set of is
[TABLE]
where , , , with
[TABLE]
Let us give the upper bound of . It follows from (4.67), (4.70) and the definition of that
[TABLE]
which implies .
Define the function . For small enough, it is obvious that
[TABLE]
A simple computation yields
[TABLE]
If , for fixed , then it is easy to show that
[TABLE]
Set
[TABLE]
and
[TABLE]
while (4.74) will be verified in the appendix. Recall that on . It follows from (4.67) that for small enough
[TABLE]
which implies that . Thus
[TABLE]
where denotes the number of . As a consequence
[TABLE]
The remainder of the argument on the upper bounds of is analogous to the one used as above and so is omitted. Finally, we get
[TABLE]
Formula (4.72) is obtained. In addition
[TABLE]
∎
Lemma 4.16**.**
For small enough, for every , the measure estimate on satisfies
[TABLE]
Proof.
Define
[TABLE]
It follows from the Fubini‘s theorem that
[TABLE]
Formulae (4.73), (4.75) and the quality give
[TABLE]
Combining this with , we derive
[TABLE]
This completes the proof of the lemma. ∎
The above discussion in subsections 4.1-4.4 gives that Theorem 4.1 holds. Lemma 2.5 together with Theorem 4.1 may show that
[TABLE]
is a solution of Eq. (2.2). Thus the proof of Theorem 2.4 is completed .
5. Appendix
5.1. The proof of Remark 2.2
(i) We decompose as for all with . Using the Cauchy inequality, we can get
[TABLE]
where
[TABLE]
A simple process yields for
[TABLE]
Then, for , we have
[TABLE]
Hence may be bounded from above by .
(ii) It also follows from the Cauchy inequality that
[TABLE]
5.2. Preliminaries
By the definitions of , for completeness, we list Lemmas 5.1-5.3 and the proof can be found in [8].
Lemma 5.1** (Moser-Nirenberg).**
For all with and , we have
[TABLE]
Lemma 5.2** (Logarithmic convexity).**
Let satisfy . Taking , it holds
[TABLE]
for all . In particular
[TABLE]
Define
[TABLE]
Lemma 5.3**.**
Let . Then the composition operator belongs to with
[TABLE]
where . In particular, we have
[TABLE]
With the help of Lemmas 5.1-5.3, the following lemma can be obtained.
Lemma 5.4**.**
Let with . Then the composition operator
[TABLE]
is a continuous map from to for all . Furthermore
[TABLE]
Proof.
If is an integer, for all with , , we have to prove that
[TABLE]
and that
[TABLE]
when in . Let us verify formula (5.5) and the continuous property of with respect to by a recursive argument. Obviously, Lemma 5.3 indicates for all ,
[TABLE]
First, for , we can derive
[TABLE]
A similar argument as above can yield
[TABLE]
By Remark 2.2 , it leads to
[TABLE]
Then, it follows from the continuity property in Lemma 5.3 and the compactness of that
[TABLE]
as in .
Assume that (5.5) holds for with , then we have to verify that it holds for with .
Since , by the above assumption for , we get for
[TABLE]
Let . We write as the form
[TABLE]
It is obvious that . By the definition of , we obtain
[TABLE]
As a consequence
[TABLE]
For , formulae (5.8)-(5.9) carry out
[TABLE]
where . Letting , we establishes for . Therefore, it follows from (5.3) that
[TABLE]
Thus, by combining (5.1), (5.8), (5.10), Remark 2.2 with the above assumption for , we get
[TABLE]
where This implies that (5.5) is satisfied for .
Finally, we assume that (5.6) holds for . Using the inequality (5.9), we may obtain that the continuity property of with respect to also holds for with .
When is not an integer, we can obtain the result by the Fourier dyadic decomposition. The argument is similar to the proof of the Lemma A.1 in [20]. ∎
Lemma 5.5**.**
For all , define a map as
[TABLE]
where with . Then is a map with respect to . Furthermore for all , we have
[TABLE]
[TABLE]
Proof.
Since are in respectively, by the inequality (5.4), we verify that (5.11) holds and that the maps , are continuous. Let us check that is respect to . It follows form the continuity property of that
[TABLE]
Hence, for all , we obtain that
[TABLE]
and that is continuous. In addition
[TABLE]
The same discussion as above yields that is twice differentiable with respect to and that is continuous. ∎
5.3. The proof of Lemma 4.14
Proof.
By (3.10), let . Define
[TABLE]
It follows from (3.2), Lemma 5.3, and that
[TABLE]
This indicates that . It is obvious that are self-adjoint using Theorem 4.13. By means of Theorem 4.13, Lemma 5.5 and the inverse Liouville substitution of (3.3), for all , we derive
[TABLE]
∎
5.4. The proof of formula (4.74)
Proof.
If , ,, then formula (4.20) shows that either
[TABLE]
or
[TABLE]
holds. For , the minimum
[TABLE]
can be obtained. ∎
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