Asymptotic behavior of critical points of an energy involving a loop-well potential
Petru Mironescu, Itai Shafrir

TL;DR
This paper investigates the asymptotic behavior of critical points of an energy functional with a loop-well potential as the parameter approaches zero, extending previous work by removing symmetry assumptions.
Contribution
It introduces new analytical tools to analyze critical points of energy functionals with non-symmetric loop-well potentials, broadening understanding beyond symmetric Ginzburg-Landau models.
Findings
Describes asymptotic behavior of critical points as epsilon approaches zero.
Develops novel methods applicable to non-symmetric potentials.
Extends classical results to more general loop-well potentials.
Abstract
We describe the asymptotic behavior of critical points of when . Here, is a Ginzburg-Landau type potential, vanishing on a simple closed curve . Unlike the case of the standard Ginzburg-Landau potential , studied by Bethuel, Brezis and H\'elein, we do not assume any symmetry on or . In order to overcome the difficulties due to the lack of symmetry, we develop new tools which might be of independent interest.
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Taxonomy
TopicsGeometric Analysis and Curvature Flows · Nonlinear Partial Differential Equations · Geometry and complex manifolds
Asymptotic behavior of critical points of an energy involving a
loop-well potential
Petru Mironescu Université de Lyon, CNRS UMR 5208, Université Lyon 1, Institut Camille Jordan, 43 blvd. du 11 novembre 1918, F-69622 Villeurbanne cedex, France. Email address: mironescumath.univ-lyon1.fr
Itai Shafrir Department of Mathematics, Technion - I.I.T., 32000 Haifa, Israel. Email address: shafrirmath.technion.ac.il
Abstract
We describe the asymptotic behavior of critical points of when . Here, is a Ginzburg-Landau type potential, vanishing on a simple closed curve . Unlike the case of the standard Ginzburg-Landau potential , studied by Bethuel, Brezis and Hélein, we do not assume any symmetry on or . In order to overcome the difficulties due to the lack of symmetry, we develop new tools which might be of independent interest.
1 Statement of the problem
Let be a smooth bounded star-shaped domain. Let be a smooth simple curve and let be a smooth boundary datum of degree . Consider, for every , a critical point of the energy
[TABLE]
Here, is a smooth potential vanishing precisely on ; for the exact assumptions on , see (1.5)–(1.10) below.
In the Ginzburg-Landau (GL) case, i.e., when , the asymptotic behavior of when was studied by Bethuel, Brezis and Hélein, first for minimizers when the boundary condition has zero degree in [4], and later for minimizers and, more generally, for critical points for arbitrary boundary datum in the seminal work [5].
The analysis in [5] for minimizers of the GL energy can be adapted with no significant difficulty to the case of general , at least when is non-degenerate, see (1.9). Using more involved arguments, it is even possible to describe the asymptotic behavior of minimizers in the case of a general boundary condition that does not necessarily take values into ; see André and Shafrir [3].
We address here the question of the asymptotic behavior of critical points of the energy (1.1), i.e., of solutions of
[TABLE]
that need not be energy minimizing with respect to their own boundary condition. As we will see below, the answer to this question requires new ideas and ingredients. We emphasize that the starshapeness condition on is crucial to our analysis, as it was in [5, Chapter X]. As far as we know the problem about critical points in a general simply connected domain is still open even in the case of the usual Ginzburg-Landau potential.
The method of proof in [5, Chapter X] for critical points of the GL energy is based on a clever decomposition of the gradient . Its starting point is the identity
[TABLE]
which is a direct consequence of the fact that in the GL case. We could not find an analogous identity to (1.3) for general . Our method is different and relies on two main tools:
Selection of “good rays” (see Subsection 5.2). 2. 2.
A maximum principle for the phase (see Proposition 2.1).
Combined, they allow us to prove a crucial estimate, namely
[TABLE]
The first ingredient is new even for the GL energy (and leads to a simplification of the original arguments in [5, Chapter X]), and the second one is much more subtle in the case of a general potential than in the GL case.
For the analysis of solutions to (1.2) we will need, in the spirit of [5], the additional assumption that is strictly star-shaped. This assumption enables us to prove that the second term in the energy (1.1) remains bounded when , and then to perform the “bad discs” construction à la Bethuel-Brezis-Hélein [5], which is the starting point of the study of the location of the vortices.
The remaining part of the analysis is similar to the one in [5] (with some technical complications), and leads to our main result, Theorem 1.1 below. In order to state it, we first present all the assumptions on and .
[TABLE]
and
[TABLE]
We assume without loss of generality that
[TABLE]
and consider
[TABLE]
We also suppose that is non-degenerate in the following sense:
[TABLE]
for some (and then it follows from (1.5) that (1.9) holds on any compact subset of ).
In addition, we impose the following coercivity assumption on the behavior of at infinity:
[TABLE]
for some .
1.1 Theorem**.**
Let be a smooth, bounded, strictly star-shaped domain in . Let , and satisfy (1.5)–(1.10). Let be a smooth boundary condition of degree . For each , let denote a solution of (1.2). Then up to a subsequence we have
[TABLE]
where
* are mutually distinct points.* 2. 2.
