Conic Constrained Particle Quantization within the DB, FJBW and BRST Approaches
Gabriel D. Barbosa, Ronaldo Thibes

TL;DR
This paper investigates the quantization of a conic constrained particle, comparing Dirac-Bergmann and Faddeev-Jackiw methods, and constructs a gauge-invariant model with explicit BRST symmetry, revealing broader implications for constrained systems.
Contribution
It provides a detailed comparison of Dirac-Bergmann and Faddeev-Jackiw quantization approaches for a conic constrained particle, and constructs a BRST-invariant gauge model generalizing known symmetries.
Findings
FJBW reduces second class constraints from four to two.
Constructed a gauge-invariant model with explicit BRST symmetry.
Reproduced and generalized the BRST symmetry of the rigid rotor.
Abstract
We consider a second degree algebraic curve describing a general conic constraint imposed on the motion of a massive spinless particle. The problem is trivial at classical level but becomes involved and interesting in its quantum counterpart with subtleties in its symplectic structure and symmetries. The model is used here to investigate quantization issues related to the Hamiltonian constraint structure, Dirac brackets, gauge symmetry and BRST transformations. We pursue the complete constraint analysis in phase space and perform the Faddeev-Jackiw symplectic quantization following the Barcelos-Wotzasek iteration program to unravel the fine tuned and more relevant aspects of the constraint structure. A comparison with the longer usual Dirac-Bergmann algorithm, still more well established in the literature, is also presented. While in the standard DB approach there are four second class…
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Taxonomy
TopicsBlack Holes and Theoretical Physics · Quantum Mechanics and Non-Hermitian Physics · Advanced Topics in Algebra
Conic Constrained Particle Quantization
within the DB, FJBW and BRST Approaches
** Gabriel D. Barbosaa and Ronaldo Thibesb**
*a**Escola de Química, Universidade Federal do Rio de Janeiro
Rio de Janeiro, C.P. 68542, Brazil
bUniversidade Estadual do Sudoeste da Bahia
Rodovia BR 415, Km 03, S/N – Itapetinga, Bahia, Brazil*
Abstract
We consider a second degree algebraic curve describing a general conic constraint imposed on the motion of a massive spinless particle. The problem is trivial at classical level but becomes involved and interesting in its quantum counterpart with subtleties in its symplectic structure and symmetries. The model is used here to investigate quantization issues related to the Hamiltonian constraint structure, Dirac brackets, gauge symmetry and BRST transformations. We pursue the complete constraint analysis in phase space and perform the Faddeev-Jackiw symplectic quantization following the Barcelos-Wotzasek iteration program to unravel the fine tuned and more relevant aspects of the constraint structure. A comparison with the longer usual Dirac-Bergmann algorithm, still more well established in the literature, is also presented. While in the standard DB approach there are four second class constraints, in the FJBW they reduce to two. By using the symplectic potential obtained in the last step of the FJBW iteration process we construct a gauge invariant model exhibiting explicitly its BRST symmetry. Our results reproduce and neatly generalize the known BRST symmetry of the rigid rotor showing that it constitutes a particular case of a broader class of theories.
1 Introduction
Is the rigid rotor a gauge theory or not? By a rigid rotor we simply mean a particle moving on a circle with constant speed. In this paper we concur with the fact that such a question does not make sense at all because, of course, the same physical model may admit more than one mathematical description (for instance, different Lagrangians) and both answers could be acceptable. By the same token the usual electromagnetism, regarded as one of the best prototypes of a very successful gauge theory, may or may not enjoy gauge freedom depending on how one starts its defining description. These are old long known facts which sometimes are not stressed enough nor recalled during the physicist daily research labor battles. We mention and concede, on the other hand, that the quest for gauge theories with their undeniable beauty appeal has driven generations of physicists since last century for many decades and is likely to continue for a good amount of next ones. We do not take sides here but rather try to maximize the profit from the many different views one can get by describing the same physical system with different mathematical models. By starting with ideas from a constrained particle moving on a circle we hope to finish this paper by adding one more interesting gauge model to the theoretical physicist toolbox.
