Optimal discrimination of optical coherent states cannot always be realized by interfering with coherent light, photon counting, and feedback
Kenji Nakahira, Kentaro Kato, Tsuyoshi Sasaki Usuda

TL;DR
This paper demonstrates that for ternary optical coherent states, the optimal minimum error measurement cannot always be implemented using traditional interference, photon counting, and feedback methods, highlighting fundamental limitations.
Contribution
It shows that the commonly used receiver design cannot achieve the absolute minimum error for ternary states and formulates an upper bound via convex programming.
Findings
Upper bound on success probability derived for ternary states
Traditional receiver design does not reach the minimum error bound
Numerical methods used to establish limitations of current techniques
Abstract
It is well known that a minimum error quantum measurement for arbitrary binary optical coherent states can be realized by a receiver that comprises interfering with a coherent reference light, photon counting, and feedback control. We show that, for ternary optical coherent states, a minimum error measurement cannot always be realized by such a receiver. The problem of finding an upper bound on the maximum success probability of such a receiver can be formulated as a convex programming. We derive its dual problem and numerically find the upper bound. At least for ternary phase-shift keyed coherent states, this bound does not reach that of a minimum error measurement.
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Optimal Discrimination of Optical Coherent States Cannot
Always Be Realized by Interfering with Coherent Light, Photon Counting, and Feedback
Kenji Nakahira
Quantum Information Science Research Center, Quantum ICT Research Institute, Tamagawa University, Machida, Tokyo 194-8610, Japan
Kentaro Kato
Quantum Information Science Research Center, Quantum ICT Research Institute, Tamagawa University, Machida, Tokyo 194-8610, Japan
Tsuyoshi Sasaki Usuda
School of Information Science and Technology, Aichi Prefectural University, Nagakute, Aichi 480-1198, Japan
Quantum Information Science Research Center, Quantum ICT Research Institute, Tamagawa University, Machida, Tokyo 194-8610, Japan
Abstract
It is well known that a minimum error quantum measurement for arbitrary binary optical coherent states can be realized by a receiver that comprises interfering with a coherent reference light, photon counting, and feedback control. We show that, for ternary optical coherent states, a minimum error measurement cannot always be realized by such a receiver. The problem of finding an upper bound on the maximum success probability of such a receiver can be formulated as a convex programming. We derive its dual problem and numerically find the upper bound. At least for ternary phase-shift keyed coherent states, this bound does not reach that of a minimum error measurement.
pacs:
03.67.Hk
††preprint: APS/123-QED
Optical state discrimination is one of the most fundamental issues in quantum optics and quantum information science. Since coherent beams of laser light are commonly used for optical communication and sensing applications, distinguishing optical coherent states as accurately as possible is an important task. A quantum measurement that maximizes the success probability for coherent states can be analytically or numerically derived. However, it is a highly difficult problem how to physically implement such a measurement.
In 1973, Dolinar Dolinar (1973) proposed a receiver based on a combination of a beam combiner, a local coherent light source, a photon detector, and a feedback circuit, and showed that this receiver realizes a measurement, called a minimum error measurement (MEM), that maximizes the success probability for binary coherent states. This was later demonstrated experimentally Cook et al. (2007). Following Dolinar’s work, several theoretical and experimental attempts have been made to realize a receiver distinguishing binary coherent states Geremia (2004); Takeoka and Sasaki (2008); Wittmann et al. (2010); Tsujino et al. (2011); Assalini et al. (2011); Sych and Leuchs (2016); Rosati et al. (2016). Also, many receivers comprising interfering with a coherent reference light, photon counting, and feedback or feedforward control, which we call Dolinar-like receivers, have been proposed to distinguish more than two coherent states Dolinar Jr (1982); Yamazaki (1991); Bondurant (1993); Guha et al. (2011); Izumi et al. (2012); Li et al. (2013); Nair et al. (2014), and related experimental demonstrations have been reported Müller et al. (2012); Chen et al. (2012); Becerra et al. (2013). However, it has been a long-standing question whether a Dolinar-like receiver can realize an MEM for more than two coherent states. It should be mentioned that a more complicated receiver realizing an MEM for more than two coherent states was proposed da Silva et al. (2013), but this receiver requires a special-purpose quantum computer, making it impractical at present.