* satisfy the compatibility condition .* 3. 3.
* is a harmonic function in .* 4. 4.
.
In the spirit of [5], we may also prove that the configuration is a critical point of a suitable renormalized energy associated with the degrees and the boundary condition; see Remark 5.17 in Section 5.
Let us mention that non minimizing solutions do exist. For the GL energy, their existence was established in different situations. In the special case where is the unit disc and , with , the GL energy has critical points of the form , and these solutions are not minimizing for sufficiently small [5]. Non minimizing critical points also exist when : F.H. Lin [10] constructed examples of “mixed vortex-antivortex solutions”. More specifically, for all there exists of degree [math] and non minimizing corresponding critical points such that
[TABLE]
Other existence results concerning non minimizing solutions for the the GL energy were proved by Almeida and Bethuel [1] and by F. Zhou and Q. Zhou [13], using variational and topological methods. We believe that at least some of these methods lead to the existence of non minimizing critical points of (1.2) for a general , but we did not investigate this issue.
Except for the upper bound (1.4), we did not establish a more precise estimate for the energy . In the case of the GL-energy, Comte and Mironescu [6] proved that the following is true:
[TABLE]
It would be interesting to generalize the validity of (1.12) to our setting.
The paper is organized as follows. In Section 2 we introduce some notation and prove a maximum principle for the phase, that plays an important role in the remaining part of the paper. In Section 3 we study the case of boundary data of zero degree () under the additional assumption that the solutions stay close to , i.e., no vortices appear. The techniques of this section are used in Section 4 to treat the more general case of a boundary data depending on (again, for vortex-less solutions). This latter case is very useful in the proof of convergence away from the vortices in Theorem 1.1. Section 5 is devoted to the proof of the main result, Theorem 1.1.
Acknowledgments.
The first author (PM) was partially supported by the LABEX MILYON (ANR-10-LABX-0070) of Université de Lyon, within the program “Investissements d’Avenir” (ANR-11-IDEX-0007) operated by the French National Research Agency (ANR). The second author (IS) was supported by the Israel Science Foundation (Grant No. 999/13). Part of this work was done while IS was visiting the University Claude Bernard Lyon 1. He thanks the Mathematics Department for its hospitality.
Contents
- 1 Statement of the problem
- 2 Preliminaries
- 3 Asymptotic behavior of solutions without vortices
- 4 Boundary condition depending on
- 5 General solutions
2 Preliminaries
2.1 Coordinates and Euler-Lagrange equations
Consider . For sufficiently small (depending on ) the Euclidean nearest point projection on is well-defined and smooth in (see e.g. [8, Sec. 14.6]).
Assume in what follows that is a smooth map such that
[TABLE]
(Here, is some open set.) Locally in , we can associate to two smooth coordinates, and , such that and is the signed distance of to (taken with the plus sign inside ). Analytically, this means that the functions and satisfy and
[TABLE]
Here, denotes the inward unit normal to at the point .
Equivalently, we have
[TABLE]
Note that is globally defined, but is only locally defined in , and that is (locally) unique mod . It is useful to note that is globally defined when is simply connected.
A simple calculation (see [2, Lemma 4.1]) shows that for satisfying (2.1) we have (denoting by the curvature of at the point )
[TABLE]
Moreover, for such we have (using (1.9)) that
[TABLE]
where is a smooth positive function, -periodic in the -variable.
Assume next that is a solution of (1.2) in and that is such that (2.1) holds. Then locally in we may use (2.5) to write the Euler-Lagrange equations (1.2) for the function in the new coordinates and as follows.
[TABLE]
In (2.6), the coefficients , and are given by
[TABLE]
2.2 A maximum principle for the phase
By (2.5)–(2.7), for sufficiently small there exist positive constants such that for there holds:
[TABLE]
Note that depends only on .
Next we prove a maximum principle for the phase , that will be useful throughout the paper. For this purpose, we introduce two numbers, and , satisfying
[TABLE]
and
[TABLE]
Note that and depend only on and .
2.1 Proposition**.**
Let be a critical point of in a bounded simply connected domain , continuous on and satisfying , . Consider associated to via (2.2). Then
[TABLE]
2.2 Corollary**.**
If, in addition to the hypotheses of Proposition 2.1, we have , then
[TABLE]
In particular,
[TABLE]
Proof of Proposition 2.1.
First, we may rewrite the equation (2.6a) as
[TABLE]
Using
[TABLE]
yields
[TABLE]
From (2.6b) we deduce
[TABLE]
Combining (2.14)–(2.15) and invoking (2.8) gives
[TABLE]
We also have
[TABLE]
By (2.16)–(2.17) we obtain, for any ,
[TABLE]
Next we are looking for conditions that will insure that the right-hand side of (2.18) is nonpositive. First, by our assumption (2.9) the last term is indeed nonpositive. The sum of the first three terms on the right-hand side of (2.18) is a quadratic form in the two variables whose discriminant is given by
[TABLE]
By (2.10) and (2.19) it follows that for sufficiently large we have , implying that the right-hand side of (2.18) is nonpositive. For such it follows that the function satisfies
[TABLE]
By the maximum principle, , which is equivalent to (2.11b).
