A compactness theorem for stable flat $SL(2,\mathbb{C})$ connections on $3$-folds
Teng Huang

TL;DR
This paper establishes a compactness theorem for stable flat $SL(2,b{C})$ connections on 3-manifolds with non-degenerate flat $SU(2)$-connections, and shows the moduli space can be disconnected.
Contribution
It proves a Uhlenbeck-type compactness theorem for stable flat $SL(2,b{C})$ connections and demonstrates the moduli space's disconnectedness under certain conditions.
Findings
Proved a compactness theorem for stable flat $SL(2,b{C})$ connections.
Showed the moduli space of these connections can be disconnected.
Extended previous results to include $L^2$-bounded curvature connections.
Abstract
Let be a closed -manifold such that all flat -connections on are -. In this article, we prove a Uhlenbeck-type compactness theorem on for stable flat connections satisfying an -bound for the real curvature. Combining the compactness theorem and a previous result in \cite{Huang}, we prove that the moduli space of the stable flat connections is disconnected under certain technical assumptions.
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Taxonomy
TopicsGeometric and Algebraic Topology · Geometric Analysis and Curvature Flows · Geometry and complex manifolds
A compactness theorem for stable flat connections on -folds
Teng Huang
Abstract
Let be a closed -manifold such that all flat -connections on are -. In this article, we prove a Uhlenbeck-type compactness theorem on for stable flat connections satisfying an -bound for the real curvature. Combining the compactness theorem and a previous result in [7], we prove that the moduli space of the stable flat connections is disconnected under certain technical assumptions.
††Teng Huang: School of Mathematical Sciences, University of Science and Technology of China; CAS Key Laboratory of Wu Wen-Tsun Mathematics, University of Science and Technology of China, Hefei, Anhui, 230026, People’s Republic of China; e-mail: [email protected];[email protected]
Keywords. stable flat connections, Vafa-Witten equations, compactness theorem ††Mathematics Subject Classification (2010): 58E15;81T13
1 Introduction
Let be an oriented, closed, smooth -dimensional manifold with smooth Riemannian metric , and let be a principal -bundle over with being a compact Lie group. We denote by the set of all connections on , and by the set of -valuled -forms, where is the adjoint bundle of . Suppose that is a connection on and its curvature is denote by . For any connection on we have the covariant exterior derivatives . The curvature
[TABLE]
of the complex connection is a -form with values in . We say that is a complex flat connection with the moment map condition, if the pair satisfies,
[TABLE]
The system of the pairs is elliptic [4] For convenience, we call the solutions of the elliptic system as stable flat connections, see [1]. These equations are not only invariant under the actions of real gauge group , but also invariant under the actions of complex gauge group . The solution of stable flat connections on compact Riemannian surface is also a solution of Hitchin’s equation [6]. The moduli space of the solutions of Hitchin’s equations which satisfying is compact, see [4, Theorem 4.1]. Following [3, Proposition 2.2.3] or [10, Proposition 1.2.6], we know that the gauge-equivalence classes of flat connections over a connected manifold, , are in one-to-one correspondence with the conjugacy classes of representations .
The Uhlenbeck compactness theorem [17, 20] on the moduli space of the connections with -bounds on curvature is one of the most fundamental theorems in the analytical aspect of the gauge theory. In [13], Taubes studied the Uhlenbeck style compactness problem for connections, including solutions to the above equations, on three-, four-manifold [13, 14, 15].
We denote by
[TABLE]
the moduli space of the stable flat connections. In particular, the moduli space of gauge-equivalence classes of flat connections on ,
[TABLE]
can be embedded into via the map . The Uhlenbeck compactness theorem [17] shows that the moduli space is compact.
One can see that the pair has the a priori estimate (see [4])
[TABLE]
where is a positive constant dependent on the metric . Then the Uhlenbeck compactness theorem implies that the moduli space of solutions of stable flat connections satisfying (1.1) with is compact, for every given positive constant . On the other hand, there are examples of sequences of solutions to (1.1) such that diverges to infinity, therefore the moduli space of solutions to (1.1) is not always compact. An interesting question to ask if following:
let be a positive constant number, and consider the subset of consisting of such that is this subset alawys compact?
