Remarks on the Birch-Swinnerton-Dyer conjecture
Jae-Hyun Yang

TL;DR
This paper discusses the Birch-Swinnerton-Dyer conjecture, explores related conjectures, and examines the connection between nilpotent orbits of SL(2,R) and CM points, providing insights into these deep number theory topics.
Contribution
It offers a brief overview of the conjecture and introduces new perspectives on the relation between nilpotent orbits and CM points.
Findings
Relation between nilpotent orbits of SL(2,R) and CM points elucidated
Related conjectures described and analyzed
Provides a concise overview of the Birch-Swinnerton-Dyer conjecture
Abstract
We give a brief description of the Birch-Swinnerton-Dyer conjecture and present related conjectures. We describe the relation between the nilpotent orbits of SL(2,R) and CM points.
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Taxonomy
TopicsAdvanced Algebra and Geometry · Finite Group Theory Research · Geometric and Algebraic Topology
Remarks on The Birch-Swinnerton-Dyer Conjecture
Jae-Hyun Yang
Department of Mathematics, Inha University,Incheon 22212, Korea
Abstract.
We give a brief description of the Birch-Swinnerton-Dyer conjecture which is one of the seven Clay problems and present several related conjectures. We describe the relation between the nilpotent orbits of and CM points.
1. Introduction
On May 24, 2000, the Clay Mathematics Institute (CMI for short) announced that it would award prizes of 1 million dollars each for solutions to seven mathematics problems. These seven problems are
- Problem 1.
The “P versus NP" Problem 2. Problem 2.
The Riemann Hypothesis 3. Problem 3.
The Poincaré Conjecture 4. Problem 4.
The Hodge Conjecture 5. Problem 5.
The Birch-Swinnerton-Dyer Conjecture (briefly, the BSD conjecture) 6. Problem 6.
The Navier-Stokes Equations : Prove or disprove the existence and
smoothness of solutions to the three dimensional Navier-Stokes equations. 7. Problem 7.
Yang-Mills Theory : Prove that quantum Yang-Mills fields exist
and have a mass gap.
Problem 1 is arisen from theoretical computer science, Problem 2 and Problem 5 from number theory, Problem 3 from topology, Problem 4 from algebraic geometry and topology, and finally problem 6 and 7 are related to physics. For more details on some stories about these problems, we refer to Notices of AMS, vol. 47, no. 8, pp. 877-879 (September 2000) and the homepage of CMI. In 2003, Problem 3 was solved by Grisha Perelman [35, 36, 37]. We refer to [12, 13, 21, 32, 33] for more details on Perelman’s work. Recently Bhargava’s school computed the Selmer groups of an elliptic curve and so solved Problem 5 partially.
The purpose of this paper is to describe the relation between the nilpotent orbits of and CM points and to present several conjectures relating to the BSD Conjecture.
The paper is organized as follows. From Section 2 to Section 5, we will explain Problem 5, that is, the Birch-Swinnerton-Dyer conjecture which was proposed by the English mathematicians, B. Birch and H. P. F. Swinnerton-Dyer [7, 8] around 1960s in some detail. This conjecture says that if is an elliptic curve defined over , then the algebraic rank of equals the analytic rank of In 2001, the Shimura-Taniyama conjecture stating that any elliptic curve defined over is modular was shown to be true by Breuil, Conrad, Diamond and Taylor [10]. This fact shed some lights on the solution of the BSD conjecture. In Section 6, we describe the connection between the heights of Heegner points on modular curves and Fourier coefficients of modular forms of half integral weight or of the Jacobi forms corresponding to them by the Skoruppa-Zagier correspondence. Most of the materials in Section 2–6 were already printed in [46]. In Section 7, we briefly review the works done recently by the school of Manjul Bhargava [1, 2, 3, 4, 5, 6]. In Section 8, we describe the adjoint orbits of in its Lie algebra explicitly. In the final section, we describe the relation between the nilpotent orbits of and CM points. We propose several conjectures relating to the Birch-Swinnerton-Dyer conjecture.
Notations : We denote by and the fields of rational numbers, real numbers and complex numbers respectively. and denotes the ring of integers and the set of positive integers respectively. denotes the Poincaré upper half plane.