By similar calculations, the function satisfies , implying (2.11a). ∎
3 Asymptotic behavior of solutions without vortices
In this section we shall study the asymptotic behavior of solutions of (1.2) in a smooth bounded simply connected domain in . We assume a priori that the solutions are vortex-less. Actually, we shall assume a stronger condition, namely that the solutions are “sufficiently close” to , in a sense to be precised below (see (3.1)). We are given a smooth boundary condition of degree zero and a family of solutions of (1.2). Since is of degree zero, we may globally write it as for some smooth .
We next assume that
[TABLE]
where is chosen to satisfy the hypotheses of Proposition 2.1.
Then we may write, globally in and with smooth and ,
[TABLE]
Let denote the harmonic extension of to and define the -valued map by
[TABLE]
The main result of this section establishes, in the spirit of [4], a convergence result of to the limit .
3.1 Theorem**.**
Let, for , denote a solution of (1.2) satisfying (3.1). Then we have
[TABLE]
Theorem 3.1 is an immediate consequence of several intermediate estimates (Lemma 3.2 to Proposition 3.9) that we now state and prove.
We start with two simple estimates satisfied by the solutions. These estimates are valid in any bounded domain provided on .
3.2 Lemma**.**
We have
[TABLE]
where is given by (1.10).
Proof.
We claim that the set is empty. Indeed, this follows from the maximum principle for subharmonic functions since, on the one hand, we have on and, on the other hand, satisfies in
[TABLE]
(the latter inequality following from (1.10)). ∎
From Lemma 3.2 we deduce the following gradient bound.
3.3 Lemma**.**
We have for some constant ,
[TABLE]
The proof of Lemma 3.3 uses the same rescaling argument as in [4] and is therefore omitted.
Next we prove:
3.4 Lemma**.**
We have uniformly on .
Proof.
Arguing by contradiction, assume that for a subsequence and a sequence of points we have with . We distinguish two cases:
. 2. 2.
.
In Case 1 we define a rescaled sequence on , with , by
[TABLE]
By our assumptions, and, by standard elliptic estimates, a further subsequence, still denoted by , converges in to a limit , solution of on all of and such that , . The associated then solve the system (2.6), with on and . But then the proof of Proposition 2.1 shows that the two functions and , where
[TABLE]
are subharmonic and bounded on . It follows that both and are identically constant in , and therefore the same holds for and . In particular and . But then, in view of (2.8b), equation (2.6b) is violated. Contradiction.
Consider next Case 2. We may assume that exists. By Lemma 3.3, we have . Arguing similarly to Case 1 we define the rescaled sequence by (3.10). Again, a subsequence converges to a solution of , this time on a half-plane , with a constant boundary condition on , for some point .
With no loss of generality, we may assume that . We know that for some point with we have . In addition, the boundary condition implies that the corresponding coordinates and satisfy on and const. on .
As above, the functions and are subharmonic. Since they are also bounded, the maximum principle applies on and we obtain that both functions attain their maximum on . We obtain that
[TABLE]
It follows that , contradicting . ∎
Next we prove strong convergence of to in .
3.5 Proposition**.**
As , we have
[TABLE]
Proof.
Write (see (3.3)). The phase is determined up to an integer multiple of . We fix by imposing
[TABLE]
Note that by Corollary 2.2 we have
[TABLE]
We rewrite (2.6a) (dropping the subscript ) as
[TABLE]
Multiplying (3.14) by and integrating yields
[TABLE]
Using Cauchy-Schwarz inequality, (3.13), (2.8a), (2.8d), (2.8f), Lemma 3.4 and Poincaré inequality, it follows that for some constant and for sufficiently small we have
[TABLE]
Similarly, we rewrite (2.6b) as
[TABLE]
Multiplying (3.16) by , integrating and using (2.8b) leads to
[TABLE]
Using (2.8b) and (2.8c) in (3.17) gives
[TABLE]
Plugging (3.15) into (3.18) yields (using Lemma 3.4)
[TABLE]
Combining (3.15) and (3.19), we find that
[TABLE]
The conclusion (3.11) clearly follows from (3.19)–(3.20). ∎
3.6 Remark**.**
Note that Proposition 3.5 implies a uniform bound for for all . Indeed, it suffices to consider only small values of , e.g., , since for all we deduce from the Euler-Lagrange equation (1.2), Lemma 3.2 and standard elliptic estimates that
[TABLE]
We shall use this observation below for other estimates as well.
3.7 Lemma**.**
* is bounded in .*
Proof.
We use the same notation as in the proof of Proposition 3.5 and write . We will actually show that
[TABLE]
that clearly implies the result for small (and then the result for any follows from Remark 3.6). Rewrite (2.6a) as
[TABLE]
We split where
[TABLE]
Fix any . By standard elliptic estimates, using (2.8a) and (2.8d),
[TABLE]
Next we estimate . Let and set . Then, by Sobolev embedding (in two dimensions), . Note also that , hence
[TABLE]
By elliptic estimates, (2.8d) and (3.26) we obtain
[TABLE]
where we used (3.20) in the last inequality.