In 1987, Nemeschansky, Preitschopf and Weinstein published A BRST Primer [1] where the simple model of a particle constrained to move on a circle was quantized with Becchi-Rouet-Stora-Tyutin (BRST) symmetry [2, 3, 4]. At first the model was introduced and discussed for pedagogical purposes, comparing its gauge and BRST issues with those of more robust field theory ones such as QED and QCD. It is in fact interesting to see field (and string) theory advanced concepts appearing in a natural way in such a simple quantum mechanical model. The main focus of [1] was on BRST symmetry itself within the scope of field theory – analogies between the Lagrange multiplier for the circle path constraint and the component of the electromagnetic or Yang-Mills gauge field and comparisons with the correct gauge-fixing processes were deeply explored. Naturally, in order to permit such analogies the particle moving on a circle problem had somehow to be described in a gauge invariant way – this was done with the aid of a first-order Lagrangian. In that paper, however, neither the role of Dirac brackets nor symplectic quantization methods were discussed. To circumvent the use of Dirac brackets, the authors of [1], taking advantage of the circular symmetry, rely on the use of polar coordinates and, to obtain gauge invariance, discard the term proportional to the radial momentum from the Hamiltonian.
Some years later, in the beginning of the current century, Scardicchio [5] first considered the problem of a particle constrained on a circle from the Dirac-Bergmann (DB) [6, 7] point of view performing a careful constraint analysis. Actually, in [5], the author compares two different approaches, in the first one eliminating completely the constraint by using polar coordinates and promoting the rotating angle and its conjugated momentum to Hermitian operators satisfying ordinary canonical commutation relations – this turns out to be possible due to the natural match between the circular constraint and polar coordinates which renders the radial one trivially constant. In his second approach, in the same paper, Scardicchio calculates the Dirac brackets associated to the cartesian coordinates maintaining a whole set of four second class constraints at quantum level. These four constraints come from the standard DB algorithm of imposing time conserving consistency conditions. Since the main focus in [5] is the quantization of the circle constrained particle itself, the author does not discuss gauge nor BRST issues but rather proceeds to the Hilbert space to construct quantum operators satisfying the Dirac bracket algebra.
More recently, Nawafleh and Hijjawi [8] generalized Scardicchio’s contribution to a particle constrained to move on an elliptical path. The four second-class constraint structure remains and the corresponding Dirac brackets for the elliptical path are straightforwardly generalized in terms of the two ellipse defining axis. There were some minor technical inaccuracies in the results for the Dirac brackets presented in [8]. Three years ago another interesting pedagogical paper appeared – Dirac Bracket for Pedestrians – by M. K. Fung [9]. Fung discusses the essential ideas behind Dirac brackets for singular systems using as main example the particle constrained on a circle. Actually Fung does not follow blindly DB’s algorithm but with a clever method shows how to obtain the Dirac brackets in that case by simply inverting a two-by-two matrix. He works with a reduced set of only two constraints resembling in a manner the Faddeev-Jackiw approach which will be discussed here for a general conic. In [9], Fung also handles the elliptical case exhibiting the corresponding correct Dirac brackets. It can be seen though that, in the ellipse generalization worked out in [8, 9], it is not as direct a matter to eliminate the constraint by using polar coordinates nor obtain a gauge symmetry as in the circle case. Towards that direction we understand that it is more natural to proceed with cartesian coordinates as we shall show explicitly exhibiting a gauge invariance for a generic conic path.
Still regarding the BRST symmetry originally proposed by Nemeschansky, Preitschopf and Weinstein [1], some recent works have appeared in the literature concerning a toy model for Hodge theory [10] and exploring the supervariable formalism [11]. However, up to now, the relying on polar coordinates and circular symmetry seems to have been mandatory. With that motivation in mind, it is one of our main goals here to show how to proceed without circular symmetry nor the necessity of parametric coordinates matching the constraint, such as the polar ones for the circle, and still obtain a generalized BRST symmetry.