A coherent state of duration can be divided into time intervals of duration : . Let us consider a measurement, called a sequential measurement, on the systems that is realized by carrying out local measurements on the individual systems adaptively, where one adapts subsequent measurements based on the results of the previous ones. A Dolinar-like receiver can be thought of as a sequential measurement with the limit of (see Fig. 1). If divides , a sequential measurement on systems is a special case of that on systems. In particular, a Dolinar-like receiver is a special case of a sequential measurement on any finite systems. Thus, the maximum success probability of a Dolinar-like receiver is upper bounded by that of such a sequential measurement.
In this paper, we investigate the maximum success probability of a sequential measurement on two parties (i.e., ), Alice and Bob. As described above, this probability is an upper bound on that of a Dolinar-like receiver. We show that the problem of obtaining this probability can be reduced to an optimization problem with only Alice’s measurement, and that its dual problem can be easily derived. An upper bound on the maximum success probability of a sequential measurement for ternary phase-shift keyed (PSK) coherent states is numerically computed using the dual problem. We find that this upper bound is smaller than the success probability of an MEM, which was obtained in Refs. Charbit et al. (1989); Kato et al. (1999). This means that, in the case of PSK coherent states, a Dolinar-like receiver cannot realize an MEM, which partially answers the above-mentioned long standing question. This upper bound also tells us at least how large the difference between the success probabilities of an optimal Dolinar-like receiver and an MEM.
To begin, we assume that Alice and Bob share a quantum system that is prepared in one of known quantum states given by density operators . They try to distinguish them using the following sequential measurement. Alice first performs a measurement, represented by a positive operator valued measure (POVM) , on her system, and sends the measurement result to Bob. Then, Bob performs a measurement on his system, the choice of which depends on . The outcome of Bob’s measurement represents the final measurement result. This sequential measurement is given by the POVM . The conditional probability of obtaining the outcome given that the unknown state is is . Let be the prior probability for the state ; then, the success probability is . In order to maximize , we must optimize both Alice’s and Bob’s POVMs, i.e., and .
In this paper, we recast this problem in the following way. Each of Bob’s POVM is uniquely labeled by an index 111If Bob’s quantum states span a -dimensional space, then each operator of Bob’s POVM can be represented by real numbers. is uniquely determined by . Thus, his POVM can be described by real numbers, which implies .. Let be Bob’s POVM indexed by , and be the entire set of all possible values of . Alice first performs a continuous measurement to determine which measurement Bob should perform, and then sends the result to him. He then performs the corresponding measurement . In this scenario, the sequential measurement is given by with
[TABLE]
It is worth noting that any sequential measurement on two systems can be expressed in this form.
Let us consider the problem of obtaining the maximum success probability when only sequential measurements are allowed. Since which measurement Bob performs is completely determined by the outcome of Alice’s measurement , this problem can be formulated as the following optimization problem with only :
[TABLE]
where is the entire set of satisfying positivity (i.e., for any ) and countable additivity (i.e., with mutually disjoint ). The above constraint, which states that must be a POVM, is convex, and thus Problem P is convex programming. Let be the optimal value of Problem P.
According to the duality theory Boyd and Vandenberghe (2009), the dual problem of Problem P provides an upper bound on . To derive the dual problem, we construct the following Lagrangian function
[TABLE]
with and , where is the entire set of Hermitian operators. In the case of , let with ; then, goes to when goes to or . Thus, in this case, . This indicates
[TABLE]
Therefore, since always holds, we have
[TABLE]
The dual problem is to minimize over . From Eq. (4), can be expressed as
[TABLE]
Now, let us introduce the following set:
[TABLE]
In the case of , there exist and a vector satisfying . In this case, letting and taking to infinity yield ; i.e., . In the other case (i.e., ), , which is given by for any . Therefore, the dual problem can be rewritten as
[TABLE]
From Eq. (5), any feasible solution, , to Problem DP satisfies . By exploiting the convexity of Problem P, one can show that the gap between the optimal values of Problems P and DP is zero (see Appendix A). Note that, in the above discussion, we have considered Alice’s measurement to be continuous, of which a measurement with a finite number of outcomes is a special case. But, we can see that there always exists an optimal sequential measurement in which Alice performs a measurement with finite outcomes (see Appendix B).
