Projective and free matricially normed spaces
A. Ya. Helemskii

TL;DR
This paper characterizes metrically projective and free matricially normed spaces, describing their structure in terms of special matrix-normed spaces hat M_n, and explores their relation to classical L^p spaces.
Contribution
It provides a detailed description of metrically free and projective matricially normed spaces using hat M_n spaces and clarifies their properties and distinctions from L^p spaces.
Findings
Metrically free spaces are matricial l_1-sums of hat M_n spaces.
Metrically projective spaces are direct summands of l_1-sums of hat M_n spaces.
hat M_n spaces do not belong to any L^p class but behave similarly to L^1.
Abstract
We study metrically projective and metrically free matricially normed spaces. We describe these spaces in terms of a special space , the space of matrices, endowed with a special matrix-norm. We show that metrically free matricially normed spaces are matricial -sums of some distinguished families of matricially normed spaces , whereas metrically projective matricially normed spaces are complete direct summands of matricial -sums of arbitrary families of the spaces . At the end we specify the underlying normed space of and show that the spaces ; do not belong to any of the classes ; , introduced by Effros and Ruan. However, in a certain sense the behavior of resembles that of -spaces.
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Taxonomy
TopicsFixed Point Theorems Analysis · Advanced Differential Geometry Research · Advanced Banach Space Theory
â â footnotetext: Keywords: matricially normed spaces, metrically projective spaces, metrically free spaces, spaces .â â footnotetext: Mathematics Subject Classification (2010): 46L07, 46M05.â â footnotetext: This research was supported by the Russian Foundation for Basic Research (grant No. 15-01-08392).
Projective and free matricially normed spaces
A. Ya. Helemskii
Abstract
We study metrically projective and metrically free matricially normed spaces. We describe these spaces in terms of a special space , the space of matrices, endowed with a special matrixânorm. We show that metrically free matricially normed spaces are matricial âsums of some distinguished families of matricially normed spaces , whereas metrically projective matricially normed spaces are complete direct summands of matricial âsums of arbitrary families of the spaces . At the end we specify the underlying normed space of and show that the spaces do not belong to any of the classes , introduced by Effros and Ruan. However, in a certain sense the behavior of resembles that of âspaces.
1. Introduction
The notion of a matricially normed space was introduced by Effros and Ruan [3]. Soon, after the discovery of Ruan representation theorem [15], the most attention was concentrated to the outstanding special class of these structures, namely the âspaces, more often now called (abstract) operator spaces. (see the textbooks [4, 12, 14, 2]). However, already in [3, 15] it was demonstrated that matricially normed spaces are a subject of considerable interest also outside the class of operator spaces. In particular, according to these papers, one can successfully study the Haagerup tensor product of these spaces. Later it was shown in [10] that another important tensor product of operator spaces, the projective tensor product, also can be studied in the context of general matricially normed spaces.
In this paper we introduce and study the closely connected notions of a metrically projective and a metrically free matricially normed space. In the realm of operator spaces the definition of a metrically projective space resembles what was called by Blecher [1] (just) projective space, but differs from the latter. In the classical context of Banach spaces the metric projectivity appeared, under a different name, in the old paper of Graven [5].
We first characterize metrically free matricially normed spaces. Then, using the well known general categorical connection between freeness and projectivity, we characterize metrically projective matricially normed spaces. We describe the spaces in both classes in terms of the special space , the space of âmatrices endowed with a special matrixânorm. We show that metrically free spaces are matricial -sums of some specified families of spaces , whereas metrically projective spaces are complete direct summands of matricial -sums of arbitrary families of spaces .
The latter result, concerning projectivity, resembles Blecherâs Theorem 3.10 in [1], and in fact we were inspired by that. Note that the mentioned theorem, extended in a straightforward way to general matricially normed spaces, also can be deduced from the description of metrically free matricially normed spaces, however after some elaboration of our general categorical tools; cf. [8]. But we leave this material outside the scope of the present paper.
The contents of the paper are as follows.
Section 2 contains some preliminary definitions.
In Section 3 we introduce our main matricially normed space .
In Section 4 we prepare our tools from category theory. We consider the so-called rigged categories (well known under many different names), define projective objects in such a category and show that the metric projectivity of matricially normed spaces is a particular case of this general categorical projectivity. Then we introduce, within the frameâwork of a rigged category, the notion of a free object. We recall several general categorical observations that will be used in later sections, notably the characterization of projective objects as retracts of free objects.