In this context, in the present article we propose a generalization of all the previous discussed ideas to an arbitrary conic described by a second degree algebraic curve. In section 2 we introduce the model describing a particle constrained to move on the referred conic and go through its classical equations of motion. Because of the simplicity of the constraint the model is readily shown to be integrated by using inverse elliptic functions – we exemplify the general solution in the ellipse case. In section 3 the canonical quantization of the model is worked out by using the standard DB approach. Since the DB method is widely established in the physical literature we go through its calculational steps at a somewhat rapid pace in order to save space for the less known and more succinct symplectic Faddeev-Jackiw (FJ) one. In section 4 we perform the detailed calculations concerning the FJ procedure [12] – based on the analysis of the one-form associated to the kinematics term of the first-order Lagrangian. We follow the iteration program proposed by Barcelos-Neto and Wotzasek [13] and confirm that the FJ brackets agree with Dirac’s. In section 5 we present a new gauge model which generalizes [1] for the arbitrary conic described in cartesian coordinates. After performing the gauge-fixing, by introducing the usual ghost Grassmannian coordinates, a remaining BRST symmetry is explicitly shown to survive. All previously discussed particular cases published so far in the literature are then recovered by choosing specific values for the coefficients of the arbitrary conic.
2 Classical Lagrangian Analysis
In this section we introduce the simple model to be considered throughout the paper defined by the Lagrangian
[TABLE]
At first can describe an arbitrary algebraic curve but for practical purposes and the sake of comparison with the current literature, in this article, we shall focus on a generic quadratic function given by
[TABLE]
with the constants denoting real parameters characterizing a specific conic. From the classical point of view the model describes a particle constrained to move on the two-dimensional plane curve . The third variable plays the role of a Lagrange multiplier111We stress however that all three dynamical variables are treated in the present formalism at exactly the same level. naturally enforcing the constraint . Although extremely simple, the model (1) describes a singular system from the Dirac-Bergmann (DB) point of view [6, 7] and exhibits interesting features in its quantum version to be discussed in the forthcoming sections.
By demanding stationarity of the corresponding action with respect to arbitrary variations in the coordinates and , fixed as usual at the boundary of the time interval, the associated Euler-Lagrange (EL) equations of motion read
[TABLE]
where we have introduced the handy notation
[TABLE]
and
[TABLE]
Relations (2) comprise a system of coupled ordinary differential equations for the three unknown functions , and – actually a very easy one to solve because has no dynamics and the last one establishes a direct functional relation between and without any derivatives. After eliminating , the first two EL equations lead to
[TABLE]
The elimination of one further dynamical variable, let us say , can be done using the last EL equation (2). Namely, we can solve for as a function of
[TABLE]
and obtain and by direct time derivation as well. Since describes a conic, actually may be obtained as a doubly degenerated function of , corresponding to two ramifications. Then the analysis can be split into the two possibilities in the specific case. Back to (6) with (7), we obtain a second order ordinary differential equation
[TABLE]
In a similar manner for we have
[TABLE]
Finally by using the constant of motion the order of (8) and (9) can be reduced and directly integrated. In this way we achieve the general solution of the Euler-Lagrange equations (2).
As an illustrative example, let us consider an ellipse centered at the origin described by
[TABLE]
Solving for as a function of , performing time derivatives, substituting into (6) and performing algebraic manipulations leads to the expression
[TABLE]
for the function defined in equation (8) resulting in a second order ordinary differential equation for . Multiplication by the integration factor
[TABLE]
permits then to rewrite (8) in the present case as
[TABLE]
where is a first integration constant. Then a second integration leads the solution
[TABLE]
A similar expression can be obtained for performing the same previous steps exchanging the roles of and .