Finally, we turn to . Multiplying (2.6b) by , integrating and using (2.8b) and the Cauchy-Schwarz inequality yields
[TABLE]
implying that (for small ),
[TABLE]
Recall also that by (3.19),
[TABLE]
Again by elliptic estimates and (3.26) we get
[TABLE]
Choose . Using (3.28)–(3.29) in (3.30) gives:
[TABLE]
Combining (3.25),(3.27) and (3.31) and using Lemma 3.4 we obtain
[TABLE]
and (3.22) follows. ∎
3.8 Lemma**.**
* is bounded in .*
Proof.
Again by Remark 3.6, it suffices to consider small . Using the -bound of Lemma 3.7 for in (3.28) yields
[TABLE]
Since , we deduce from (3.32) that the right-hand side of the equation in (1.2) is bounded in and the conclusion follows from elliptic estimates. ∎
3.9 Proposition**.**
We have
[TABLE]
Proof.
We use an argument from [4, Step B.4]. Fix . Multiplying (2.6b) by and integrating gives
[TABLE]
We conclude, using Hölder inequality and (2.8c), that the function satisfies
[TABLE]
i.e.,
[TABLE]
By Lemma 3.8 and Sobolev embedding, is uniformly bounded in for every , and we obtain from (3.38) that . It follows that for each the right-hand side of the equation in (1.2) is bounded in . Hence is uniformly bounded in , and therefore
[TABLE]
for some constant . Going back to (3.38) we obtain that
[TABLE]
Passing to the limit in (3.40) yields
[TABLE]
and (3.33) follows.
Next, using (3.39) and (3.33) in (2.6b) gives the . Combining this estimate with (3.33) and applying an interpolation inequality (see [4, Lemma A.2]) yields (3.34). To prove (3.35)–(3.36) for , we use (3.39) and the estimates
[TABLE]
which allow us to rewrite (3.23) in the form
[TABLE]
The estimate (3.35) follows by elliptic estimates and finally (3.36) is deduced via interpolation as above. ∎
The proof of the main result of this section is an easy consequence of our previous estimates.
Proof of Theorem 3.1.
Since, by (2.5), , (3.5) follows from (1.2) and (3.33). By standard elliptic estimates we obtain that is uniformly bounded in for all , and (3.4) follows by the Arzelà-Ascoli theorem (the identification of the limit as follows from Proposition 3.5). Finally, (3.6) is a consequence of (3.33) and (3.35), while (3.7) follows from (3.34) and (3.36). ∎
4 Boundary condition depending on
In the next sections we shall also need a version of Theorem 3.1 in the case where the boundary condition depends on , and does not necessarily take values into (analogously to [4, Theorem 2] which deals with minimizers for the GL energy). For as in Section 3, assume that the family of maps , , satisfies:
[TABLE]
From (4.1)–(4.2) it follows in particular that, possibly up to a subsequence,
[TABLE]
for some .
For each (or ), let denote a solution of
[TABLE]
We now make the crucial assumption that satisfies (3.1) (at least for small ). Then we have
[TABLE]
(Recall that is the Euclidean projection on .)
As before, we write , with . Define, in , the -valued map by (3.3), i.e., , where is the harmonic extension of to . Our main result establishes the convergence of towards when goes to zero:
4.1 Theorem**.**
Under the assumptions (4.1)–(4.4) and (3.1) we have, as ,
[TABLE]
for every compact .
The proof follows similar steps to those of Section 3 and part of the analysis carries over with slight modifications to the current situation. This is the case for the analogous results to Lemma 3.2 and Lemma 3.4 that we state in the next proposition.
4.2 Proposition**.**
We have and uniformly on .
Next we turn to an -convergence result, generalizing Proposition 3.5.
4.3 Proposition**.**
We have
[TABLE]
Proof.
We define the pair of functions and associated with via (3.2). We let denote the harmonic extension of to . Analogously to the proof of Proposition 3.5, we then write , with on .
Clearly, (4.3) implies that, possibly after subtracting suitable integer multiples of from the ’s, we have in , and thus
[TABLE]
Repeating the calculations at the beginning of the proof of Proposition 3.5, with playing the role of , yields, analogously to (3.15),
[TABLE]
Now, since in the current setting is not identically zero on , multiplying (3.16) by , integrating and using (2.8b) yields
[TABLE]
where stands for the outward normal on . In order to deal with the boundary term in (4.13), we use a Pohozaev identity type argument, as in [4, Proposition 3]. So let be a smooth vector field on satisfying on . We consider the vector field . We take the scalar product of both sides of the equation in (4.4) and and integrate. A direct computation (see [4]) gives
[TABLE]
(Here, stands for the tangential derivative on .)
On the other hand, we have
[TABLE]
Equating (4.14) and (4.15), using (4.1), (4.2), (4.11) and (2.5) yields
[TABLE]
By (4.16), the Cauchy-Schwarz inequality and (4.2) we obtain
[TABLE]
Substituting (4.17) in (4.13) leads to
[TABLE]
Combining (4.12), (4.18) and Proposition 4.2 we get
[TABLE]
Using (4.19) in (4.12) finally gives
[TABLE]
and (4.10) follows from (4.19)–(4.20) and (4.11). ∎
Analogously to Lemma 3.7, and in particular to (3.22), we have:
4.4 Lemma**.**
* in .*
Proof.