In this article, we consider the case for the stable flat connections on a closed, smooth, oriented three-manifold . We will give a positive answer for this question if satisfy certain conditions.
We denote by
[TABLE]
the self-dual operator with respect to a flat connection . We recall the definition of non-degenerate flat connections as follows, see [2, Definition 2.4].
Definition 1.1**.**
Let be a compact Lie group, be a -bundle over a closed, smooth manifold of dimension and endowed with a smooth Riemannian metric . The flat connection called - if
[TABLE]
The main observation of this article can be stated as follows.
Theorem 1.2**.**
(A compactness theorem for stable flat connections with bounded real curvatures). Let be a closed, oriented, smooth Riemannian three-manifold, be a principal or -bundle over . Let be a sequence of -solutions of Equations (1.1). Suppose that all flat connections on the principal bundle are -. If the -norms of the curvatures are bounded, then there is a subsequence of and a sequence of gauge transformations such that converges to a pair obeying Equations (1.1) on in the -topology. In particular, the moduli space of solutions of stable flat connections which obeys is compact, for every positive constant .
Remark 1.3**.**
Taubes [13] considered a sequence of complex connections such that the -norms of are bounded (in this article, the complex curvature is just zero). There are two possible cases: (1) if has a bounded sequence, then Taubes proves in the -topology, (2) if has no bounded sequence, then Taubes makes sense of the limit as a harmonic spinor. In particular, if the sequence is divergent to infinity, then following the inequality (1.2), one can see that the sequence is also divergent to infinity.
As a particular case of Theorem 1.2, we have an -bound on the extra fields in the fibre direction at a connection . Namely,
Corollary 1.4**.**
Let be a closed, oriented, smooth Riemannian three-manifold, be a principal or -bundle over . Suppose that all flat connections on the principal bundle are -. Then for any sequence of solutions of Equations (1.1), there exists a subsequence and a positive constant such that for all .
The Corollary 1.4 is similar to the Vafa-Witten equations case, see[12, Corllary 1.4].
Following the notation of [3, Section 4.2.1], we denote by the equivalence class of a pair , that is a point in . We denote
[TABLE]
We can define a distance function on as follows:
[TABLE]
We can use the compactness theorem 1.2 to study the topological of the moduli space of stable flat connections.
Theorem 1.5**.**
Assume the hypotheses of Theorem 1.2. Suppose that all flat connections on the principal -bundle are -. If is a -solution of Equations (1.1), then there is a positive constant such that
[TABLE]
unless is a flat connection.
Remark 1.6**.**
There are many combinations of conditions on which imply that the flat connection is non-degenerate. For example, if is a closed, oriented Riemannian three-manifold with the homology of , is a principal -bundle over , then every flat connection on is non-degenerate.
Corollary 1.7**.**
Let be a closed, oriented, smooth Riemannian three-manifold with the homology of , be a principal -bundle. Let be a sequence of -solutions of Equations (1.1). If the -norms of the curvatures have a bound, then there is a subsequence of and a sequence of gauge transformations such that converges to a pair obeying Equations (1.1) on in the -topology. Furthermore, there is a positive constant such that
[TABLE]
unless is a flat connection.
The organization of this paper is as follows. In section 2, we first recall the compactness theorem of Vafa-Witten equations which is proved by Tanaka [12]. We also observe that the set of stable flat connections on a compact -fold is in one-to-one correspondence with solutions to a -invariant Vafa-Witten equations on . Then by Tanaka’s compactness theorem, we can prove a compactness theorem for stable flat connections. In section 3, we obtain a topological property of the moduli space of stable flat connections by our compactness theorem.
2 Compactness theorem for stable flat connections
2.1 Vafa-Witten equations and stable flat connections
In this section, we recall the compactness theorem of Vafa-Witten equations which is proved by Tanaka [12]. For an oriented -dimensional Riemannian manifold with metric , the Hodge star operator induces the following splitting:
[TABLE]
Accordingly, the space of -valued two-forms splits as
[TABLE]
At first, we begin to define the Vafa-Witten equations [19]. One also can see Equations (2.4)–(2.5) in [12]. We call the pair a solution of Vafa-Witten equations, if satisfies
[TABLE]
where is defined in [11, Appendix A]. Vafa-Witten equations were introduced by Vafa and Witten to study S-duality in twist of supersymmetric Yang-Mills theory [19]. By appropriately counting the number of points of the moduli space of Vafa-Witten equations, we hope to obtain a number called the Vafa-Witten invariant for the principal bundle [11, Section 1.3]. These equations were also considered by Haydys [5] and Witten [21] from a different point of view.