2. The Mordell-Weil Group
A curve is said to be an elliptic curve over if it is a nonsingular projective curve of genus 1 with its affine model
[TABLE]
where is a polynomial of degree 3 with integer coefficients and with 3 distinct roots over . An elliptic curve over has an abelian group structure with distinguished element as an identity element. The set of rational points given by
[TABLE]
also has an abelian group structure.
L. J. Mordell (1888-1972) [31] proved the following theorem in 1922.
Theorem 2.1** (Mordell,1922).**
is finitely generated, that is,
[TABLE]
where is a nonnegative integer and is the torsion subgroup of .
Definition 2.2**.**
Around 1930, A. Weil (1906-1998) proved that the set of rational points on an abelian variety defined over is finitely generated. An elliptic curve is an abelian variety of dimension one. Therefore is called the Mordell-Weil group and the integer is said to be the algebraic rank of .
In 1977, B. Mazur (1937- )[29] discovered the structure of the torsion subgroup completely using a deep theory of modular curves.
Theorem 2.3** (Mazur, 1977).**
Let be an elliptic curve defined over . Then the torsion subgroup is isomorphic to the following 15 groups
[TABLE]
[TABLE]
E. Lutz (1914-?) and T. Nagell (1895-?) obtained the following result independently.
Theorem 2.4** (Lutz, 1937; Nagell, 1935).**
Let be an elliptic curve defined over given by
[TABLE]
Suppose that is an element of the torsion subgroup . Then
(a) , and
(b) or
We observe that the above theorem gives an effective method for bounding . According to Theorem B and C, we know the torsion part of satisfactorily. But we have no idea of the free part of so far. As for the algebraic rank of an elliptic curve over , Noam Elkies found an example of an elliptic curve of rank 28 in 2006. Indeed, that elliptic curve is given by
[TABLE]
has its algebraic rank 28. Here
[TABLE]
and
[TABLE]
Elkies also computed 28 generators of (cf. https://web.math.pmf.unizg.hr/ duje/tors/rk28.html).
Conjecture A**.**
Given a nonnegative integer , there is an elliptic curve over with its algebraic rank .
The algebraic rank of an elliptic curve is an invariant under an isogeny. Here an isogeny of an elliptic curve means a holomorphic map satisfying the condition
3. Modular Elliptic Curves
For a positive integer we let
[TABLE]
be the Hecke subgroup of of level . Let be the Poincaré upper half plane. Then
[TABLE]
is a noncompact surface, and
[TABLE]
is a compactification of We recall that a cusp form of weight and level is a holomorphic function on such that for all and for all , we have
[TABLE]
and is bounded on . We denote the space of all cusp forms of weight and level by . If , then it has a Fourier expansion
[TABLE]
convergent for all We note that there is no constant term due to the boundedness condition on . Now we define the -series of to be
[TABLE]
For each prime , there is a linear operator on , called the Hecke operator, defined by
[TABLE]
for any with and The Hecke operators for can be diagonalized on the space and a simultaneous eigenvector is called an eigenform. If is an eigenform, then the corresponding eigenvalues, , are algebraic integers and we have
Let be a place of the algebraic closure in above a rational prime and denote the algebraic closure of considered as a -algebra via . It is known that if there is a unique continuous irreducible representation
[TABLE]
such that for any prime , is unramified at and The existence of is due to G. Shimura (1930- ) if [39], to P. Deligne (1944- ) if [15] and to P. Deligne and J.-P. Serre (1926- ) if [16]. Its irreducibility is due to Ribet if [38], and to Deligne and Serre if [16]. Moreover is odd and potentially semi-stable at in the sense of Fontaine. We may choose a conjugate of which is valued in , and reducing modulo the maximal ideal and semi-simplifying yields a continuous representation
[TABLE]
which, up to isomorphism, does not depend on the choice of conjugate of .
Definition 3.1**.**
Let be a continuous representation which is unramified outside finitely many primes and for which the restriction of to a decomposition group at is potentially semi-stable in the sense of Fontaine. We call modular if is isomorphic to for some eigenform and some
Definition 3.2**.**
An elliptic curve defined over is said to be modular if there exists a surjective holomorphic map for some positive integer .