We first notice that since is bounded in by (4.1), the family is bounded in . Since , we get:
[TABLE]
Arguing as in the proof of Lemma 3.7 we use (3.23) to split
[TABLE]
The same arguments that led to (3.25) and (3.27) (with ) yield
[TABLE]
and
[TABLE]
The only difference with respect to the case where stands in the estimate of . Multiplying (2.6b) by and integrating gives
[TABLE]
where in the last inequality we used the Cauchy-Schwarz inequality and (4.17) combined with (4.19)–(4.20).
Next we claim that
[TABLE]
for sufficiently small . Indeed, arguing by contradiction, assume that (4.25) does not hold, i.e., for a sequence we have
[TABLE]
Then, from (4.24) we get that
[TABLE]
and the argument of the proof of Lemma 3.7 applies, so thanks to (4.21) we get, as in (3.31), that
[TABLE]
From (4.22),(4.23) and (4.27) we obtain that (3.22) holds, and therefore
[TABLE]
for some constant . It follows from (4.28) and (4.26) that
[TABLE]
which contradicts (4.19).
[TABLE]
which implies, in particular, that
[TABLE]
for any . By (4.30), Sobolev embedding and elliptic estimates we obtain
[TABLE]
Combining (4.22)–(4.23) with (4.31) we are led to
[TABLE]
implying that , as claimed. ∎
We next prove local estimates in . It suffices to consider a sequence , but for simplicity we will drop the subscript .
Fix some small , depending on , such that the nearest point projection onto is smooth in the set . Set, for , , which is a smooth domain. Using (4.29) and the Fubini theorem we can find some such that and
[TABLE]
For such , we claim the following.
4.5 Lemma**.**
We have
[TABLE]
Proof.
By (4.32) and the Cauchy-Schwarz inequality we have
[TABLE]
Similarly to the proof of (4.24), we multiply (2.6b) by and integrate by parts on . For the boundary integral we use the improved bound (4.34) and to bound we use Lemma 4.4. This yields
[TABLE]
which clearly implies (4.33). ∎
4.6 Lemma**.**
We have
[TABLE]
Proof.
Choose satisfying (4.32) on . Then the above arguments apply for . In particular, (4.33) holds on , and using Fubini theorem we can find such that
[TABLE]
Since , the estimate (4.33) on implies that . By standard interior elliptic estimates, it follows that
[TABLE]
and then, by Sobolev embeddings,
[TABLE]
Next we argue similarly to the proof of Proposition 3.9. For any , multiplying (2.6b) by and integrating over gives
[TABLE]
We apply the above with . Using (4.37) and Cauchy-Schwarz inequality we estimate the boundary integral by
[TABLE]
From (4.39)–(4.40) and Hölder inequality we deduce that the function satisfies
[TABLE]
Applying (4.38) to the above yields
[TABLE]
implying that and therefore . By elliptic interior estimates we obtain that , and (4.36) follows by Sobolev embedding. ∎
We are now ready to complete the proof of the main result of this section.
Proof of Theorem 4.1.
The strong convergence in was established in Proposition 4.3. To complete the proof of (4.6) we need to prove the uniform convergence. This follows from the two uniform convergences on : (see Proposition 4.2) and (which results, by Morrey’s theorem, from the -convergence that was established in Lemma 4.4).
For the proof of (4.7) we only need to verify the following estimate:
[TABLE]
for every compact . We shall prove (4.41) using an argument from [4]. We first use Kato’s inequality in (2.6b) to get
[TABLE]
[TABLE]
Now recall [4, Lemma 2] that states that the radial solution of
[TABLE]
satisfies, for ,
[TABLE]
Let , so that (4.42) is satisfied with . Let be an arbitrary point in . With no loss of generality we may assume . From (4.42)–(4.44) and the maximum principle we obtain that
[TABLE]
In particular,
[TABLE]
Since the right-hand side of (4.45) remains bounded as , (4.41) follows, completing the proof of (4.7).
From (4.7) and elliptic estimates we obtain that is bounded in for every , and (4.8) follows from Morrey’s theorem. Finally, (4.9) follows from the previous estimates by the same arguments as in the proof of Theorem 3.1. ∎
We will need in the next section also the following variant of Theorem 4.1 and Theorem 3.1. The proof is very similar to the proofs of these theorems, and is therefore omitted.
4.7 Theorem**.**
Let be a smooth bounded and simply connected domain in . Let and suppose that is sufficiently small such that consists of exactly two points.
Suppose that is a continuous map of degree zero such that the restriction is smooth. Let be a continuous function such that . Let be the harmonic extension of to and set .
For each let satisfy:
[TABLE]
Let be a solution of (4.4) on (instead of ) satisfying (3.1). Then for every we have:
[TABLE]
Note that (possibly after passing to a subsequence) the condition (4.49) actually follows from conditions (4.46)–(4.48) via the compact embedding , .