3 Dirac-Bergmann
Approach
Having performed the classical Lagrangian analysis of the conic constrained particle in the last section we wish now to pursue its quantization. The most direct method is the canonical quantization relying on a Hamiltonian basis. It happens however that, since we are dealing with a constrained system, some care must be taken. In this section we discuss the application to (1) of the well-known Dirac-Bergmann (DB) algorithm [6, 7] – proper and suited for constrained systems. Since this is a common standard procedure we present only the main results which can be easily checked by the reader. Nice traditional reviews of the DB formalism can be found for instance in [14, 15]. Starting from (1), after introducing the canonical momenta , the canonical Hamiltonian can be straightforwardly calculated as
[TABLE]
being well defined only in the primary constraint surface
[TABLE]
Then time conservation of the primary constraint and subsequent ones leads to the following chain of three more secondary constraints
[TABLE]
We recall and have been defined in equations (4) and (5). Further time conservation of the last constraint does not lead to new ones but rather determines the Lagrange multiplier associated to the primary constraint in the so-called primary Hamiltonian [14, 15]. We denote the DB constraints collectively as with . By calculating the usual Poisson brackets among all four we form the constraint matrix written in closed form as
[TABLE]
where
[TABLE]
and
[TABLE]
with
[TABLE]
[TABLE]
and
[TABLE]
Still further notation, in (18) denotes the constant null two-by-two matrix. The definitions of and above will be also useful in the next section where they will appear more naturally222Here they can be understood as coming from derivatives of with respect to and ..
The determinant of the four-by-four constraint matrix (18) can be readily calculated as
[TABLE]
and being non-null ascertain the second class nature of all four constraints . That means there is no gauge freedom for the model in its original form (1) and the Dirac brackets can be straightforwardly calculated after inverting (18). The non-null brackets involving the and variables and their conjugated momenta turn out to be
[TABLE]
while those related to the variable read
[TABLE]
We use a star to denote Dirac brackets in order to distinguish from the ordinary Poisson brackets. The Dirac bracket of with any other phase space function vanishes identically – as it should, because of (16).
As an interesting situation, a special case considered recently in [8, 9], we mention an elliptical trajectory centered at the origin with major and minor axis respectively and . In this case we have
[TABLE]
the brackets (25) reduce straightforwardly to
[TABLE]
and we have omitted the ones involving the non dynamical variable . We take the opportunity to point out missing factors of and in the denominators of the corresponding expressions for and in [8]. In fact these two brackets must be dimensionless. Moreover, for a circle with radius the brackets (3) completely agree with those previously published by Scardicchio [5] and Fung [9].
In the next section we shall show how to achieve the same results concerning the general Dirac brackets (25) with the modern symplectic constraint treatment due to Faddeev and Jackiw. The FJ approach will prove to be more economical and direct to the point, needing only half the current DB constraints.
4 Symplectic Quantization
In a ingenious paper, concentrated on first-order Lagrangians, Faddeev and Jackiw [12] have inaugurated a subtle and simpler form of treating singular constrained systems. In [12] Dirac’s original constraint classification is criticized and it is shown that in certain cases the DB algorithm produces unnecessary artificial constraints. The use of symplectic methods is used to unravel the there denominated true constraints, bypassing the trivial DB ones. Once established the initial true constraints, Faddeev and Jackiw consider either their elimination by coordinate transformations or the application of the DB algorithm to an intermediate step modified Lagrangian. Building on the original FJ work, Barcelos-Neto and Wotzasek [13] proposed an iteration algorithm which inserts consistency constraint time conservation into FJ’s symplectic approach dispensing completely further need of the DB algorithm thus making the method self-consistent – this is what we call here the FJBW iteration procedure. In this section we apply the FJBW symplectic algorithm to the model (1) reducing the number of constrained from four to two and obtain the FJ brackets direct from the last step iterated Lagrangian one-form.
