The subregular unipotent contribution to the geometric side of the Arthur trace formula for the split exceptional group $G_2$
Tobias Finis, Werner Hoffmann, Satoshi Wakatsuki

TL;DR
This paper constructs a zeta integral linked to the subregular unipotent contribution in the Arthur trace formula for the split exceptional group G_2, advancing understanding of its geometric side.
Contribution
It introduces a novel zeta integral associated with the subregular unipotent contribution for G_2, providing new tools for analyzing the trace formula's geometric component.
Findings
Establishment of a zeta integral for binary cubic forms
Connection between the zeta integral and the subregular unipotent contribution
Enhanced understanding of the geometric side of the Arthur trace formula for G_2
Abstract
In this paper, a zeta integral for the space of binary cubic forms is associated with the subregular unipotent contribution to the geometric side of the Arthur trace formula for the split exceptional group .
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Taxonomy
TopicsAdvanced Algebra and Geometry · Algebraic Geometry and Number Theory · Geometry and complex manifolds
The subregular unipotent contribution to the geometric side of the Arthur trace formula for the split exceptional group
Tobias Finis
Mathematisches Institut, Universität Leipzig, PF 100920 D-04009 Leipzig, Germany
,
Werner Hoffmann
Fakultät für Mathematik, Universität Bielefeld, PF 100131, D-33501 Bielefeld, Germany
and
Satoshi Wakatsuki
Faculty of Mathematics and Physics, Institute of Science and Engineering, Kanazawa University, Kakumamachi, Kanazawa, Ishikawa, 920-1192, Japan
Abstract.
In this paper, a zeta integral for the space of binary cubic forms is associated with the subregular unipotent contribution to the geometric side of the Arthur trace formula for the split exceptional group .
The second author is partially supported by the Collaborative Research Center 701 of the DFG. The third author is partially supported by JSPS Grant-in-Aid for Scientific Research (No. 26800006, 25247001, 15K04795).
Contents
- 1 Introduction
- 2 Main result
- 3 The group of type and the space of binary cubic forms
- 4 Proof of the Main result
- 5 Proofs of two lemmas
1. Introduction
On the geometric side of the Arthur trace formula, the properties of global coefficients are unknown in general, but they should be explained by zeta functions of prehomogeneous vector spaces. A crucial step for such an investigation is to relate the contribution of each geometric conjugacy class to a zeta integral of a corresponding prehomogeneous vector space. In this paper, we perform this task for the split exceptional group of type over any algebraic number field. We treat only the subregular unipotent contribution to the trace formula. Our main result (Theorem 2.1) relates it to a zeta integral for the space of binary cubic forms. The other unipotent contributions behave in a familiar way (see Remark 2.2).
Shintani was the first to introduce the zeta integral and zeta functions for the space of binary cubic forms (cf. [Sh]). He showed their meromorphic continuation by using Eisenstein series (see [Wr] for the adelization). Actually, our study is closely related to Shintani’s work, but his method is not suitable for the modified kernels of the trace formula. We rather use Kogiso’s method [Ko] in the proof, because it is simple and does not require Eisenstein series. Our argument follows the lines of the general direction [Ho2] and includes proofs of some of its conjectures in case of .
For earlier work on unipotent contributions and global coefficients, we refer to [Ch1, Ch2, CL, Ma1, Ma2] for , to [HW] for and (rank two), and to [Ho1] for the rank one case (non-adelic). Information about properties of global coefficients has several applications. For example, it can be used to study the asymptotic behaviour of Hecke eigenvalues (see [Ma3, MT, KWY]).
2. Main result
In this section, we present our main result. Let us explain notations. We write for an algebraic number field and for the adele ring of . Fix a non-tivial additive character of . The measure on with is self-dual for . Let denote the idele norm on the idele group and set .
A split simple algebraic group of type over is defined as the automorphism group of the split octonion algebra over . It is connected and can be realized as a closed subgroup of the split special orthogonal group over .
