Performance of DF Incremental Relaying with Energy Harvesting Relays in Underlay CRNs
Komal Janghel, Shankar Prakriya

TL;DR
This paper evaluates the throughput of energy harvesting decode-and-forward relays in underlay cognitive radio networks, showing that combining direct and relayed signals enhances performance, with optimized power-splitting parameters derived.
Contribution
It provides a closed-form expression for the optimal power-splitting parameter in EH DF relays and analyzes their throughput performance in underlay CRNs.
Findings
Relaying with EH DF relays improves throughput when signals are combined.
Derived closed-form expression optimizes relay power-splitting.
Simulations confirm the accuracy of analytical results.
Abstract
In this paper, we analyze the throughput performance of incremental relaying using energy harvesting (EH) decode-and-forward (DF) relays in underlay cognitive radio networks (CRNs). The destination combines the direct and relayed signals when the direct link is in outage. From the derived closed-form expressions, we present an expression for the power-splitting parameter of the EH relay that optimizes the throughput performance. We demonstrate that relaying using EH DF relays results in better performance than direct signalling without a relay only when the destination combines the direct signal from the source with the relayed signal. Computer simulations demonstrate accuracy of the derived expressions.
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Performance of DF Incremental Relaying with Energy Harvesting Relays in Underlay CRNs
Komal Janghel and Shankar Prakriya
Department of Electrical Engineering,
Indian Institute of Technology, Delhi, New Delhi, India
E-mail: [email protected], [email protected] This work was supported by Information Technology Research Academy (ITRA) through sponsored project ITRA/15(63)/Mobile/MBSSCRN/01.
Abstract
In this paper, we analyze the throughput performance of incremental relaying using energy harvesting (EH) decode-and-forward (DF) relays in underlay cognitive radio networks (CRNs). The destination combines the direct and relayed signals when the direct link is in outage. From the derived closed-form expressions, we present an expression for the power-splitting parameter of the EH relay that optimizes the throughput performance. We demonstrate that relaying using EH DF relays results in better performance than direct signalling without a relay only when the destination combines the direct signal from the source with the relayed signal. Computer simulations demonstrate accuracy of the derived expressions.
“This work has been submitted to IEEE WPMC 2017 conference for possible publication. Copyright may be transferred without prior notice, after which this version may no longer be accessible”
I Introduction
Cognitive radio networks (CRNs) have shown great promise in alleviating the acute shortage of spectrum. In such networks, secondary (unlicensed) users are allowed to share the spectrum of the primary (licensed) users. Underlay CRNs in particular, have been shown to result in great improvement in spectral utilization efficiency. In these networks, the secondary transmitters transmit simultaneously with the primary transmitters in the same frequency band, but with powers carefully constrained to limit interference to the primary receiver below a specified interference temperature limit.
In the recent years, the use of energy harvesting (EH) is being studied to prolong battery life of nodes. Although energy can be harvested from natural sources, it is wireless EH that shows the greatest promise. In particular, the possibility of simultaneous wireless information and power transfer has spurred research interest in this area. Since practical circuits cannot simultaneously harvest energy and perform information processing, time-switching and power-splitting relaying protocols have been proposed [1]. In the former, the relay is first charged by the source for a fraction of the signalling interval prior to two-hop relaying. In the latter, the received signal is split into two parts, with a fraction (referred to as the power-splitting parameter ) being used for energy harvesting, while the rest is used for information processing. It is well known that optimization of this parameter is crucial to maximize throughput.
While the use of EH relays in CRNs is well motivated, analysis of performance of such networks has attracted attention only over the past few years [2, 3, 4, 5, 6, 7, 8, 9]. Two types of EH methodologies have been proposed in the context of CRNs In the first type, energy is harvested from the primary signal [2, 3, 4, 6, 7, 8]. Note that [4, 6] use the interweave cognitive radio principles, [2, 3, 9] use the underlay signalling mode, while [7, 8] use overlay principles. In the second type, which is of primary interest in this paper, energy is harvested from the secondary source [5, 9] (this requires secondary EH nodes to be in close proximity to the secondary transmitter). Under these circumstances, even in the non-cognitive context, the importance of considering the direct channel from source to destination in addition to the signal relayed by the EH relay has been recognized by only a few authors [10, 11]. In all existing literature on two-hop EH relaying in underlay CRNs [3, 5, 9], the direct channel from source to destination has been ignored. In underlay cognitive radio, powers used at secondary transmitters is a random quantity. For this reason, the secondary nodes need to be in close proximity to each other to ensure any reasonable quality of service in the secondary links. In underlay signalling with EH relays, the nodes need to be even closer since energy harvested is typically small. Ignoring the direct channel from source to destination is therefore not reasonable in such situations. In this paper, we demonstrate this fact.
