Completed Iwahori-Hecke algebras and parahoric Hecke algebras for Kac-Moody groups over local fields
Ramla Abdellatif (LAMFA, UPJV), Auguste H\'ebert (UJM)

TL;DR
This paper extends the theory of Hecke algebras to split Kac-Moody groups over local fields by defining a completion, analyzing its center, and establishing an isomorphism with the spherical Hecke algebra, using the masure structure.
Contribution
It introduces a completion of the Iwahori-Hecke algebra for Kac-Moody groups and proves its center is isomorphic to the spherical Hecke algebra, generalizing known results for reductive groups.
Findings
The completed Iwahori-Hecke algebra's center is isomorphic to the spherical Hecke algebra.
The masure I serves as an analogue of the Bruhat-Tits building for Kac-Moody groups.
Construction of Hecke algebras for special and spherical facets in the Kac-Moody setting.
Abstract
Let G be a split Kac-Moody group over a non-archimedean local field. We define a completion of the Iwahori-Hecke algebra of G. We determine its center and prove that it is isomorphic to the spherical Hecke algebra of G using the Satake isomorphism. This is thus similar to the situation of reductive groups. Our main tool is the masure I associated to this setting, which is the analogue of the Bruhat-Tits building for reductive groups. Then, for each special and spherical facet F , we associate a Hecke algebra. In the Kac-Moody setting, this construction was known only for the spherical subgroup and for the Iwahori subgroup.
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Completed Iwahori-Hecke algebras and parahoric Hecke algebras for Kac-Moody groups over local fields
Ramla Abdellatif
LAMFA – UPJV
UMR CNRS 7352, 80 039 AMIENS Cedex 1, France
Auguste Hébert
Univ Lyon, UJM-Saint-Etienne CNRS
UMR CNRS 5208, F-42023, SAINT-ETIENNE, France
Abstract
Let be a split Kac-Moody group over a non-Archimedean local field. We define a completion of the Iwahori-Hecke algebra of , then we compute its center and prove that it is isomorphic (via the Satake isomorphism) to the spherical Hecke algebra of . This is thus similar to the situation for reductive groups. Our main tool is the masure associated to this setting, which plays here the same role as Bruhat-Tits buildings do for reductive groups. In a second part, we associate a Hecke algebra to each spherical face of type [math], extending a construction that was only known, in the Kac-Moody setting, for the spherical subgroup and for the Iwahori subgroup.
1 Introduction
Let be a split reductive group over a non-Archimedean local field and set . An important tool to study complex representations of are Hecke algebras attached to each open compact subgroup of : if is such a subgroup, the Hecke algebra associated to is the convolution algebra of complex-valued -bi-invariant functions on with compact support. Two choices of are of particular interest: the first one is when with being the ring of integers of . In this case, is a maximal open compact subgroup of and is a commutative algebra called the spherical Hecke algebra of . This algebra can be explicitly described through the Satake isomorphism: indeed, if denotes the Weyl group of and is the coweight lattice of , then is isomorphic to the subalgebra of invariant elements in the group algebra of . A second interesting choice is when is an Iwahori subgroup of : then is called the Iwahori-Hecke algebra of . This algebra comes with a basis (called the Bernstein-Lusztig basis) indexed by the affine Weyl group of and such that the product of two elements of this basis can be expressed via the Bernstein-Lusztig presentation [Lus89]. This presentation enables us to compute the center of and to check that it is isomorphic to the spherical Hecke algebra of . These results can be summarized as follows:
[TABLE]
where denotes the Satake isomorphism and comes from the Bernstein-Lusztig basis.
This article aims to study how far this theory can be extended to split Kac-Moody groups. Among the different definitions of Kac-Moody groups that are available in the literature, we choose to use the definition given by Tits in [Tit87] as it is more algebraic. Given a split Kac-Moody group over , set . To study , Gaussent and Rousseau built in [GR08] an object that they called a masure (also known as affine ordered hovel), and later extended by Rousseau [Rou16, Rou17]. This masure is a generalization of Bruhat-Tits buildings introduced in [BT72, BT84] as it gives back the Bruhat-Tits building of when is reductive. As a set, is a union of apartments that are all isomorphic to a standard one (denoted by in the sequel) and acts on . We still have an arrangement of hyperplanes, called walls, but in general this arrangement is not locally finite anymore. This explains why faces in are not sets anymore but filters. Another main difference with Bruhat-Tits buildings is that in general, two points of are not necessarily contained in a common apartment.
Analogues of and (and more generally of parahoric subgroups) can be defined as fixers of some specific faces in . When is an affine Kac-Moody group, Braverman, Kazhdan and Patnaik attached to a spherical Hecke algebra and an Iwahori-Hecke algebra [BK11, BKP16], and they obtained a Satake isomorphism as well as Bernstein-Lusztig relations. All these results were generalized to arbitrary Kac-Moody groups by Bardy-Panse, Gaussent and Rousseau [GR14, BPGR16]. In this framework, the Satake isomorphism appears as an isomorphism between and , where denotes a lattice that can be, in first approximation, thought of as the coroot lattice (though it can be really different, even in the affine case) and is its Looijenga’s algebra (which is a completion of the group algebra , see Definition 4.6). So far, the analogy with the reductive case stops here. Indeed, let be the Iwahori-Hecke algebra of : following what happens in the reductive case [Par06], one would expect the center of to be isomorphic to the spherical Hecke algebra . Unfortunately, this is not the case, as we prove that the center of is actually more or less trivial (see Lemma 4.31). Moreover, in the non-reductive case, is a set of infinite formal series that cannot embed into , where all elements have finite support. All these reasons explain why we define a completion of as follows: letting be the Bernstein-Lusztig basis of , we define as the set of formal series whose support satisfies some conditions similar to what appears in the definition of . One of our main results states that can be turned into an algebra when endowed with a well-defined convolution product compatible with the canonical inclusion of into (see Theorem 4.21 and Corollary 4.23). We then determine the center of and show that it is isomorphic to , as wanted (see Theorem 4.30). As before, these results can be summarized as follows:
[TABLE]
where denotes the Satake isomorphism and comes again from the Bernstein-Luzstig basis.
Another part of this paper is devoted to the construction of Hecke algebras attached to more general subgroups than and . Recall that is the fixer of while is the fixer of the type [math] chamber . When is reductive, any face between and corresponds to an open compact subgroup of (namely the parahoric subgroup associated with ) contained in its fixer , hence one can use it to attach a Hecke algebra to . This explains why it seems natural, in the non-reductive case, to wonder whether one can attach a Hecke algebra to for all faces between and . We succeed in defining such an algebra when is spherical, which means that its fixer under the action of the Weyl group is finite. Our construction is very close to what is done for the Iwahori-Hecke algebra in [BPGR16]. We also prove that when is not spherical and different from (that cannot happen if is affine), this construction fails because the structural constants are infinite.
Finally, recall that up to now, there was no known topology on that generalizes the usual topology on , for a split reductive group over , in which and are open compact subgroups of . We prove (see Theorem 3.1) that when is not reductive, there is no way to turn into a topological group such that or (or, more generally, any given parahoric subgroup of ) is open compact. This result implies in particular that one cannot define smooth representations of in the same way as in the reductive case.
The paper is organized as follows: we first recall the definition of masures in Section 2. The reader only interested in Iwahori-Hecke algebras can read the two first sections and the last one, and skip the rest of this section. Section 3 is devoted to prove that cannot be turned into a topological group in which or is open compact. In Section 4, we define the completed Iwahori-Hecke algebra of and compute its center, as well as the center of . Finally, we use Section 5 to attach a Hecke algebra to any spherical face between and and to prove that this construction fails if is not spherical and different from .
Remark 1.1**.**
As explained in Section 2, this paper is actually written in a more general framework, as we only need to be an abstract masure and to be a strongly transitive group of (positive, type-preserving) automorphisms of . In particular, this applies to almost split (and not only split) Kac-Moody groups over local fields.