Let be a Lie group and be a principal -bundle over a smooth Riemannian manifold . We recall the equivalent characterizations of flat bundles [10, Section 1.2], that is, bundles admitting a flat connection.
Proposition 2.1**.**
*([10, Proposition 1.2.6]) For a principal -bundle over , the following three conditions are equivalent:
(1) admits a flat structure,
(2) admits a flat connection,
(3) is defined by a representation .*
Recall that, is curvature of the complex connection . The solutions of stable flat connections also satisfy the complex Yang-Mills equations [4]. We then have
Proposition 2.2**.**
If is a -solution of (1.1) over a closed -manifold , then
[TABLE]
Now return to the setting of this article. Let be an oriented, smooth, Riemannian three-manifold, be a -principal bundle over with being a compact Lie group. We denote by the product manifold with the product metric. We pull back a connection on to via the canonical projection
[TABLE]
We define a section as follows
[TABLE]
where (resp. ) is the Hodge star operator with respect to metric (resp. ). We then have
Proposition 2.3**.**
The canonical projection gives a one-to-one correspondence between stable flat connections on and -invariant Vafa-Witten equations on the pullback bundle .
Proof.
The proof is similar to [11, Lemma 8.2.2]. In a local coordinate of , we can denote
[TABLE]
Note that
[TABLE]
Then by the definition of , we get
[TABLE]
and
[TABLE]
Thus
[TABLE]
We also observe that
[TABLE]
Therefore, we have
[TABLE]
We also have an other equation
[TABLE]
∎
2.2 Compactness theorem for Vafa-Witten equations
Mares studied the analytic aspects of Vafa-Witten equations in [11]. We don’t have an -bounded on the curvature of a connection which satisfies the Vafa-Witten equations as in the case of Hitchin-Simpson’s equations [6]. Mares observed that if is a solution of Vafa-Witten equations and the -norm of has a uniform bound, then the curvature also has a uniform bound in -norm by the following identity
[TABLE]
where denotes some bilinear on , is the scalar curvature of the metric, and is the self-dual part of the Weyl curvature of the metric (see [12, Page 1204] or [11, Section B.4] for more details). Following Uhlenbeck compactness theorem, he obtained a compactness theorem of Vafa-Witten equations under the extra fields have a bound in -norm [11].
For a sequence of connections on , Tanaka defined a set as follows:
[TABLE]
where is a positive constant which is defined as in [12]. This set describes the singular set of a sequence of connections . In [12], Tanaka observed that under the particular circumstance where the connections are non-concentrating and the limiting connection is non-locally reducible, one obtains an -bound on the extra fields. Here, we say that a connection on a principal or bundle is locally reducible if the vector bundle has a one-dimensional subbundle that is -covariantly constant, See [12, Definition 2.1]. Note that a connection on a principal or bundle being locally reducible is the same as being honestly reducible if is simply connected. The following is an analogue of the second part of [16, Theorem 1.1], but under the assumption that is empty.
Theorem 2.4**.**
([16, Theorem 1.2] and [12, Proposition 4.4] ) Let be a sequence solutions of Vafa-Witten equations, set . Let denote the injectivity radius of . Suppose that there exist and a sequence such that
[TABLE]
*for every and . Assume that the sequence has no bounded subsequence. Then there exist a closed, nowhere dense set , a real line bundle , a section , a connection on , and an isometric bundle homomorphism . Their properties are listed below:
(a) is the zero locus of ,
(b) The function is Hölder continuous on ,
(c) The section is harmonic in the sense of ,
(d) is an -function on that extends as an -function on ,
(e) The curvature tensor of is anti-self-dual,
(f) The homomorphism is -covariantly constant.