The contributions of this paper are as follows:
We derive closed-form expressions for the throughput of an incremental relaying scheme in which the destination combines the signal relayed by the EH relay with the direct signal from the source. 2. 2.
Using approximated throughput expressions, we derive an expression for the power-splitting parameter that maximizes throughput. 3. 3.
We demonstrate that relaying with an EH relay results in larger throughput than direct signalling only when the destination combines the direct and relayed signals.
Notations: denotes the expectation over the condition/conditions . represents the exponential distribution with parameter , and denotes the circular normal distribution with mean [math] and variance . and represent the exponential integrals defined in [12, 5.1.1] and [12, 5.1.2] respectively.
II System Model
We consider a two-hop decode-and-forward (DF) relay network as depicted in Fig. 1.
The primary network consists of the primary transmitter (not depicted in the figure) and the primary receiver P. The secondary network (SN) consists of three nodes - a source (S), a relay (R) and a destination (D). Each node equipped with one antenna. Denote the channel between S and R by , and that between the R and D by . Similarly, denote the channel between S and P by , and that between R and P by . We assume that R is equipped with a super-capacitor, and acts as an EH node with EH factor . The energy harvested in the first phase is used by R to relay the signal to D. As in most literature on underlay CRN, we neglect the primary signal at R and D. This is reasonable because of the large distance between the primary transmitter and the secondary nodes [13] (this assumption has been justified on information theoretic grounds [14]). All the channels are reversible and quasi-static.
III Transmission Protocol
We assume fixed-rate transmission at rate by all nodes. Signalling based on the incremental protocol is completed in two time-slots as depicted in Fig.2. Message transmission is based on the incremental relaying protocol [15], and EH is based on the power-splitting protocol [1].
In the first transmission time-slot, S transmits information symbols to D and R as depicted in Fig.2. R harvests energy from this signal using power splitting, and attempts to decode the information symbols. Meanwhile, D attempts to decode the symbols. If successful, it sends feedback to the source and the relay111We assume that feedback time is extremely small and can be neglected in the analysis without loss of generality.. The relay discards the decoded symbols, and the source re-transmits a new block of symbols to D as depicted in Fig.2a222The relay does not harvest energy in this phase. Energy stored in the super-capacitor is assumed to be lost since it lacks the ability to store charge over long intervals.. Else, R relays the symbols using the energy harvested, and D combines the signals in the first and the second time-slots as depicted in Fig.2b.
In the first time-slot, S transmits a message signal with power in underlay mode to R and D. In PS-EH case, a component of the received signal with fraction of the power is utilized for EH, while the remaining signal with fraction of the power is used to decode the symbols. Clearly, at R and and at D in the first phase are given by:
[TABLE]
respectively, where are noise samples at R and D. Clearly, the SNR at D in the first time-slot is . Energy harvested at R is (ignoring noise) so that the power available for relaying is given by:
[TABLE]
where . Let denote the interference temperature limit. In order to ensure that the interference caused to primary receiver P is limited to , the power at S is chosen to be:
[TABLE]
We consider only the peak interference constraint at S, and ignore the peak power constraint for the following reason:
It is well known that performance of CRNs exhibits an outage floor, and does not improve with increase in peak power (it is in this low outage and high throughput region that CRNs are typically operated) [16, 17] (and references therein). In this paper, we discuss optimization of PS EH parameter, which is of interest in this high throughput regime. 2. 2.
Since performance of CRNs is typically limited by interference, and sufficient peak power is typically available, this assumption is quite reasonable.