5 General solutions
5.1 Preliminary estimates
Assume that is a smooth bounded domain in , strictly star-shaped with respect to a point . With no loss of generality, we may assume that , and thus
[TABLE]
(with the outward normal to at ).
Let be a smooth boundary datum of degree . For each , let denote a solution of (1.2). As in the previous sections, we denote by the signed distance of to . In contrast with the previous sections, we do not impose a condition like (3.1), and thus we allow solutions with vortices.
We start with some basic estimates satisfied by the solutions . We first notice that the results of Lemma 3.2 and Lemma 3.3 hold true since their proofs do not rely on the degree of .
Next we prove a Pohozaev identity that does rely heavily on the star-shapeness assumption.
5.1 Lemma**.**
We have
[TABLE]
for some independent of .
Proof.
The proof is standard and requires only a simple adaptation of the proof in [5]. We argue as in the proof of Proposition 4.3 multiplying both side of the equation in (1.2) by , but this time with . For this choice of , (4.14) reads
[TABLE]
while (4.15) becomes
[TABLE]
Combining (5.3) with (5.4) yields
[TABLE]
which, in view of (5.1), clearly implies (5.2). ∎
Since by (1.9) there exists such that for , it follows from (5.2) that
[TABLE]
Using the two estimates (5.2) and (3.9), we can show, using the argument of [5, Chapter 4], that for any small (we will always take , see Proposition 2.1) the set
[TABLE]
can be covered by a finite number of “bad discs” with
[TABLE]
where is bounded uniformly in .
Indeed, we first use (3.9) to choose such that
[TABLE]
Then, we take a collection of mutually disjoint discs which is maximal with respect to the property that (5.7) holds true. Note that by (1.5) there exists such that
[TABLE]
where . Taking into account (3.8) we get from (5.8)–(5.9) that
[TABLE]
The uniform bound for follows by combining (5.10) with (5.2). By construction . Next, by increasing if necessary, we may also assume that the bad discs are well-separated, in the sense that if (this may results in decreasing the value of ).
Passing to a subsequence , but continuing to denote by , for simplicity, we may assume is independent of . Note that outside the bad discs the function is well-defined and that we have
[TABLE]
The definitive value of satisfying will be chosen in Section 5.3; see the proof of Proposition 5.12.
We next prove that the ’s are relatively far away from .
5.2 Lemma**.**
We have
[TABLE]
Proof.
We argue by contradiction and assume that (5.12) does not hold for some along some sequence . For notational simplicity, we drop the subscript . We will obtain a contradiction via a blow up analysis. Let, for small , denote the projection of onto , and let denote the rotation of such that . Consider
[TABLE]
Using (3.8) and (5.2), together with the boundary condition in (1.2), we find that, up to a subsequence and uniformly on compacts of , converges to a solution of
[TABLE]
here, is a constant. Let us note that is not a constant. Indeed, we assumed by contradiction that (5.12) does not hold, and then the fact that is not constant follows from (5.7).
Consider now the map
[TABLE]
In view of (5.13), the map satisfies in , first in the distributions sense, then, by elliptic regularity, in the classical sense. By unique continuation, we have . (The unique continuation property follows from [12]; there, is a scalar function, but this is not relevant for the proof. For an explicit result relevant for vector-valued functions, see e.g. [11, Appendix].) This contradicts the fact that is not a constant, and achieves the proof of the proposition. ∎
Now that we know that the “bad discs” are well-inside , we may define the integer as the degrees of on . By (3.9), these integers are uniformly bounded, so we may assume that their values are independent of as well, and thus
[TABLE]
In the sequel, in case there is no risk of confusion, we shall often drop the subscript .
Our next estimate yields in particular a simple answer to Open Problem 19 in the book [5] (previously solved in [6] using a different method); see Corollary 5.5 below.
5.3 Proposition**.**
We have .
Proof.
The proof uses the following pointwise inequality:
[TABLE]
for some . The validity of (5.16) for in a neighborhood of follows from (2.5); the extension to arbitrary is clear (see also Remark 5.4 below for a simple alternative argument valid also for degenerate ). Arguing as in [5, Ch. V], we obtain using the Galgardo-Nirenberg inequality, (5.16) and (5.2) that
[TABLE]
Next we multiply (2.6b) by and integrate over . Using (5.17), (2.8b) (recall that ) and (5.5) we get
[TABLE]
For the bound of the boundary integrals we used the estimate on (by (3.9)). The conclusion of the proposition is a direct consequence of (5.18). ∎
5.4 Remark**.**
The inequality (5.16) was proved by Dieudonné in [7], in connection to his simplified proof to a result of Glaeser [9] about the square root of a nonnegative -function. A variant of Dieudonné’s argument, valid for any , goes as follows. Fix a function such that on and set, in , . Note that is a smooth nonnegative function on . Let
[TABLE]
where stands for the spectral norm of the matrix . By Taylor formula
[TABLE]
for every . Applying (5.19) for yields , whence (5.16).
5.5 Corollary**.**
Let satisfy (1.2). Then
[TABLE]
In particular, in the GL case, i.e., , we have
[TABLE]
Proof.