In addition, there exist a subsequence and a sequence of automorphisms from such that
(i) converges to in the topology on compact subset in and
(ii) The sequence converges to in the -topology on compact subset in and the -topology on . Meanwhile, converges to in the weakly -topology and the -topology on the whole of .*
2.3 Proof of our results
In this section, we give the proof of our main result. At first, we observe that
Proposition 2.5**.**
Let be a closed, oriented, smooth Riemannian three-manifold, be a principal -bundle with being a compact Lie group. Let be a sequence -connections on with the -norms of the curvatures have a uniform bound. We denote by the pullback -invariant connections. Then the set is empty, where is defined in Equation (2.1).
Proof.
For a point , we denote by
[TABLE]
the geodesic ball on . Hence, we have
[TABLE]
We can choose sufficiently small such that
[TABLE]
where is the constant on Theorem 2.4. Therefore, we complete this proof. ∎
Following the idea in the proof of [15, Theorem 1.2], we can obtain a compactness theorem for the stable flat connections on three-manifold.
Theorem 2.6**.**
*Let be a closed, oriented, smooth Riemannian three-manifold, be a principal -bundle with being or . Let be a sequence of -solutions of Equations (1.1), set . Suppose that the -norms of the curvatures have a uniform bound and the sequence has no bounded subsequence. Then there exist a closed, nowhere dense set , a real line bundle , a section , a connection on , and an isometric bundle homomorphism . Their properties are listed below:
(a) is the zero locus of ,
(b) The section is harmonic in the sense of ,
(c) The curvature tensor of is flat,
(d) The homomorphism is -covariantly constant.
In addition, there exist a subsequence and a sequence of automorphisms from such that
(i) converges to in the topology on compact subset in and
(ii) The sequence converges to in the topology on compact subset in and the -topology on . Meanwhile, converges to in the weakly -topology and the -topology on the whole of .*
Proof.
As explained momentarily, this theorem constitutes a special case to Theorem 2.4. To obtain Theorem 2.6 from Theorem 2.4, we take in Theorem 2.6 to be the product with the metric being the product metric. The pull-back of the principal -bundle on to via the projection map to defines a principal -bundle over , the latter is denoted also by . Let be a sequence solutions of stable flat connections over . For simplicity we keep the same notations for objects on and their pullbacks to . We denote . If suppose that the sequence has no bounded subsequence, then also has no bounded subsequence. A similar sort of argument can be used to prove that Theorem 2.4’s set is the product of and a closed set and that Theorem 2.4’s real line bundle is isomorphic to the pull-back via the projection map of a real line bundle defined on the complement in of , this denoted for now by . Moreover, such an isomorphism identifies Theorem 2.4’s version of with the pull-back of a harmonic, valued 1-form on with denoting the locus where its norm is zero. ∎
Remark 2.7**.**
Taubes considered a sequence of complex connections such that the -norms of are bounded. If has no bounded sequence, then Taubes makes sense of the limit as a harmonic spinor [15]. In our result, we add the conditions that all connections are stable flat connection and the real curvatures have -bounded, then we prove the limit as a decoupled stable flat connection.
The next theorem is a special case of Theorem 1.1b in [15]. It implies among other things that has measure zero. To set the notation for this upcoming theorem. A point is a point of discontinuity for , if is not isomorphic to the product bundle on the complement of in any neighborhood of [15].
Theorem 2.8**.**
([15, Theorem 1.1b]) Let and be as described in Theorem 2.6. The set has Hausdorff dimension at most 1, and moreover, the set of the points of discontinuity for (defined in the preceding paragraph) are the points in the closure of an open subset of that is an embedded curve in denoted by .
Uhlenbeck’s [17] theorem applies to the connections on and in particular makes the following assertion:
Uhlenbeck’s Theorem: Let be a sequence of connections on over a closed, oriented, -manifold. If -norms of the curvatures of the connections have a uniform bound, then there is a subsequence and a sequence of gauge transformations such that converges weakly in the -topology to a connection on .
By the priori estimate (1.2), we then have
Theorem 2.9**.**
([15, Theoreom 1.1a]) Let be a closed, oriented, smooth Riemannian three-manifold, be a principal or -bundle over . Let be a sequence of -solutions of Equations (1.1). Suppose that the sequence has a bounded subsequence. Then there is a subsequence of and a sequence of gauge transformations such that converges to a pair obeying Equations (1.1) on in -topology.