Acknowledgements
We warmly thank Stéphane Gaussent for suggesting our collaboration, for multiple discussions and for his useful comments on previous versions of this manuscript. We also thank Nicole Bardy-Panse and Guy Rousseau for discussions on this topic and for their comments on a previous version of this paper. Finally, we thank the referee for their valuable comments and suggestions, and for his/her interesting questions.
2 Masures: general framework
We recollect here some well-known facts. Further details are available in the first two sections of [Rou11].
2.1 Root generating system and Weyl groups
A Kac-Moody matrix (or generalized Cartan matrix) is a square matrix indexed by a finite set , with integral coefficients, and such that:
; 2. 2.
; 3. 3.
).
A root generating system is a -tuple made of a Kac-Moody matrix indexed by the finite set , of two dual free -modules and of finite rank, and of a free family (respectively ) of elements in (resp. ) called simple roots (resp. simple coroots) that satisfy for all in . Elements of (respectively of ) are called characters (resp. cocharacters).
Fix such a root generating system and set . Each element of induces a linear form on , hence can be seen as a subset of the dual . In particular, the ’s (with ) will be seen as linear forms on . This allows us to define, for any , an involution of by setting for any . Note that the points fixed by are exactly the elements of . We define the Weyl group of as the subgroup of generated by the finite set . The pair is a Coxeter system, hence we can consider the length with respect to of any element of .
For any , we set . Let be the coweight-lattice, which is not a lattice when is non-zero, be the coroot-lattice and . Furthermore setting , we can define a pre-order on as follows: for any , we say that iff . We also set for future reference.
There is an action of the Weyl group on given by the following formula:
[TABLE]
Let be the set or real roots: then is a subset of . We will also use the set of all roots, as defined in [Kac94]. Note that is stable under the action of . For any root , we set if , and otherwise (i.e if ). For any pair , we set
[TABLE]
For any root , we also set .
Finally, we let be the affine Weyl group of , where denotes the group of affine isomorphisms of . Note that and that is contained in for any . Consequently, if is a translation of of vector , then for any , acts by permutations on the set . On the other hand, as stabilizes , any element of permutes the sets of the form , where runs over . Hence we have an action of on .
2.2 Vectorial faces and Tits cone
As in the reductive case, define the fundamental chamber as . For any subset in , set
[TABLE]
then the closure of is exactly the union of all ’s for . The positive vectorial faces (resp. negative vectorial faces) are defined as the sets (resp. ) for and , and a vectorial face is either a positive vectorial face or a negative one. A positive chamber (resp. negative chamber) is a cone of the form (resp. ) for some . Note that for any and any , we have , which ensures that the action of on the set of positive chambers is simply transitive.
Let be the Tits cone and be the negative cone. We can use it to define a -invariant pre-order on as follows:
[TABLE]
We also set and . We can now recall the following simple but very useful result [GR14, Lem. 2.4 a)].
Lemma 2.1**.**
For any and any , we have .
2.3 Filters and masures
This section aims to recall what masures are. As stated in the introduction, the reader only interested in the completion of Iwahori-Hecke algebras can skip this section and go directly to Section 4.
Masures were first introduced for symmetrizable split Kac-Moody groups over a valued field whose residue field contains by Gaussent and Rousseau [GR08]. Later, Rousseau axiomatized this construction in [Rou11], then generalized it with further developments to almost-split Kac-Moody groups over non-Archimedean local fields in [Rou16, Rou17]. For the reader familiar with this work, let us mention that we consider here semi-discrete masures which are thick of finite thickness.
2.3.1 Filters, sectors and rays
Definition 2.2**.**
A filter on a set is a non-empty set of non-empty subsets of that satisfies the following conditions:
- •
for any subsets of that both belong to , then belongs to ;
- •
for any subsets of with in and , then belongs to .
Given a filter on a set and a subset of , we say that ** contains ** if every element of contains . If is non-empty, then the set of all subsets of containing is a filter on called the filter associated to . By language abuse and to ease notations, we will sometimes write that is a filter, by identification of with .
Now, let be a filter on a finite-dimensional real affine space . We define its closure as the filter of all subsets of that contain the closure of some arbitrary element of , and its convex hull as the filter of all subsets of that contain the convex hull of some arbitrary element of . Said differently, we have:
[TABLE]
Given two filters and on the same set , we say that ** is contained in ** iff any subset of contained is in . Similarly, we say that the filter is contained in a subset of iff any subset of contained in is in .
Let be a subset of containing an element in its closure of . The germ of in is defined as the filter of all subsets of containing some neighborhood of in . A sector in is a translate of a vectorial chamber (with ) by an element . The point is called the base point of the sector and the chamber is called its direction. One can easily check that the intersection of two sectors having the same direction is a sector with the same direction.
Given a sector as above, the sector-germ of is the filter of all subsets of containing an -translate of . Note that it only depends on the direction of . In particular, we denote by the sector-germ of .
Finally, let be a ray with base point and let be another point on (which amounts to say that contains the interval , as well as the interval ). We say that is pre-ordered (resp. generic) if either or (resp. if , where denotes the interior of the cone ).
2.3.2 Enclosures and faces
We keep the notations introduced at the end of Section 2.1. Given a filter on , we define its enclosure as the filter of all subsets of containing some element of of the form , with for any . Sets of the form with and are called half-apartments in . Sets of the form with and are called walls in .
A local face in is a filter of the form , where is called the vertex of and a vectorial face is a vectorial face called the direction of . To keep track of the elements and , such a local face may be denoted . A local face is said to be spherical when its direction is spherical: in this case, its pointwise stabilizer under the action of is a finite group.
A face in is a filter associated with a point and a vectorial face as follows: a subset of belongs to iff it contains an intersection of half-spaces or open half-spaces , with and , that also contains the local face . Note that (local) faces can be ordered as follows: given two such faces in , we say that ** is a face of ** (or ** contains , or dominates **) when .
As explained at the end of Section 2.1, the action of on permutes the sets of the form , where runs over . In particular, this implies that permutes enclosures (resp. walls, faces) of .
The dimension of a face is the smallest dimension of an affine space generated by some element of . Such an affine space is unique and is called the support of . A local chamber (or local alcove) is a maximal local face, i.e a local face of the form for and . The fundamental local chamber is . A local panel is a spherical local face which is maximal among faces that are not chambers. Equivalently, a local panel is a spherical local face of dimension . Analogue definitions of chambers and panels exist, see for instance [GR08, §1.4]. Finally, a local face is of type [math] (or: is a type [math] local face) if its vertex lies in . We denote by the local face , where . From now on, we will write type [math] face instead of type [math] local face to make it shorter.
Remark 2.3**.**
In [Rou11], Rousseau defines a notion of chimney that he uses in his axiomatization of masures. We do not define here what chimneys are: we only recall that each sector-germ is a splayed, solid chimney-germ, that each spherical face is contained in a solid chimney and that the action of on permutes the chimneys and preserve their properties (being splayed or solid for instance). For more details about this, see [Rou11, §1.10].
2.3.3 Apartments and masure of type
An apartment of type is a set together with a non-empty set of bijections (called Weyl-isomorphisms) such that, given , the elements of are exactly the bijections of the form with . All the isomorphisms considered in the sequel will be Weyl-isomorphisms, hence we will only write isomorphism instead of Weyl-isomorphism.
An isomorphism between two apartments of type is a bijection such that: . By construction, all the notions that are preserved under the action of can be extended to any apartment of type . For instance, we can define sectors, enclosures, faces or chimneys in any apartment of type , as well as a pre-order on .
We can now define the most important object of this section: the masures of type .
Definition 2.4**.**
A masure of type is a set endowed with a covering of subsets (called apartments) such that the five following axioms hold.
(MA1) Any can actually be endowed with a structure of apartment of type .
(MA2) If is a point (resp. a germ of a preordered interval, a generic ray, a solid chimney) contained in an apartment and if is an other apartment containing , then contains and there exists an isomorphism from to that fixes .
(MA3) If is the germ of a splayed chimney and if is a face or a germ of a solid chimney, then there exists an apartment that contains both and .
(MA4) If two apartments , contain both and as in (MA3), then there exists an isomorphism from to that fixes .