In 2001 C. Breuil, B. Conrad, F. Diamond and R. Taylor [10] proved that the Taniyama-Shimura conjecture is true.
Theorem 3.3** ([10], 2001).**
An elliptic curve defined over is modular.
Let be an elliptic curve defined over . For a positive integer , we define the isogeny by
[TABLE]
For a negative integer , we define the isogeny by , where denotes the inverse of the element . And denotes the zero map. For an integer is called the multiplication-by- homomorphism. The kernel of the isogeny is isomorphic to Let
[TABLE]
be the endomorphism group of . An elliptic curve over is said to have complex multiplication (or CM for short) if
[TABLE]
that is, there is a nontrivial isogeny such that for all integers Such an elliptic curve is called a CM curve. For most of elliptic curves over , we have
4. The -Series of an Elliptic Curve
Let be an elliptic curve over . The -series of is defined as the product of the local -factors :
[TABLE]
where is the discriminant of , is a prime, and if ,
[TABLE]
and if we set if the reduced curve has a cusp at , a split node at , and a nonsplit node at respectively. Then converges absolutely for from the classical result that for each prime due to H. Hasse (1898-1971) and is given by an absolutely convergent Dirichlet series. We remark that is the characteristic polynomial of the Frobenius map acting on by
Conjecture B**.**
Let be the conductor of an elliptic curve over ([S], p. 361). We set
[TABLE]
Then has an analytic continuation to the whole complex plane and satisfies the functional equation
[TABLE]
The above conjecture is now true because the Shimura-Taniyama conjecture is true (cf. Theorem E). We have some knowledge about analytic properties of by investigating the -series . The order of at is called the analytic rank of .
Now we explain the connection between the modularity of an elliptic curve , the modularity of the Galois representation and the -series of . For a prime , we let (resp. denote the representation of on the -adic Tate module (resp. the -torsion) of Let be the conductor of . Then it is known that the following conditions are equivalent :
- (1)
The -function of equals the -function for some eigenform . 2. (2)
The -function of equals the -function for some eigenform
of weight 2 and level . 3. (3)
For some prime , the representation is modular. 4. (4)
For all primes , the representation is modular. 5. (5)
There is a non-constant holomorphic map for some
positive integer . 6. (6)
There is a non-constant morphism which is defined over 7. (7)
admits a hyperbolic uniformization of arithmetic type (cf. [30] and [42]).
5. The Birch-Swinnerton-Dyer conjecture
Now we state the BSD conjecture.
The BSD Conjecture. Let be an elliptic curve over . Then the algebraic rank of equals the analytic rank of
I will describe some historical backgrounds about the BSD conjecture. Around 1960, Birch (1931- ) and Swinnerton-Dyer (1927- ) formulated a conjecture which determines the algebraic rank of an elliptic curve over . The idea is that an elliptic curve with a large value of has a large number of rational points and should therefore have a relatively large number of solutions modulo a prime on the average as varies. For a prime , we let be the number of pairs of integers satisfying (2.1) as a congruence (mod ). Then the BSD conjecture in its crudest form says that we should have an asymptotic formula
[TABLE]
for some constant If the -series has an analytic continuation to the whole complex plane (this fact is conjectured; cf. Conjecture F), then has a Taylor expansion
[TABLE]
at for some non-negative integer and constant The BSD conjecture says that the integer , in other words, the analytic rank of , should equal the algebraic rank of and furthermore the constant should be given by
[TABLE]
where is a certain constant, is the elliptic regulator of denotes the order of the torsion subgroup of , is a simple rational multiple (depending on the bad primes) of the elliptic integral
[TABLE]
and is an integer square which is supposed to be the order of the Tate-Shafarevich group of .
The Tate-Shafarevich group of is a very interesting subject to be investigated in the future. Unfortunately is still not known to be finite. So far an elliptic curve whose Tate-Shafarevich group is infinite has not been discovered. So many mathematicians propose the following.
Conjecture C**.**
The Tate-Shafarevich group of is finite.
There are some evidences supporting the BSD conjecture. I will list these evidences chronologically.
Result 1** (Coates-Wiles [14], 1977).**
Let be a CM curve over . Suppose that the analytic rank of is zero. Then the algebraic rank of is zero.