We are finally ready to use the above results in the following proposition.
Proposition 2.10**.**
*Let and be as described in Theorem 2.6, so that and are defined over . Then
(1) There exists a smooth flat connection defined over all of , and a Sobolev class gauge transformation defined over such that is restriction to of . Defining over , then .
(2) The bundle over extends to a bundle defined over all of , which we again denote by ,
(3) There exist extensions of both and to all of . We again denote these by and . The extensions satisfy and .*
Proof.
The idea of our proof is similar to [12, Proposition 4.6].
We first prove item 1. Following weak Uhlenbeck compactness theorem (see [20, Theorem A]), for any sequence with bounded -curvature on a principal -bundle over a closed three-manifold, there exists a subsequence (again denote ) and a sequence of gauge transformations such that converges weakly to a limit connection over all of in . Recall from Theorem 2.6 that is the limit over compact subset of gauge equivalent connections. Since weakly limits preserve gauge equivalence, it follows there exists a Sobolev-class gauge transformation such that .
Note that is flat and gauge-equivalent over the complement of to . Thus, is a connection whose curvature is , and vanishes on the complete of , which by Theorem 2.8 is a set of measure zero. Hence the curvature of is flat and so a standard elliptic regularity argument can be used to prove that there is an and automorphism of that transforms into a smooth flat connection. After possibly composing with such an automorphism, we may assume without loss of generality that is smooth and that is continuous. That follows from Theorem 2.6 since is -covariantly constant. This establishes the item 1.
We next prove the item 2 that extends over . Let denote the submanifold that is described by Theorem 2.8. It is enough to prove that is empty. For this purpose, assume to the contrary that and let be a component. This is a embedded curve. Fix a point . Since is , there is an embedded disk closure intersects transversally at a single point which is . This is also its only intersection point with since is an open subset of . Since is a point of discontinuity for the bundle , the restriction of to is not isomorphic to the product line bundle. In particular, parallel transport by of along any circle in which wraps once around gives . However, is gauge-equivalent to a connection which is smooth over all of . This parallel transport around sufficiently small bounded interval will be arbitrarily close to , which is a contradiction.
Finally, we prove item 3 by showing that both and extend to all of as sections. Granted this extension, we may argue as in item 1 that both and are sections which vanish almost everywhere, and hence by elliptic regularity, and are smooth and satisfy and over all of . ∎
Following above results, we can prove a Uhlenbeck-type compactness theorem on for stable flat connections satisfying an -bound for the real curvature.
Proof of Theorem 1.2.
We set . At first, we can prove that there exists a subsequence such that have a uniform bound. If not, then the sequence has no bounded subsequence. We denote , and as described in Proposition 2.10. Hence, following Proposition 2.10, we have
[TABLE]
and
[TABLE]
Since , the hypothesis of the flat connection implies that
[TABLE]
Following the item 1 in Proposition 2.10, there exist a continuous Sobolev-class gauge transformation defined over such that
[TABLE]
and
[TABLE]
Hence
[TABLE]
on . The zero locus of the extension of is the set . And we can set is a unit length, -covariantly constant homomorphism over . Hence, we can say on .
On the other hand, following the last item in Theorem 2.6, there exist a subsequence and a sequence of automorphisms from such that converges to in the -topology on compact subset in and the -topology on . Meanwhile, converges to in the weakly -topology and the -topology on the whole of . Hence
[TABLE]
It’s contradicting the fact , . In particular, the preceding argument shows that there exists a subsequence such that have a uniform bound. Thus following Theorem 2.9, there is a subsequence (again denote by ) and a sequence of gauge transformation such that converges to a pair on in the -topology. ∎
Corollary 2.11**.**
Let be a closed, oriented Riemannian three-manifold with the homology of , be a principal -bundle. Let be a sequence of solutions of Equations (1.1). If the -norms of the curvatures have a uniform bound, then there is a subsequence of and a sequence of gauge transformations such that converges to a pair obeying Equations (1.1) on in the -topology.