(MAO) If and are two points that are both contained in two apartments and and such that , then the two segments and are equal.
Recall that saying that an apartment contains a germ of a filter means that it contains at least one element of this germ. Similarly, a map fixes a germ when it fixes at least one element of this germ.
From now on, will denote a masure of type . We assume that is thick of finite thickness, which means that the number of chambers (alcoves) containing a given panel is finite and greater or equal to three. We also assume that there exists a group of automorphisms of that acts strongly transitively on , which implies that all the isomorphisms involved in the axioms above are induced by the action of elements of . We fix an apartment in that we identify with and call the fundamental apartment of . As the action of on is strongly transitive, the apartments of are exactly the sets with . Let be the stabilizer of in : it defines a group of affine automorphisms of , and we assume that this group is . As we will see in Section 2.4, these assumptions are not very restrictive for our purpose as they are all satisfied by the masure attached to a split Kac-Moody group over a non-Archimedean local field (see also [GR08] and [Rou16]).
Remark 2.5**.**
In a recent work [Héb17a, §5], the second author gives a much simpler axiomatic for masures. To simplify the arguments, the reader can assume that is an affine Kac-Moody group, in which case the three axioms (MA2), (MA4) and (MAO) can be replaced by the following statement [Héb17a, Th. 5.38]: for any two apartments and in , we have and there exists an isomorphism from to that fixes . This partially explains why the affine case is less technical, as it does not require to question the existence of isomorphisms that fix subsets of an intersection of apartments.
Remark 2.6**.**
Let be a local face of an apartment and be another apartment that contains . Then is also a local face of and there exists an isomorphism from to that fixes . Indeed, if is the vertex of and if is a germ of a pre-ordered segment based at and contained in , then the enclosure of contains and the application of (MA2) to now proves the claim.
Remark 2.7**.**
Pick and a filter on fixed by : then fixes . Combined with the argument used in Remark 2.6, this proves here that for any vectorial face and any base point , the fixer in of the face is exactly the fixer in of the corresponding local face .
Remark 2.8**.**
As we noticed earlier, each apartment of can be endowed with a pre-order induced by . Let be an apartment of and be two points in such that . By [Rou11, Prop. 5.4], we know that for any apartment of that contains both and , we also have . We hence get a relation on and [Rou11, Th. 5.9] ensures that this relation is a -invariant pre-order on .
2.4 Masure attached to a split Kac-Moody group
As in [Tit87] or in [Rém02, Chap. 8], we consider the group functor associated with the root generating system fixed in Section 2.1. This functor goes from the category of rings to the category of groups and satisfies axioms (KMG1)–(KMG9) of [Tit87]. For any field , the group is uniquely determined by these axioms [Tit87, Th. 1’]. Furthermore, this functor contains a toric functor (denoted by in [Rém02]) that goes from the category of rings to the category of abelian groups, and two functors going from the category of rings to the category of groups.
In particular, let be a non-Archimedean local field. Denote by its ring of integers, by a fixed uniformizer of , by the cardinality of the residue class field and set (as well as , , etc.). For any sign and any root , there is an isomorphism from to a root group . For any integer , we get a subgroup of (see [GR08, §3.1] for precise definitions). Let denote the masure attached to in [Rou17]: then the following properties hold.
- •
The fixer of in is [GR08, Rem. 3.2].
- •
The fixer of in is [GR08, Exam. 3.14]. Applying (MA2) to and using Remark 2.7, we get that is also the fixer in of the face .
- •
For any pair , the fixer of in is [GR08, Exer. 4.2.7)].
- •
For any sign , is the fixer in of [GR08, Exam. 4.2.4)].
Moreover, each panel is contained in chambers, hence is thick of finite thickness.
Remark 2.9**.**
The group is reductive iff is finite. In this case, is the usual Bruhat-Tits building of and we have and .
Acknowledgements
We warmly thank Stéphane Gaussent for suggesting our col- laboration, for multiple discussions and for his useful comments on previous versions of this manuscript. We also thank Nicole Bardy-Panse and Guy Rousseau for dis- cussions on this topic and for their comments on a previous version of this paper. Finally, we thank the referee for their valuable comments and suggestions, and for his/her interesting questions.
Funding
The first author was supported by the ANR grants ANR-14-CE25-0002-01 and ANR-16-CE40-0010- 01, by the GDR TLAG and by a CNRS grant PEPS-JCJC. The second author was supported by the ANR grant ANR-15-CE40-0012.
Contents
3 A topological restriction on parahoric subgroups
3.1 Statement of the result and idea of the proof
In this section, we will prove that beside the reductive case, it is impossible to endow with a structure of topological group for which or are open compact subgroups, where denotes the (standard) Iwahori subgroup.111We recall that is the fixer in of the fundamental local chamber . In fact, we will prove the following result, which is slightly more general.
Theorem 3.1**.**
Let be a type [math] face of and let be its fixer in . If is infinite, then there is no topology of topological group on for which is open and compact.
Let be a type [math] face of , i.e a local face whose vertex lies in . First note that, up to replacing by for some well-chosen , which leads to consider the conjugate of under instead of , we can assume that is contained in . As the treatment of both cases is similar, we assume that is contained in . To prove Theorem 3.1, it is enough to prove the existence of such that is infinite.
To explain the strategy of proof, we need to introduce some more notations. Let and be such that . For any , set
[TABLE]
and let be the fixer of in . Furthermore, pick a panel in and a chamber contained in that dominates .
For any , we let (resp. ) be the number of chambers containing (resp. ). By [Rou11, Prop. 2.9] and [Héb16, Lem. 3.2], and do not depend on the choices of the panels and . (This fact will be explained in the proof of Lemma 3.4.) As , and as there exists an element of that induces on a translation of vector (because we assumed that the stabilizer of in induces for group of affine automorphisms), the value of (resp. ) is also the number of chambers that contain (resp. ) for any integer .
Let us now explain the basic idea of the proof. Pick such that and set : then is in bijection with . For , set : then is a semi-homogeneous extended tree with parameters and . Using the thickness of , we can prove that the number of walls between [math] and that are parallel to satisfies , which implies that . As can be made arbitrarily large (for a suitable choice of ) when is infinite, this will end the proof.
3.2 Detailed proof of Theorem 3.1
Fix for now . Set and pick a sector-germ contained in . By (MA3), we know that for any , there exists an apartment that contains both and . Axiom (MA4) implies the existence of an isomorphism that fixes , and [Rou11, §2.6] ensures that does not depend on the choice of the apartment nor on the isomorphism , hence we can denote this element by . The map is the retraction of onto centered at , and its restriction to does not depend on the choice of .
Remark 3.2**.**
Let be an apartment containing and be the restriction to of the retraction map . Then is the unique isomorphism of apartments that fixes . Indeed, (MA4) implies the existence of an isomorphism of apartments that fixes . By definition, coincides with on , hence is an isomorphism of apartments, and fixes , hence fixes . If is an isomorphism of apartments that fixes , then is an isomorphism of affine spaces that fixes , hence it must be trivial, which proves that is unique.
Lemma 3.3**.**
Let and be such that . Then fixes .
Proof.
Set and let be such that contains . By [Héb16, Lem. 3.2], is a half-apartment,222Our definition of half-apartments is a bit different from the definition of [Héb16]: what we call half-apartments correspond to the true half-apartments of [Héb16]. hence there exists an integer such that . Let be the isomorphism of apartments induced by : Remark 3.2 ensures that fixes , which means that fixes . As belongs to , we obtain that , hence belongs to . This implies that is contained in , hence is fixed by . ∎
Lemma 3.4**.**
Let and . Then the map defined by is well-defined and bijective.
Proof.
Let be such that : by Lemma 3.3, we get that fixes , hence is well-defined. Now assume that satisfy . Set and : then is contained in hence fixes by Lemma 3.3. In particular, we have , i.e and is injective. As is surjective by definition, the lemma is proved. ∎
Set and, for any integer , let be the set of all chambers that dominate some element of and satisfy (which means that there exists such that for all ). Assume also that the chamber chosen in Section 3.1 is not contained in .