In Section 5 we fix and introduce the special rig ââ, playing, in a sense, the role of a âbuilding brickâ for the rig, responsible for the metric projectivity. We show that the âfree object with a one-point base is exactly the matricially normed space . The proof heavily relies on properties of a distinguished âmatrix . The latter, in the guise of an element of , is , where denotes the elementary matrix with 1 on the âth place.
In Section 6 we apply the results of the previous sections to obtain our main results; namely, the aboveâmentioned description of metrically free and (as a corollary) of metrically projective matricially normed spaces.
Finally, in Section 7 we obtain some (far from complete) information about the structure of the space . First, we find its underlying normed space: it turns out to be the space of âmatrices with the trace class norm. Thus, it is the same as the underlying space of the operator space , playing the main role in the description of projective operator spaces in [1]. However, as a matricially normed space, is profoundly different from . We show that it does not belong to any of the classes of Effros/Ruan, which is not surprising, and (what is somehow surprising to the author) to the class as well. Nevertheless, in a certain sense the behavior of resembles that of âspaces.
2. Initial definitions
In what follows, we denote the space of -matrices, as a pure algebraic object, by , and the same space, endowed by the operator norm or the trace norm , by and , respectively. If is a normed space, we denote by its closed unit ball. The identity operator on a linear space is denoted by .
Let be a linear space, the space of -matrices with entries from . We identify with the tensor product . According to our convenience, we shall use either âmatrix guiseâ or âtensor guiseâ of this space. We denote the âvalued diagonal blockâmatrix with matrices on the diagonal by .
Definition 1. (Effros/Ruan [4]) A sequence of norms on is called a matrixânorm on , if it satisfies the two following conditions:
Axiom 1. For and we have . Here 0 is the zero matrix in .
Axiom 2. For and we have and .
A space , endowed with a matrixânorm, is called matricially normed space. The normed space, identified with , is called underlying normed space of our matricially normed space.
Two examples that we shall need are the matricially normed spaces and . The first one is with the matrix-norm, arising after the identifying, for every , of with , whereas the second one is with the matrix-norm, arising after the identifying of with .
Every subspace of a matricially normed space is, of course, a matricially normed space with respect to induced norms in for every . We call it matricially normed subspace of .
Now let and be linear spaces, a linear operator. The operator , is called âth amplification of . (In the âtensor approachâ is, of course, ).
If our and are matricially normed spaces, then we call completely bounded, if . We denote this supremum by .
If, in the previous context, every amplification is a contractive operator (that is ), we say that is completely contractive. (This is the most important class of operators in the present paper). The set of completely contractive operators between and is denoted by . If every amplification is isometric, strictly coisometric or isometric isomorphism, we say that is completely isometric, completely strictly coisometric or completely isometric isomorphism, respectively. Here we recall that the operator between normed spaces and is called strictly coisometric (or exact quotient map), if it maps onto .
The (nonâadditive) category with matricially normed spaces as objects and completely contractive operators as morphisms is denoted by . Evidently, isomorphisms in this category are completely isometric isomorphisms, defined above.
Definition 2. A matricially normed space is called metrically projective, if, for every completely strictly coisometric operator between matricially normed spaces, say and , and every completely contractive operator there exists a completely contractive operator , making the diagram
[TABLE]
commutative.
3. Construction of the matricially normed spaces
From now on and until we state otherwise, we fix some . Sometimes, if there is no danger of confusion, we omit index .
We begin with pure algebraic preparations.
Suppose we are given a linear space . Let us introduce the operator
[TABLE]
where is the symbol of the space of linear operators. It takes an âmatrix with entries in to the operator , where . Equivalently, if we use the âtensor guiseâ of , then is well defined by taking an elementary tensor to the operator . Here and onwards denotes the trace of a matrix. Obviously, is a linear isomorphism.
It is convenient to denote, for a given , the operator by .
Now consider all possible couples , where is a matricially normed space and . In what follows, we refer them as proper couples.
Definition 3. For every and we set
[TABLE]
where supremum is taken over all proper couples.
(We recall that takes an âmatrix with entries in to the âmatrix ) with entries in .
Proposition 1. *The indicated supremum is finite. Moreover, does not exceed the sum of modules of matrix entries after the identification of with . *
Proof. Take ; . We must show that for every proper couple we have .
