Self-testing properties of Gisin's elegant Bell inequality
Ole Andersson, Piotr Badzi\k{a}g, Ingemar Bengtsson, Irina Dumitru,, and Ad\'an Cabello

TL;DR
This paper investigates the self-testing capabilities of Gisin's elegant Bell inequality, showing it cannot certify states and measurements in a device-independent manner unlike the CHSH inequality, due to operator conjugation issues.
Contribution
It provides a complete characterization of scenarios with maximal violation of Gisin's elegant Bell inequality and explains why it lacks self-testing properties.
Findings
Gisin's elegant Bell inequality does not exhibit self-testing.
A full characterization of maximal violation scenarios is provided.
The difficulty arises from distinguishing an operator from its complex conjugate.
Abstract
An experiment in which the Clauser-Horne-Shimony-Holt inequality is maximally violated is self-testing (i.e., it certifies in a device-independent way both the state and the measurements). We prove that an experiment maximally violating Gisin's elegant Bell inequality is not similarly self-testing. The reason can be traced back to the problem of distinguishing an operator from its complex conjugate. We provide a complete and explicit characterization of all scenarios in which the elegant Bell inequality is maximally violated. This enables us to see exactly how the problem plays out.
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Self-testing properties of Gisin’s elegant Bell inequality
Ole Andersson
Piotr Badzia̧g
Ingemar Bengtsson
Irina Dumitru
Fysikum, Stockholms Universitet, 106 91 Stockholm, Sweden
Adán Cabello
Departamento de Física Aplicada II, Universidad de Sevilla, 41012 Sevilla, Spain
Abstract
An experiment in which the Clauser-Horne-Shimony-Holt inequality is maximally violated is self-testing (i.e., it certifies in a device-independent way both the state and the measurements). We prove that an experiment maximally violating Gisin’s elegant Bell inequality is not similarly self-testing. The reason can be traced back to the problem of distinguishing an operator from its complex conjugate. We provide a complete and explicit characterization of all scenarios in which the elegant Bell inequality is maximally violated. This enables us to see exactly how the problem plays out.
I Introduction
Bell inequalities are correlation inequalities which are satisfied by any local realistic model but can be violated by quantum theory Bell64 . They thus allow us to test the former against the latter. They are also useful in practical applications like secure communication Ekert91 , reduction of communication complexity BZPZ04 , and secure private randomness Colbeck06 . For such applications, the self-testing properties of some Bell inequalities play a major role, as they allow a maximal quantum violation to occur in an effectively unique way. In the current paper we investigate the self-testing properties implied by a maximal violation of the so-called elegant Bell inequality (EBI).
The EBI involves two parties, Alice and Bob, measuring three and four dichotomic observables, respectively. If the possible outcomes of these observables are taken to be and , and we write for the expectation value of the product of the outcomes of Alice’s th observable and Bob’s th observable, the EBI reads
[TABLE]
The EBI does not define a facet of the classical correlation polytope and, therefore, it does not reflect the geometry of the latter. Rather, according to Gisin Gisin2009 , its elegance resides in the way it is maximally violated by quantum theory. The maximum violation, proven to be by Acín et al. Acin2016 , occurs when Alice and Bob use projective measurements whose eigenstates are maximally spread out on Bloch spheres, in a sense made precise below. In the particular case when they share a two-qubit state, Alice’s measurement eigenstates form a complete set of three mutually unbiased bases (MUBs), while those of Bob are eight states that can be partitioned into two dual sets of SIC elements, see Fig. 1. SICs are also known as symmetric informationally complete positive operator-valued measures (SIC-POVMs). However, here the configuration arises from four projective measurements and not from two POVMs. Since MUBs (and SICs) are intriguing configurations of independent interest Wootters2006 , we can ask the question: does maximum quantum violation of the EBI require the existence of three MUBs in dimension two, with no assumptions about the preparation and measurement devices being made?
There is another motivation of more immediate practical relevance. Recently, Acín et al. Acin2016 addressed the problem of how to use a two-qubit entangled state together with a local POVM measurement to certify the generation of two bits of device-independent private randomness. They provided two methods for such a certification. The simplest one was based on the EBI, and was supported by numerical results. They suggested that an analytical proof of the correctness of the method should rely on a proof that a maximal violation of the EBI self-tests the maximally entangled state and the three Pauli measurements that give rise to the MUB.