As usual, in the symplectic formalism [12, 13], with the aid of additional auxiliary variables, one reduces the Lagrangian to first-order and writes
[TABLE]
where represents the set of symplectic variables with the index running through all of them. The upperscript (0) is used because of the natural iterative procedure of the symplectic method as later on new iterated Lagrangians , with , are to be calculated. Further and in (29) represent respectively the canonical one-form and the initial zero-order symplectic potential collecting all terms in the first-order Lagrangian without time derivatives. In the present case, by introducing two auxiliary variables and we may write (1) in first-order as
[TABLE]
and we have the initial five symplectic variables . By comparison with (29), the starting symplectic potential is given by the expression
[TABLE]
The EL equations of motion can be written in the current symplectic formalism as
[TABLE]
with the symplectic two-form
[TABLE]
Note that here the EL equations are first order differential equations, a natural bonus which comes as a result of introducing more variables. In order to solve (32) for the velocities , it is necessary to check for the reversibility of . In the current model, described by Lagrangian (30), is clearly not invertible because the variable does not show up in the kinetic part of (29) and therefore has no dynamics. Naturally this is a fingerprint of constrained systems being equivalent, in Dirac’s standard procedure, to a non-null Hessian for the corresponding second order version (1). In general, the singularity of implies the existence of zero modes leading to the kinematic symplectic constraints
[TABLE]
In the model (1) we obtain only one zero mode for , namely
[TABLE]
corresponding to the obvious kinematic constraint
[TABLE]
obtained directly from (34) applied to (31). The arbitrary negative sign in (35) stands only for convenience. The general idea of the FJBW procedure amounts to introducing Lagrange multipliers to transfer the constraints (34) from the kinematic to the symplectic potential sector by redefining all involved quantities through a iteration process until one renders the symplectic matrix invertible at some finite step . Therefore, for the first FJBW iteration step in our model, we introduce a Lagrange multiplier and impose time conservation of (36) leading to a first iterated Lagrangian
[TABLE]
with
[TABLE]
Since now neither nor its time derivative appear in (37) anymore we may drop it from the first iterated set of symplectic variables and define
[TABLE]
For notational purposes we introduce the canonical symplectic matrix
[TABLE]
where denotes the identity two by two matrix. From the kinetic part of (37), using , we may write the first-iterated canonical two-form as
[TABLE]
which, being antisymmetric and odd-dimensional, is necessarily singular thus requiring one more step in the symplectic FJBW algorithm. Proceeding further this next step, note that (41) enjoys a zero-mode given by
[TABLE]
which, similarly to (34), insures the constraint
[TABLE]
requiring a second Lagrange multiplier to form the second-iterated first-order Lagrangian
[TABLE]
The symplectic potential is obtained from (38) by imposing the constraint (43) and can be written as
[TABLE]
We remark that the choice of notation for the constraint (43) is consistent with the previous equations (22) and (23) which are now justified as
[TABLE]
and
[TABLE]
The symplectic two-form associated to (44), within the second iteration step set of variables
[TABLE]
is a six-by-six matrix given by
[TABLE]
with determinant
[TABLE]
Note the close similarly with (18) and its determinant (24) obtained by the standard DB algorithm. The non-singularity of (49) shows that we have achieved the final step of the FJBW iteration procedure and the FJ brackets can be read directly from its inverse. Indeed, the inverse of (49) can be cast into the form
[TABLE]
where
[TABLE]
Considering the conventional symplectic variables order defined in (48), from the four first rows and columns entries of (51) we obtain the following non-null FJ brackets
[TABLE]
[TABLE]
and
[TABLE]
As previously claimed we see that the FJ brackets above perfectly match (25) agreeing with the results obtained by the standard DB procedure.
