Rational map ax+1/x on the projective line over $\mathbb{Q}_2$
Shilei Fan, Lingmin Liao

TL;DR
This paper fully characterizes the dynamical behavior of the rational map ax+1/x on the projective line over the 2-adic numbers, revealing detailed structure specific to the field Q2.
Contribution
It provides a complete description of the dynamical structure of the map on the projective line over Q2, a novel analysis in 2-adic dynamics.
Findings
Complete dynamical classification over Q2
Identification of fixed points and cycles
Description of invariant sets and measures
Abstract
The dynamical structure of the rational map on the projective line over the field Q2 of -adic numbers, is fully described.
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Taxonomy
Topicsadvanced mathematical theories · Topological and Geometric Data Analysis · Mathematical Dynamics and Fractals
Rational map on the projective line over
Shilei Fan
School of Mathematics and Statistics, Hubei Key Laboratory of Mathematical Sciences, Central China Normal University, Wuhan, 430079, China && Aix-Marseille Université, Centrale Marseille, CNRS, Institut de Mathématiques de Marseille, UMR7373, 39 Rue F. Joliot Curie 13453, Marseille, France
and
Lingmin Liao
LAMA, UMR 8050, CNRS, Université Paris-Est Créteil Val de Marne, 61 Avenue du Général de Gaulle, 94010 Créteil Cedex, France
Abstract.
The dynamical structure of the rational map on the projective line over the field of -adic numbers, is fully described.
Key words and phrases:
-adic dynamical system, rational maps, minimal decomposition, subshift of finite type
2010 Mathematics Subject Classification:
Primary 37P05; Secondary 11S82, 37B05
The research of S. L. FAN on this project has received funding from the European Research Council(ERC) under the European Union’s Horizon 2020 research and innovation programme under grant agreement No 647133(ICHAOS). It has also been supported by NSF of China (Grant No.s 11401236 and 11471132)
1. Introduction
For a prime number , let be the field of -adic numbers and be the projective line over . Recently, dynamical systems on and have been attracting much attention. See, for example, [1, 3, 20] and their bibliographies therein.
As first natural examples, polynomials and rational maps of coefficients in have been widely studied. The dynamical structure of polynomials of coefficients in the ring of -adic integers is usually described by showing all the minimal subsystems. One can find such dynamical structure results for square mapping on in [12], for quadratic polynomials on in [7] and for Chebyshev polynomials on in [13]. With respect to the spherical metric on , rational maps of good reduction with degree at least have similar dynamical structure [10]. On the other hand, the polynomial on is proved to be topologically conjugate to the full shift on the symbolic space with symbols and thus exhibits chaos ([23]). This chaotic property has also been studied for quadratic polynomials in ([22, 6]) and for some general expanding polynomials in ([8]).
In [9], the dynamical structure of rational maps of degree one on is completely depicted. However, the dynamical behaviors of higher degree rational maps are far from clear. In [14], we have started an attempt with a family of rational maps of degree . That is
[TABLE]
Except for one subcase (), the global picture of the dynamical structure of on for was given in [14]. In this paper, we deal with the case and we successfully show the global dynamical structure of for all cases. We remark that the case is usually different to the case and has much more applications in computer science.
To describe the dynamical structure of a dynamical system, one may decompose the space into Fatou set and Julia set, on which the dynamical behaviors are quite different. Let be a continuous map from a metric space to itself. The Fatou set of is the set of point where the iteration family is equicontinuous on some neighborhood of . The Julia set is the complement of the Fatou set in .
We denote by the -adic absolute value on . For and , let
[TABLE]
be the closed disk centered at with radius , and let
[TABLE]
be the sphere centered at with radius . The projective line which can be viewed as is equipped the spherical metric (see Section 2).
With respect to the spherical metric, a rational map induces a continuous dynamical system from to itself, denoted by . If the rational map has good reduction (see the definition in [20], page 58, see also [10]), then it is -Lipschitz continuous on and thus has empty Julia set. A structure theorem for good reduction maps with degree at least has already been obtained in [10].
Observe that
[TABLE]
In all cases, is a fixed point. If and , the map has good reduction which implies . Further, by Theorem 1.2 of [10], we have the following minimal decomposition.
Theorem 1.1**.**
Let . If , the dynamical system can be decomposed into
[TABLE]
where is the finite set consisting of all periodic points of , is the union of all (at most countably many) clopen invariant sets such that each is a finite union of balls and each subsystem is minimal, and each point in lies in the attracting basin of a periodic orbit or of a minimal subsystem.
To complete the study of the dynamical behaviors of
[TABLE]
on , we are left two cases: and . Solving these two cases is the main content of the present paper. In the rest two cases, we often find subsystems topologically conjugate to the full shift or some subshift of finite type (see the notation and definitions in Section 2).