Since
[TABLE]
(by (3.9)), we have
[TABLE]
The result of the corollary readily follows from Proposition 5.3 and (5.22). (Recall that, in , we have .)
In the GL case, it suffices to note that . ∎
5.2 A O() bound for the energy
The main result of this section is the following.
5.6 Proposition**.**
We have
In view of Proposition 5.3, of (3.9) and (5.2), it suffices to obtain the following bound for the energy of the phase :
[TABLE]
Since is defined only locally in (only its gradient is defined globally), it will be convenient to introduce a new function, which is globally defined in .
5.7 Definition**.**
Let denote the nearest point projection on in a -tubular neighborhood of . The -valued map
[TABLE]
(with as in (5.15)) has zero degree around each of the holes , . Hence, there exists a unique (up to addition of an integer multiple of ) scalar function such that
[TABLE]
By adding an appropriate multiple of we may assume that
[TABLE]
Since is smooth, we deduce from (5.25) that
[TABLE]
Our first step consists of proving an bound for . In order to be able to apply the maximum principle of Proposition 2.1 we will remove from a collection of rays, connecting the boundaries of the holes , , to the boundary of . The choice of these “good rays” will depend on energy considerations. For any and , we let be the half-line
[TABLE]
and then set
[TABLE]
5.8 Lemma**.**
For each and , there exists such that satisfies
[TABLE]
Here, stands for the tangential derivative along .
Proof.
Since
[TABLE]
there exists such that
[TABLE]
Therefore,
[TABLE]
Next, we denote
For each , let denote the polar coordinate around the point , taking values in . Then the function
[TABLE]
is smooth in and satisfies
[TABLE]
We define in . Note that
[TABLE]
so that is a well-defined phase of in .
5.9 Lemma**.**
We have
[TABLE]
and
[TABLE]
Proof.
We may assume that . Let be the smallest such that . By Lemma 5.8 and (3.9), for each we have
[TABLE]
Note that (3.9) is needed in case intersects some of the other discs before reaching for the first time, at . In particular, the following holds:
[TABLE]
On the other hand, by (3.9) we have
[TABLE]
We obtain (5.31) by combining (5.33)–(5.35) with (5.26).
Finally, (5.32) follows from (5.31) and (5.30). ∎
5.10 Lemma**.**
We have .
Proof.
We apply the maximum principle in Proposition 2.1 to on each component of the open set , then we let (with fixed ). Using (5.32), we find that
[TABLE]
The bound for is a consequence of (5.30) and (5.36). ∎
Proof of Proposition 5.6.
By (2.6), satisfies in
[TABLE]
with
[TABLE]
Above we denoted by the vector field
[TABLE]
which is smooth in . Here we used the notation for a vector . We claim that
[TABLE]
Indeed, the second term on the right-hand side of (5.38) is bounded in by Proposition 5.3. The boundedness of the first term follows from the calculation (5.18) and the inequality (2.8d).
Multiplying (5.37) by and integrating yields
[TABLE]
The first inequality in (5.40) uses (5.2) on and (3.9) on . The second inequality follows from Lemma 5.10.
From (5.40) we get
[TABLE]
and therefore
[TABLE]
As explained above, estimate (5.42) implies Proposition 5.6. ∎
Combining Lemma 5.10 with (5.41) we obtain the following.
5.11 Corollary**.**
We have
5.3 An -bound for the gradient,
The main result of this section is
5.12 Proposition**.**
We have ,
Proof.
Fix any . We will apply the bad discs construction from Subsection 5.1 with a , that we define below. By standard elliptic estimates, there exists a constant such that the solution of the problem
[TABLE]
with satisfies
[TABLE]
We require from to satisfy
[TABLE]
where is defined in (2.8a). We choose accordingly such that (5.11) holds. In the sequel, denotes the set given in (5.11) for this choice of . Note that the number of discs and the value of may change with , but we shall use the same notation as before.
Let denote the harmonic function in satisfying on . By (5.26) and the maximum principle,
[TABLE]
Note that
[TABLE]
since
[TABLE]
see (5.24). Therefore, we also have
[TABLE]
Consider a function satisfying
[TABLE]
Note that, by (5.12), for small the discs do not intersect the boundary, and thus on . From the properties of we obtain, in particular, that
[TABLE]
In , we set and . From (5.46)–(5.49) we conclude that
[TABLE]
Note that, although is defined only in , the function is globally defined (and smooth), since on a neighborhood of .
The function satisfies
[TABLE]
Therefore,
[TABLE]
By elliptic estimates, there exists such that the solution of the problem
[TABLE]
with , satisfies
[TABLE]
Note that is bounded in ; here, is defined in (5.38). The same holds for since, by (3.9),
[TABLE]
Using the inequality
[TABLE]
we find that is bounded in . Similarly, is bounded in , since
[TABLE]
by Corollary 5.11 and (5.48). Finally, is bounded in by (5.50).