In this paper we will prove that the EBI does not provide a self-test for the maximally entangled state and the three Pauli measurements, in the strict sense of Refs. McKague2010 ; McKague2010thesis . It comes close to doing so though and we discuss the implications for the method suggested by Acín et al. in a separate paper Andersson2017 . In Sec. II of this paper we review the strict definition of self-testing. In Sec. III we discuss, following Refs. Acin2016 ; Popescu1992 , maximal violation of the EBI. Section IV contains our main results on the self-testing properties of the EBI. To make the paper easier to read some of the detailed derivations are given in Sec. V. Finally, Sec. VI states our conclusions and the outlook.
II Self-testing experiments
The concept of self-testing was introduced by Mayers and Yao Mayers1998 as a test for a photon source which, if passed, guarantees that the source is adequate for the security of the BB84 protocol for quantum key distribution. Self-testing then received a stringent definition by the same authors in Ref. Mayers2004 , a definition which was further polished by Magniez et al. Magniez2006 and McKague and Mosca McKague2010 ; McKague2010thesis . In this paper we adopt the definition of self-testing used in these latter references.
The definition of being self-testing consists of a condensed description of how a reference experiment can be modified without affecting the statistics. Allowed modifications include local rotations, addition of ancillas, changes of the effect of observables outside the support of the state, and local embeddings of states and observables into greater or smaller Hilbert spaces McKague2010 ; McKague2010thesis . Here we give the definition at a level of generality sufficient for our purposes. We thus consider a reference experiment involving two parties, Alice and Bob, performing and local dichotomic measurements and , respectively, on a given bipartite state . (The subscript signs label the measurement outcomes.) We then say that the reference experiment is self-testing if for any other experiment in which Alice performs local measurements and Bob performs local measurements on a shared state , a complete agreement of the two experiments statistics, i.e., equality
[TABLE]
for all , implies the existence of a local unitary, or, more precisely, a local isometric embedding
[TABLE]
such that , where is some arbitrary but normalized ‘junk’ vector in . (Here we use vocabulary introduced in Refs. McKague2010 ; McKague2010thesis .) Notice that the definition of self-testing captures, although in a rather abstract way, the physical intuition that the state generation includes a successful isolation of a ‘relevant part’ of the total state. On this part, the measurements then act in a way stipulated by the reference experiment without entangling it with the rest of the state. We emphasize this by saying, for short, that the experiment is effectively equivalent to the reference experiment.
III Maximal violation of the EBI
The elegant Bell inequality can be violated in quantum theory. In fact, Acín et al. Acin2016 have recently proven that the maximum quantum value that can attain is . The simplest setting when this happens, it turns out, is when Alice and Bob share two qubits in the maximally entangled state
[TABLE]
Alice’s observables correspond to the three Pauli operators
[TABLE]
and Bob’s observables correspond to
[TABLE]
The elegance of the Bell inequality (1) is apparent Gisin2009 when we observe that the observables in Eqs. (5) and (6) give rise to two measurement structures which can be represented by two dual polyhedra in the Bloch ball: Alice’s measurement eigenstates form a complete set of three MUBs, with each basis corresponding to a pair of opposite corners of an octahedron inscribed in the Bloch sphere, see Fig. 1a. On the Bloch sphere, the eight eigenstates of Bob’s projective measurements form the vertices of a dual cube, see Fig. 1b. They can be grouped into two tetrahedra containing no adjacent corners. The vertices of such a tetrahedron can be regarded as the four vectors in a SIC, and we can arrange them such that one SIC is formed by the outcome projectors and the other by the outcome projectors. Below we will show that, in general, the EBI is maximally violated if, and only if, the state is a superposition of maximally entangled qubit states like the one in Eq. (4) and Alice’s and Bob’s observables split into direct sums of qubit MUB-SIC configurations similar to that just described.
To characterize all scenarios in which the EBI is maximally violated we consider a general one in which Alice measures three dichotomic observables and Bob measures four dichotomic observables , all of which take the values or , on a bipartite system in a state such that , where is the elegant Bell operator:
[TABLE]
The first assertion, which, like all other assertions in this section, is proven in Sec. V, is that Alice’s and Bob’s observables preserve the supports, even the eigenspaces, of the respective marginal states: If are the different Schmidt coefficients of , having multiplicities , and and denote the -dimensional eigenspaces of and corresponding to the eigenvalue , then Alice’s observables send into itself and Bob’s observables send into itself. As a consequence we can, without loss of generality, truncate Alice’s and Bob’s Hilbert spaces and restrict the observables to the support of the respective marginal state. We henceforth assume this has been done and we write and for the restriction of Alice’s th and Bob’s th observable to and , respectively.
