Level set estimates for the discrete frequency function
Faruk Temur

TL;DR
This paper introduces the discrete frequency function as a novel tool for analyzing the discrete Hardy-Littlewood maximal function, focusing on its definition, properties, and potential insights into its behavior.
Contribution
It defines the discrete frequency function, explores its well-definedness, and studies its size and smoothness properties, offering a new perspective on the maximal function.
Findings
Discrete frequency function is well-defined.
Size and smoothness properties are characterized.
Provides a new approach to understanding the maximal function.
Abstract
We introduce the discrete frequency function as a possible new approach to understanding the discrete Hardy-Littlewood maximal function. Considering that the discrete Hardy-Littlewood maximal function is given at each integer by the supremum of averages over intervals of integer length, we define the discrete frequency function at that integer as the value at which the supremum is attained. After verifying that the function is well-defined, we investigate size and smoothness properties of this function.
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Level set estimates for the discrete frequency function
Faruk Temur
Department of Mathematics
Izmir Institute of Technology
(Date: September 8, 2016)
Abstract.
We introduce the discrete frequency function as a possible new approach to understanding the discrete Hardy-Littlewood maximal function. Considering that the discrete Hardy-Littlewood maximal function is given at each integer by the supremum of averages over intervals of integer length, we define the discrete frequency function at that integer as the value at which the supremum is attained. After verifying that the function is well-defined, we investigate size and smoothness properties of this function.
Key words and phrases:
Hardy-Littlewood maximal function, Frequency function
2010 Mathematics Subject Classification:
Primary: 42B25; Secondary: 46E35
1. Introduction
Let be the set of integers, and let denote the set of non-negative integers. Let . For real numbers , let denote the set of integers such that . We will call an interval. We define the average of over an interval of radius by
[TABLE]
The discrete Hardy-Littlewood maximal function is defined as
[TABLE]
thus we have
[TABLE]
Our aim in this work is to study the distribution of the values for which . More precisely, let
[TABLE]
We introduce the discrete frequency function as
[TABLE]
This function is well defined, for the set , which is obviously bounded below, is also non-empty; we will prove this in the next section. Once we have this we clearly also have since is a subset of non-negative integers. We will also prove in the next section that is actually finite whenever is not identically zero. We will call the transformation the discrete frequency function, for as can be observed in [1, 2], the values of can be used to decompose the Hardy-Littlewood maximal function in a way that reminds us the decomposition of linear operators using eigenvalues. And since this decomposition is used to great effect in these works, we find a systematic investigation of this function very important. The only investigation of this function that the author could find is [3], where it is proved that if the frequency function takes only a few values then must be a sine type function, although it must be remarked that in that work the functions and are defined somewhat differently. In this work we will explore aspects of this function quite different from those in [3], and we will mainly concentrate on size and smoothness of the frequency function.
We wish to prove level set estimates for the frequency function, and since we assume to be summable, it seems us most natural to consider level sets obtained by comparing to . As being summable necessitates decay at infinity, any such function must have most of its mass on an interval of finite length centered at the origin. This makes the choice of comparison with very natural. But we will also consider comparisons with various other functions. We have the following theorems.
Theorem 1**.**
Let . Let be a real number and let
[TABLE]
The set is a finite set.
Theorem 2**.**
Let be a function that is not identically zero. Let be a real number and let
[TABLE]
Then
[TABLE]
We cannot replace with for any positive , or even with .
The proof of the second theorem uses a covering lemma that is usually used to prove the classical weak type boundedness result for the maximal function, therefore we suspect that it may be possible to relate this theorem to that result in a relatively short way, although we could not find it. This would be an important step in understanding both functions. Another important question is having seen that we cannot replace in the denominator above with , whether it is possible to replace it with . This would be another line of inquiry. We point out that Theorem 2 is sharp in another way too. It is not possible to have
[TABLE]
where is any function satisfying , and
[TABLE]
Indeed, we will show this by setting for all , which clearly implies all other cases. Therefore relaxing the requirement does not give us a better estimate.
We will also investigate the variational behavior of the frequency function, and show that in fares poorly in this aspect. We will show that for any we can find a function such that . By a more elaborate construction we will also exhibit a function such that
[TABLE]
We can define and investigate similar concepts for the discrete bilinear maximal function as well. Let . We define for
[TABLE]
The bilinear maximal function is defined as
[TABLE]
We define the sets
[TABLE]
We introduce the function
[TABLE]
This function is also well defined, as will be discussed in the next section. It seems reasonable to expect a result analogous to Theorem 2 to hold for this case as well, but we are not able to prove this. What we are able to show is that there are functions such that for the sets
[TABLE]
we have
[TABLE]
An analogue of the discrete frequency function can be defined for the usual Hardy-Littlewood maximal function that acts on functions on the real line, but since analogues of the sets can be empty in that case the definition needs to be more delicate. Furthermore, to prove any kind of level set estimate we need to deal with the issue of Lebesgue measurability. Since these issues make the investigation of that function significantly more complicated, we will carry that out in a future paper.