For every Levi subgroup of over , we write for the abelian group of -rational characters on . We set and . A mapping is defined by for , . Let denote the kernel of and let denote the -split part of the center of .
We choose a minimal parabolic subgroup over and a Levi component of over . The unipotent radical of is denoted by . There is a maximal compact subgroup of which is admissible relative to .
Since the rank of is two, we have two maximal parabolic subgroups , containing . Let denote the Levi subgroup of that contains and let denote the unipotent radical of . For each , we define a mapping by for , , and .
In the set of positive roots with respect to , we have the subset of simple roots, where and are determined by
[TABLE]
We choose the numbering in such a way that is short and is long. We also have the set of simple coroots and the set of simple weights corresponding to , which satisfy . The corresponding sets of simple weights for and are and . For each , we denote by the characteristic function on of the set
[TABLE]
Fix a Haar measure on and normalize the Haar measures on and on by . There is a unique left Haar measure on such that the isomorphism of -spaces preserves the invariant measure. We normalize the measure on by , so that a Haar measure on is now determined. We endow with the measure such that the quotient by the lattice spanned by the (projected) simple coroots has volume 1. This fixes a measure on , so that the volumes
[TABLE]
are now determined.
Let denote the geometric subregular unipotent conjugacy class of . It is known that the dimension of is (see [CM]). Following [Ho2, Section 1.3], we write for a canonical parabolic subgroup (also called a Jacobson-Morozov parabolic subgroup) of an element of , for its unipotent radical, and for its Levi subgroup containing . This means that , , and . The object of our investigation is the subregular unipotent contribution to the geometric side of the trace formula, which is defined as
[TABLE]
where is a test function and is a truncation parameter. It is known that the integral is absolutely convergent by [FL, Theorem 7.1] (see also [Ch2]). Using [Ar1, Theorem 4.2 and Corollary 8.4], one can express it as a linear combination of local unipotent weighted orbital integrals. The coefficients in the linear combination are called global coefficients.
In the Lie algebra of , a -dimensional -vector space is defined as the direct sum of root spaces of , , , and . We write , for the right action of on over , which is defined by . Then, the pair is a prehomogeneous vector space over and can be identified with the space of binary cubic forms (see Section 3 for details). The set can be identified with via the exponential mapping, where denotes the derived subgroup of . Similarly, the sum of the root spaces of and is identified with by the exponential mapping, where . We normalize measures on by .
For the test function on , we set
[TABLE]
[TABLE]
[TABLE]
A zeta integral is defined by
[TABLE]
where is a Schwartz-Bruhat function on and denotes the regular -orbit in . It is known that is absolutely convergent if (cf. [Sh, Wr, Sa2]). Furthermore, it was proved that can be meromorphically continued to the whole -plane and has at most simple poles at , , , and (see (3.1)). Here is our main result.
Theorem 2.1**.**
For any and any , we have
[TABLE]
where is a suitably normalized -invariant height function on .
The proof will be given in Section 4. Let us explain the relation between Theorem 2.1 and global coefficients. Fix a finite set of places of including all infinite places and set where denotes the completion of at . Assume that is sufficiently large. The integral of in the formula is essentially the derivative of the Tate integral at . Hence, it is expressed by the derivative of the product of a local zeta integral over and the Dedekind zeta function outside . Using [DW] or [Sa1], one can also express as a finite sum of products of local zeta integrals over and zeta functions outside . Thus, the global coefficients can be expressed by such zeta functions. However, in order to determine them precisely, one has to compute Arthur’s weight factors as in [HW, Section 5]) in order to compare them with the weight factors in derivatives of local zeta integrals over .
Remark 2.2**.**
The group has the five geometric unipotent conjugacy classes (see [CM]). There are three rigid unipotent orbits of dimensions [math], , and . For each rigid class , the contribution can be easily studied, because it need not be truncated, that is,
[TABLE]
The contribution of the unit element equals . The minimal unipotent contribution is expressed by a product of and the Tate integral over at . The contribution of the other rigid class is expressed as a product of and the Tate integral over at . In terms of the study [DK] of local stable distributions, we guess that these values correspond to the contributions of unit elements of the endoscopic groups and of (cf. [GG]).