If , then, since , and is a matricially normed space, we have for all . Hence . On the other hand, using again that is a matricially normed space, we have .
Theorem 1. *The sequence of functions is a matrix-norm on . *
Proof. First, we show that the function is a seminorm on and then we check the Axioms 1 and 2. All three assertions are proved by a similar argument. Namely, we use the respective properties of matricially normed spaces in proper couples and then the definition of as the relevant supremum. For example, the first estimation in Axiom 2 follows from the relations
[TABLE]
Finally, we prove that our seminorm is actually a norm. Take . If , then for a certain and . Choose a proper couple with such that if, and only if and , and also . Then we see that takes to the matrix with . Therefore , hence .
We denote the resulting matricially normed space by .
In particular, it is easy to show that is just . The structure of for bigger is not so transparent; we shall see this in our last section.
4. Projectivity and freeness in rigged categories
Definition 4. Let be an arbitrary category. A rig of is a faithful covariant functor , where is another category. A pair , consisting of a category and its rig, is called rigged category.
We call a morphism in admissible, if is a retraction in .
Definition 5. An object in is called -projective, if, for every âadmissible morphism and every morphism , there exists a morphism , making the diagram (D1) commutative.
**Our principal example. ** Consider the covariant functor
[TABLE]
taking a matricially normed space to the cartesian product . Thus, the elements of the set are sequences where . As to the action of our functor on morphisms, it takes a completely contractive operator to the map
[TABLE]
It is clear that we have obtained a rigged category. Note the following obvious statement.
Proposition 2. (i) A morphism in is âadmissible if, and only if it is a completely strictly coisometric operator.
(ii) -projective objects in are exactly metrically projective matricially normed spaces.
Return to general rigged categories. The following concept is well known under different names.
Definition 6. Let be an object in . An object in is called -free object with the base , if for every , there exists a bijection
[TABLE]
between the respective sets of morphisms, natural on . We say that a rigged category admits freeness, if every object in is a base of a free object in .
Remark. According to [11, Chs. III,IV], to say that a rigged category admits freeness is equivalent to say that has a left adjoint functor.
The following observations show the practical use of the freeness. They are actually well known and can be extricated, as particular cases or easy corollaries, from some general facts, contained in [11, Chs. III,IV].
Proposition 3. Suppose that our rigged category admits freeness. Then
(i) every object in is the range of an admissible morphism with a free domain.
(ii) an object in is is projective if, and only if it is a retract of a free object. In particular, all free objects in are projective.
It was proved in [8] that the rig, obtained from by the restriction of to its subcategory of operator spaces, admits freeness, and its free objects are the soâcalled âsums of certain families of âbuilding bricksâ. The latter are the spaces, considered, as operator spaces, as dual to the âconcreteâ operator space . (These spaces were already used in [1]). A similar result was obtained in [9] in more general context of operator modules over operator algebras.
But our aim is to find free objects in the âwholeâ rigged category . To begin with, we shall find free objects in another rigged category that is, speaking informally, a âsmall partâ of .
5. The rig and its free objects with the one-point base
With still fixed, we consider the covariant functor
[TABLE]
taking a matricially normed space to the set and taking a completely contractive operator to its restriction to the respective unit balls. Evidently, we get a rig.
Now we need some preparation. First, recall the operator (see (1)).
Proposition 4.Let be linear spaces, an operator. Then the diagram
[TABLE]
*where takes an operator to the composition , is commutative. *
Proof. A convenient way to check this is to use the âtensor guiseâ of and look at elementary tensors in .
Recall the matrices and from Section 1. A routine calculation gives
Proposition 5. The operator is just .
Proposition 6. *For every linear space and we have *
Proof. Represent as . Then we have , hence .
This, together with (2), implies
Proposition 7. *The norm of in is 1. *
Theorem 2. *The matricially normed space is âfree with a one-point set as its base. *
Proof. Let be a matricially normed space, and a one-point set. According to (4), we must construct a bijection
[TABLE]
or, equivalently, a bijection , natural on . Take and consider as an operator between the matricially normed spaces and . Then for every and we have, by (2), that . This means that is completely contractive. Thus, the map has the well defined restriction to and . It is this restriction that we choose as . Show that it has required properties.