The rest of the paper proceeds as follows. In the next section we show that both the discrete frequency function and the discrete bilinear frequency function are well defined. In the third section we prove results on the discrete frequency function, and in the fourth we discuss the bilinear discrete frequency function.
2. Well-Definedness of the Discrete Frequency Functions
In this section we will show that the discrete frequency functions given by (1) and (2) are both well defined. We start with the function in (1). As mentioned, this means showing that the set is non-empty for any summable function and any integer .
We first note that if the function is zero everywhere, then the set above obviously is not empty. So we may assume that is not zero everywhere. In this case for any point the value is positive. Since we have
[TABLE]
we can find a non-negative integer such that . Let denote the difference . Then we can find such that . We thus obtain a sequence of non-negative integers, and a sequence of differences induced by them that satisfy the relation . The set of integers must be bounded from above. To see this assume to the contrary that it is not bounded from above. Owing to this assumption we can choose a subsequence of as follows: let , let be choosen such that , and . This is possible for otherwise would be an upper bound for the set . Let be choosen such that , and , which is possible for otherwise would be an upper bound for the set . Thus proceeding we obtain a subsequence . We clearly have
[TABLE]
But as the rightmost term converges to zero, while the leftmost term is strictly positive. Therefore the set must be bounded above. Thus this set actually is finite. Hence for some we must have , for otherwise as would be impossible.
We now show that is finite if is not identically zero. In this case is strictly positive. If we assume to be infinite then we can list its elements to obtain a sequence such that . But then
[TABLE]
Since elements of are integers, as . Thus we have a contradiction, and is finite.
Proof of well-definedness of the bilinear discrete frequency function follows the same lines. We again wish to prove that the set is not empty. If is zero then of course is zero for any non-negative , and thus is not empty. So we may assume that is strictly positive. Since we have
[TABLE]
we can find a non-negative integer such that . Let denote the difference . Then we can find such that . we thus obtain a sequence of non-negative integers, and a sequence of differences induced by them that satisfy the relation . The set of integers must be bounded from above. To see this assume to the contrary that it is not bounded from above. As before, owing to this assumption we can choose a subsequence of as follows: , and for we have and . Then
[TABLE]
But as the rightmost term converges to zero, while the leftmost term is strictly positive. Therefore we may assume the set to be bounded above. Thus this set actually is finite. Hence some must be in .
We now also prove that if is not zero then is finite. If we assume to be infinite then we can list its elements to obtain a sequence such that . Then
[TABLE]
Since elements of are integers, as . Thus we have a contradiction, and is finite.
3. Proofs of Main Results
3.1. Theorem 1
We start with the proof of the first theorem. If is identically zero then clearly we have our result. So we will assume is not identically zero. Assume to the contrary that the set is not finite. Then we have two cases: either positive elements of are infinite, or negative elements of are infinite. We will show the impossibility of the first case, that the second is not possible either can be shown following exactly the same arguments. Let
[TABLE]
Since we must have some such that
[TABLE]
Let be a positive element of , we can find such an element since we assumed to have infinitely many positive elements. For the same reason we can find we can find such that . Proceeding thus we obtain a sequence with for each natural number . Then we observe that since
[TABLE]
Thus we have
[TABLE]
But notice that since , we have , and therefore the intervals never intersect. Hence we must have
[TABLE]
On the other hand, since we must have
[TABLE]
Thus the inequality (3) implies
[TABLE]
Since is not identically zero, and , this implies
[TABLE]
which clearly is not possible. Thus cannot contain infinitely many positive elements.
3.2. Theorem 2
We now move to the proof of Theorem 2. We will need the following standard covering lemma. By an interval we mean subsets of integers that contain only consecutive integers, as introduced at the very beginning of this work.
Lemma 1**.**
Let be a finite collection of intervals with finite length. Let be a subset of integers covered by these intervals. Then we can find a disjoint subcollection of such that
[TABLE]
This type of lemmas are frequently used to prove boundedness results for maximal functions. For the sake of completeness we will give a proof. Let be the longest of our intervals. Let be the longest interval that does not intersect . We choose to be the longest of the intervals that does not intersect either or . We proceed thus to obtain a subcollection, which clearly is disjoint. Also observe that any for must intersect an interval in the subcollection that has at least the same length as itself. For if an interval does not intersect intervals of at least the same length then it must be a member of the collection, which leads to a clear contradiction. Therefore if we consider the collection where is the interval obtained by adding a translate of to its left and another to its right, this collection must cover . Therefore
[TABLE]
which clearly implies what we wish.
We can now start the proof proper. Let be defined exactly as in the proof of Theorem 1. Let denote the positive elements of , and denote its negative elements. We will show that
[TABLE]
and it will be clear to the reader that the same arguments give this result for as well. Our theorem clearly follows from combining these two results.