In order to show that, at least in some cases, an MEM cannot be realized by any sequential measurement on two systems, we will numerically show that the optimal value, , of Problem P is strictly smaller than the success probability (denoted as ) of the MEM. To do this, it is sufficient to show for a certain feasible solution to Problem DP. However, whether or not could be hard to say for a given in general, since is defined in terms of all Bob’s POVMs. Instead of , we will use a subset of , as discussed later, such that we can investigate whether in feasible computation. Let us consider the following optimization problem:
[TABLE]
Since is a subset of , the optimal value of Problem is not smaller than that of Problem DP; thus, any feasible solution to Problem satisfies . We will compute the optimal value of Problem as an upper bound of , and show that this value is smaller than .
We now examine the case of 3-PSK optical coherent states with equal probabilities, where . Let us divide the time duration of the input light into two equal time intervals; the coherent state can be expressed as with . Substituting this into Eq. (6) gives , where
[TABLE]
is the entire set of collections of the conditional success probabilities associated with Bob’s measurement for the quantum states ; i.e.,
[TABLE]
It is easily verified that is convex.
is defined in terms of all Bob’s measurements. Instead of , we use a polyhedron that is a superset of . How to construct will be described below. From Eq. (LABEL:eq:CQ) and , . Let , where is the entire set of vertices of the polyhedron . We can easily verify that , since is convex, and thus . Since the number of elements of is finite, whether can be numerically determined.
is constructed in the following way. We choose finite points from the extremal points of (satisfying for any ), and then compute the tangent plane to at each chosen point. The tangent planes make the polyhedron 222An extremal point of is a collection of the conditional success probabilities , where is an MEM for with certain prior probabilities . Thus, is the normal vector of the tangent plane at this point. This implies that each determines the corresponding extremal point and the tangent plane at . By computing MEMs for various , we can construct . Note that an upper bound on the conditional success probabilities of an MEM is obtained by the dual problem of the problem of finding the MEM. Instead of , using ensures .. As the number of chosen points increases, tends to converge to ; i.e., the optimal value of Problem tends to converge to that of Problem DP.
We can efficiently compute the optimal value of Problem by exploiting the symmetry that the states have. Indeed, there exists a diagonal three-dimensional matrix , in a certain fixed basis, that is an optimal solution to Problem (see Appendix C). This indicates that can be represented by only three real numbers. Moreover, Problem is convex programming; thus, we can relatively easily compute the optimal value.
We have computed the optimal value of Problem as an upper bound on using a polyhedron with about 100,000 vertices, in the range of , where is the average number of photons in the input light. For visual convenience, instead of an upper bound on , we plot a lower bound on , i.e., the error probability of a sequential measurement. The result is shown in Fig. 2. We can see that this lower bound is larger than the error probability of an MEM (called the quantum limit). We remind that the error probability of a Dolinar-like receiver cannot be smaller than this lower bound. Therefore, this result concludes that, at least in this range, any Dolinar-like receiver cannot realize an MEM. Moreover, from this result, we cannot say that the difference between the lower bound and the quantum limit is negligible; in particular, in the range of , the lower bound is more than 1.5 times larger than the quantum limit.
We will now discuss multipartite systems. These might be useful for computing a tighter bound, since if , then the maximum success probability of a sequential measurement on systems (obtained by appropriately dividing the duration of the input light) does not exceed that on systems. For simplicity, let us consider the tripartite case; i.e., besides Alice and Bob, there is one more party, Charlie. We consider a sequential measurement where Alice, Bob, and Charlie perform measurements in this order. Without loss of generality, a sequential measurement on Bob and Charlie is given by a POVM with
[TABLE]
where and are respectively Bob’s and Charlie’s measurements with finite outcomes. Such a POVM can be uniquely identified by an index , as is in the bipartite case. A sequential measurement on three parties is given by with
[TABLE]
where is the entire set of all possible values of . We can formulate the problem of obtaining the maximum success probability by substituting and into Problem P. We can derive in the same manner as described above that its dual problem is expressed as
[TABLE]
where
[TABLE]
However, since is defined in terms of all sequential measurements on Bob and Charlie, computing the optimal (or near-optimal) value of the above dual problem is harder than in the bipartite case. A detailed investigation of multipartite systems is left for future studies.