The second assertion is that Alice’s observables anti-commute: . (Since their eigenvalues equal or , Alice’s and Bob’s observables are involutions, i.e., they square to the identity operator.) From this follows that is even-dimensional, say , and can be split into -dimensional and pairwise orthogonal subspaces, each left invariant by Alice’s observables:
[TABLE]
Furthermore, each subspace admits a basis with respect to which
[TABLE]
Notice the indefinite sign of ; a similar sign indeterminacy was identified in McKague2010 , treating a related problem.
The third assertion is that every can as well be decomposed into -dimensional orthogonal subspaces, each of which is left invariant by Bob’s observables:
[TABLE]
Moreover, admits a basis such that, as matrices with respect to and ,
[TABLE]
The fourth and last assertion concerns the state. The bases and are eigenbases of Alice’s and Bob’s local states which will be constructed in such a way that the shared state obtains the representation
[TABLE]
Notice that is the Einstein-Podolsky-Rosen singlet in the space , restricted to which Alice’s and Bob’s observables are given by Eqs. (9) and (11). For each , we arrange that for and for , where . For any Schmidt coefficients and any the EBI is maximally violated.
We end this section with some remarks about mixed states and general measurements violating the EBI maximally. If Alice and Bob share a mixed state which can be expanded as an incoherent sum of pure states, each of which individually maximally violates the EBI, then so does the mixed state. A straightforward convexity argument then shows that this is the only possibility for a mixed state violating the EBI maximally. One can also ask if the EBI can be maximally violated by nonprojective measurements. It turns out that this is not possible. More precisely, if Alice and Bob measures local dichotomic POVMs and the EBI is maximally violated, then the measurement operators preserve the supports of the local states, and when restricted to these supports the measurements are projective. A proof of this can be based on Naimark’s dilation theorem (see, e.g., Holevo2011 ) and the arguments in the second paragraph in Sec. V below.
IV Self-testing properties of the EBI
By the previous section, Alice’s observables split into an unknown number of -dimensional representations and an unknown number of ‘transposed’ representations. The statistics, however, is independent of these numbers, since the statistics equals that of the experiment specified by Eqs. (4)-(6), from now on referred to as ‘the reference experiment’. The reference experiment is therefore not self-testing, and neither is any other experiment in which only a maximal violation of the EBI is assumed. For if a local isometric embedding exists, establishing an effective equivalence between the reference experiment and the generic experiment in Sec. III, then
[TABLE]
But and
[TABLE]
The results agree if and only if for all . (Remember that is the multiplicity of the Schmidt coefficient .) But, because the values of the differences are not determinable from the statistics of the experiment, this shows that a maximal violation of the EBI is not sufficient to conclude that the reference experiment is self-testing.
On the other hand, if we require that Eq. (13) is satisfied, in addition to a maximal violation of the EBI, the reference experiment is self-testing; an equivalence is provided by the local isometric embedding given by the circuit
[TABLE]
(Here denotes the Hadamard gate and the control gates are triggered by the presence of and .) McKague and Mosca used this isometric embedding to develop a generalized Mayers-Yao test, see McKague2010 , and McKague et al. McKague2012 used it to show that the standard scenario in which the Clauser-Horne-Shimony-Holt (CHSH) Bell inequality is maximally violated is robustly self-testing. Recently, a more universal form of this isometric embedding was used to prove that all pure bipartite entangled states can be self-tested Coladangelo2016 .
Straightforward calculations show that
[TABLE]
where and are the projections onto the -eigenspaces of and , and and are the projections onto the -eigenspaces of the observables and in the reference experiment. Consequently,
[TABLE]
The last identity in Eq. (16) defines the junk vector . If Eq. (13) is not satisfied, the junk vector naturally splits into two parts, , defined by
[TABLE]
Equation (16) is then no longer valid. Instead we have that
[TABLE]
Using these identities one can show that a measurement of Alice’s third observable, or a measurement of any of Bob’s observables, entangles the singlet part of the state with the junk part. But, interestingly, even though an adversary, Eve, having access only to the junk part, can detect a measurement of or any of the s, she cannot distinguish between the outcomes. This is so because, irrespective of the measurement outcome, all these measurements leave Eve’s system in the same state.
V Derivations
In this section we prove the assertions in Sec. III. Inspiration comes mainly from Acín et al.’s derivation of the least quantum bound for the EBI Acin2016 and from Popescu and Rohrlich’s characterization of the scenarios in which the CHSH Bell inequality is maximally violated Popescu1992 .