In the second time-slot, R is used to forward the decoded symbol to D. In order to ensure that the interference at P is constrained to , the total transmit power at R is chosen to be:
[TABLE]
Received signal at D can be expressed as
[TABLE]
where is the additive white Gaussian noise sample. We assume that D uses MRC to combine the signals obtained in the first phase (2) and second phase (6). Signal-to-noise ratios (SNRs) at R and D are expressed using (1), (2) and (6) as:
[TABLE]
IV Performance Analysis
In this section, we analyze throughput performance of the described incremental relaying protocol. When , the direct link is successful, so that rate achieved is . When , and the relay can decode successfully (), and the SNR at the destination after combining is sufficient (), signalling is completed in two hops (rate ). Clearly, throughput is given by:
[TABLE]
where . We note that , the probability that the relayed link is successful while the direct link is not successful, can alternatively be represented as:
[TABLE]
We evaluate each of the terms in what follows. From (7), can be evaluated as:
[TABLE]
Using , it can be shown that:
[TABLE]
where . Similarly, is given by:
[TABLE]
We note that and are not independent due to their dependence on the random variable . By first conditioning on , exploiting the independence of \Gamma_{r\big{|}|g_{sp}|^{2}} and \Gamma_{d\big{|}|g_{sp}|^{2}}, and then averaging over , we can show that can be written as:
[TABLE]
After integrating over and , can be expressed in terms of as:
[TABLE]
Now after averaging over , the resultant expression can be found out to be:
[TABLE]
An approximate closed-form expression for is derived in Appendix-A. The final expression is presented in (15).
Resultant expression of can be found out by substituting for , , and into (9).
IV-A Value of EH-factor for optimal throughput
Throughput is small for (no energy harvested at the relay) and (no decoding is possible at the relay). In both these cases, the relayed signal is not available. When , the throughput is larger since the relayed signal is not always in outage. It is clear that the following optimal value of EH parameter () that maximizes throughput is of interest:
[TABLE]
It is difficult to find an exact solution for since the lengthy expression for contains several nonlinear functions.
To obtain an expression for in a simplified form (say ), we use the high-SNR approximation and also neglect the R-P link333We note that the R-P link is ignored only for the simplified analysis to obtain insights into the optimum power-splitting parameter. The relay needs to apply power control as in any other underlay system. We note that all computer simulations are performed with the interference channel from relay to primary receiver.. We show through simulations in Fig. 3 of Section V that throughput of a practical system that imposes the peak interference constraint at the relay is indistinguishable from one that neglects it. In other words, SN performance does not depend (or at best very loosely depends) on the statistical parameter () of the R-P channel for most practical range of parameters. Intuitively, this is because of the fact that the harvested energy is very small (less than ) with very high probability.
From the above discussion, throughput can be represented in most simplified form as given in (18) (please refer the Appendix-B for derivation).
We omit proof of concavity due to space constraints. Solving . results in a quadratic equation which has two roots, out of which the one between [math] to is given by444Since , it can be shown that .:
[TABLE]
As a special case, value of which maximizes the throughput if the S-D link ignored 555In this case, there is no involvement of direct path and a case of two-hop transmission between nodes S to D via R. (i.e ) becomes:
[TABLE]
where subscript is used to emphasize the fact that no direct path is present. In this case, the throughput is derived from (9) by using , and given by:
[TABLE]
V Simulation Results
In this section, we validate the derived expressions by computer simulations. The normalized S-R, R-D, and S-D distances are assumed to be , and respectively. The normalized S-P and R-P distances are assumed to be . Path loss exponent is assumed to be . We assume and dB unless stated otherwise.
The importance of optimizing for maximizing throughput is clearly brought out in Fig.3 (concavity is clear from the plots). The graph depicts a plot of versus for bpcu for different .
The value of indicated by (19) for of , and are and respectively, which are in close agreement with simulations. Similarly, in the absence of the direct link, of and are indicated by (20), which are in close agreement with simulations. We note that , as can be intuitively expected. It is clear that a) incremental relaying results in higher throughput than relay-less signalling from S to D, b) two-hop relaying that ignores the S-D link results in throughput that is quite poor as compared to direct S-D signalling without the relay, and c) a smaller results in larger throughput, especially for large (note that so that a smaller implies a larger ).
In Fig.4, throughput is plotted versus for two different values of . For each point, the optimum value of is computed and used. The superiority of incremental relaying over direct point-to-point transmission is apparent. Moreover, the gap between the two is higher for larger value of . This happens because relayed signalling has a higher chance of non-outage for larger value of . It be observed that an optimum value of exists which maximizes throughput. It is apparent from (9), that throughput is limited by when it is small, and by outage when is large. The optimum value needs to be obtained by numerical search.
VI Conclusion
In this paper, we derived a closed-form expression for the throughput performance of an underlay two-hop network with a power-splitting based energy harvesting relay. We present a closed-form expression for the throughput maximizing power-splitting parameter.