Result 2** (Rubin [38], 1981).**
Let be a CM curve over . Assume that the analytic rank of is zero. Then the Tate-Shafarevich group of is finite.
Result 3** (Gross-Zagier [19], 1986 ; [10], 2001).**
Let be an elliptic curve over . Assume that the analytic rank of is equal to one and (cf. Conjecture F). Then the algebraic rank of is equal to or bigger than one.
Result 4** (Gross-Zagier [19], 1986).**
There exists an elliptic curve over such that . For instance, the elliptic curve given by
[TABLE]
satisfies the above property.
Result 5** **(Kolyvagin [24], 1990 : Gross-Zagier [19], 1986 : Bump-Friedberg-Hoffstein [11],
1990 : Murty-Murty [34], 1990 : [10], 2001).
Let be an elliptic curve over . Assume that the analytic rank of is 1 and . Then algebraic rank of is equal to 1.
Result 6** **(Kolyvagin [24], 1990 : Gross-Zagier [19], 1986 : Bump-Friedberg-Hoffstein [11],
1990 : Murty-Murty [34], 1990 : [10], 2001).
Let be an elliptic curve over . Assume that the analytic rank of is zero and . Then algebraic rank of is equal to zero.
Cassels proved the fact that if an elliptic curve over is isogeneous to another elliptic curve over , then the BSD conjecture holds for if and only if th e BSD conjecture holds for .
6. Jacobi Forms and Heegner Points
In this section, I shall describe the result of Gross-Kohnen-Zagier [20] roughly.
First we begin with giving the definition of Jacobi forms. By definition a Jacobi form of weight and index is a holomorphic complex valued function satisfying the transformation formula
[TABLE]
for all and , and having a Fourier expansion of the form
[TABLE]
We remark that the Fourier coefficients depend only on the discrimnant and the residue From now on, we put We denote by the space of all Jacobi forms of weight and index . It is known that one has the following isomorphisms
[TABLE]
where denotes the Siegel modular group of degree 2, denotes the Maass space introduced by H. Maass (1911-1993) (cf. [26, 27, 28]), denotes the Kohnen space introduced by W. Kohnen [22] and denotes the space of modular forms of weight with respect to . We refer to [42] and [44], pp. 65-70 for a brief detail. The above isomorphisms are compatible with the action of the Hecke operators. Moreover, according to the work of Skoruppa and Zagier [41], there is a Hecke-equivariant correspondence between Jacobi forms of weight and index , and certain usual modular forms of weight on
Now we give the definition of Heegner points of an elliptic curve over . By [10], is modular and hence one has a surjective holomorphic map Let be an imaginary quadratic field of discriminant such that every prime divisor of is split in . Then it is easy to see that and is congruent to a square modulo . Let be the set of all satisfying the following conditions
[TABLE]
[TABLE]
Then is invariant under the action of and has only a -orbits, where is the class number of . Let be the representatives for these -orbits. Then are defined over the Hilbert class field of , i.e., the maximal everywhere unramified extension of . We define the Heegner point of by
[TABLE]
We observe that , then .
Let be the elliptic curve (twisted from ) given by
[TABLE]
Then one knows that the -series of over is equal to and that is the twist of by the quadratic character of .
Theorem 6.1** (Gross-Zagier [19, 10]).**
Let be an elliptic curve over of conductor such that Assume that is odd. Then
[TABLE]
where is a positive constant not depending on and is a half of the number of units of and denotes the canonical height of .
Since is modular by [10], there is a cusp form of weight 2 with respect to such that Let be the Jacobi form of weight 2 and index which corresponds to via the Skoruppa-Zagier correspondence. Then has a Fourier series of the form (6.2).
B. Gross, W. Kohnen and D. Zagier [20] obtained the following result.
Theorem 6.2** (Gross-Kohnen-Zagier [20, 10]).**
Let be an elliptic curve over with conductor and suppose that Suppose that and Then
[TABLE]
where is a positive constant not depending on and and is the height pairing induced from the Néron-Tate height function , that is, .
We see from the above theorem that the value of of two distinct Heegner points is related to the product of the Fourier coefficients of the Jacobi forms of weight 2 and index corresponded to the eigenform of weight 2 associated to an elliptic curve . We refer to [45] and [47] for more details.