The commutative diagram (D2), being restricted to the respective unit balls and sets , demonstrates that our constructed is natural on . Also is obviously injective. It remains to show that it is surjective.
Take an arbitrary and consider the diagram
[TABLE]
the relevant restriction of the diagram (D2) after choosing as and as . Now recall that the element belongs, by Proposition 7, to , and Proposition 5 implies that . But , and our diagram is commutative. Therefore , and we are done. .
6. Characterization of free and projective spaces
To move from the rig and its free objects with one-point bases to the âwholeâ and its free objects with arbitrary bases, we need the following well known categorical concept (cf., e.g., [7, Ch.2] or [11]).
Let be a family of objects in an (arbitrary) category . We recall that a pair , where is an object, and are morphisms in , is said to be the coproduct of this family, if, for every object and a family of morphisms there is a unique morphism such that we have for every .
(We speak about âtheâ coproduct because it is unique up to a categorical isomorphism, compatible with the respective coproduct injections.)
The mentioned , denoted in a detailed form by , is referred as the coproduct object, and âs as the coproduct injections. The morphism is called the coproduct of the morphisms and denoted by .
We say that admits coproducts, if every family of its objects has the coproduct.
Of course, the category admits coproducts: the coproduct of a family of sets is their disjoint union, with obvious coproduct injections. Also it is well known that the category of normed spaces and contractive operators also admits coproducts: the coproduct of a family of normed spaces is their (classical) âsum.
Now suppose we have a family of matricially normed spaces. Consider their algebraic sum and identify, for every , the linear spaces and . Endow every with the norm of the âsum of normed spaces. Then we easily see that we made a matricially normed space. We call it matricial -sum of a given family. As an easy corollary of the structure of coproducts in , we obtain
Proposition 8. The matricial -sum of a given family of matricially normed spaces is the coproduct of this family in with the natural embeddings as the coproduct injections. Thus, the category admits coproducts.
Remark. The full subcategory of , consisting of operator spaces, also admits coproducts, but the respective construction is necessarily more sophisticated. It was shown by Blecher [1, Sect. 3].
We turn to âfree objects that in what follows will be referred as metrically free matricially normed spaces. At first we concentrate on the case of the oneâpoint base.
From now on we âreleaseâ . Denote by the matricial âsum ( = coproduct in ) of the family .
Theorem 3. The metrically free matricially normed space with a oneâpoint base, say , does exist, and it is .
Proof. Let be an arbitrary matricially normed space. We must construct a bijection
[TABLE]
natural on . The first of the indicated sets can be identified with the set of sequences .
By Theorem 2, for every , after relevant identifications, there exists a bijection , taking to the operator . Thus every sequence gives rise to a family of completely contractive operators . Denote by the coproduct of these .
Taking every to , we obtain, modulo the mentioned identifications, a map between the sets, indicated in (6). Note that for all completely contractive operators , where are matricially normed spaces, we obviously have . Therefore, knowing that every is natural on , we obtain that is natural on . Finally, since every is a bijection, is also a bijection.
To pass from oneâpoint sets, as bases of free objects, to arbitrary sets, we can use the following simple categorical observation. Let be an arbitrary rig.
Proposition 9. Suppose that we are given a family of free objects with bases . Further, suppose that there exist the coproducts and in and , respectively. Then is a free object with the base .
Proof. See, e.g., [8, Prop. 2.13].
Since every set is the coproduct of its one-point subsets, this proposition immediately implies
Theorem 4. For every set , there exists a metrically free matricially normed space with the base , and it is the matricial -sum of the family of copies of the matricially normed space , indexed by points of . Thus, the rigged category admits freeness.
Now we want to pass from free to projective matricially normed spaces. To make the formulation more geometrically transparent, we say that a matricially normed space is a a complete direct summand of a matricially normed space , if is completely isometrically isomorphic to a matricially normed subspace of , and there is a completely contractive projection of onto . We have an obvious
Proposition 10. A matricially normed space is a retract in of a matricially normed space if, and only if is a complete direct summand of .
In what follows, we use a simple general-categorical observation, concerning an arbitrary rig.
Proposition 11. (i) A retract of a âprojective object is âprojective
(ii) the coproduct of a family of âprojective objects (if, of course, it does exist) is âprojective.
We call a matricially normed space âcomposed, if it is a matricial âsum of some family of spaces such that each of summands is for some .