Beside the rigid orbits and the subregular orbit already introduced, the remaining case is the regular unipotent orbit . Its contribution to the trace formula is related to the Tate integral for and can be studied by an argument similar to [Ch2], [Ma1] or [HW]. We omit its discussion since it is lengthy and presents no novelty.
Remark 2.3**.**
In [Ho2, Section 3.3], the second author indicated that the -rational points in a geometric conjugacy class should be partitioned into finer classes, called truncation classes, depending on which parabolic subgroups intervene in their truncation. In the present situation, geometric orbits in are divided into three classes related to field extensions of . In [Ta, Section 8], Taniguchi decomposed the zeta integral as according to the index . His result [Ta, Proposition 8.6] implies that is convergent, while should be related to the truncation . We do not study the contribution of each truncation class in this paper, but it would be interesting to understand this phenomenon.
3. The group of type and the space of binary cubic forms
First, we recall some known facts on the structure of . For details, we refer to [BS, CNP, GGS, SV].
The minimal Levi subgroup is a maximal split torus in over , and is a basis of the abelian group . The system of positive roots corresponding to is given by
[TABLE]
We set and . We have a Chevalley basis of (cf. [St] and [CNP, p.293]). Now, the set ( or ) is a basis of the -vector space .
In this setting, it follows that
[TABLE]
We choose a new basis in by
[TABLE]
Then, it follows that
[TABLE]
for . Our basis corresponds to the parametrization for which
[TABLE]
and we find that and are isomorphic to over . For , one has
[TABLE]
and it follows that
[TABLE]
Next, we relate a subspace of to the space of binary cubic forms. By the following identifications
[TABLE]
where and are variables, the -vector space
[TABLE]
is identified with the space of binary cubic forms over . The group acts on by
[TABLE]
for each binary cubic form in . This is the restriction of the action on to . We identify with by the isomorphism
[TABLE]
For and in , we set
[TABLE]
These notations are the same as in [Wr]. By this bilinear form, the dual space of is identified with itself in an -equivariant fashion. The discriminant of is given by
[TABLE]
Hence, the regular geometric -orbit in is given by .
We already introduced the zeta integral in (2.2), where and is a Schwartz-Bruhat function on . We may assume without loss of generality that holds for any and . The Haar measure on is normalized by . We also choose a Haar measure on . Together with the measure on , this determines a measure on , and we set
[TABLE]
Consider the partial zeta integral
[TABLE]
and the Fourier transform resp. singular orbital integral
[TABLE]
If , then one has
[TABLE]
This can be deduced from the results of [Sh, Wr, Ko] by an argument which will reappear in the proof of Lemma 4.3 below. Since is an entire function of , this provides the meromorphic continuation of to the whole -plane.
4. Proof of the Main result
In this section, we shall prove Theorem 2.1, our main result. The subregular unipotent contribution was already defined in (2.1) for . We define a modified version as
[TABLE]
Lemma 4.1**.**
For each , the integral is absolutely convergent and we have
[TABLE]
Proof.
Applying the Poisson summation formula to , one can prove
[TABLE]
is convergent. Therefore, one sees that is absolutely convergent by considering the difference . Furthermore, the equality is derived from the mean value formula
[TABLE]
where , is a Haar measure on , and is a Schwartz-Bruhat function on . ∎
In the above proof, we needed only a special case of the mean value formula,which was studied in more general situations by Siegel, Weil and Ono.
The following lemma will be proved in Section 5.1.
Lemma 4.2**.**
The integral
[TABLE]
is convergent
We set
[TABLE]
where we put . Note that is the lower triangular subgroup of if we realize as according to Section 3. The following lemma is proved in Section 5.2.
Lemma 4.3**.**
The integral is absolutely convergent for . For , we have
[TABLE]
where . In particular, when , we have
[TABLE]
for any in .