Corollary. There is a point such that
[TABLE]
for all and with
The corollary is obtained by combining Theorem H and Theorem I with the Cauchy-Schwarz inequality in the case of equality.
Remark 6.3**.**
R. Borcherds [9] generalized the Gross-Kohnen-Zagier theorem to certain more general quotients of Hermitian symmetric spaces of high dimension, namely to quotients of the space associated to an orthogonal group of signature by the unit group of a lattice. Indeed he relates the Heegner divisors on the given quotient space to the Fourier coefficients of vector-valued holomorphic modular forms of weight .
7. Brief Reviews on the Works of Bhargava’s School
In this section, we briefly describe the recent works done by Bhargava’s School. First we review the Selmer group. Let and be abelian varieties over number field and let be a nonzero isogeny with finite kernel
[TABLE]
Then we get a short exact sequence:
[TABLE]
Let Gal be the Galois group of over . Then we have the following long exact sequence of Galois cohomology groups :
[TABLE]
From (7.1) we obtain the following short exact sequence:
[TABLE]
We let and the completion at and the decomposition group of respectively. We put . Since acts on and , we get the short exact sequence:
[TABLE]
From the above short exact sequences (7.2) and (7.3), we have the following commutative diagram:
[TABLE]
Here for .
Definition 7.1**.**
With the above notations, the -Selmer group of is defined by
[TABLE]
Definition 7.2**.**
The Shafarevich-Tate group of is defined by
[TABLE]
Theorem 7.3**.**
With the above notations, we get the following facts:
- (a)
There is an exact sequence
[TABLE]
- (b)
The Selmer group is finite.
Example 7.1**.**
Let be an elliptic curve over and let be the multiplication by endomorphism. Then we obtain the following exact sequence :
[TABLE]
is called the -Selmer group.
Any elliptic curve over is isomorphic to the unique cubic curve in the plane of the form
[TABLE]
where and for all primes whenever . Let be the set of all such . If , then we define the (naive) height of by
[TABLE]
For we define
Definition 7.4**.**
For any , we define
[TABLE]
if the limit exists. Define and using limsup or liminf. If the property can be identified with characteristic fucntion ,
[TABLE]
Similarly we define and .
Bhargava and Shanker [1, 2, 3, 4] proved the follwing results:
Theorem 7.5** (Bhargava and Shankar).**
- (1)
(cf. [1]) 2. (2)
(cf. [2]) 3. (3)
(cf. [3]) 4. (4)
(cf. [4])
Corollary 7.6** (Bhargava and Shankar [4], 2013).**
[TABLE]
Theorem 7.7** (T. Dokchitser - V. Dokchitser [17], 2010).**
Let be an elliptic curve over and let be any prime. Let and denote the rank of the -Selmer group of and the rank of , respectively. Then the quantity is even if and only if the root number of is . Here we recall that and are defined as
[TABLE]
respectively.
Bhargava and Shanker [4, 5] proved the follwing:
Theorem 7.8**.**
- (1)
. (cf. [4]) 2. (2)
. (cf. [4]) 3. (3)
. (cf. [4]) 4. (4)
is positive. (cf. [2]) 5. (5)
is positive. (cf. [5])
The results (4) and (5) in Theorem 7.8 imply that a positive proportion of satisfies the BSD conjecture.
Quite recently Bhargava, Elkies and Shnidman [6] computed the average size of the -Selmer group as varies over the integers, where
[TABLE]
is a natural 3-isogeny.
8. Adjoint Orbits of
In this section, we describe the adjoint orbits of the special linear group explicitly.
For brevity, we write and let be a maximal compact subgroup of . The Lie algebra of is given by
[TABLE]
We put
[TABLE]
Then the set forms a basis for . We define an element by
[TABLE]
Then we have the relations
[TABLE]
It is easy to see that and are hyperbolic elements and is an elliptic element. For a nonzero real number , the -orbit of is represented by the one-sheeted hyperboloid
[TABLE]
The -orbit of is also represented by the hyperboloid (8.2). The -orbit of is represented by two-sheeted hyperboloids
[TABLE]
Since
[TABLE]
we have for any
[TABLE]
Thus we see that is nilpotent if and only if Therefore the set of all nilpotent elements in is given by
[TABLE]
We put
[TABLE]
Obviously and are nilpotent elements in and they satisfy
[TABLE]
and
[TABLE]
where is the Cartan involution defined by for in .