Lemma 3.5**.**
For any integer , the map sending onto is well-defined and bijective.
Proof.
The proof of the first part of the assertion is as in Lemma 3.4: if are such that , then satisfies and Lemma 3.3 implies that , i.e . As we moreover have , belongs to and the map is well-defined.
Assume now that are such that . Set and let be an element fixed by . Let be such that : by Lemma 3.3, fixes , hence is injective.
It remains to check that is surjective, i.e that . If , then there exists such that dominates . By [Rou11, Prop. 2.9.1)], there is an apartment that contains both and , and Remark 3.2 now gives an explicit isomorphism that fixes . If induces , then , hence , and dominates , hence , i.e , which ends the proof. ∎
Combining Lemmas 3.4 and 3.5, we get the following corollary.
Corollary 3.6**.**
For any , if , then ( factors).
Until the end of this section, we assume that is infinite.
Lemma 3.7**.**
Let be a type [math] face of . If is infinite, then there exists such that is infinite.
Proof.
Let be such that belongs to and set . Let be an injective sequence of positive real roots (i.e for any non-negative integer ). As we have , hence , for all , it is enough to check (by Corollary 3.6 and thickness of ) that as .
By definition, any can be written as with for all . The injectivity of the sequence implies that as goes to , hence as required. ∎
Corollary 3.8**.**
Let be a type [math] face of . If is infinite, then there is no topology of topological group on for which is open and compact.
Proof.
If there was such a topology, then for any , and would be open and compact in , hence would have the same properties. This would imply the finiteness of the quotient for any , which contradicts Lemma 3.7. ∎
Considering (resp. ), we obtain that (resp. ) cannot be open and compact in when is infinite, i.e when is not reductive. This shows how different reductive groups and (non-reductive) Kac-Moody groups are from this point of view.
4 The completed Iwahori-Hecke algebra
4.1 Definition of the usual Iwahori-Hecke algebra
Let us first recall briefly the construction of the Iwahori-Hecke algebra via its Bernstein-Lusztig presentation, as done in [BPGR16, §6.6]. Note that this definition requires some restrictions on the possible choices for the ring of scalars; nevertheless, choosing or is allowed when is a split Kac-Moody group over . Another definition of the Iwahori-Hecke algebra (as an algebra of functions on pairs of type [math] chambers in a masure) is given in [BPGR16, Def. 2.5] and allows more flexibility in the choice of scalars. This will be recalled in Section 5.
Let , where and denote indeterminates that satisfy the following relations:
- •
if , then ;
- •
if are such that and are conjugate (i.e such that ), then .
To define the Iwahori-Hecke algebra associated with and , we first introduce the Bernstein-Lusztig-Hecke algebra. Let be the free -module with basis . For short, set for , as well as for and for . The Bernstein-Lusztig-Hecke algebra is the module equipped with the unique product that turns it into an associative algebra and satisfies the following relations (known as Bernstein-Lusztig relations):
[TABLE]
The existence and unicity of such a product comes from [BPGR16, Th. 6.2]. Following [BPGR16, §6.6], the Iwahori-Hecke algebra associated with and is now defined as the -submodule of spanned by (recall that with being the Tits cone). Note that for reductive, we recover the usual Iwahori-Hecke algebra of .
Remark 4.1**.**
This construction is compatible with extension of scalars. Let indeed be a ring that contains and be a ring homomorphism such that and are invertible in for all : then the Iwahori-Hecke algebra associated with and over is .
Remark 4.2**.**
When is a split Kac-Moody group over , we can (and will) set for all and . The corresponding Iwahori-Hecke algebra will simply be denoted by .
4.2 Almost finite sets in and
We fix a pair as in Remarks 4.1 and 4.2. In this section, we introduce a notion of almost finite sets in and , that will be used to define the Looijenga algebra in the next section and the completed Iwahori-Hecke algebra in Section 4.4.
4.2.1 Definition of almost finite sets
Definition 4.3**.**
A subset of is almost finite (in ) if there is a finite set such that: .
Replacing by in the previous definition, we have the definition of almost finite sets in . Nevertheless, the following lemma (applied to ) justifies why we do not set this other definition apart: it shows indeed that almost finiteness for can already be seen in , which explains why we will just write almost finite sets with no more specification.
Lemma 4.4**.**
Let be an almost finite set. For any subset of , there exists a finite set such that .
Proof.
As is almost finite, we can assume that is contained in for some well-chosen . Let be the set of all elements in that are maximal in for the pre-order . As is almost finite, we already have: . Let us prove that is finite, which will conclude the proof. To do this, we identify with and set . We define a comparison relation on as follows: for all and , we write when (in ) for all and . By definition of , elements of are pairwise non comparable, hence [Héb17b, Lem. 2.2] implies that is finite, which requires that itself is finite and completes the proof. ∎
4.2.2 Examples of almost finite sets in
In the affine case
Suppose that is associated with an affine Kac-Moody matrix . By [Rou11, Rem. 5.10], we know that , where denotes the smallest positive imaginary root of , and that is -invariant, thus for all . Therefore, an almost finite set of is a set contained in for some integer and some .
In the indefinite case
Unlike the finite or the affine case, when is associated with an indefinite Kac-Moody matrix , we have: . Indeed, due to the proof and the statement of [GR14, Lem. 2.9], there exists a linear form such that and for all . Consequently, if and , then for large enough, hence is not contained in . However, may be contained in , as stated by the following lemma.
Lemma 4.5**.**
We have iff we have .
Proof.
As is contained in , the direct implication is obvious. Assume conversely that . By Lemma 2.1, we know that for any , with in , hence we must have and the proof is complete. ∎
We say that is the essential realization of the Kac-Moody matrix when , or equivalently when equals the size of the matrix . If is the essential realization of an indefinite matrix of size , with and negative integers, then . For any integers and of opposite sign (i.e such that ), we have , hence is contained in . By [Kac94, Th. 4.3], we get that , hence is contained in , and Lemma 4.5 implies that is also contained in . Consequently, every subset of is almost finite.
Note that this conclusion does not always hold when is of size . Indeed, assume for instance that is the essential realization of the matrix
[TABLE]
Then is in but not in .
4.3 The Looijenga algebra
We keep the previous notations. The next definition follows the definition of the algebra given in [Loo80, §4].
Definition 4.6**.**
Let be a family of symbols that satisfy for all . The Looijenga algebra of over is defined as the set of formal series with having almost finite support.
For any element , let be the “-the coordinate map” defined by \pi_{\lambda}\bigl{(}\sum_{\mu\in Y}a_{\mu}e^{\mu}\bigr{)}:=a_{\lambda}. Define and as follows:
[TABLE]
One can check that and are -subalgebras of .
Definition 4.7**.**
A family is summable if:
- •
for all , is finite;
- •
the set is almost finite.
Given a summable family , we set , with for any . For , set . (Note that this is well-defined by Lemma 2.1.) Finally, for any , let be the unique element in that has the same -orbit as (i.e such that ).
Lemma 4.8**.**
Let . Then is upper-bounded (for ) iff belongs to .
Proof.
If belongs to , then Lemma 2.1 implies that is upper-bounded by . Assume conversely that is such that is upper-bounded for and let be a maximal element. For any , we have , hence , which proves that belongs to and implies that is in . ∎
Denote by the set of elements of having almost finite support.
Proposition 4.9**.**
The map that sends to is well-defined and bijective. In particular, we have .
Proof.
Let be an element of . As has almost finite support, there exists a finite set such that: . We start by proving that is summable. Let and set
[TABLE]
For any , belongs to , hence Lemma 2.1 implies that . As there exists moreover some such that , we get the finiteness of . Now let . We just saw that any element of is dominated (for ) by some element of , hence is by definition almost finite, and is summable.
By construction, is in for any , hence is in too and is well-defined. Now assume that is non-zero and let be maximal (for ) among the elements of such that . Then , hence is non-zero and is injective. To prove is surjective, let be any element of and let . As is almost finite and -invariant, is upper-bounded, hence Lemma 4.8 implies that belongs to . This proves that is contained in , and that is in the image of , which completes the proof. ∎
Remark 4.10**.**
Lemma 4.8 and Proposition 4.9 are not explicitly stated in [GR14], but their proof is basically contained in the proof of [GR14, Th. 5.4].