Theorem 5. (i) Every matricially normed space is an image of a completely strictly coisometric operator with the âcomposed space as its domain
*(ii) A matricially normed space is metrically projective if, and only if it is a complete direct summand of a âcomposed space. *
Proof. Combining Propositions 2(i) and 3(i) with Theorem 4 and Proposition 2, we obtain (i). Combining Propositions 3(ii) and 10 with Theorem 4, we obtain the âonly ifâ part of (ii). To prove the rest, we observe that every space is, of course, a complete direct summand of the space , hence, by Propositions 10 and 11(i), combined with Theorem 3, it is metrically projective. It remains to use Propositions 8 and 11(ii), and then Propositions 3(ii) and (again) 10.
Remark. Blecher [1] considered a different kind of projectivity. This was the operator space version of the âlifting propertyâ of some Banach spaces (cf., e.,g., [13, p. 133]), studied in the classical context by Grothendieck [6]. This kind of projectivity also can be treated within the general frame-work of a rigged category and its free objects, but after a kind of elaboration of our scheme. Such an approach was used for operator spaces, in [8, 9]. As to general matricially normed spaces, this approach leads to the following version of Theorem 3.10 in [1]:
*A matricially normed space is projective *(in the just mentioned sense) *if, and only if it is almost a direct summand of a âcomposed space. *
The definition of an almost direct summand repeats word by word the Definition 3.8 in [1] that was given for operator spaces.
7. Some properties of the matricially normed space
In this section we again fix a natural .
Theorem 6. The underlying normed space of is .
Proof. Denote the norm on by . Take an arbitrary element, say , in . First, we prove that . Accordingly, our task is to show that for every proper couple we have .
Consider the commutative diagram (D2) with as and an arbitrary functional on as . Fix and denote, for brevity, the matrix by . Then for our , as for a matrix in , we have . Consequently, knowing what is (cf. Section 3) and using the latter equation, we have . Therefore the standard duality between and gives the estimate .
Now, using Hahn/Banach theorem, take such that . Then, by the latter inequality, we have
[TABLE]
But it follows from [4, Cor. 3.3] that , being considered as an operator between and , is completely contractive. Since , this implies that the norm of in is also , that is . Therefore the needed estimate for follows from (7).
Turn to the inverse estimate. By the duality between and , there exists such that . Set and consider in the unit ball of . Then takes to . Therefore, by (2) (with ), we have .
Note that the underlying space of the operator space, playing in the smaller category of operator spaces the same role of âbuilding bricksâ for free objects, is again  [9, Prop. 2.7]. However, our current object, the space , is far away to be an operator space. We have already seen this for ; now we demonstrate this for all .
Take . A matricially normed space is said to be âconvex or âconcave if for every matrices with entries in , we have that or , respectively. A space that is âconvex and âconcave, is called an âspace [4]. Evidently, an operator space is âconvex for every .
Proposition 12. *The matricially normed space is not âconvex, in particular, not an âspace, for every . *
Proof. Suppose the contrary. Take any âconcave matricially normed space with (for example, ). Then, according to [15, Theorem 5.3] (cf. also [10, Prop. 3.3]), we have . On the other hand, has certainly more than one point. But by virtue of Theorem 2 there is a bijection between the sets and . We came to a contradiction.
Proposition 13. *Let be a blockâdiagonal matrix . Then . *
Proof. As it is well known, there exist unitary matrices such that every is a positive diagonal matrix. Note that for and we have . Therefore, because of Axiom 2, we can suppose without loss of generality that all are positive diagonal matrices.
Set , so we have . Also set , where is the identity matrix in , so we have . It is easy to see that takes to , hence is the diagonal âmatrix with numbers on the diagonal. Therefore, by (2), we have .
Note that Proposition 12 could be easily deduced from the previous proposition, without applying to the triviality of the set .
Proposition 13 shows, loosely speaking, that some properties of resemble (âup to the multiplier â) to those of âspaces. Nevertheless we have
Proposition 14. *The matricially normed space is not an âspace. *
Proof. Suppose the contrary. As a particular case of Proposition 3.2 in [10], every functional , where is an âspace, contractive in the âclassicalâ sense, is automatically completely contractive. Since the underlying space of is , this concerns, in particular, . Consequently, the operator is contractive. In particular, for (see Section 5) we have . But, by Proposition 7, we have , and at the same time is the identity matrix in . Therefore , a contradiction.
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