Appendix
VI-A Derivation of
In this Appendix, we derive an expression for . To this end, we first define as:
[TABLE]
Its Cumulative distribution function (CDF) conditioned on can be derived as:
[TABLE]
From (10), can be expressed as:
[TABLE]
We derive by successive averaging over each random variable and keeping other r.vs. in terms of condition. We first average w.r.t. by using (23) to get:
[TABLE]
where the condition . Unfortunately, averaging the above with respect to random variables and results in intractable expressions. We need to make use of the following fact: (since and ). Hence for tractability, can be replaced by its mean i.e. . can be derived as:
[TABLE]
where . Now, can further represented in approximated form as:
[TABLE]
where . The above approximation is tight for . This is true for general system settings in underlay-CRN.
Now averaging the above expression over and using the expression for in (4), results in the following expression for :
[TABLE]
where condition . Now let , becomes:
[TABLE]
Now averaging the above equation over and then using some straightforward manipulations, the resultant expression is presented in (26). From (26), is now expressed as:
[TABLE]
The above integral can be simplified using the integral presented in [12, 5.1.1]:
[TABLE]
We omit the manipulations due to space limitations and present the approximated as in (15) (top of page-4).
VI-B Derivation of
In the expression for in (15), as defined in (25), with given by (24). Clearly, when , which enables us to simplify . Resultant expression is given in (Appendix) (second equation on the top of the next page).
Further simplification is possible when , which is the commonly encountered situation. In this case, the arguments of and terms in increase and decrease respectively. Using the fact that for (here ), the term associated with vanishes from the expression for . We further use the fact that , for when is very large (as it is in this case since ) . The term with can be neglected in the high SNR region. From (Appendix), the resultant approximated expression can be written as:
[TABLE]
By using the following very tight lower and upper bounds and respectively into (29), and from (12), (14) and (13), can be approximated as in (30).
It is worth noting that the above approximation is valid for . However, it continues to follow the throughput in other cases. To get a closed form expression, we further approximate the above by utilizing the fact (since ) and except when and represented in (18) (top of the page-4). Please note that is unlikely, since it results in outage of the relayed link.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] A. A. Nasir, X. Zhou, S. Durrani, and R. A. Kennedy, “Relaying protocols for wireless energy harvesting and information processing,” IEEE Trans. on Wireless Comm. , vol. 12, no. 7, pp. 3622–3636, July 2013.
- 2[2] K. Janghel and S. Prakriya, “Outage performance of dynamic spectrum access systems with energy harvesting transmitters,” in IEEE 25th Int. Symp. on Personal Indoor and Mobile Radio Comm. (PIMRC),2014 , Sept 2014.
- 3[3] Y. Liu, S. Mousavifar, Y. Deng, C. Leung, and M. Elkashlan, “Wireless energy harvesting in a cognitive relay network,” IEEE Trans. on Wireless Comm. , vol. PP, no. 99, pp. 1–11, 2015.
- 4[4] A. Bhowmick, S. D. Roy, and S. Kundu, “Throughput of a cognitive radio network with energy-harvesting based on primary user signal,” IEEE Wireless Comm. Let. , vol. PP, no. 99, pp. 1–4, 2016.
- 5[5] Z. Yang, Z. Ding, P. Fan, and G. Karagiannidis, “Outage performance of cognitive relay networks with wireless information and power transfer,” IEEE Trans. on Vehi. Tech. , vol. PP, no. 99, pp. 1–6, 2015.
- 6[6] N. I. Miridakis, T. A. Tsiftsis, G. C. Alexandropoulos, and M. Debbah, “Energy efficient switching between data transmission and energy harvesting for cooperative cognitive relaying systems,” in 2016 IEEE Int. Conf. on Comm. (ICC) , May 2016, pp. 1–6.
- 7[7] Z. Wang, Z. Chen, B. Xia, L. Luo, and J. Zhou, “Cognitive relay networks with energy harvesting and information transfer: Design, analysis, and optimization,” IEEE Trans. on Wireless Comm. , vol. 15, no. 4, pp. 2562–2576, April 2016.
- 8[8] J. He, S. Guo, F. Wang, and Y. Yang, “Relay selection and outage analysis in cooperative cognitive radio networks with energy harvesting,” in 2016 IEEE Int. Conf. on Comm. (ICC) , May 2016, pp. 1–6.