4.4 The completed Iwahori-Hecke algebra
In this subsection, we define an -algebra as a “completion” of the usual Iwahori-Hecke algebra, what justifies the name of completed Iwahori-Hecke algebra given to . In the next section, we will compute the centers of and of , and recover the reasons that motivated the introduction of in this context.
Endow with its Bruhat order and, for any , set
[TABLE]
This notation makes sense as for all . Let .
Definition 4.11**.**
For any in , the support of is the set
[TABLE]
The support of along is the set
[TABLE]
and the support of along is the set
[TABLE]
Definition 4.12**.**
A subset of is almost finite if
[TABLE]
is finite and if, for all , the set is almost finite (in the sense of Definition 4.3).
Let be the set of all elements in with almost finite support. An element of will also be written as . Any pair defines a projection map defined by \pi_{\lambda,w}\bigl{(}\sum_{(\nu,u)\in Y^{+}\times W^{v}}a_{\nu,u}Z^{\nu}H_{u}\bigr{)}:=a_{\lambda,w}.
To extend the product to , we start by proving that for any elements
[TABLE]
of , and any pair , the sum
[TABLE]
is a finite sum, i.e that only finitely many terms are non-zero. The key fact to prove this is that for any pair , the support of along is in the convex hull of . This fact comes from Lemma 4.15 below.
For any subset of and any , set . When is reduced to a single element, we write instead of . For any and any , set , where the union is taken over all the reduced writings of .
Remark 4.13**.**
For any pair , the set is actually finite. Indeed, given any finite set and any , the set is bounded and contained in , hence must be finite. By induction, we get that for any integer and any list of elements of , the set is also finite. As has only finitely many reduced writings,333The number of reduced writings of is upper-bounded by . we obtain that is finite.
Lemma 4.14**.**
For all and all , the product is in
[TABLE]
Proof.
Let and . If , then (BL4) implies that
[TABLE]
hence we have the following alternative.
- •
Either , and , i.e and commute to each other.
- •
Or , in which case we have
[TABLE]
with and in for all .
- •
Or , in which case we have
[TABLE]
with and in for all .
In any case, we have proven that is in when .
If , then , so we have now
[TABLE]
and similar computations as those done in the case complete the proof. ∎
Lemma 4.15**.**
For all and all , is in
[TABLE]
Proof.
The proof goes by induction on . There is nothing to prove if , and if , this is exactly Lemma 4.14. Now, fix an integer and a pair , and assume that for any satisfying , the product belongs to . Let be an element of length and write for and of length . Then belongs to , with
[TABLE]
by Lemma 4.14. Using (BL2) for and , we get that belongs to , hence to , and the lemma follows. ∎
Lemma 4.16**.**
Let . For any , there is a family such that and .
Proof.
This proof goes again by induction on . There is nothing to do when . Let be non-negative and assume that the statement of the lemma is true whenever is of length . Let be of length , fix and pick . Then there exists some triple , with of length and , such that . As we can write for some family and for some , we finally get that with for all , hence the lemma follows. ∎
Lemma 4.17**.**
For all , we have . 2. 2.
Let . For all , we have .
Proof.
Let and be such that . By Lemma 2.1, we have and , hence we get the first statement. Together with Lemma 2.1, Remark 4.13 and Lemma 4.16, the first statement implies the second one. ∎
Define the height of any by . For any , let be the element of minimal length such that : then we have .
Lemma 4.18**.**
Let and be such that
[TABLE]
Then .
Proof.
By Lemma 2.1, we know that is well-defined. For all , we have . Assume that : then for all , hence for all and is then reduced to , which contradicts the fact that . This proves that for all .
Now let be a linear form satisfying for all . Pick and set . Then we have
[TABLE]
Thanks to [Kum02, Cor. (3)], we know that with . By [Kum02, Lem. 3.14], we also know that . Letting go to , we obtain that
[TABLE]
goes to , as required. ∎
Lemma 4.19**.**
For all , the set is finite.
Proof.
Let be an integer that satisfies the following property:
[TABLE]
(Such an integer exists by Lemma 4.18.) Let be such that belongs to and set . Following Lemma 4.16, write with such that . For all , set . Then there exists such that . Indeed, suppose by contradiction that for all . As
[TABLE]
we obtain from (2) that
[TABLE]
which is absurd. We can hence pick such that . As , we have by definition of . It implies that , hence we have , so is upper-bounded and the lemma follows. ∎
To allow infinite sums in , we need a suitable notion of summable families, as we have by Definition 4.7 for the Looijenga algebra . This is the purpose of the next definition.
Definition 4.20**.**
A family is summable when the following properties hold.
- •
For all , the set is finite.
- •
* is almost finite.*
If is a summable family, we define by
[TABLE]
The next result claims that the product of two summable families is well-defined. This is the crucial step in the process that turns into a convolution algebra for . Recall that elements of corresponds to elements of with finite support.
Theorem 4.21**.**
Let and be two summable families. Then is summable and only depends on the two elements and of .
Proof.
For any and , we can decompose and as follows:
[TABLE]
For any , we set
[TABLE]
For any triple , the application of Lemma 4.15 to gives a family of scalars that satisfy
[TABLE]
Given and , we then have
[TABLE]
This equality implies that is contained in , where for and . This already gives the finiteness of
[TABLE]
If we set and , where is the projection on the first coordinate, then and are by construction both almost finite. We can hence choose an integer and elements such that: for all , there exists such that .
Now pick a pair . The image of by the projection is given by
[TABLE]
Set
[TABLE]
If is an element of , choose some such that and . Then Lemma 4.17 implies the existence of such that and , which proves that is finite.
Set
[TABLE]
If is an element of and if is such that , applying again Lemma 4.17 gives an integer such that . This implies the finiteness of , which implies itself the finiteness of by Lemma 4.19.
Set
[TABLE]
By construction, is finite and for all , the non-vanishing of implies that belongs to . Also, if is in
[TABLE]
then there exists , and such that . Applying once more Lemma 4.17, we get integers such that
[TABLE]
Summed up, all this shows that is almost finite and that is a summable family.
Moreover, we have
[TABLE]
where we set
[TABLE]
hence the lemma is proved. ∎
Definition 4.22**.**
For any summable families and , we set
[TABLE]
Corollary 4.23**.**
The convolution product provides with a structure of associative -algebra.
Proof.
Theorem 4.21 ensures that is an -algebra. The associativity of in comes from Theorem 4.21 and from the associativity of in . ∎
The algebra is called the completed Iwahori-Hecke algebra of over .
Example 4.24**.**
Let be a thick masure of finite thickness on which a group acts strongly transitively. For any , pick a panel of and a panel of . Let (resp. ) be the number of chambers in that contain (resp. ) and set . Then satisfy the relations stated at the beginning of Section 4 and the completed Iwahori-Hecke algebra of over is called the completed Iwahori-Hecke algebra of over .
4.5 Center of the Iwahori-Hecke algebras
The goal of this section is to compute the center of the Iwahori-Hecke algebra and of its completed version . Our proof is basically an adaptation to this context of the proof of [NR03, Th. 1.4]. In the sequel, we denote by the center of any -algebra .
4.5.1 The completed Bernstein-Lusztig bimodule
To determine , we want to compute elements of the form for and . However, left and right multiplication by are only defined in for . To extend multiplication by for arbitrary , we need to pass to a bigger space: indeed, if is not in , multiplication by obviously does not stabilize , as is not in in this case. The bigger space aforementioned is a “completion” of that contains . Note that will not be equipped with a structure of algebra, but with a structure of -bimodule compatible with the convolution product on .
Any will also be written as . For such an , we define the support of along as
[TABLE]
We set ; note that and can be seen as subspaces of . For any pair , we have again a projection map defined by:
[TABLE]
Definition 4.25**.**
A family is summable if the following properties hold.