When , we have the following theorem.
Theorem 1.2**.**
If , the dynamical system is described as following.
- (i)
If and , then . Moreover,
[TABLE]
- (ii)
If and , then
[TABLE]
and is topologically conjugate to the full shift . Moreover,
[TABLE]
When , we set . We have the following theorem.
Theorem 1.3**.**
Assume . Then
[TABLE]
and we have a minimal decomposition of the subsystem as stated in Theorem 1.1.
For the Julia set , we distinguish the following three cases.
- (i)
If , then
[TABLE]
and the subsystem is topologically conjugate to a subshift of finite type where the incidence matrix is
[TABLE]
- (ii)
If , and , then
[TABLE]
Furthermore,
[TABLE]
and the subsystem is topologically conjugate to a subshift of finite type where the incidence matrix is
[TABLE]
- (iii)
Otherwise, .
2. Preliminaries
Consider the field of rational numbers and a prime . Any nonzero rational number can be written as where and and (here denotes the greatest common divisor of two integers and ). We define and for and . Then is a non-Archimedean absolute value on . That means
(i) with equality only for ;
(ii) ;
(iii) .
The field of -adic numbers is the completion of under the absolute value . Actually, any can be written uniquely as
[TABLE]
Here, the integer is called the -valuation of .
Any point in the projective line may be given in homogeneous coordinates by a pair of points in which are not both zero. Two such pairs are equal if they differ by an overall (nonzero) factor :
[TABLE]
The field may be identified with the subset of given by
[TABLE]
This subset contains all points in except one: the point of infinity, which may be given as
The spherical metric defined on is analogous to the standard spherical metric on the Riemann sphere. If and are two points in , we define
[TABLE]
Viewing as , the spherical distance of , can be described by
[TABLE]
Remark that the restriction of the spherical metric on the ring of -adic integers is same as the metric induced by the absolute value .
In what follows, we restrict ourselves to the case only. We recall the conditions under which a number in has a square root in , then we present all possible quadratic extensions of .
Lemma 2.1** ([18]).**
Let be a nonzero -adic number with its -adic expansion
[TABLE]
*where and . The equation has a solution if and only if is even and . *
Lemma 2.2** ( [18, Theorem 1, p.72]).**
For , if and only if the quotient is a square of a -adic number.
There are exactly distinct quadratic extensions of which are represented respectively by
[TABLE]
Now we recall some standard terminology of the theory of dynamical systems.
A point is called a fixed point of if . For a fixed point , the derivative (if exists) is called the multiplier of . Remark that the multiplier is invariant by changing of coordinate. If is a fixed point, then the multiplier of is , where . A fixed point is called attracting, indifferent, or repelling accordingly as the absolute value of its multiplier is less than, equal to, or greater than . Fixed points of multiplier [math] are called super attracting.
A subsystem of a dynamical system is minimal if the orbit of any point in the subspace is dense in the subspace.
For , call the finite set an alphabet. The infinite product space is said to be the symbolic space of symbols. The (left)-shift on is defined as
[TABLE]
The couple is called a full shift on symbols. Let be a matrix with entries in and set
[TABLE]
Then is an invariant subset of . We thus obtain a subsystem called a subshift of finite type.
A large family of -adic dynamical systems are conjugate to full shift or subshift of finite type. Let be a map from a compact open set of into with . For such a map , define
[TABLE]
It is clear that and then . Hence, we have a subsystem . The subset is sometimes called filled Julia set. For a complex dynamical system, the Julia set is the boundary of filled Julia set in . However, it is not true for in , since is not algebraically closed.
Assume that can be written as a finite disjoint union of disks of centers and of the same radius (with some ) such that for each there is an integer such that
[TABLE]
The subsystem is called a -adic weak repeller if all in (2.3) are nonnegative, but at least one is positive.
The chaotic dynamical behavior of a -adic weak repeller is determined by a matrix with entries in . Denote simply the disk by . For any , let
[TABLE]
and define the incidence matrix of , by
[TABLE]
The weak repeller is called transitive if the matrix is irreducible. In [8], the authors proved the following theorem.
Theorem 2.3** ([8], Theorem 1.1).**
Let be a transitive -adic weak repeller in with incidence matrix . Then is topologically conjugate to , i.e., there exists a continuous bijection such that . Moreover, the Julia set of the system is the whole space .
More generally, we can apply this idea to “generalized -adic repellers”. Assume that is a map from a compact open set into such that and for each there is an integer such that
[TABLE]
Denote simply the disk by . The subsystem is called a generalized -adic weak repeller if the map satisfies the following two conditions:
(i) for each , contains at least some ;
(ii) there exists at least one such that .
We define similarly the incidence matrix associated to . The generalized -adic weak repeller is transitive if is transitive.