First we prove that Alice’s and Bob’s observables preserve the supports of the marginal states. Thus let be a state saturating the EBI and let be a Schmidt decomposition, with labeling the different Schmidt coefficients and being the multiplicity of . Define
[TABLE]
Then and, hence,
[TABLE]
Multiplication of both sides by , where is any vector in perpendicular to the support of , yields the identity . Since the indices and are arbitrary and , this proves that preserves the support of . Then so does each . A similar argument shows that the operators preserve the support of the marginal state .
Next we prove that Alice’s and Bob’s observables preserve the eigenspaces of the marginal states. From Eq. (21) follows that for any two pairs of indices and ,
[TABLE]
This, in turn, implies that
[TABLE]
From Eq. (23) we can deduce that and, hence, each preserves the eigenspaces . By an identical argument also the operators preserve the eigenspaces . We write and for the restrictions of and to , and for the restriction of to .
From Eq. (20) and the s being involutions follow that
[TABLE]
Furthermore, from Eq. (22) and each being an involution follows that is an involution. But then, by Eq. (24),
[TABLE]
Equation (25) implies that , , and generate an representation. We cannot, however, conclude that . Nevertheless, among the irreducible representations only the -dimensional one satisfies Eq. (25). The space must therefore be even-dimensional, say , and be decomposable into an orthogonal direct sum of -dimensional subspaces, , each of which is left invariant by and ; thus and . Furthermore, since and are involutions, we can choose a provisional basis in each such that for every , is a basis in relative to which and .
It remains to prove that the decomposition of can be chosen such that also splits into a direct sum, , and that the basis in can be chosen such that . To this end, let be the matrix which in the provisional basis describes how connects to . Then, by Eq. (25), and since is Hermitian, for some real number . Next introduce a tensor product structure in by writing and . Then , , and , where is the matrix whose element on position is . Being Hermitian, can be diagonalized, say . Then
[TABLE]
Each diagonal element equals or because is an involution. We choose such that for and for , where is the number of positive diagonal elements. We then rotate the provisional basis by applying to it and rotate the s accordingly.
Next we consider Bob’s observables. These are completely determined by Alice’s observables. To see this, define
[TABLE]
Then and, hence, by Eq. (20),
[TABLE]
This proves Eq. (11).
The assertion about the state is a straightforward consequence of the calculation
[TABLE]
If we define
[TABLE]
then takes the form in Eq. (12).
VI Concluding remarks
We have shown that maximal violation of the EBI, by itself, does not certify self-testability; additional requirements need to be met. The extra requirement that Eq. (13) should also be satisfied makes the experiment self-testing. That a maximal violation of the EBI does not lead to self-testability is because transposition of some of the components of Alice’s observables does not affect the statistics but leads to an inequivalent experiment. Similar issues have been pointed out by other authors, see, e.g., Refs. McKague2010 ; Kaniewski2017a , and it has been suggested that the definition of self-testing should be relaxed “to include this transposition equivalence” Kaniewski2017b . Then the results in this paper have to be taken into account since in such a relaxation we may be losing physically relevant information, as Eq. (14) shows. Alternative approaches to self-testing based on quantification of incompatibility of measurements have been proposed Kaniewski2017a ; Chen2016 .
In addition, we have completely and explicitly characterized the scenarios in which the EBI is maximally violated. For a pair of qubits, maximal violation requires measurements corresponding to mutually unbiased bases on the Bloch sphere on one side and to measurements along the diagonals of a dual cube (inscribed in the Bloch sphere) on the other. The general case is a superposition of that for the pair of qubits.
In many applications, Bell inequalities are used to guarantee that quantum mechanical systems exhibit desired properties. The present paper provides information about the EBI which is potentially useful in any situation where a maximal violation of the EBI is used as such a resource. Examples include a construction for device-independent generation of private randomness proposed by Acín et al. Acin2016 . We discuss this construction in a companion paper Andersson2017 .
Acknowledgements.
We thank Mohamed Nawareg and Massimiliano Smania for fruitful discussions, Jędrzej Kaniewski and Yeong-Cherng Liang for useful comments on an earlier draft of the paper, and Nicolas Gisin for encouraging remarks. We also thank Pär Z. Andersson who has produced Fig. 1. AC acknowledges support from Project No. FIS2014-60843-P, “Advanced Quantum Information” (MINECO, Spain), with FEDER funds, the FQXi Large Grant “The Observer Observed: A Bayesian Route to the Reconstruction of Quantum Theory,” and the project “Photonic Quantum Information” (Knut and Alice Wallenberg Foundation, Sweden).
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