- •
For all pair , the set is finite.
- •
* is almost finite.*
If is a summable family, we define as
[TABLE]
Lemma 4.26**.**
Let be a summable family in and . For any , and are summable families of , and the elements and only depend on and (but not on the choice of the family .
Moreover, setting and , we define a convolution product that provides with a structure of -bimodule.
Proof.
Let be a summable family and set . For all pair , set . For all , we have , hence the summability of directly comes from the summability of and
[TABLE]
only depends on and .
The corresponding statement for is a little bit trickier to prove. Given , Lemma 4.15 gives a family of coefficients in such that
[TABLE]
For , write with for any pair . Then we have, for all :
[TABLE]
Fix and set for all pair . By the previous computation, we have , hence is finite. Moreover, for any , is contained in , hence is almost finite and is summable. Also note that the calculation of we did above implies that for all , we have
[TABLE]
hence if , then
[TABLE]
only depends on and .
To conclude the proof, we are left to show that for any , we have
[TABLE]
To do this, write with and apply the first part of this lemma to : by associativity of in , we get the required identities. ∎
Corollary 4.27**.**
For all and , we have and .
This statement justifies that we will from now on denote instead of .
4.5.2 Computation of the centers
Lemma 4.28**.**
For all and , we have .
Proof.
Write with . The associativity of proven in Lemma 4.26 implies that , hence and . ∎
For any , we introduce the following subsets of :
[TABLE]
We let and be the corresponding subspaces in .
Lemma 4.29**.**
Let and .
We have
[TABLE] 2. 2.
There exists such that .
Proof.
These statements are consequence of [BPGR16, Th. 6.2], of Lemma 4.15 and of Lemma 4.26. ∎
The following theorem is the heart of this section, as it describes the center of the completed Iwahori-Hecke algebra . This generalizes a well-known theorem of Bernstein (see [Lus83, Th. 8.1], which seems to be the first published version of this result) and gives a recovery of the spherical Hecke algebra as center of a natural Iwahori-Hecke algebra.
Theorem 4.30**.**
The center of the completed Iwahori-Hecke algebra is .
Proof.
Let be an element of and . We can write with and . As and commute with , we obtain that commutes with for all , hence we have and .
Conversely, let be an element of and write
[TABLE]
First assume that the set
[TABLE]
is non empty and choose a pair with maximal in (for the Bruhat order). Write with and . Lemmas 4.28 and 4.29 imply that for all , we have
[TABLE]
with . By projection on , we get that
[TABLE]
Now let be a finite set that satisfies the following property:
[TABLE]
Pick such that . Then for all , we have , hence there exists such that . In particular, pick and let be such that for all integer , we have , where is such that . Then belongs to , and Lemma 2.1 implies that is a non-zero element of . Hence for large enough, we have
[TABLE]
which contradicts the definition of . Consequently, is empty and belongs to . We can hence simplify the above decomposition of and write with . By Lemma 4.29, we know that for any , we have
[TABLE]
for some . But commutes with , so we also have
[TABLE]
By projection on , we get that
[TABLE]
hence is in , which ends the proof. ∎
As a consequence of Theorem 4.30, we get a description of the center of the usual Iwahori-Hecke algebra . Note that the proof relies on a characterization of finite -orbits in that will be proven independently at the end of Section 5 (see Corollary 5.23).
Before we state the result, let us recall some notations. If denote the indecomposable components of the Kac-Moody matrix , we let be the set of all such that is of finite type [Kac94, Th. 4.3] and be the complement of in . Set , let be the root system of and for all . Finally, set , and .
Lemma 4.31**.**
We have .
Proof.
Any is in and satisfies for all , hence belongs to by Theorem 4.21. As the other inclusion is clear, we already have that . By Theorem 4.30, we get that , and Corollary 5.23 now implies that this intersection is reduced to , which ends the proof. ∎
Remark 4.32**.**
When is finite, it is well-known that is a finitely generated -module, and it is natural to wonder whether the corresponding statement holds in the infinite case. Unfortunately, when is infinite, is not of finite type over . Indeed, let be any finite set and pick any finite family . For all , we have
[TABLE]
hence cannot span over .
4.6 Some further remarks
4.6.1 The special case of reductive groups
Assume in this paragraph that is reductive, in which case and . Then almost finite sets as defined in [GR14] are finite sets: indeed, the Kac-Moody matrix is in this case a Cartan matrix, hence it satisfies condition (FIN) in [Kac94, Th. 4.3]. In particular, is contained in , so to be a subset of some \bigl{(}\bigcup_{i=1}^{k}(y_{i}-Q^{\vee}_{+})\bigr{)}\cap Y^{++} amounts to be finite. Though the algebra is still different from , as is for instance an element of that is not in , they both have the same center. Indeed, we have the following result.
Proposition 4.33**.**
Let be any ring. Then if and only if is finite.
Proof.
If is infinite, then for any , the element belongs to but not to , hence .
If is finite, let be the longest element of . By [Hum92, §1.8], we know that . If is almost finite, there is some finite set and a family such that is contained in . If E is furthermore -invariant, then is also contained in , hence any element satisfies for some . This implies that is finite and completes the proof. ∎
Using [Lus83, Th. 8.1], Theorem 4.30 and Lemma 4.31, we get from Proposition 4.33 that when is finite, we have:
[TABLE]
4.6.2 Iwahori-Hecke algebras and double cosets
In the completion process we used to define , we used the Bernstein-Lusztig relations of . However, the Iwahori-Hecke algebra is initially defined in a different way, namely as a convolution algebra of -bi-invariant functions. In particular, a natural basis of is given by characteristic functions of double cosets, and the Bernstein-Lusztig presentation comes afterwards. This leads naturally to address the following question: can we see the completed algebra at the level of double cosets, as it is the case for the spherical Hecke algebra?
Fix a ring as before and let be the set of positive type [math] chambers. Set and let be the distance defined in [BPGR16] (see also Section 5.2 below). Recall that is isomorphic to for the product defined by for all elements , provided that we set, for all ,
[TABLE]
For , also write . For now, we do not know whether it is possible to endow , or some subspace containing , with a product that extends the convolution product of . At least in general, it seems difficult to embed into . Indeed, assume for instance that and let be the map defined by
[TABLE]
(Here, denotes the identity element in .) When is reductive, we know for instance by [Opd03, Cor. 1.9] that for any , is a positive real number, which makes it apparently hard to consider as an element of . In the non-reductive case, we do not know so far whether an analogue of [Opd03, Cor. 1.9] is true.
5 Hecke algebra associated with a parahoric subgroup
The goal of this section is to attach a Hecke algebra to other subgroups than or , by generalizing previous constructions of [BKP16] and [BPGR16] for the Iwahori subgroup . Our motivation comes from the reductive case, where Hecke algebras can be associated with any open compact subgroup (see Section 5.1 below). When is not reductive, we know from Theorem 3.1 that there is no reasonable topology on , hence we cannot define “open compact” in our context. Nevertheless, there is still a notion of special parahoric subgroup, defined as the fixer of a type [math] face of the masure .
Given a special parahoric subgroup that fixes a spherical type [math] face satisfying , we will generalize the construction done for by Bardy-Panse, Gaussent and Rousseau [GR14, BPGR16] to build a Hecke algebra associated with . This requires some finiteness results that fails anytime is not spherical (see Section 5.4).
5.1 Motivation from the reductive case
To motivate our definition in the Kac-Moody case (see Definition 5.14), we start by recalling the classical setting for reductive groups. This section follows [Vig96, I.3.3], though the idea of considering Hecke algebras as spaces of bi-invariant functions goes back at least to Weil and Shimura [Shi59], and to Iwahori [Iwa64] and Iwahori-Matsumoto [IM65].
Assume that is reductive, in which case it is naturally endowed with a structure of topological group induced by the topology of . For any open compact subgroup of , let be the space of compactly supported functions that are -invariant under right multiplication. Define an action of on this space by setting for all pairs . The algebra of -equivariant endomorphisms of is called the Hecke algebra of relative to . If is the ring of compactly supported functions that are -bi-invariant (for left and right multiplications), then we have a natural isomorphism of algebras given by for all . This shows that is a free -algebra with canonical basis . The product of two elements of this basis is given by
[TABLE]
(Note that the non-vanishing of implies that is contained in .)