Theorem 2.4**.**
Let be a transitive generalized -adic weak repeller in with incidence matrix . Then is topologically conjugate to , i.e., there exists a continuous bijection such that . Moreover, the Julia set of the system is the whole space .
Proof.
Let and . Take a map such that
[TABLE]
Then the system is topologically conjugate to . Note that consists of ball of same the radius . The condition (i) implies that is non contracting on each ball of and the condition (ii) implies is expanding on at least one ball of . Observing that the associated incidence matrix does not change by the topological conjugacy , we conclude by applying Theorem 2.3. ∎
3. Dynamical systems
Recall that we need to study the rational map for the rest cases and . An easy computation shows that
[TABLE]
and
[TABLE]
3.1.
We distinguish two subcases: and
In the first subcase, every point goes to infinity.
Proposition 3.1**.**
Suppose . If , then
[TABLE]
Proof.
By the assumption , for all such that , we have
[TABLE]
Thus the absolute values of the iterations are strictly increasing. Hence
[TABLE]
That is to say, is included in the attracting basin of .
Now we investigate the points in the ball . We partition this ball into two:
[TABLE]
If , then
[TABLE]
Thus by (3.1), falls in the attracting basin of , and .
For , we will study separately according to the parity of .
When is odd, . So, we can conclude that
[TABLE]
When is even, we distinguish two cases: (i) and (ii) . Note that . Let . Then we have or for some . Without loss of generality, we assume with . So we have
[TABLE]
(i) . By Lemmas 2.1 and 2.2, the assumption implies
[TABLE]
If then
[TABLE]
If then
[TABLE]
So and we conclude by the above study of the points in .
(ii) is even and . By Lemmas 2.1 and 2.2 , if and only if which implies or . So we have
[TABLE]
By (3.1), the proof is completed.
∎
Now we study the second subcase . We first find the fixed points and then investigate the dynamical behaviors nearby the fixed points.
Lemma 3.2**.**
Suppose . If , then has two repelling fixed points
[TABLE]
Proof.
It is easy to check that and are the two fixed points of . Note that
[TABLE]
Since and , by Lemma 2.1, is even, which implies . Hence, we have
[TABLE]
Therefore, both fixed points are repelling. ∎
Lemma 3.3**.**
Suppose . If , then
[TABLE]
and
[TABLE]
Proof.
In Lemma 3.2, we have shown . Since , we have Thus to prove Lemma 3.3, it suffices to show that
[TABLE]
if or .
Without loss of generality, we assume . Observe that the disk is the image of by the map , i.e.
[TABLE]
Hence, there are such that
[TABLE]
So
[TABLE]
Noting that and , we have
[TABLE]
Hence,
[TABLE]
∎
The following lemma shows that the point is an attracting fixed point.
Lemma 3.4**.**
Suppose . If , then
[TABLE]
for all
Proof.
For , we have. Then
[TABLE]
Hence,
[TABLE]
which implies
[TABLE]
Thus, to conclude it suffices to show that
[TABLE]
By noting that , we distinguish two cases.
Case (1) . Then , and thus
[TABLE]
Case (2) . Then , and hence
[TABLE]
∎
Now we are ready to show the dynamical structure of the system for the second subcase and finish the proof of Theorem 1.2.
Proposition 3.5**.**
Suppose . If , then
[TABLE]
and is topologically conjugate to . Moreover,
[TABLE]
Proof.
Take . Consider the restriction map . Define as (2.1). By Theorem 2.3, the -adic repeller ( is topologically conjugate to the full shift and the points which do not lie in are sent to By Lemma 3.4,
[TABLE]
Hence we have . ∎
Proof of Theorem 1.2.
Combining Propositions 3.1 and 3.5, we complete the proof. ∎
3.2.
We begin with two lemmas which will be useful.
Lemma 3.6**.**
If , then
[TABLE]
Moreover,
[TABLE]
Proof.
Note that
[TABLE]
If with , then . So
[TABLE]
Moreover, . Thus which implies
[TABLE]
If with , then . So
[TABLE]
Moreover, . Hence which implies
[TABLE]
∎
Lemma 3.7**.**
If , then for all ,
[TABLE]
and is -Lipschitz continuous on .
Proof.
If for some , then by the assumption , we have
[TABLE]
Now let for some . When , we have
[TABLE]
which implies
[TABLE]
Hence, the first assertion of the lemma holds.
Let us show that is -Lipschitz continuous on for . Let . If and , then and
[TABLE]
Hence, it suffices to show that for each ,
[TABLE]
By observing that and , we have
[TABLE]
∎
Now we distinguish two subcases: and .
3.2.1.
Lemma 3.8**.**
If , then
[TABLE]
and
[TABLE]
Proof.