According to equation (8.6) and (8.7), and are KS-triples in .
The -orbit of is represented by the cone
[TABLE]
depending on the sign of . If the -orbit of is characterized by the one-sheeted cone
[TABLE]
If the -orbit of is characterized by the one-sheeted cone
[TABLE]
The -orbits of are characterized by the one-sheeted cone (8.10) and the -orbits of are characterized by the one-sheeted cone (8.9).
We define the -orbits and by
[TABLE]
and
[TABLE]
Then we obtain
[TABLE]
According to (8.2), (8.3) and (8.13), we see that there are infinitely many hyperbolic orbits and elliptic orbits, and on the other hand there are only three nilpotent orbits in .
9. Final Remarks
In the final section, we describe the relation between the nilpotent orbits of and CM points, and propose several conjectures relating to the BSD conjecture.
Let and let be the Lie algebra of . Let and be the set of all -elliptic orbits in , the set of all -hyperbolic orbits in , and the set of all -nilpotent orbits in respectively. Let be the exponential map and let be the map defined by
[TABLE]
We define the composition map
Proposition 9.1**.**
[TABLE]
Proof. The proof can found in [25].
First we recall the thirteen CM points
[TABLE]
We put The -expansion of the modular invariant is given by
[TABLE]
It is known that
[TABLE]
For any element , we let
[TABLE]
be the elliptic curve over , where is the lattice in .
For any , we write
[TABLE]
Let
[TABLE]
be the -orbit of . Clearly
We propose the following conjecture.
Conjecture D**.**
Let be an element of such that is defined over . Then the BSD conjecture for holds.
For any , by Proposition 9.1, we can choose with We define
[TABLE]
and
[TABLE]
We also define
[TABLE]
and
[TABLE]
Finally we define
[TABLE]
and
[TABLE]
We propose the following conjectures.
Conjecture E**.**
Let be an element of such that is defined over . Then the BSD conjecture for holds.
Conjecture F**.**
Let be an element of such that is defined over . Then the BSD conjecture for holds.
Conjecture G**.**
Let be an element of such that is defined over . Then the BSD conjecture for holds.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] M. Bhargava and A. Shankar, Binary quartic forms having bounded invariants, and the boundedness of the average rank of elliptic curves , Annals of Mathematics 181 , no. 1 (2015), 191–242.
- 2[2] M. Bhargava and Arul Shankar, Ternary cubic forms having bounded invariants, and the existence of a positive proportion of elliptic curves having rank 0 , Annals of Mathematics 181 , no. 2 (2015), 587–621.
- 3[3] M. Bhargava and A. Shankar, The average number of elements in the 4-Selmer groups of elliptic curves is 7 , ar Xiv:1312.7333 v 1 [math.NT] 27 Dec 2013.
- 4[4] M. Bhargava and A. Shankar, The average size of the 5-Selmer group of elliptic curves is 6, and the average rank is less than 1 , ar Xiv:1312.7859 v 1 [math.NT] 30 Dec 2013.
- 5[5] M. Bhargava and C. Skinner, A positive proportion of elliptic curves over have rank one , ar Xiv:1401.0233 v 1 [math.NT] 1 Jan 2014.
- 6[6] M. Bhargava, N. Elkies, and A. Shnidman, The average size of the 3-isogeny Selmer groups of elliptic curves y 2 = x 3 + k superscript 𝑦 2 superscript 𝑥 3 𝑘 y^{2}=x^{3}+k , ar Xiv:1610.05759 v 1 [math.NT] 18 Oct 2016.
- 7[7] B. Birch and H.P.F. Swinnerton-Dyer, Notes on elliptic curves (I) , J. Reine Angew. Math. 212 (1963), 7–25.
- 8[8] B. Birch and H.P.F. Swinnerton-Dyer, Notes on elliptic curves (II) , J. Reine Angew. Math. 218 (1965), 79–108.