Extension of scalars works as follows: for any commutative ring , the algebra is called the Hecke algebra of over relative to .
When is not reductive, we will replace open compact subgroups (that are not defined) by special parahoric subgroups. More precisely, let be the fixer in of a type [math] face that satisfies . Following what is done in [BPGR16] in the Iwahori case, we will see as intersection of “spheres” in and prove that this intersection is finite when is spherical (see Lemma 5.11) but infinite when is not spherical (see Proposition 5.21). Hence for spherical, we will be able to define the Hecke algebra associated with as the free -module with basis , where , equipped with the convolution product given by the analogue of formula (4) with . To prove this, we use the fact that these results are already known when is a type [math] chamber (by [BPGR16]), and the finiteness of the number of type [math] chambers dominating as above. Note that the use of instead of in the definition of is related to the fact that two points of do not always lie in a same apartment. This change of group already shows up in the spherical and the Iwahori cases (see [BPGR16, BK11, BKP16, GR14]).
From now on, we fix a type [math] face that satisfy . We denote by its fixer in and by its pointwise fixer in . Then is spherical when is finite. We also let be its orbit under the action of on . Note that we have a bijection that maps to .
5.2 Distance and spheres associated with a type [math] face
In this section, we define an “-distance” (or “-distance”) that generalizes the -distance introduced in [GR14] and the -distance defined in [BPGR16].
If (resp. ) is an apartment of and if (resp. ) are subsets or filters of (resp. ), we denote by any isomorphism of apartment induced by some element of and such that: , . When we do not want to precise which apartments and are chosen, we simply write .
We define a relation on as follows: for in , we write when , where denotes the vertex of for . We then set
[TABLE]
For any , we set .
Proposition 5.1**.**
For all , there exists an apartment containing and , and an isomorphism . Moreover, only depends on the pair .
Proof.
Given , the existence of an apartment containing and comes from [Rou11, Prop. 5.1]. By construction, there is some such that . Let : by (MA2), there exists an isomorphism . Set : then has the required properties.
Let now be another apartment containing and and be another suitable isomorphism. By [Héb17a, Th. 5.18], there exists an isomorphism . We hence have the following commutative diagram:
[TABLE]
with the lower horizontal arrow that is induced by an element of , hence does not depend on any choice and the proof is complete. ∎
Remark 5.2**.**
Proposition 5.1 does not require to be spherical, thought it is the most important case for us. When is spherical, one can use [BPGR16, Prop. 1.10c)] instead of [Héb17a, Th. 5.18]. Note that in the sequel, we will only use the -distance attached to a non-spherical face for pairs of type [math] faces based at the same vertex. In this special case, [Héb17a, Th. 5.18] could be replace by [Rou11, Prop. 5.2].
Remark 5.3**.**
When , we can identify with the “vectorial distance” of [GR14] through the usual bijections and .
When , we have , hence for all chamber and can be identified with the distance of [BPGR16], provided that each element of is identified with the type [math] chamber .
Set
[TABLE]
Moreover, for any pair , set
[TABLE]
For any , we choose some such that . Such an element exists: indeed, let be such that and set . By (MA2) and [Rou11, 2.2.1)], we get an isomorphism . Letting , we have such that , hence comes from an element as required.
Lemma 5.4**.**
For all , we have
[TABLE]
Proof.
For any , there exists some such that , hence belongs to . Now let be an element of : then we have . As is -invariant, we obtain that
[TABLE]
hence is in and the proof of the first equality is complete. The proof of the second equality is similar and left to the reader. ∎
5.3 Hecke algebra associated with a spherical type [math] face
Let and be two positive type [math] chambers base at some common vertex . We can (and will) identify with the set of type [math] chambers of whose vertex lies in . Thus is in and we can set .
Lemma 5.5**.**
Let be a positive type [math] chamber of and let be its vertex. For any integer , the set of all positive type [math] chambers of based at and such that is a finite set.
Proof.
The argument goes by induction on , noticing that contains each time we have . As is of finite thickness, the set is finite for all . Now let be such that is finite for all and take . By [Rou11, Prop. 5.1], we can choose an apartment that contains and . Let be an isomorphism of apartments: then we have for some of length at most . We can assume that , otherwise is in and there is nothing more to do. In this case, let be such that and . Then satisfies , hence belongs to , which is a finite set, and the proof is complete. ∎
5.3.1 Type of a type [math] face
Let be the set of all positive vectorial faces of and be the set of all positive type [math] faces of based at [math].
Lemma 5.6**.**
The map that sends to is bijective.
Proof.
The definition of local faces ensures that is well-defined and surjective. Now let be two distinct elements of . As [math] is special, we have for . But implies that (for otherwise, we would have , which does not make sense) and is thus injective, which ends the proof. ∎
For any positive type [math] face of , there is some type [math] face and some such that . The set such that is called the type of and denoted by . This notion is well-defined: indeed, if we also have for some and , then is such that . By (MA2) and [Rou11, 2.2.1)], we can assume that lies in , hence is in and Lemma 5.6 then implies that . By [Rou11, 1.3], this requires that , as wanted.
Remark 5.7**.**
The type of a face is invariant under the action of . Also note that for any type [math] chamber and any subset of , there exists exactly one sub-face of with type .
5.3.2 Finiteness results for spherical type [math] faces
From now on, we assume that the face is furthermore spherical.
Lemma 5.8**.**
For all , the set of all type [math] chambers of containing is finite.
Proof.
Fix a chamber , denote by its vertex and pick another chamber in . By [Rou11, Prop. 5.1], there exists an apartment that contains and . We identify with and fix the origin of at : then there exists such that . If denotes the type of , then is also a sub-face of type in , hence we have by the unicity property stated in Remark 5.7. This means that belongs to , which is a finite group as is spherical (because is). In particular, we must have , which ends the proof by Lemma 5.5. ∎
Lemma 5.9**.**
Let and be in . Then iff there exists an isomorphism .
Proof.
Assume that . For any choice of
[TABLE]
the map satisfies the required property.
Conversely, suppose that there exists an isomorphism . Pick and choose : then is an isomorphism that maps to . By Proposition 5.1, we thus have , which ends the proof of the lemma. ∎
Lemma 5.10**.**
Let and . Let be such that and let be the set of all chambers of containing an element of . For any type [math] chambers and respectively dominating and , we have . Moreover, the set is finite.
Proof.
Pick an apartment containing and and an isomorphism
[TABLE]
By Remark 5.7, is the unique sub-face of type in , hence we have and belongs to , which implies that lies in .
Now note that the map sending a positive type [math] face on its type induces a bijection from the set of type [math] chambers of containing onto the fixer of in . As is a conjugate of , it is finite (as is spherical), hence so is . ∎
Lemma 5.11**.**
For any pair and any elements , the set is finite and its cardinality only depends on and .
Proof.
Denote by the set of type [math] chambers containing an element of and let (resp. ) be a type [math] chamber that contains (resp. ). By Lemma 5.10, any chamber satisfies and . This implies that is contained in
[TABLE]
By [BPGR16, Prop. 2.3] and Lemma 5.10, this inclusion implies the finiteness of , which itself implies that is finite.
To prove the independence of the cardinality, assume that is such that . By Lemma 5.9, there exists an isomorphism
[TABLE]
Thus we have
[TABLE]
which ends the proof. ∎
Following Lemma 5.11, and with the same notations, we set
[TABLE]
Lemma 5.12**.**
For any elements in , the set
[TABLE]
is finite.
Proof.
Denote by the set of all triples of type [math] chambers such that there exist sub-faces , and of these chambers that satisfy and . If is in , then Lemma 5.10 implies that and . This proves that is contained in , where the ’s are the finite sets introduced in the proof of [BPGR16, Prop. 2.2]. By Lemma 5.10, this proves that is finite.