Note that . It suffices to show that
[TABLE]
Without loss of generality, we assume . By the same arguments in the proof of Lemma 3.3, there exist such that
[TABLE]
and
[TABLE]
Since , we immediately get
[TABLE]
Thus
[TABLE]
∎
Proposition 3.9**.**
*Suppose and . Let and consider the restriction map . Set . We distinguish two cases.
(i) If , then the subsystem is topologically conjugate to a subshift of finite type where the incidence matrix is*
[TABLE]
(ii)* If , then the subsystem is topologically conjugate to a subshift of finite type where the incidence matrix is*
[TABLE]
Proof.
Let , and . By Lemma 3.8, the restricted maps and are both scaling bijective. One can also directly check that and are bijective.
(i) Since , we have . Let . Consider the map . Set
[TABLE]
Let and . We study the map . Observe , and that is a generalized weak repeller with incidence matrix
[TABLE]
Thus, by Theorem 2.4, is topologically conjugate to the subshift of finite type . Take . Since , we deduce that is topologically conjugate to
Noting that
[TABLE]
by Lemmas 3.6 and 3.7, we have , since . Thus we have .
(ii) Let . Since , we have . By Lemma 3.6, the map satisfies
[TABLE]
Let and consider the map . By the same argument as the case (i), we have and is topologically conjugate to a subshift of finite type with incidence matrix
[TABLE]
∎
3.2.2.
Lemma 3.10**.**
If is odd, then for each , there exists a positive integer such that
[TABLE]
for some .
Proof.
Note that , if . Thus we have
[TABLE]
By Lemma 3.7, it suffices to show that the statement holds for the points in . In fact, if , one can check that
[TABLE]
So there exists an integer such that
[TABLE]
By Lemma 3.7, we conclude. ∎
Lemma 3.11**.**
If is even and , then
[TABLE]
Proof.
For , we have for some . Noting that is even, we deduce from that
[TABLE]
Thus
[TABLE]
Therefore,
[TABLE]
∎
Lemma 3.12**.**
If , then
[TABLE]
and
[TABLE]
Proof.
Without loss of generality, we assume . By the same arguments in the proof of Lemma 3.3, there exist such that
[TABLE]
and
[TABLE]
Note that implies . Since , we immediately get
[TABLE]
Hence
[TABLE]
∎
Lemma 3.13**.**
Assume that is even. If or , then for each , there exists a positive integer such that
[TABLE]
for some .
Proof.
If , then
[TABLE]
Thus we have
[TABLE]
By Lemma 3.7, it suffices to show that the statement holds for all points in . In fact, if , by noting , one can check that
[TABLE]
Hence there exists an integer such that
[TABLE]
Therefore, it remains to show that the statement holds for all . We distinguish two cases.
Case (1) . By Lemma 3.12, we have
[TABLE]
Observing and , we obtain
[TABLE]
Since , we have
[TABLE]
Hence, we conclude by Lemma 3.7 again.
Case (2) or . By Lemma 3.11, we have
[TABLE]
Since and , we have
[TABLE]
Applying Lemma 3.7, we finish the proof. ∎
Proposition 3.14**.**
Assume that and . If and , then the subsystem is topologically conjugate to a subshift of finite type with incidence matrix
[TABLE]
Proof.
Let , , and . By Lemma 3.12, the restricted maps and are both bijective. Since , we have
[TABLE]
and
[TABLE]
So and are bijective.
Set and consider the restricted map . Take
[TABLE]
By Theorem 2.4, is topologically conjugate to a subshift of finite type with incidence matrix
[TABLE]
∎
Proof of Theorem 1.3.
By Lemma 3.7, we immediately have and . By the argument of the proof of Proposition 3 in [14], we obtain a minimal decomposition for the subsystem as stated in Theorem 1.1. It remains to show that for each , there exists some positive integer such that . We distinguish the following three cases.
(i) Let . By Lemmas 3.6 and 3.8, we have
[TABLE]
By Proposition 3.9,
[TABLE]
By (3.2) and the definition of , each point goes to by iteration of . Thus,
[TABLE]
By Lemma 3.6, . Hence,
[TABLE]
The dynamical behaviors of have already been shown in Proposition 3.9.
(ii) By Proposition 3.14,
[TABLE]
By Lemma 3.6, for each integer , we have
[TABLE]
Thus,
[TABLE]
However, if
[TABLE]
by Lemma 3.6, there exists some such that . Noting that is a repelling fixed point, we have
[TABLE]
The dynamical behaviors of have already been shown in Proposition 3.14.
(iii) By Lemmas 3.10 and 3.13, for each , there exists an integer such that
[TABLE]
for some . By Lemma 3.7, we have . Noting that is a repelling fixed point, we have ∎
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