3 Disconnectedness of the moduli space
3.1 A lower positive bound of extra fields
We call a stable flat connection decoupled, if the real connection is flat and the extra field is a harmonic --form with respect to , i.e,
[TABLE]
Using a result of Uhlenbeck [18], the author observed that if the stable flat connection over a closed, smooth, Riemannian three-manifold , then the -norm of extra fields has a uniform positive lower bound unless the real connection is flat.
Theorem 3.1**.**
([7]) Let be a closed, oriented, Riemannian three-manifold and endowed with a smooth Riemannian metric , be a principal -bundle with being a compact Lie group. If is a -solution of equations (1.1), then there is a positive constant such that
[TABLE]
unless is a flat connection.
Suppose that all flat connections on are non-degenerate. Then the extra fields vanish if the stable flat connection is decoupled over a closed Riemannian manifold. Following Theorem 3.1, we then have
Corollary 3.2**.**
Assume the hypothesis of Theorem 3.1. Suppose that all flat connections on the principal bundle are -. If is a -solution of equations (1.1), then either there exists a positive constant such that
[TABLE]
or vanishes.
3.2 A lower positive bound of curvatures
One can see that is the space of real flat connections and is the space of real connections are non-flat. Hence we can denote by
[TABLE]
the distance between and . Following Theorem 3.1. We can obtain a topological property of the moduli space .
Proposition 3.3**.**
( Disconnectedness of the moduli space ). Let be a closed, oriented, smooth, Riemannian three-manifold, be a principal -bundle with being a compact Lie group. Suppose that all flat connections on the principal bundle are -. If the moduli spaces and are all non-empty, then the moduli space is disconnected.
Proof.
Under the hypothesis of the flat connection, following the Corollary 3.2, the -norm of the extra field has a lower bound unless vanishes. If the moduli spaces and are all non-empty, then
[TABLE]
where is the positive constant in Corollary 3.2, i.e., the moduli space is disconnected. ∎
We extend the idea in [9] to stable flat connection case, we prove a gap result of the real curvature following the compactness theorem 1.2.
Proposition 3.4**.**
Let be a closed, oriented, smooth, Riemannian three-manifold, be a principal -bundle with being or . Suppose that all flat connections on the principal bundle are - . If the pair is a -solution of equations (1.1), then there is a positive constant such that
[TABLE]
unless the real connection is flat.
Proof.
Suppose that the constant does not exist. We may then choose a sequence such that , and are all non-flat. Thus the compactness Theorem 1.2 implies that there exists a pair obeys the equations (1.1) and there is a sequence of gauge transformations such that in over . Following Theorem 3.1, the -norm of extra field has a positive lower bound. Therefore, we have
[TABLE]
where is a positive constant.
On the other hand, since , the weak Uhlenbeck compactness theorem implies that the connection on is flat. Hence is non-degenerate by the hypothesis on this proposition. It implies that the extra field . It’s contradiction with has a uniform positive lower bound. ∎
Remark 3.5**.**
The solutions of stable flat connections also satisfy the complex Yang-Mills equations [4]. The author proved that if the pair is a smooth solution of stable flat connection over a closed, smooth, Riemannian -manifold , the curvature of non-flat connection has a uniform positive lower -bound under the condition that all flat connections are all non-degenerate, See [8, Theorem 1.2].
Proof of Theorem 1.5.
At first, we give the priori estimate for the curvature of connection. Since
[TABLE]
we have
[TABLE]
The last inequality, we use the Sobolev embedding for with embedding constant . Here
[TABLE]
due to the fact that
[TABLE]
for all . Combining the preceding inequalities yields
[TABLE]
where is a positive constant.
If , then
[TABLE]
Therefore, we have
[TABLE]
where is the positive constant in Proposition 3.4. We set , thus
[TABLE]
We complete this proof. ∎
Acknowledgements
We would like to thank the anonymous referees for careful reading of my manuscript and helpful comments. I would like to thank Y. Tanaka for kind comments regarding this and it companion article [12]. This work was supported in part by NSF of China (11801539) and the Fundamental Research Funds of the Central Universities (WK3470000019), the USTC Research Funds of the Double First-Class Initiative (YD3470002002).
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