Let be such that and . Then there is a triple such that is a face of for . The distance is of the form for some face of , hence the lemma follows. ∎
5.3.3 Definition of the Hecke algebra
Let be a commutative unitary ring.444Note that we do not require here any of the additional assumptions made on in Section 4. Denote by the set of all functions . For any , let be defined as follows (where denotes the Kronecker symbol):
[TABLE]
One directly checks that is a free -module with basis .
Theorem 5.13**.**
Define a product by the following formula:
[TABLE]
Then the product is well-defined and endow with a structure of associative algebra that has for identity element. Moreover, the product of any two elements of the basis is given by the following formula:
[TABLE]
Proof.
Lemmas 5.11 and 5.12 imply that is well-defined and give the required formula for for any . The associativity of directly comes from the definition, and a direct computation shows that is the identity element as we have for all . ∎
Definition 5.14**.**
The algebra is called the Hecke algebra of associated to (or: to ) over .
Remark 5.15**.**
Given , there exists some element such that
[TABLE]
Let . We can always assume that and write for some . One easily checks that only depends on , and that the corresponding map is bijective. Via , we can identify with the set of all functions . Under this identification, corresponds to for all . Moreover, for any , we have
[TABLE]
where for all . Using Lemmas 5.4 and 5.11, we get that , as in the reductive case (compare with (4)).
Remark 5.16**.**
For now, we do not know whether it is possible to define a completed Hecke algebra for any spherical face as above in the similar manner as what we did for the Iwahori-Hecke algebra. To generalize our completion process to this context, one would in particular need an analogue of Bernstein-Lusztig relations for arbitrary .
5.4 What about non-spherical type [math] faces?
In [GR14], Gaussent and Rousseau defined the spherical Hecke algebra as a Hecke algebra associated with the non-spherical type [math] face , and we noticed in Remark 5.3 that their distance matches with our . Consequently, it seems natural to try to associate a Hecke algebra with any type [math] face between and , i.e to see whether the extra assumption of being spherical can be suppressed.
In this section, we consider a non-spherical type [math] face such that . Note that this implies that is an indefinite Kac-Moody matrix of size : indeed, when is of finite type, then any type [math] face is spherical, and when is of affine type, the only non-spherical type [math] face of is . In this last section, we will prove that the coefficients involved in the definition of the convolution product introduced earlier (see Theorem 5.13) are now infinite. The proof of this result requires the injectivity of the restriction map that sends to . This property is proved in [Kac94] for less general realizations of than the one we use, hence we will start by extending this property to our framework: this is the point of Lemma 5.18 below.
5.4.1 Realizations of a Kac-Moody matrix
Let be a Kac-Moody matrix. Following [Kac94, Chap. 1], we say that a realization of is a triple where denotes an -vector space,555Note that in [Kac94], complex vector spaces are used instead of real vector spaces. a family of elements in (the dual space of ) and a family of elements in , such that the following three properties hold.
- (F)
The elements of (resp. ) are linearly independent in (resp. in ). 2. (C)
For all , . 3. (D)
We have .
A generalized free realization of is a triple with defined as above but only satisfying properties (F) and (C). Two realizations and are said isomorphic if there exists an isomorphism of vector spaces such that and . We know by [Kac94, Prop. 1.1] that up to (non unique in general) isomorphism, admits a unique realization .
Given a generalized free realization of , we let the inessential part of be the subspace . We also set
[TABLE]
The next lemma is easy to prove and thus left to the reader.
Lemma 5.17**.**
For any generalized free realization of , there exist subspaces and such that is isomorphic to (as realizations of ), and .
Let be the Weyl group of , i.e the subgroup of generated by the , (where sends any to ).
Lemma 5.18**.**
For any generalized free realization of , the map
[TABLE]
is injective.
Proof.
Write with and as in Lemma 5.17. For any and , we have , hence is stable under the action of . Moreover, fixes pointwise , hence the restriction map is a an isomorphism. As a consequence, we can assume that . Now apply assertion (3.12.1) of the proof of [Kac94, Prop. 3.12] to instead of : we get that the only satisfying is . As is contained in , this ends the proof. ∎
5.4.2 Infinite intersections of spheres
From now on, we assume that is a non-spherical type [math] face of that satisfies . Recall that this implies that the fixer of is infinite. Indeed, we can assume that has [math] for vertex, which identifies with a subgroup of . Let be the vectorial face such that and let us prove that is also the fixer of (which will prove the claim as is non spherical, hence is infinite by definition). If , let be fixed by : then fixes hence is in . Conversely, we have because (as [math] is special), hence is infinite.
Remark 5.19**.**
By [Rou11, §1.3], the vectorial faces based at [math] form a partition of the Tits cone. Therefore, for any vectorial face , if there exist some and some such that , then . Consequently, for any , is infinite if and only if is infinite for some , if and only if is infinite for all .
The proof of the next proposition uses the graph of the matrix , whose vertices are the elements and whose arrows are the pairs such that .
Lemma 5.20**.**
Suppose that the matrix is indecomposable. For any non-spherical type [math] face of that satisfies , there exists such that is infinite.
Proof.
Write with
[TABLE]
for some subset of . Note that as is strictly contained in . Let be such that is infinite (such a exists by Lemma 5.18). As the graph of is connected [Kac94, 4.7], any element can be linked to via a finite sequence of elements of that satisfy . We fix such a and such a sequence .
Now pick and let us show the existence of some such that . Given and , we say that satisfies when and for all . If satisfies for some , then satisfies (recall that ), hence satisfies for some . As is in and is in , we have , hence satisfies for some . Replacing by in the previous argument and using successive iterations, we finally get some such that satisfies , i.e such that .
We conclude as follows: if is finite, then is infinite, hence at least one of the orbits or is infinite, which implies the required result by Remark 5.19. ∎
Let be the indecomposable components of the Kac-Moody matrix . For any , pick a realization of : then . Also note that decomposes as , where denotes the vectorial Weyl group of , and that we can decompose any face of as with .
Proposition 5.21**.**
Let be a type [math] face of . The following are equivalent.
- i.
There exists such that is infinite. 2. ii.
There exists such that is non-spherical and different from . (Recall that is the minimal type [math] face of based at [math].)
Proof.
The decomposition of induces a decomposition of its fixer as . First assume the existence of some such that is infinite and decompose as . Then
[TABLE]
hence there is (at least) an integer such that is infinite. For such an , must be non-spherical (otherwise would be finite) and different from (otherwise ). Hence (i) implies (ii). The reverse implication is a consequence of Lemma 5.20. ∎
The next proposition gives a counterexample to Lemma 5.11 for non-spherical faces, which explains why we needed this restriction in our construction.
Proposition 5.22**.**
Let be a face based at [math] for which there exists some such that is infinite. Then is infinite.
Proof.
It is enough to check that is contained in
[TABLE]
Let and let be such that . As , we have , hence by definition of . Now the isomorphism maps to and to , thus . This shows that belongs to
[TABLE]
hence the proposition. ∎
Recall that the notations and used in the next result were introduced in Section 4.5.2.
Corollary 5.23**.**
Let . Its -orbit is finite iff belongs to .
Proof.
Given , write with for all . First assume that is in : then
[TABLE]
As is finite for any , the finiteness of follows from its decomposition above and the converse implication is proved.
Now assume that is not in . Let be such that and let be the vectorial face of that contains . By Remark 5.19, the map that sends onto is well-defined and bijective. If is spherical, then its stabilizer is finite and is thus infinite as is. If is non-spherical, then Lemma 5.20 produces an element such that is infinite, where is also the fixer of in . In any case, is infinite, hence so is , which ends the proof. ∎
References
- [1]
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 2[BKP 16] Alexander Braverman, David Kazhdan, and Manish M Patnaik. Iwahori–Hecke algebras for p-adic loop groups. Inventiones mathematicae , 204(2):347–442, 2016.
- 3[BPGR 16] Nicole Bardy-Panse, Stéphane Gaussent, and Guy Rousseau. Iwahori-Hecke algebras for Kac-Moody groups over local fields. Pacific J. Math. , 285(1):1–61, 2016.
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