Our technique of investigating the maximum success probability of a sequential measurement can be generalized in several ways. Obviously, this can be generalized to arbitrary prior probabilities. Another generalization we can make is the case of several different states, such as amplitude-shift keyed states or pulse-position modulated states. By analyzing these states, we expect to be able to address the question of which type of modulation is more effective when only sequential measurement strategies are allowed. Most of the ideas we proposed in this paper are applicable in these general settings. Finally, generalization to other optimization criteria, such as the Bayes criterion, the Neyman-Pearson criterion, and their unambiguous (i.e., error-free) version, can be considered. These topics are discussed in another publication Nakahira et al. (2017). Note that some results related to ours were independently obtained by Croke et al. Croke et al. (2017), who gave a necessary and sufficient condition that a sequential measurement maximizing the success probability must satisfy.
In summary, we have derived the dual problem to the problem of finding the maximum success probability of a sequential measurement, and proposed a method of numerically computing an upper bound on this probability by exploiting the dual problem. We have also shown in numerical experiment that an MEM of 3-PSK optical coherent states cannot be realized by any sequential measurement in certain cases. This indicates that a Dolinar-like receiver, which comprises interfering with a coherent reference light, photon counting, and feedback or feedforward control, could not realize an MEM.
We are grateful to O. Hirota of Tamagawa University for support. T. S. U. was supported (in part) by JSPS KAKENHI (Grant No.16H04367).
Appendix A Proof of zero duality gap
We prove that the optimal values of Problems P and DP are equal. Let . When , from Eq. (5). Thus, it is sufficient to show that there exists satisfying .
Let us consider the following set:
[TABLE]
where
[TABLE]
Since when , . Also, is convex; i.e., if , then for any with . Indeed, let be corresponding to for each Also, let and . Then, obviously holds, which gives
[TABLE]
Since is a convex set with , from separating hyperplane theorem (e.g., Boyd and Vandenberghe (2009)), there exists such that for any . Thus,
[TABLE]
for any . Taking the limit in Eq. (17) yields . We can show by contradiction. We assume . From Eq. (17), holds for any , which gives . This contradicts .
Let . To complete the proof, it is sufficient to show that such satisfies and . From Eq. (17), we have
[TABLE]
Substituting into Eq. (18) and taking the limit give . In contrast, let and , where is Alice’s Hilbert space. Substituting for certain and for any with into Eq. (18) and taking the limit give
[TABLE]
Since this holds for any , ; i.e., .
Appendix B Alice’s measurement with finite outcomes
We show that there exists an optimal solution to Problem P in which Alice performs a measurement with a finite number of outcomes. Let be an optimal solution to Problem P. By using the results of Ref. Chiribella et al. (2007), can be expressed by
[TABLE]
where is a certain probability density with a random number and is a POVM with finite support. Let be a value satisfying
[TABLE]
Then, we have
[TABLE]
Since must hold, . Thus, is an optimal solution to Problem P in which Alice performs a measurement with finite outcomes.
Appendix C Proof of existence of a symmetric optimal solution
Suppose that we obtain such that, for any , each permutation of (e.g., ) is also in . Such can be easily obtained. We show that, in a certain fixed basis, there exists a three-dimensional diagonal matrix that is an optimal solution to Problem . The 3-PSK coherent states has a symmetry; i.e., there exists a unitary operator with such that . Alice’s Hilbert space is chosen as the three-dimensional Hilbert space spanned by the states . Here, we take the basis of eigenvectors of . Obviously, is a three-dimensional diagonal matrix.
Let be a three-dimensional matrix that is an optimal solution to Problem , but not necessarily diagonal. We have that for any and ,
[TABLE]
where if ; otherwise, . is the permutation of such that . The inequality follows from and Eq. (LABEL:eq:CQ). It follows that from Eq. (19). Let ; then, we can easily see that . Also, we have
[TABLE]
Therefore, is also an optimal solution to Problem . In contrast, since
[TABLE]
commutes with ; i.e., is diagonal.
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