We also note that
[TABLE]
Using the above in (5.51) we get by (5.44) and (5.53) that
[TABLE]
Combining (5.45) and (5.54), we find that , which in conjunction with (5.50) implies that . Since , we obtain that
[TABLE]
The conclusion of Proposition 5.12 follows from (5.55) and the fact that, by (3.9), is bounded in . ∎
5.4 A bound for the energy away from the singularities
We denote by the different limits of the families , (possibly along a subsequence). Since two different families can converge to the same limit, we have . At this point we do not exclude the possibility that some of the ’s belong to . Consider some such that
[TABLE]
We denote
[TABLE]
and by the degree of on for small and (small but fixed) . The following equality is clear: if , then .
5.13 Theorem**.**
For each as in (5.56) we have
[TABLE]
Proof.
By the boundedness of in (see Proposition 5.12), it follows that there exists such that
[TABLE]
Similarly, we can find for each a number such that the set
[TABLE]
satisfies
[TABLE]
Repeating the proof of Lemma 5.10 and using (5.58) and (5.59), we find that
[TABLE]
For sufficiently small we have
[TABLE]
Next, we multiply the equation (5.37) satisfied by and integrate over . This yields as in (5.40)
[TABLE]
By (5.39) and (5.60) we have . We claim that also . Indeed, we use (5.2) and (5.60) for the integral on and for the integral on we use (5.58) and the fact that thanks to (5.61) we have
[TABLE]
Applying the Cauchy-Schwarz inequality to and the above estimates in (5.62) leads to
[TABLE]
Since , we get from (5.63) that . It follows that also , which clearly implies (5.57). ∎
5.5 Convergence of
The bound of Proposition 5.12 implies that for a subsequence we have
[TABLE]
for some . The fact that is -valued follows from (5.64) and the estimate (5.2) that implies the convergence in .
We can now further state
5.14 Proposition**.**
We have
[TABLE]
The limit is a -valued harmonic map in .
Proof.
We argue as in [5, Proof of Theorem VI.1]. For notational simplicity, we drop in what follows the subscript . It suffices to show that for every there exists such that in . Consider first the case . We choose such that . Since, by (5.57),
[TABLE]
we can use Fubini’s theorem to find such that (after passing to a further subsequence),
[TABLE]
Then, applying Theorem 4.1 we obtain that, up to a further subsequence, in , and that is a harmonic map in (since it can be written as where is a harmonic function in ). Using the uniqueness of the limit, we find that , and that the original subsequence converges to in .
It remains to consider the case (at this stage we do not exclude the possibility that some of the ’s belong to ). We choose a small such consists of exactly two points and
[TABLE]
Again by (5.57), we have
[TABLE]
and by Fubini’s theorem there exists such that (after passing to a further subsequence),
[TABLE]
Applying Theorem 4.7 we obtain that in . ∎
Next we deduce further properties of the map that will enable us to conclude the proof of Theorem 1.1.
5.15 Proposition**.**
We have .
Proof.
The proof is the same as that of [5, Theorem X.4], so we just mention the main idea. By Pohozaev identity (5.2) and Proposition 5.14 it follows that
[TABLE]
The map is an -valued smooth harmonic map on , and satisfies: for all , on , and thanks to (5.66), also
[TABLE]
Therefore, all the hypotheses of [5, Lemma X.14] are satisfied, and we can conclude that is smooth in a neighborhood of . Clearly, the same holds for . ∎
To conclude the proof of Theorem 1.1 we need to show that the limit has the form given in (1.11).
5.16 Proposition**.**
We have
[TABLE]
for some smooth harmonic function in and .
Equivalently, Proposition 5.16 asserts that the -valued harmonic map is the canonical harmonic map associated with and , as defined in [5, Sec I.3].
Proof.
We apply the same argument as in [5, Ch. VII], which uses the Hopf differential. Setting
[TABLE]
we find by a direct computation
[TABLE]
Moreover, by (1.2),
[TABLE]
[TABLE]
Note that up to a further subsequence we have
[TABLE]
for some positive ’s. (Convergence is in the weak star topology of .) Indeed, combining (4.9) and (4.52) we obtain, for any sufficiently small ,
[TABLE]
which clearly implies (5.70) with . The fact that for all follows from (5.10).
Defining the distribution
[TABLE]
we obtain by a direct calculation that is a holomorphic function in (see also [5]).
[TABLE]
we obtain that is bounded in , and we deduce by the argument of [5] that is bounded in . It follows that, up to a further subsequence, in , , for some holomorphic function in . In addition, using (5.70) we find that
[TABLE]
Therefore, in .
Since Proposition 5.14 implies that
[TABLE]
we obtain
[TABLE]
Fix any and assume without loss of generality that . Recall that is a harmonic map in (Proposition 5.14) and belongs to when (Proposition 5.12). In addition, we have . Arguing as in [5, Remark I.1] we may write, near [math],
[TABLE]
where is a harmonic function.
It follows that if we write, locally near [math], with , then we have
[TABLE]
[TABLE]
implying that and also . The fact that for all implies that has the form (5.67). Since we know already that for all , it follows that also for all . ∎
5.17 Remark**.**
Arguing as in [5, Ch. VII], we may conclude from (5.73) that . This implies that the configuration is a critical point of the renormalized energy associated with the degrees and the -valued boundary condition , see [5, Corollary VIII.1].
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