The set of -rational points in is expressed as
[TABLE]
(see, e.g., [Ho2, Theorem 5]). Hence, by Lemmas 4.1, 4.2 and 4.3 we have
[TABLE]
It follows from (3.1) and Lemma 4.3 that
[TABLE]
We choose the basis of so that is identified with . Since , it follows from the mean value formula (4.1) that
[TABLE]
Thus, the proof of Theorem 2.1 is completed. The above identification normalizes the height function in Theorem 2.1.
5. Proofs of two lemmas
5.1. Proof of Lemma 4.2
We shall prove that the integral
[TABLE]
is convergent for . Lemma 4.2 follows from the convergence of (5.1) for . We note that
[TABLE]
To begin with, (5.1) is bounded as follows:
[TABLE]
[TABLE]
[TABLE]
[TABLE]
where means the function and we set
[TABLE]
The convergence of (5.2) is obvious for any . The integral (5.3) is bounded by
[TABLE]
and this is convergent for any due to the component . Hence, it is enough to consider (5.4). Note that .
For , , and , we set
[TABLE]
For the Iwasawa decomposition , , , , it follows that
[TABLE]
For each fixed in , and are regarded as Schwartz-Bruhat functions on . For any test function on , we define and by
[TABLE]
[TABLE]
The singular set is decomposed into the three orbits , , and . We write for the set of -rational points of . By the Poisson summation formula, one gets
[TABLE]
Using the decompositions
[TABLE]
[TABLE]
we have the following bound
[TABLE]
where
[TABLE]
is absolutely convergent for ,
[TABLE]
is absolutely convergent for any , and
[TABLE]
The main difficulty comes from (5.7) for the proof of the convergence of (5.1). We use Kogiso’s method [Ko] to find a convergence range of (5.7). Applying the method to (5.7), we add two dumping terms and divide (5.7) into two integrals as follows:
[TABLE]
[TABLE]
[TABLE]
To study (5.8) and (5.9), we need the following notations:
[TABLE]
[TABLE]
where an embedding is chosen so that the absolute value of equals the idele norm of . By using the Poisson summation formula for and dividing the integration domain of and into or , one gets
[TABLE]
[TABLE]
is convergent for , and
[TABLE]
is also convergent for .
Next we consider the integral (5.9). We again apply the Poisson summation formula to (5.9). If the integration domain of and are divided into or , then we obtain
[TABLE]
[TABLE]
[TABLE]
It is obvious that (5.13) is convergent for . Notice that, in the above calculation, we used the remarkable equality
[TABLE]
Since
[TABLE]
one finds
[TABLE]
[TABLE]
[TABLE]
(5.15) comes from the first three terms in (5.14) and it is clear that (5.15) converges for . The remaining part of (5.14) is bounded by (5.16). Since and hold over the integration domain, one finds that (5.16) is absolutely convergent for any . Hence, (5.14) is convergent for . Thus, the proof is completed.
5.2. Proof of Lemma 4.3
It follows from the proof of Lemma 4.2 that absolutely converges for . Hence, we will prove the latter part of Lemma 4.3. We may assume that holds for any and any without loss of generality. Furthermore, we set
[TABLE]
and the notation , etc. is defined in the same manner as in Section 5.1. Note that holds, where .
By the Poisson summation formula, for we have
[TABLE]
[TABLE]
[TABLE]
It follows from the proof of Lemma 4.2 (namely, the convergence of (5.8)) that is absolutely convergent for . Using the argument in [Ko, Proof of Proposition 2.5, p.242–245] and the meromorphic continuation of , one can show the equality
[TABLE]
The integral is absolutely convergent for by the proof of Lemma 4.2 (namely, the convergence of (5.9)). Let and set
[TABLE]
Then, one finds
[TABLE]
Since , using the Poisson summation formula, we get
[TABLE]
Finally, with the notation we derive
[TABLE]
from the facts
[TABLE]
[TABLE]
Hence, the proof of Lemma 4.3 is completed.
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