Once the algebra of (53-55) among the dynamical variables has been obtained, the canonical quantization process goes as usual by promoting them to quantum operators acting on an appropriate Hilbert space. Operator ordering issues can be tackled by imposing Hermicity as was done for instance in [5] for the circle case. Alternatively, the quantization may also be performed by functional methods. Along this line, we proceed in the next section to our main goal of obtaining gauge and BRST invariance for our model.
5 Gauge and BRST Symmetries
After considering the canonical quantization of the conic constrained particle (1) described either by the DB’s or FJBW’s approaches, in this section, we discuss the very same model from a gauge invariance principle point of view. As usual for gauge systems we shall also exhibit a BRST symmetry [2, 3, 4] which survives even after the breaking of the gauge one resulting from a specific gauge fixing choice. The quantization then can be achieved by functional integration techniques. We recall that in the particular case of the rigid rotor around the origin, using polar coordinates, a similar analysis has been performed in [1] whose main ideas we now generalize.
Instead of using (1) we describe the same system by the first-order Lagrangian
[TABLE]
where the third term
[TABLE]
comes from the second iterated FJBW potential (45). The fine point here is that, for a given arbitrary time dependent function , the Lagrangian enjoys the following gauge symmetry
[TABLE]
[TABLE]
as can be checked by inspection. In fact, under (58), changes by the total derivative
[TABLE]
and the corresponding time-integrated action remains invariant.
At quantum level we may introduce two Grassmann variables and and, for gauge-fixing purposes, an additional Nakanish-Lautrup variable . Then the original gauge symmetry gives rise to the following BRST transformations
[TABLE]
[TABLE]
[TABLE]
As usual, we may also associate ghost numbers and to and respectively, as summarized in the table below.
The BRST operator holds odd Grassmannian parity, carries ghost number one and is nilpotent as can be checked from (60).
Now for a satisfactory functional quantization process a gauge-fixing term must be added to (56) – taking advantage of the nilpotency of the BRST operator we choose the BRST exact term
[TABLE]
where is a suitable function for a proper gauge-fix. By applying (60) we obtain explicitly
[TABLE]
Once the gauge is fixed in a BRST invariant way, by exponentiating the sum of (56) and (62) we construct the quantum vacuum generating functional as
[TABLE]
with functional integration measure
[TABLE]
The total quantum action in the exponential argument of (63), given explicitly by
[TABLE]
is BRST invariant by construction and assures the functional quantization of the model.
With the usual coupling of external sources, (63) can be used to generate all Green’s functions of the theory. This turns out to be possible due to the fact that although we have BRST invariance we have fixed the gauge freedom with (62). We have thus achieved our final goal of describing the original system of a constrained conic particle at quantum level with explicitly BRST symmetry.
6 Conclusion
We have pursued the quantization of a particle constrained to live on a general conic path described by a second degree algebraic curve in cartesian coordinates. We have gone through both canonical and functional techniques. Concerning first the canonical quantization approach we have seen that the symplectic FJBW procedure lead to the FJ brackets in a straightforward way needing only two constraints. The FJ brackets obtained were shown to coincide with the usual Dirac ones obtained from a more involved four constraints structure. The functional quantization approach, on the other hand, has led us to consider a gauge invariant model for the conic contained particle. After the gauge-fixing, a BRST symmetry survived, mixing the original variables with the extra introduced ghost and Nakanish-Lautrup variables. The gauge model obtained largely generalizes the previous known ideas for the rigid rotor BRST symmetry. We have shown that the rigid rotor BRST symmetry is not a peculiar coincidence relying on circular symmetry but is a particular case of the more general model considered here and can also be realized with ordinary cartesian coordinates.
Concerning the ideas discussed in the Introduction, we have provided a simple and interesting quantum mechanical model which can be described either without gauge symmetry, with a rich second class constraint structure generalizing the circle and ellipse cases, or in a gauge invariant way. The gauge invariant version was constructed from the last iterated FJBW symplectic potential and has lead to the usual BRST symmetry at quantum level, mixing bosonic and fermionic variables.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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