We assume to the contrary that
[TABLE]
This means there exists a small, positive such that for a strictly increasing sequence of natural numbers. So we have for such . We let be a natural number such that
[TABLE]
We now choose a subsequence of as follows. Let be such that , and let for every . Now we fix . We have
[TABLE]
Let We have
[TABLE]
but also since no element of the set is in
[TABLE]
Thus combining these two we obtain the fundamental result
[TABLE]
We now consider a covering of by such . By our covering lemma we have a subset for which the intervals are disjoint, and
[TABLE]
We combine this result with the fundamental result above to obtain
[TABLE]
But since are disjoint, we have
[TABLE]
Owing to our choice of the subsequence the intervals are disjoint for each natural number , and therefore summing over we have
[TABLE]
which is a contradiction since is assumed to be summable and not identically zero.
We now give examples that show the sharpness of the estimate. The following is our most basic example, and the next two will improve upon the same ideas. We let for a small, positive
[TABLE]
Now let for . We have . Let satisfy . We will calculate the maximal function at this point . If we take to be a natural number satisfying , then
[TABLE]
Obviously taking cannot give a larger average. We claim that this is not possible for either. To tackle this case we will use the following observation, which greatly simplifies calculations that otherwise would be very cumbersome. Simply stated our observation is this: as we approach to the origin from the right hand side the function attains nonzero values with increasing frequency, and moreover these nonzero values grow. In technical terms, we must have average of over the interval larger than its average on , that is
[TABLE]
Obviously due to this phenomenon cannot exceed too much. Indeed, a momentβs consideration makes it clear that we must have . With such we must have
[TABLE]
Thus at the end we have average over of , and we can write,
[TABLE]
Now we have average over of at the end, and we wish to know the greatest value that this average can attain. Of course if for some natural number , taking so that makes this average largest. Then using our observation we conclude that we better take . Thus this average is at most where is the constant given by
[TABLE]
Therefore This, given our choice of , is clearly less than . Thus we must have . And from amongst values of between and , at least satisfy this property. If we apply this to each interval for , we similarly obtain values of satisfying . Thus in we have at least
[TABLE]
such elements. Therefore has at least this cardinality, which makes
[TABLE]
impossible.
We now give our second example. Using exactly the same arguments we can use the function
[TABLE]
to show that
[TABLE]
is not possible.
Our third example pushes these ideas to the furthest. We define for a small positive
[TABLE]
Here for some real number the expression denotes the smallest integer that is not less than . We will show that
[TABLE]
is not possible for the constant function . Let , and let . Consider and values of that correspond to these . For such we have of course have
[TABLE]
We will show that cannot be larger than this for any . Obviously for this is true, indeed a momentβs consideration makes it clear that . For such we have
[TABLE]
Thus the last term is average over , and by the same reasoning as in the first example this average is largest when , for the function attains ever growing nonzero values with ever increasing frequency as we approach to the origin from the right hand side. Therefore
[TABLE]
where
[TABLE]
But obviously
[TABLE]
Therefore . Thus contains at least elements, hence
[TABLE]
establishing our claim.
3.3. Variational Results
For each positive real number we will show a function such that . Obviously it is enough to find such functions for all . We define for such a
[TABLE]
Now consider the only reasonable candidates that may be the value : the values . We have while . Therefore On the other hand the only reasonable candidates that may be the value are . We have while
[TABLE]
Thus given our large values of we have which clearly proves our claim.
We now consider the function
[TABLE]
Let for some . Then obviously only reasonable values for are or values due to the sparse structure of . We have again while On the other hand for we have
[TABLE]
which means that . Similarly only reasonable values for are or values . Applying exactly the same arguments shows that is the largest, and therefore . Now since can be arbitrarily large
[TABLE]
4. The Bilinear Discrete Frequency Function
In this section we present the example existence of which we mentioned in the introduction. This example uses the same ideas as in the three examples showing the sharpness of Theorem 2. We let to be the same function
[TABLE]
Let , and let . Consider and values of that correspond to these . For such we have of course have
[TABLE]
We now wish to estimate for other than zero. Obviously taking is not reasonable. So assuming we have
[TABLE]
We can write the last sum as
[TABLE]
The last two sums clearly are the same, so we have
[TABLE]
So it is enough to show that
[TABLE]
We clearly have for
[TABLE]
Therefore we have
[TABLE]
Thus we again have the average of taken over and as explained before this becomes largest when , thus we have
[TABLE]
where
[TABLE]
Hence we must have at least elements in , and thus
[TABLE]
establishing our claim.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] O. Kurka, On the variation of the Hardy-Littlewood maximal function , Ann. Acad. Sci. Fenn. Math., 40 , (2015), 100-133
- 2[2] F. Temur, On regularity of the discrete Hardy-Littlewood maximal function , to appear, Ukrainian Mathematical Journal
- 3[3] S. Steinerberger, A rigidity phenomenon for the Hardy-Littlewood maximal function , Studia Mathematica, 229 , (2015), 263-278
